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Birch v Wesco Electrics (1966) Pty Ltd [2012] FMCA 5 (9 January 2012)
Last Updated: 18 January 2012
FEDERAL MAGISTRATES COURT OF AUSTRALIA
BIRCH v WESCO ELECTRICS
(1966) PTY LTD
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INDUSTRIAL LAW – Dismissal – alleged
contravention of a general protection – adverse action – age –
sex – injunction – whether in relation to dismissal – whether
equal opportunity claim before state administrative
decision-maker statutorily
prohibited.
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COURTS AND JUDGES – Federal Magistrates Court – federal court
– state administrative decision-maker – restraint
–
injunction.
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PRACTICE AND PROCEDURE – Injunction – federal court –
whether personal prohibition on applicant making equal opportunity
claim before
state administrative decision-maker– restraint – applicant or state
administrative decision-maker.
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PRACTICE AND PROCEDURE – Abuse of process – whether vexatious
proceedings in any other Australian Court.
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WORDS AND PHRASES – “must” – “must not”
– “must not make” – “in
relation to” –
“Australian court”.
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Acts Interpretation Act 1901 (Cth),
s.15AB(2)(e)Constitution, ss.71, 109, 116Equal Opportunity Act
1984 (WA), ss.11, 24, 66W, 75, 83(1), (4) and (5), 84, 86, 87, 91, 159,
164. Fair Work Act 2009 (Cth), ss.342, 351, 369, 370(2), 394, 539,
562, 566, 567, 568, 570, 576, 577, 725, 726, 727, 728, 729, 730, 731,
732Federal Court of Australia Act 1976 (Cth), ss.5(1) and (2), 19,
32AA(1) Federal Magistrates Act 1999 (Cth), ss.3, 5, 6, 8(1) and (3),
10(1) & (2), 14, 15, 16, 19(1) Federal Magistrates Court Rules 2001
(Cth), rr.5.01, 11.01(1) and (2), 13.10, 13.11 Judiciary Act 1903
(Cth), s.4 Jurisdiction of Courts (Cross-Vesting) Act 1987 (Cth),
s.5(4)Transport Appeals Board Act 1980 (NSW)
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Quick J and Garran RR, Annotated Constitution of the Australian
Commonwealth (Angus and Robertson, 1901) Quick J and Groom L, The
Judicial Power of the Commonwealth (1904) The Parliament of the
Commonwealth of Australia, House of Representatives, Fair Work Bill 2008,
Explanatory Memorandum The Shorter Oxford English Dictionary on Historical
Principles, Volume II (Oxford: Clarendon Press, 1973) Zines L, Federal
Jurisdiction in Australia (3rd ed, Federation Press, 2002)
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Respondent:
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WESCO ELECTRICS (1966) PTY LTD
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Hearing date:
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4 October 2011
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Date of Last Submission:
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4 October 2011
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Delivered on:
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9 January 2012
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REPRESENTATION
Counsel for the
Applicant:
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Ms C Moss
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Solicitors for the Applicant:
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MDS Legal
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Counsel for the Respondent:
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Mr M Nazareth
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Solicitors for the Respondent:
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NECA Legal
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Counsel for the Intervener:
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Mr J Rosales-Castaneda
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Solicitors for the Intervener:
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Equal Opportunity Commission of Western Australia
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ORDERS
(1) In relation to the amended application in a case
filed by the respondent on 26 August 2011, the Court orders
that:
- (a) the
applicant be permanently restrained from proceeding with, or taking any further
action or steps in, or in relation to, her
complaint under section 83 of the
Equal Opportunity Act 1984 (WA), lodged with the Commissioner for Equal
Opportunity on 19 May 2011; and
- (b) the amended
application in a case otherwise be dismissed, save as to
costs.
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FEDERAL MAGISTRATES COURT OF AUSTRALIA AT
PERTH
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PEG 110 of
2011
Applicant
And
WESCO ELECTRICS (1966) PTY LTD
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Respondent
REASONS FOR JUDGMENT
(As corrected)
Introduction
- Rebecca
Birch[1] has made an
application[2] to this
Court under ss.351(1) and 539(2) of the Fair Work Act 2009
(Cth).[3] Ms Birch
alleges that Wesco Electrics (1966) Pty
Ltd[4] took adverse
action[5] against her by
dismissing her because of her age and sex.
- Ms
Birch has also made a complaint to the Commissioner for Equal
Opportunity[6] under
s.83(1) of the Equal Opportunity Act 1984
(WA)[7] alleging
discrimination on the grounds of sex, age and sexual harassment in her
employment,[8] contrary
to ss.11, 24 and 66W of the EO Act.
- Presently
before the Court is an application in a case to:
- stay
the EO Commissioner from dealing with the EO Complaint, pending further order of
this Court;
- bar
Ms Birch from proceeding with any proceeding concerning the subject matter of
the Application and the EO Complaint, other than
the Application;
and
- alternatively,
to summarily dismiss the Application.
Application
- The
Application, filed on 4 May 2011, seeks orders for:
- lost
earnings in the sum of $2,713.84; and
- compensation
for loss and damage suffered by reason of Wesco Electrics’ alleged
contravention of s.351(1) of the FW Act, as the Court considers
appropriate.
- The
“Form 2 Claim under the Fair Work Act 2009 alleging dismissal in
contravention of a general
protection”[9]
alleges a contravention in the following terms:
- 1. The
applicant alleges a breach by the respondent of section 351(1) of the Fair
Work Act 2009 (Cth), in that the respondent took adverse action against the
applicant, who was an employee of the respondent, because of the
applicant’s
age and sex.
- 2. In
particular, the applicant alleges that she was dismissed because she refused to
drink alcohol and socialise with the respondent’s
director Michael Mannion
and his friends, and that she would not have been dismissed for that reason if
not for the fact that she
was young and female.
- A
copy of a certificate issued by Fair Work Australia under s.369 of the FW
Act, dated 20 April 2011, is attached to the Claim
Form.[10]
Response
- Wesco
Electrics opposes the making of orders granting any remedy to Ms Birch, and
seeks to have the Application dismissed.
Background factual matters
- The
EO Complaint was received by the EO Commissioner on 19 May 2011 under cover of a
letter from Ms Birch’s
solicitors.[11]
- The
EO Complaint form completed by Ms Birch’s solicitors identifies Mr Michael
Mannion and Wesco Electrics as those whom Ms
Birch believes discriminated
against her, and which she describes (seemingly collectively) as her
“Former Employer”.
Ms Birch identifies the type of discrimination
that she considers that she has suffered as being discrimination on the basis of
sex,
sexual harassment and age. Ms Birch identifies the discrimination as having
occurred at her place of employment or work from early
2010 until early
2011.[12]
- The
EO Complaint form asks that the complainant “attach copies of any
documents that may help us with our investigation”. In that regard Ms
Birch has attached a letter from Wesco Electrics,
being the letter terminating
her employment. In response to the question “[h]ow has this affected
you?” Ms Birch has
written:
- I was
subjected to mental anguish, embarrassment and humiliation during my employment.
My employment was then wrongfully terminated
due to my failure to tolerate and
accept the
discrimination.[13]
- The
particulars of the EO Complaint are as follows:
- The
Applicant (Rebecca Birch) was continually subjected to discrimination by the
Respondent (Wesco Electrics (1966) Pty Ltd) during
her employment with the
Respondent from early 2010 until termination of her employment on 31 January
2011.
- 1. The
Respondent routinely discriminated against the Applicant because of her sex and
age, and subjected the Applicant to sexual
harassment, by reason of the
following:
- 1.1 causing
the Applicant humiliation and embarrassment by sending her explicit pornographic
material by email;
- 1.2 allowing
a friend of Mike Mannion (a director of the Respondent) to send numerous emails
from the Applicant’s work email
account to male persons known by the
friend, with content such as “Meet me in the toilet I want to fuck”,
which caused
the Applicant humiliation and embarrassment;
- 1.3 treating
the Applicant in a demeaning manner and causing her humiliation and
embarrassment by requiring her to fetch beers for
Mike Mannion and his friends
when Mr [Mike] Mannion’s friends visited him in the Respondent’s
workplace;
- 1.4 requiring
the Applicant to drive Mike Mannion after the Applicant had been drinking
alcohol;
- 1.5 insisting
that the Applicant drink alcohol and socialise with Mike Mannion and his
friends;
- 1.6 causing
the Applicant humiliation and embarrassment by sending sexual text messages such
as on 31 January 2011 when she was directed
by an abrupt text message from Mike
Mannion to pick him up from Coco’s, she replied with “Where’s
the love?”
(as in “Why aren’t you asking me nicely?”)
and to which Mr [Mike] Mannion replied “In my pants”;
- 1.7 on one
occasion during 2010 Mike Mannion’s friend told the Applicant to lower her
top so that he could see her cleavage
when she arrived at Coco’s to
collect Mr [Mike] Mannion. Mr [Mike] Mannion heard that comment and did nothing
to object to
it;
- 1.8 on
another occasion when the Applicant arrived to collect Mike Mannion from
Coco’s, he urinated in front of her in the
undercover car park of the
restaurant;
- 1.9 on
numerous occasions both Mike Mannion and Robert Mannion (also a director of the
Respondent) told the Applicant to dress for
work in a way that would show her
cleavage;
- 1.10 on
another occasion during 2010 Mike Mannion required the Applicant to collect him
from Coco’s, take him to the Como Hotel
and wait while he had a drink
before taking him to the office. While at the Como Hotel Mr [Mike] Mannion
placed his hand on the Applicant’s
thigh. Later that day he pushed her
hair behind her shoulders in an affectionate manner while she was driving and
when the Applicant
dropped Mr [Mike] Mannion at work he hugged her several
times;
- 1.11 in
March 2010 Mike Mannion started calling the Applicant by the nickname
“Mumbles” or “Mumblers”, which
is urban slang for
“a woman wearing clothing that is far too tight for her, often with no
underwear, so that you can see the
shape and movement of her genitals. Her lips
are moving but you can’t hear what she is saying” (see
www.urbandictionary.com).
Mr [Mike] Mannion told numerous people, including the
applicant, that he gave the Applicant that nickname after she arrived to help
clean the office after the March 2010 hailstorm wearing a pair of gym
tights;
- 1.12 Mike
Mannion also referred to the Applicant by the name of “Rachael”, who
was the previous employee who sat in the
applicant’s chair. While
demeaning, the Applicant tolerated the nickname as it was preferable to the
alternate nickname of
Mumbles;
- 1.13 on
another occasion Mike Mannion asked the Applicant’s co-worker to prepare a
job description for the applicant’s
role. Mr [Mike] Mannion then required
the Applicant to sit in the boardroom with himself, the Applicant’s
co-worker and Mr
[Mike] Mannion’s friend while Mr [Mike] Mannion read
through the job description. Mr [Mike] Mannion and his friend ridiculed
the
Applicant as they read through the job description. For example, Mr [Mike]
Mannion said “Sending faxes – scrap that
she can’t do
that”. The Applicant found that conduct humiliating and
embarrassing;
- 1.14 Mike
Mannion would regularly make jibes about the Applicant’s weight including,
for example, an occasion when Mr [Mike]
Mannion said “You should be a
newsreader and [a female co-worker] should be a weather girl because when you
stand up everything
looks shit”. The Applicant understood Mr [Mike]
Mannion to mean that she should sit behind a desk so that she was only seen
from
the chest up;
- 1.15 Mike
Mannion made frequent other references to the Applicant’s body including
telling her she should not be eating lunch,
calling her fat, telling her that
because she was younger than he and her female co-worker she should be slimmer
and teasing her
about the size of her upper arms; and
- 1.16 on
another occasion during her employment the Applicant attended lunch at the Must
Wine Bar with Mike Mannion, Rob Mannion,
the Applicant’s co-worker and
Mike Mannion’s friend. The men present brought the subject of sex into the
conversation.
Mr [Mike] Mannion’s friend asked the Applicant whether she
liked to place her finger into her partner’s anus during sexual
intercourse. The Applicant said that was private and refused to answer. Mr
[Mike] Mannion’s friend then proceeded to call our
client “Bridget
with a dirty digit” for the remainder of the lunch. That incident, and the
reference by Mr [Mike] Mannion’s
friend to the Applicant as “Bridget
with a dirty digit”, occurred in the presence of both Mike Mannion and Rob
Mannion,
neither of whom intervened.
- 2. In
relation to point 1.5 above, the Applicant says that the Respondent
discriminated against her by terminating her employment
on the first occasion
that she refused to drink alcohol and socialise with Mr [Mike] Mannion and his
friends.[14]
- On
30 June 2011 the EO Commissioner wrote to Ms
Birch[15] requesting
that she show “good cause” as to why the EO Commissioner should
accept those allegations in the EO Complaint
which were outside of the 12 month
time
limitation.[16]
- On
18 July 2011 the EO Commissioner received a letter from Ms Birch’s
solicitors making submissions as to why Ms Birch satisfied
the “good
cause” requirements for the EO Commissioner to consider the out of time
allegations.[17]
- Ms
Birch’s Solicitors’ 18 July 2011 Letter includes the following
passages:
- Ms
Birch’s employment with the Respondent was terminated on 31 January 2011,
following discrimination against her as a result
of her age and sex. Ms Birch
was unrepresented at that time and filed an application pursuant to the Fair
Work Act 2009 on 9 February 2011 alleging unfair dismissal pursuant to section
394 of the Fair Work Act 2009.
- Ms Birch
retained this firm on 23 February 2011. Efforts were then made to resolve this
matter at conciliation conferences on 10
March and 19 April 2011 and during
without prejudice negotiations between the parties. On March 23 2011, Ms
Birch’s original
application was discontinued and an application pursuant
to the general protection provisions of the Fair Work Act 2009 was filed in its
place (Fair Work
Application).[18]
The allegations contained within the Fair Work Application remained the
same.
- Unfortunately,
the efforts to resolve this matter were unsuccessful. It was considered by this
firm that the sexual harassment elements
of Ms Birch’s allegations also
fell within the provisions of the Equal Opportunity Act 1984 (Act) and
that a complaint was appropriate pursuant to section 83 of the Act.
- The Fair
Work Application remains ongoing in the Federal Magistrates Court but is not
listed for hearing until January
2012.[19]
- ...
- Prejudice
to Ms Birch
- ...
- Further, Ms
Birch is a young person on a limited salary and this firm wishes to avoid the
unnecessary expenditure of legal fees.
Had the matter brought pursuant to the
Fair Work Act 2009 been resolved through negotiation, the [EO] Complaint would
not have been brought. Ms Birch’s interests should not be prejudiced
for
this reason.
- Prejudice
to the Respondent
- It is
submitted that there is no prejudice to the Respondent if the entirety of the
Complaint is included within the investigation.
- Subject to
the Commissioner’s determination, the Respondent will be required to
respond to allegations from Ms Birch in any
event. The inclusion of the Pre- 19
May Events will add little to the task or to the evidence which the Respondent
would need to
submit.
- Further,
the Respondent has been aware of the allegations forming the substance of the
[EO] Complaint since, at least, 23 March 2011,
when the original application
pursuant to the Fair Work Act 2009 was filed. The Respondent would therefore
have been aware of the necessity of gathering any evidence it thought necessary,
including
proofs of evidence from employees. As far as Ms Birch is aware, the
main witnesses, who were employees of the Respondent at the time
of her
employment, are still employed by the Respondent.
- In summary,
it is submitted that the reasons for the delay are justifiable, that the delay
has not been lengthy and that any prejudice
caused to the Respondent by the
inclusion of the Pre- 19 May 2010 Events is outweighed by the prejudice which
would be caused to
Ms Birch should only a portion of the incidents comprising
the discriminatory behaviour against her be included in the
investigation.[20]
- On
19 July 2011 the EO Commissioner sent correspondence to Wesco Electrics advising
that Ms Birch had alleged in the EO Complaint
that she had been discriminated
against on the grounds of age, sex and sexual harassment in the area of
employment, but that part
of her complaint involved allegations outside the 12
month limitation
period.[21] The EO
Commissioner sought reasons as to why Wesco Electrics might be prejudiced if the
out of time allegations were
accepted.[22]
- On
29 July 2011 Ms Birch filed an affidavit in these proceedings affirmed on 28
July 2011.[23] In Ms
Birch’s 28 July 2011 Affidavit she recounts the following:
- that
she was employed by Wesco Electrics between 2 February 2010 and 31 January
2011;[24]
- that
her “bosses” at Wesco Electrics were Michael and Rob Mannion, and
that the other employee who did administrative
work with her, and who was her
supervisor, was Rhonda
Anderson;[25]
- that
her employment with Wesco Electrics was terminated on 31 January 2011 without
notice, and without previous warnings in relation
to her employment, other than
for very minor
issues;[26]
- that
in relation to a request by Mike Mannion for her to pick him up from a
restaurant called Coco’s on 31 January 2011, Ms
Birch says as
follows:
- 11. On 31
January 2011, I was doing my work as normal. At about 3.00pm the boss, Mike,
texted me telling me to pick him up from Cocos.
He had been having lunch with
his mates there. Rhonda had dropped him off there.
- 12. I
messaged him back “Where is the love?” as in “Why aren’t
you asking me nicely?” He replied “In
my pants”.
- 13. I
messaged back “That is a bit inappropriate”.
- 14. He
messages back “Be here at 4.30 choppy chop”.
- 15. After
that I did not reply. I did call him to make sure that he still wanted me to
pick him up. I got to Cocos at about 4.00pm.
I went inside and found that he was
not ready to leave. He was having a drink with one of his mates, Brad Zemek.
Brad owns Bentley
IGA. They got me a chair and offered me a drink. I said
“No I’m fine. I have to drive”. They got me a champagne
anyway. I sipped it but did not drink it.
- 16. Mike
left the table to take a telephone call. I waited approximately 5 minutes until
Mike came back. I was not happy to be there
as I had just broken up with my
boyfriend and was feeling upset about that, and I was upset about the text
message Mike had sent
me earlier.
- 17. Mike
said to me “What’s wrong? You’ve come to lunch to pick us up
and you’re not in a happy mood. You
are bringing me down.” He told
me to leave and said that he would get a taxi to the Subi Hotel. I told Mike
that I would wait
but that we should hurry up and leave because of the traffic.
Mike eventually told me that I should just go back to work and he would
get a
taxi. He said that about four times. I said “Are you sure Mike?” and
he said yes and I left. I had been there for
about 20 minutes.
- 18. Mike
was on the phone to Rhonda while I was there. He was telling her to tell me to
go home because I was annoying him. He put
Rhonda on the telephone to me and I
spoke to her. I then left Cocos.
- 19. I
messaged Mike about 15 minutes after I left and apologised for not being in the
right frame of mind. I told Mike that I should
have kept my personal life out of
my professional life.
- 20. He
replied with “Yes you need to sort that out. However you are not required
on
Monday.”[27]
- that
she attended a meeting at Wesco Electrics’ office on the next Monday, at
which the following occurred:
- 27. Mike
asked if I wanted to know why I was being fired. I said “Yes, I would love
to know”. He said that I never want
to do things, they have to tell me to
do everything twice. An example he gave was that they have to tell me to get
beers out of the
fridge more than once and ask me to pick them up more than
once. He did not really give me a specific reason for dismissing
me.[28]
- that
after a major storm in Perth on 22 March 2010 which had caused damage to Wesco
Electrics’ office she went to the office
to help clean up wearing a pair
of gym tights. Mr Mike Mannion referred to her pants as “mumbles” or
“mumblers”,
and thereafter called her “mumbles” or
“mumblers” at work. It is said that he did so because of the gym
tights
worn by Ms Birch to help clean the office. Ms Birch says that she
understands the term “to be slang for tight clothing on a
woman, which
allows a person to see the shape and movement of the women’s
genitals”, and that she found the nickname
offensive;[29]
- that
she would frequently have to pick up Mr Mike Mannion from lunch, mostly at
Coco’s Restaurant, and that he would insist
that she sit down and have a
drink even though she was driving, in work time and had outstanding work to
complete, but she was always
careful to only have one drink as she had to
drive;[30]
- that
on one of the occasions on which she came to pick up Mr Mike Mannion from
Coco’s, one of his friends, Mark Marassis said
to her “you should
lower your top when you pick Mike up so I can see your cleavage”, and that
Mr Mike Mannion, who was
sitting across from Mr Marassis, said nothing to her
and just smiled.[31]
On this occasion, when Ms Birch and Mr Mike Mannion went to the car parked in
the undercover car park, Mr Mike Mannion urinated on
a pole in the car
park;[32]
- that
at a time around the same date as Mr Mike Mannion’s friend made a comment
about her cleavage, set out above, she had to
pick Mr Mike Mannion up from
Coco’s Restaurant and take him to the Como Hotel. Here Mr Mike Mannion put
a hand on her thigh.
When Ms Birch was driving him back to the office, he pushed
her hair behind her shoulders whilst looking down her top and said “It
looks better when it’s behind your shoulders”, to which Ms Birch
responded “No, I like it how it is.” When
they arrived at work Mr
Mike Mannion hugged Ms Birch three or four times, and then after she had walked
across the road towards her
car, Mr Mike Mannion called her back, and hugged her
again;[33]
- that
on another occasion before Christmas 2010 Ms Birch went to Must Wine Bar for
lunch with Messrs Mike and Rob Mannion, Ms Anderson
and a friend of Mr Mike
Mannion called Andrew. The following then occurred:
- 41. ...The
men began talking about sex. I can’t remember the exact words of the
conversation. At one point, Andrew asked me
if I liked to put my finger in my
partner’s anus during sex. I said that that was private and I refused to
answer. Andrew then
began calling me “Bridget with the dirty digit”
for the remainder of the lunch. Both Mike and Rob were at the table when
this
comment was made. Neither of them said anything or tried to stop Mike’s
friend from making the
comment.[34]
- that
Mr Mike Mannion would send her rude emails at least a couple of times a week,
and follow-up with inquiries as to what Ms Birch
thought of the
emails;[35]
- that
on another occasion in the second half of 2010 Mr Mike Mannion had been out to
lunch with Andrew
Doig,[36] and that Mr
Doig had been on her computer, and had sent emails from her email address saying
“Meet me in the toilet. I want
to fuck” and other inappropriate
messages, as a consequence of which Ms Birch had to send an email of apology to
the men to
whom the messages had been sent. Ms Birch says that Mr Mike Mannion
was with Mr Doig when she left the office in the afternoon the
message was
sent;[37]
- that
on numerous occasions comments were made about Ms Birch’s appearance,
including the following:
- Messrs
Michael and Rob Mannion told her on a number of occasions to “dress for
work in a way that would show ...
cleavage”;[38]
- that
Mr Mike Mannion called her “fat” on a number of occasions, told her
that she should not be eating lunch, that she
should be slimmer, and described
her upper arms along the lines of them being “tuckshop
arms”;[39]
and
- that
Mr Mike Mannion said to her that she “should be a newsreader”
because “when you stand up, everything looks
shit”; [40]
and
- that
towards the end of 2010 a job description was prepared for her, and that she was
made to sit in the Wesco Electrics’ boardroom
with Mr Mike Mannion, Ms
Anderson and Andrew Doig as Mr Mike Mannion went through the job description
making comments that she could
not do basic duties, including a comment where Mr
Mike Mannion said “sending faxes – scrap that, she can’t do
that”.[41]
- In
a further affidavit affirmed on 5 September
2011[42] Ms Birch
referred to the lunch at Must Wine Bar set out above and says as
follows:
- In the July
Affidavit, I referred to a lunch at Must wine bar. When I swore the July
Affidavit, I didn’t remember how the conversation
that ended in Andrew
Doig calling me ‘Bridget with the dirty digit’ started but I now
agree that Rhonda said words to
the effect that “a man’s g-spot is
in his anus”. I did not say words to the effect of “I stick my
finger
in my boyfriend’s ass all the time” or “I
couldn’t understand why my boyfriend didn’t like it when
I put my
finger in his arse” or “There’s no problem with that, I do it
to my boyfriend all the time.”. I
consider that sort of information to be
private and was very embarrassed at being called ‘Bridget with the dirty
digit’.[43]
- An
employer association, the National Electrical and Communications
Association,[44]
responded to the EO Commissioner’s 19 July 2011 Letter by letter dated 4
August 2011 on behalf of Wesco
Electrics.[45]
- The
NECA 4 August 2011 Letter:
- objected
to the EO Complaint being made on the basis of s.725 of the FW Act,
alleging that the Application was an application of a kind described in s.726 of
the FW Act,[46]
and that the EO Complaint was a matter of a kind described in s.732 of the FW
Act. The EO Commissioner was advised that, if the EO Complaint was not
dismissed or stayed, Wesco Electrics would seek a permanent injunction
from this
Court under ss.14 and 15 of the Federal Magistrates Act 1999
(Cth);[47]
- objected
to an extension of time for a variety of reasons, which are not presently
relevant; and
- argued
that the EO Complaint was oppressive because Wesco Electrics had already had to
deal with the allegations made in two separate
jurisdictions (the unfair
dismissal application to Fair Work
Australia[48] and the
Application in this Court), and that additional and unreasonable costs were
being incurred as a consequence, and that the
EO Complaint was therefore an
abuse of process.
- The
EO Commissioner wrote to Ms Birch on 17 August 2011 advising
that:
- I
considered the submissions regarding the pre- 19 May 2010 allegations being out
of time and decided that good cause has been shown
for all of events complained
of from 2 February 2010 to be
investigated.[49]
- The
EO Commissioner wrote to Wesco Electrics on 17 August 2011 advising
that:
- I have
considered the responses from you and Ms Birch regarding the events which
occurred prior to 19 May 2010 and decided that good
cause has been shown for all
events complained of from 2 February 2010 to be
investigated.[50]
- The
EO Commissioner’s 17 August 2011 Wesco Electrics and Birch Letters did not
address Wesco Electrics’ jurisdictional objection to the EO Commissioner
dealing with the EO Complaint, nor did it explain why there was “good
cause” to investigate those allegations falling
outside the 12 month time
limit.
- The
EO Commissioner’s 17 August 2011 Wesco Electrics and Birch Letters also
advised that a conciliation conference was being convened at the offices of the
EO Commissioner on Tuesday 13 September 2011. A similar letter was sent to Mr
Mike Mannion.
- By
email dated 18 August 2011 NECA advised the solicitors for Ms Birch that they
intended to make an urgent application to this Court
for an order to stay the EO
Complaint.[51]
Application in a case
- On
19 August 2011 Wesco Electrics filed an application in a case seeking the
following orders:
- 1. The
Respondent seeks that the hearing of this application be expedited, pursuant to
Rule 5.01 of the Federal Magistrates Court Rules 2001 (Cth).
- 2. The
Respondent seeks that matter number CIC11/0293 in the Equal Opportunity
Commission of Western Australia be stayed, pending
further order of the
court.
- 3. In
the alternative, the Respondent seeks a declaration that the Equal Opportunity
Commission of Western Australia has no jurisdiction
in respect of the subject
matter contained in matter CIC11/0293 by operation of Sub-division B of Division
3 of Part 6-1 of the Fair Work Act 2009
(Cth).
Court orders – 25 August 2011
- The
application in a case came on before this Court on 25 August
2011,[52] at which
time the Court made orders, including orders:
- for
the filing of an amended application in a case; and
- for
the hearing of:
- the
amended application in a case; and
- an
application to join the EO Commissioner as a third party to the
proceedings.
Amended application in a case
- On
26 August 2011 Wesco Electrics filed an amended application in a case in the
following terms:
- 1. The
Equal Opportunity Commissioner of Western Australia be stayed from proceeding
with matter number CIC11/0293, pending further
order of the court.
- 2. Pursuant
to rule 13.11 of the Federal Magistrates Court Rules, the Applicant be barred
from continuing with any proceeding other than PEG 110/2011.
- 3. In the
alternative, this matter, PEG 110/2011, be summarily dismissed pursuant to rule
13.10 of the Federal Magistrates Court Rules.
- Despite
the terms of the amended application in a case the matter was argued on the
basis that, in addition to the orders sought in
the amended application in a
case, that:
- Ms
Birch be barred from proceeding with any other application or complaint relating
to the matter the subject of the Application on
the basis of abuse of process
generally, and not just on the basis of r.13.11 of the Federal Magistrates
Court Rules 2001
(Cth);[53]
and
- an
injunction issue against Ms Birch and the EO Commissioner on the basis of an
abuse of process arising from the EO Complaint as
it was a second application in
relation to the same subject matter as the
Application.
The Court has therefore considered the matter
as if the above issues were part of the amended application in a case. That
approach
is consistent with the Court’s obligation to consider the whole
of the matter, and to act informally and with
expedition.[54]
Consideration
Section 725 of the FW Act
- Section
725 of the FW Act provides as follows:
- A person
who has been dismissed
must not make an application or complaint of a kind referred to in any one of
sections 726 to 732
in relation to the dismissal if any other of those
sections applies.
- Lest
there be any doubt about the meaning of s.725 of the FW Act the Fair
Work Bill 2008 Explanatory
Memorandum[55]
provides that:
- 2707 This
Subdivision is intended to prevent a person ‘double-dipping’ when
they have multiple potential remedies relating
to a dismissal from employment by
seeking to limit a person to a single remedy.
- 2708
Clauses 726 to 732 set out all of the potential remedies that may apply. Clause
725 is the key operative provision. It provides
that if a person has made an
application that falls within any of clauses 726 to 732 then they may not bring
an application that
falls within any of the other clauses.
[56]
- There
is no dispute that Ms Birch is a person who has been dismissed for the purposes
of s.725 of the FW Act. The question which then arises is whether Ms
Birch has made “an application or complaint of a kind referred to in any
one
of sections 726 to 732 of the FW Act in relation to the
dismissal if any other of those sections applies.”
- The
Application is an application to a court under Division 2 of Part 4-1 of the
FW Act for orders in relation to a contravention of Division 5 of Part
3-1 of the FW Act, in which s.351 of the FW Act, which is alleged
to have been contravened, appears. The Application is an application under
Division 2 of Part 4-1 of the FW Act as it is an application under s.539
of the FW Act in relation to a contravention of a civil remedy provision,
s.351(1) of the FW Act being a civil remedy provision by reason of
s.539(2), Item 11 of the FW Act. The Application is not an application
which has been withdrawn by Ms Birch or which has failed for want of
jurisdiction.[57] The
Application is therefore a general protections court application as defined in
s.370(2) of the FW Act, and for the purposes of s.728(a) of the FW
Act.
- Because
the Application was made before the EO Complaint the question which then arises
is whether the EO Complaint is an “application
or complaint” to
which “any other of those sections applies”, that is any of ss.726
to 732 of the FW Act, save for s.728 which applies to the
Application.
- Wesco
Electrics asserts that s.732 of the FW Act applies to the EO Complaint.
Section 732 of the FW Act relevantly provides:
- (1)
This section applies
if:
-
(a) an application
or complaint under another
law has been made
by, or on behalf of, the person in relation
to the dismissal; and
-
(b) the application or complaint has not:
-
(i) been withdrawn by the person who made
the application; or
-
(ii) failed for want of jurisdiction.
- (2)
An application
or complaint under another
law is an application or complaint made
under:
-
(a) a law of the Commonwealth (other than this
Act); or
-
(b) a law of a State or Territory.
- The
EO Complaint is a “complaint alleging that a person [Wesco Electrics] has
committed a contravention” of the EO Act, which has been
“lodged in writing with the [EO]
Commissioner”.[58]
- The
EO Act is a law of a State, being a law of the State of Western
Australia. It is thus “a law of a State” for the purposes of
s.732(2)(b) of the FW Act. That s.732(2)(b) of the FW Act was
intended to apply to State anti-discrimination and equal opportunity law is
confirmed by the FW Bill Explanatory Memorandum, which provides
that:
- Clause 732
deals with an application or complaint under another law. This includes an
application or complaint made under a law
of a State or Territory. This
reflects the fact that various State or Territory laws are not excluded by Part
1-3 of the Bill (Application
of this Act) and national system employees could
therefore seek remedies under those Acts. For example, a person whose
employment
has been terminated or who has been adversely treated in employment
for reasons such as race, colour, sex, sexual preference, age
or other
discriminatory reasons could seek a remedy under a State or Territory
anti-discrimination or equal opportunity law, or a
remedy for contravention of
protections under Division 5 of Part 3-1 (General Protections), but not
both.[59]
- Because
of the use of the disjunctive “or” in the phrase “application
or complaint” it is clear that the Commonwealth
Parliament intended ss.725
and 732 of the FW Act to apply to any “complaint” made under
a law of a State, thereby including a complaint under s.83(1) of the EO
Act. The EO Complaint is therefore a “complaint under another
law” under s.732(2) of the FW Act.
- What
then is the effect of s.725 of the FW Act in relation to the EO
Complaint? To answer that question it is first necessary to look at the proper
construction of s.725 of the
FW Act.
- Under
s.725 of the FW Act:
- first,
a person making an application or complaint must have been dismissed;
- second,
that dismissed person must have made an application or complaint of a kind
referred to in ss.726-732 of the FW Act that has not been withdrawn or
failed for want of jurisdiction; and
- third,
the dismissed person “must not make” another application or
complaint of a kind referred to in ss.726-732 of the
FW Act “in
relation to the dismissal” unless the initial application been withdrawn
or failed for want of jurisdiction.
- The
first and second elements of s.725 of the FW Act are fulfilled in this
case, because:
- Ms
Birch is the person making the Application and she has been dismissed; and
- the
Application is an application under s.728(a) of the FW Act which has not
been withdrawn or failed for want of jurisdiction.
- What
then is meant by the use of the phrase “must not make” in s.725 of
the FW Act?
- The
use of “must” is indicative of an imperative command, either
positive or negative, depending upon the word or words
which follow it in the
relevant statutory provision. It expresses necessity in the sense of an
obligation or
requirement.[60]
- In
Posner v Collector for Inter-State Destitute Persons
(Victoria),[61]
one High Court Justice observed that:
- “Section
56 of the Justices Act (W.A.) requires, with certain immaterial
exceptions, that the summons must be served on the defendant personally.
“Must” is a word of absolute obligation and occurs in a section
which is concerned
with a fundamental principle of justice. It is not merely
directory. Compliance is essential to an effective hearing of the
summons.”[62]
- In
Kosovich v
Mancini,[63]
the South Australian Supreme Court was dealing with road transport
legislation which provided that the mass of a vehicle “must be
determined in accordance with the
regulations”.[64]
The South Australian Supreme Court observed as follows:
- “It
seems to me that “must be determined” imposes an obligation which
cannot be regarded as directory only. I have
looked both in the dictionary and
in Maxwell. The appropriate meaning of “must” in the Shorter
Oxford English Dictionary is:
- “Expressing
necessity: Am (is are) obliged or required to; have (has) to; it is necessary
that (I, you, he, it, etc) should”.
“In ordinary usage,
‘may’ is permissive and ‘must’ is imperative”
(Maxwell on Interpretation of Statutes 12th ed.
(1969)
p.324),”[65]
and
“If the wish of Parliament had been to make the subsection directory
it could easily have done so by using the word “may”
instead of the
word
“must””.[66]
- In
Australian Fisheries Management Authority v PW Adams Pty
Ltd[67] the
Full Court of the Federal Court was dealing with fisheries management
legislation, and in particular a provision which provided
that certain
objectives “must be pursued by the Minister and the Authority in the
administration of the Act, ... and by the Authority in the performance of
its
functions”. Each of the five objectives were conjoined by the use of
the word “and”. The Full Court of the Federal Court
held that the
use of the word “must”, and the linking of each of the five
objectives with the word “and”,
meant that each objective must be
pursued by the Minister and by the
Authority.[68]
- In
dealing with migration legislation which required that applications
“must” be lodged within a certain time limit, the
Federal Court,
having cited Posner and Kosovich as authority for the proposition
that “must” is a word of absolute obligation, went on to observe
that:
“[s]uch an interpretation also accords with the
principle that enactments requiring that a specified procedure be followed in
courts are usually mandatory and not merely
directory”.[69]
- In
Broad Spectrum Training Pty Ltd & Ors v Bidding Buzz Limited &
Ors[70]
this Court, having set out the passages from the authorities cited
immediately above, observed that:
- The above
authorities strongly indicate that the use of the word “must” in the
phrase “must advise” imposes
an obligation on the Court to exercise
the required function, namely, to advise the parties to use the dispute
resolution process,
being mediation in this
case.[71]
- The
word “not” is an adverb of
negation.[72]
- In
Halwood Corporation Ltd v Roads
Corporation[73] in
incisive obiter dicta remarks concerning allegedly plain English drafting, the
Victorian Supreme Court Court of Appeal observed
that “must not” was
a “blunt instrument” when used in a statute, and not always
appropriate as a substitute
for “shall
not”,[74] and
went on to say that:
- Even so, it
may be useful to acknowledge that, whatever can be said of “must” as
a preferred manner of designated and
personal obligation, “must not”
is by no means always logically interchangeable with “shall not”;
and it
is generally not so unless a personal prohibition is
intended”.[75]
- The
words “must not” appear in s.32AA(1) of the Federal Court of
Australia Act 1976
(Cth),[76] which
provides that:
-
(1) Proceedings
must not be instituted in the Court
in respect of a matter if:
-
(a) the Federal Magistrates Court
has jurisdiction in that matter; and
-
(b) proceedings
in respect of an associated matter are pending in the Federal Magistrates Court.[77]
- In
Boumelhem v Commonwealth Bank of
Australia[78]
there were bankruptcy proceedings before this Court that had been adjourned
pending the completion of related proceedings in the District
Court of New South
Wales. An application to the Federal Court sought a stay of the bankruptcy
proceedings until an appeal from the
judgment of the District Court of New South
Wales was heard, and an order that the operation of any sequestration order made
in bankruptcy
proceedings be similarly
stayed.[79] The
Federal Court, having set out s.32AA(1) of the FC Act, observed
that:
- The
application to this Court therefore appears statute
barred.[80]
and
As the application seems statute-barred and no argument was advanced to the
contrary and as the orders sought were moot, the application
was
dismissed.[81]
- In
Carantinos v
Magafas[82]
an order was sought from the Federal Court restraining a creditor from
taking steps in this Court to obtain a sequestration order
in circumstances
where a creditor’s petition had earlier been presented in this
Court.[83] In
Carantinos the Federal Court said:
- 8. It is
plain for the reasons given above that the proceeding that Mr Carantinos
has purportedly instituted in this Court is in
respect of a matter in which the
Federal Magistrates Court has jurisdiction. The proceeding in the Federal
Magistrates Court in which
Mr Carantinos wishes the respondent to be restrained
by order of this Court from taking further steps is a proceeding that was
initiated
in that court by the presentation of the respondent’s
creditor’s petition. It is beyond argument, in my view, that that
proceeding is in respect of an “associated matter” within the
meaning of s 32AA(1)(b). Subject to the provisions of
s 32AA(2),
Mr Carantinos’s application to this Court is a proceeding that
s 32AA(1) provides must not be instituted.
- 9. The
question therefore arises of whether this proceeding should be transferred to
the Federal Magistrates Court. The application
is in the form of an application
for an anti-suit injunction in respect of a proceeding in the Federal
Magistrates Court. It would
be inappropriate for such an application to be made
in the Federal Magistrates Court. Moreover, all of the factors on which Mr
Carantinos
wished to rely before this Court on seeking the anti-suit injunction
can be raised by him in the Federal Magistrates Court in opposing
the making of
the sequestration order sought by the creditor’s petition (s 52(2)(b)
of the Bankruptcy Act). In these circumstances
it seems to me to be
inappropriate to transfer the proceeding to the Federal Magistrates Court. The
application will therefore be
dismissed.[84]
The
application was dismissed, with indemnity costs
awarded.[85]
- It
is apparent from both Boumelhem and Carantinos that the Federal
Court has interpreted the words “must not” in the phrase
“proceedings must not be instituted”
as imposing a statutory bar on
the institution of other proceedings in the Federal Court where there are
existing proceedings in
the Federal Magistrates Court.
- The
interpretation adopted by the Federal Court of the words “must not”
in s.32AA(1) of the FC Act accords with the natural meaning of that
phrase. It is difficult to see why those words ought not be given similar
meaning, and effect,
in s.725 of the FW Act insofar as they purport to
prohibit the making of an application of the type set out, where there has
already been an application
made of another of the types set out.
- In
Attorney-General for the State of Victoria (at the relation of Black) &
Ors v The Commonwealth of Australia &
Ors[86] the High
Court of Australia was concerned with the validity of laws sought to be
challenged by reference to s.116 of the Constitution, which provides
that:
- The
Commonwealth shall not make any law for establishing any religion, or for
imposing any religious observance, or for prohibiting
the free exercise of any
religion, and no religious test shall be required as a qualification for any
office or public trust under
the Commonwealth.
- As
was the case in Adelaide Company of Jehovah’s Witnesses Inc v The
Commonwealth,[87]
s.116 of the Constitution, particularly because of the words “shall
not make”, was found in Black to be a section imposing an absolute
prohibition on the Commonwealth Parliament legislating with respect to the
matters which followed
that phrase in s.116 of the
Constitution.[88]
How much stronger then is the effect of the “blunt
instrument”[89]
that is “must not make” in s.725 of the FW Act.
- In
Ilardo v Rail Corporation of New South Wales (t/as
RailCorp)[90]
the Full Bench of FWA found that an application for unfair dismissal to FWA
under s.729 of the FW Act was precluded where the applicant had
previously made an application in relation to dismissal to the Transport Appeals
Board under
the Transport Appeals Board Act 1980 (NSW). The Full Bench of
FWA found that:
- Mr
Ilardo’s previous appeal to the TAB was an application made under the
Transport Appeals Board Act 1980 (NSW). It was an “application or
complaint under another law” being an application or complaint made under
a law of a
State or Territory (s 732 of the Act). Applying the rule in s 725, Mr
Ilardo is barred from making an application of a kind referred
to in s 729 (an
unfair dismissal application) as s 732
applies.[91]
- In
Du v University of
Ballarat[92]
a Full Bench of FWA was dealing with an appeal in respect of an unfair
dismissal remedy application made by a Dr Du against the University
of
Ballarat.[93] The
University of Ballarat had objected to the application on jurisdictional grounds
asserting that it offended Subdivision B of
Division 3 of Part 6 Item 1 of the
FW Act.[94] The
Full Bench of FWA observed that:
- That
subdivision precludes multiple applications in respect of termination of
employment except in certain
circumstances.[95]
- Dr
Du had made a complaint to the Victorian Equal Opportunity and Human Rights
Commission[96]
alleging race discrimination by the University of
Ballarat.[97] The
application for an unfair dismissal remedy by Dr Du was made under s.394 of the
FW Act.[98] The
Full Bench of FWA held that Dr Du’s complaint to the VEOHRC constituted a
complaint covered by s.732 of the FW Act, because the complaint alleged
that he had had to resign from his employment with the University of Ballarat
due to race discrimination
by representatives of that university, which
complaint was not withdrawn by Dr Du or did not fail for want of
jurisdiction.[99] The
complaint made by Dr Du to VEOHRC alleging race discrimination covered a period
from February 2009 until his eventual resignation
at the end of August
2009.[100]
- The
Full Bench of FWA, having considered ss.725 and 732 of the FW Act, and
the FW Bill Explanatory Memorandum, concluded
that:
- 24.
Accordingly, we consider Dr Du was precluded by the operation of the
provisions of Subdivision B of Division 3 of Part 6-1 of
the FW Act
from making his unfair dismissal remedy application under s 394 of the FW
Act on 23 December 2010. This is because he
made a complaint to the
VEOHRC on 3 June 2009 which, for the reasons we have already given,
was a complaint within the meaning of
s 732 of the FW Act which has not
been withdrawn by him or failed for want of jurisdiction.
- 25
Dr Du's s 394 application in matter U2010/15460 is therefore
dismissed.[101]
- Section
725 of the FW Act imposes a personal
prohibition[102] on
a person making a second application or complaint of a kind to which one of
ss.726-732 of the FW Act apply when there has already been made an
application or complaint of a kind to which one other of ss.726 and 732 of the
FW Act apply. That meaning:
- is
plain on the face of the statute;
- was
intended by the Commonwealth Parliament, as confirmed by the extracts from the
FW Bill Explanatory Memorandum set out
above;[103]
and
- is
confirmed by relevant case law.
- A
dismissed person may therefore make:
- a
general protections court application; or
- an
application under a State or Territory anti-discrimination or equal opportunity
law “in relation to” their dismissal,
but not
both.
- Therefore,
s.725 of the FW Act acts as a personal prohibition on Ms Birch making a
second complaint of a kind to which s.732 of the FW Act applies, that is,
from making the EO Complaint, provided that the EO Complaint is a matter
“in relation to” Ms Birch’s
dismissal. It is to that issue the
Court now turns.
In relation to
- Ms
Birch submitted that s.725 of the FW Act did not apply because the EO
Complaint is not a matter “in relation to” Ms Birch’s
dismissal. Ms Birch argued that
this is so because the allegations in the EO
Complaint spanned the term of Ms Birch’s employment by Wesco Electrics,
and did
not relate exclusively, or even predominantly, to Ms Birch’s
eventual dismissal.
- That
raises the question as to what is meant by the phrase “in relation to the
dismissal” in s.725 of the FW Act, it being the second application
or complaint that must be “in relation to the dismissal”. In this
case, the Court has
already determined that the EO Complaint was the last made
application or complaint, and an application or complaint of a kind referred
to
in s.732 of the FW Act. The question now becomes whether the EO Complaint
is “in relation to” Ms Birch’s dismissal.
- In
Travelex Ltd v Commissioner of Taxation of the Commonwealth of
Australia[104]
the majority in the High Court of Australia found that a purchaser of
foreign currency obtained rights that attached to, or were constituted
by, the
ability to use the currency, without which, property in the currency was
worthless. Therefore, the supply of foreign currency
(on the departure side of
the customs barrier at Sydney Airport) was a supply “in relation to”
the rights that attended
upon ownership of that currency, and where it was
evident that the currency was to be used overseas, the supply was therefore free
from the imposition of the goods and services
tax.[105]
- The
principal majority judgment in Travelex observed that:
- It may
readily be accepted that "in relation to" is a phrase that can be used in a
variety of contexts, in which the degree of connection
that must be shown
between the two subject matters joined by the expression may differ. It may also
be accepted that "the subject
matter of the inquiry, the legislative history,
and the facts of the case" are all matters that will bear upon the judgment of
what
relationship must be shown in order to conclude that there is a supply "in
relation to"
rights.[106]
and
further that:
What the Act requires is that there be a supply "in relation to" rights; the
operation of the Act does not call for attention to
be given to the particular
content of the
rights.[107]
- In
O’Grady v Northern Queensland Co
Ltd[108] it was
said that:
- The words
“in relation to”, read out of context, are wide enough to cover
every conceivable connexion. But those words
should not be read out of context,
which in this case is provided by the ... Act .... What is required is a
relevant relationship,
having regard to the scope of the Act. Where jurisdiction
is dependent upon a relation with some matter or thing, something more
than a
coincidental or mere connexion – something in the nature of a relevant
relationship – is necessary
....[109]
- In
O’Grady the phrase “in relation to” was said to be one
which “subject to any contrary indication derived from its context
or
drafting history, ... requires no more than a relationship, whether direct or
indirect, between two subject
matters”.[110]
It has also been said to be a phrase of wide and general import, not to be read
down in the absence of some compelling reason to
do
so.[111]
- In
HP Mercantile Pty Ltd v Commissioner of
Taxation[112]
the Full Court of the Federal Court of Australia observed that:
- It was
common ground that the words “relates to” are wide words signifying
some connection between two subject matters.
The connection or association
signified by the words may be direct or indirect, substantial or real. It must
be relevant and usually
a remote connection would not suffice. The sufficiency
of the connection or association will be a matter for judgment which will
depend, among other things, upon the subject matter of the enquiry, the
legislative history, and the facts of the case. Put simply,
the degree of
relationship implied by the necessity to find a relationship will depend upon
the context in which the words are
found.[113]
- In
Australian Communications Network Pty Ltd & Anor v Australian Competition
& Consumer
Commission[114]
the Full Court of the Federal Court held that in determining whether a matter
was “in relation to” another matter, “the
question is whether
there is a relevant, sufficient or material connection or relationship, rather
than merely a causal connection
or
relationship.”[115]
In Australian Communications Network the Full Court of the Federal Court
said that the approach set out above in O’Grady emphasised
“the need for attention to the legislative context and purpose” and
was “an example of the primacy of
context”.[116]
In context, one of the matters to be considered here is what mischief s.725 of
the FW Act was intended to remedy.
- That
the expression “in relation to” gathers meaning from both the
context in, and purpose for, which it appears, is a
consistent theme in Federal
Court judgments relating to that
expression.[117] The
consideration of context in each case limits the precedential value of prior
judgments in considering the proper interpretation
and reach of “in
relation to” in the specific circumstances presently before the
Court.[118] Context
is also important to a consideration of whether the relationship need
be:
- direct
or substantial;
- indirect
or less than substantial;
- affecting
one term of the relationship; or
- affecting
all of the terms of the
relationship.[119]
- In
Tooheys the “vital question” was said to be “whether
the instrument “relates” and not whether it may be
“related”
by an examination of extraneous
circumstances.”[120]
- The
phrase “in relation to” does not extend to tenuous or remote
relationships.[121]
Rather, a statutory test of relationship requires that the relationship
“must lie within the bounds of relevance to the statutory
purpose”.[122]
- The
statutory purpose for which s.725 of the FW Act was enacted was to
prevent an applicant, having filed an application or complaint of one type in
relation to their dismissal, from
filing an application or complaint of another
type in relation to their dismissal. Applied to the present context, it is to
prevent
an applicant having filed a general protections court application in
relation to their dismissal in this Court, from lodging an equal
opportunity
complaint in relation to their dismissal under a State equal opportunity law.
The statutory purpose, put simply, is to
limit an applicant to a single
remedy.[123]
- The
question, in this matter, is whether the EO Complaint is “in relation
to” the dismissal which is the subject of the
Application?
- The
Application alleges adverse action by Wesco Electrics against Ms Birch as an
employee, “because of” her “age
and sex”, and alleges
“[in] particular” that Ms Birch “was dismissed because she
refused to drink alcohol
and socialise with the respondent’s director
Michael Mannion and his friends, and that she would not have been dismissed for
that reason if not for the fact that she was young and
female.”[124]
- The
EO Complaint alleges age and sex discrimination, and sexual harassment, on the
bases (amongst others) that:
- 1.5 [Wesco
Electrics insisted] that the Applicant drink alcohol and socialise with Mike
Mannion and his friends;
and that:
2. In relation to point 1.5 above, the Applicant says that the Respondent
discriminated against her by terminating her employment
on the first occasion
that she refused to drink alcohol and socialise with Mr Mannion and his
friends.
- The
allegations made by Ms Birch in relation to her dismissal are expressed in
almost identical terms in the Application and the EO
Complaint.
- Asked
to attach documents that may help the EO Commissioner with the required
investigation under the EO Act Ms Birch attached her letter of
termination of employment. Asked “how has this affected you?” Ms
Birch’s response
was as follows:
- I was
subjected to mental anguish, embarrassment and humiliation during [sic] my
employment. My employment was then wrongfully terminated
due to my failure to
tolerate and accept the discrimination.
- The
content of the EO Complaint and the Application make manifest the direct link
between them. They both relate to, and seek to have,
on the one hand, the EO
Commissioner, and on the other, this Court, deal with Ms Birch’s
dismissal, and in both instances it
is alleged, on essentially the same factual
basis, discrimination on the basis of age and sex resulting in Ms Birch’s
dismissal
from her employment with Wesco Electrics. The EO Complaint also
alleges discrimination arising from sexual harassment, and although
sexual
harassment is not a specified head of discrimination for the purposes of adverse
action under s.351 of the FW Act, the Application clearly identifies
alleged sexual harassment of Ms Birch, and sexual harassment can constitute sex
discrimination
where a statute proscribes sex discrimination but does not
mention sexual
harassment.[125]
Therefore, there is a direct relationship between the Application and the EO
Complaint. The directness of that relationship is, having
regard to the
statutory intent behind s.725 of the FW Act, more than sufficient to
establish that the EO Complaint is “in relation to” the dismissal
the subject of the Application.
- There
is further evidence that supports the conclusion reached by the Court above that
the EO Complaint is “in relation to”
the dismissal the subject of
the Application. That is contained in Ms Birch’s Solicitors 18 July 2011
Letter which indicates
that Ms Birch (or at least her solicitors)
“considered ... the sexual harassment elements of Ms Birch’s
allegations also
fell within the provisions of the ... [EO Act] and that
a complaint was appropriate pursuant to section 83 of the ... [EO
Act].”[126]
Thus, allegations of sexual harassment related not only to the Application, but
“also” to the EO Complaint, and, insofar
as the Application is
concerned are clearly intended to be part of the claim of adverse action on the
basis of sex.
- The
allegations referred to, that is those of sexual harassment in the EO Complaint,
are also the allegations contained within the
Application. As can be seen from
the following table, each allegation of sexual harassment raised in the EO
Complaint is also dealt
with in Ms Birch’s 28 July 2011 Affidavit which
has been filed in support of the
Application.
|
EO Complaint – paragraph no.
|
Allegation – summary
|
Ms Birch’s 28 July 2011 Affidavit – paragraph no.
|
|
1.1
|
Being sent explicit pornographic material by email.
|
42-47
|
|
1.2
|
Allowing the sending of emails from email account with content such as
“Meet me in the toilet I want to fuck”.
|
48-51
|
|
1.3.
|
Treating in a demeaning manner.
|
33
|
|
1.4
|
Being required to drive Mike Mannion and drink alcohol.
|
34, 39 and 40
|
|
1.5
|
Being required to drink alcohol and socialise with Mike Mannion and his
friends.
|
36
|
|
1.6
|
Sending sexual text messages.
|
12
|
|
1.7
|
Being told at a restaurant to lower top so that cleavage could be
seen.
|
37
|
|
1.8
|
Mike Mannion urinating in the undercover car park of the restaurant.
|
38
|
|
1.9
|
Being told to dress for work in a way that would show cleavage.
|
53
|
|
1.10
|
Mike Mannion placing his hand on her thigh and hugging her several
times.
|
39
|
|
1.11
|
Mike Mannion calling her by the nickname “Mumbles” or
“Mumblers” after she arrived to help clean the office after
the March 2010 hailstorm wearing a pair of gym tights.
|
31
|
|
1.12
|
Mike Mannion referring to her by the name of “Rachael”, a
previous employee.
|
32
|
|
1.13
|
Mike Mannion and his friend ridiculing her as they read through her job
description.
|
55
|
|
1.14
|
Mike Mannion regularly making jibes about her weight.
|
56
|
|
1.15
|
Mike Mannion making frequent other references to her body, including
telling her she should not be eating lunch, calling her fat,
telling her that
she should be slimmer, and teasing her about the size of her upper arms.
|
54
|
|
1.16
|
Being asked at a work lunch whether she liked to place her finger into her
partner’s anus during sexual intercourse, and after
she refused to answer,
being called “Bridget with a dirty digit” for the remainder
of the lunch.
|
41
|
- It
can thus be seen that not only is there a direct relationship between the EO
Complaint and the Application in the manner otherwise
described above, but also
a direct relationship between the particulars of the allegations in support of
the EO Complaint and the
affidavit evidence in support of the Application. Such
is the directness of the relationship that every particular of the EO Complaint
is the subject of affidavit evidence in support of the Application. Thus, whilst
it is true to say, as Ms Birch does in submissions,
that the EO Complaint
involves allegations spanning the terms of Ms Birch’s employment by Wesco
Electrics, it is not true to
say, as her submissions also do, that the EO
Complaint does not relate exclusively, or even predominantly, to Ms
Birch’s eventual
dismissal. As the above analysis indicates, all of the
matters the subject of the EO Complaint are relied upon as evidence in support
of the Application, and therefore must, on Ms Birch’s own case, be
evidence relevant to, and therefore in relation to, her
dismissal, which is the
subject of the Application. In any event, the use of the phrase “in
relation to” does not require
exclusivity or predominance, but rather a
relationship, other than a tenuous or remote
relationship.[127]
- The
relationship between the Application and the EO Complaint is far from tenuous or
remote. Indeed, the relationship here is direct,
both as to:
- the
general nature of the matters alleged, that is discrimination on the grounds of
sex (including sexual harassment) and age; and
- the
supporting particulars and evidence to the EO Complaint and the
Application.
- The
EO Complaint is therefore a matter “in relation to” Ms Birch’s
dismissal. The EO Complaint is therefore a complaint
of a kind referred to in
s.725 of the FW Act, and, therefore, a complaint which Ms Birch is
statutorily prohibited from making.
- In
the present context it is clear that s.725 of the FW Act was intended to
have a wide operation so as to restrict a person in the position of Ms Birch to
the selection of a single remedy.
In this case, that single remedy is the
Application.
Jurisdiction of the Court
Wesco Electrics Submissions
- Wesco
Electrics asserts that the Court is a federal court under the
Constitution, having original jurisdiction vested in it by express
provision of a law of the Federal
Parliament,[128] and
the capacity to bind the Crown in each of its
capacities.[129]
- Wesco
Electrics says that jurisdiction is conferred on this Court in relation to any
civil matter arising under the FW
Act,[130] and
specifically in the Fair Work Division of this Court in relation to an
application under the FW Act, or an application for an
injunction,[131] or
an application for a declaration, in relation to a matter arising under the
FW
Act.[132]
- Wesco
Electrics notes that s.568 of the FW Act provides that nothing in the
FW Act limits the powers of this Court under ss.14, 15 or 16 of the FM
Act.
- Wesco
Electrics asserts that the capacity to make orders, and to make an injunction,
includes the capacity to injunct proceedings
before a State commission or
tribunal, citing the judgment of the Federal Court of Australia in Tristar
Steering and Suspension Australia Ltd v Industrial Relations Commission
(NSW).[133]
EO Commissioner’s submissions
- The
EO Commissioner submitted that:
- the
Court does not have the power to interfere with the functions of a State
administrative or investigative agency when exercising
its jurisdiction;
- in
Tristar neither party questioned the Federal Court’s power to grant
injunctive relief against the New South Wales Industrial Relations
Commission,
and in any event:
- those
proceedings were before a superior court of record;
- the
issue was not addressed by the Federal Court; and
- the
judgment gives no indication of what this Court’s powers are in respect of
State agencies when exercising jurisdiction vested
in the Fair Work Division of
this Court;
- in
any event, if there is a prohibition contained in s.725 of the FW Act it
is on a person who has been dismissed, and does not impose a prohibition on a
State anti-discrimination or equal opportunity agency
to receive, accept,
investigate, conciliate or refer complaints as required by State
legislation;
- Wesco
Electrics has not sought, in the amended application in a case, a declaration
that the EO Commission does not have jurisdiction
to investigate Ms
Birch’s complaint, and, further, to conciliate that complaint, but rather
seek to restrain Ms Birch from
proceeding with the EO Complaint, which reflects
the EO Commissioner’s view that the powers available to the Court in
respect
of the current proceedings should be applied to Ms Birch, not to the EO
Commissioner;
- because
s.84 of the EO Act provides that the Commissioner “shall
investigate each complaint lodged with the [EO] Commissioner under s.83 [of the
EO Act]”, the EO Commissioner was statutorily bound to proceed with
the investigation, and did not have discretion to suspend or dismiss
Ms
Birch’s complaint based on Wesco Electrics’ objections to the EO
Commissioner’s jurisdiction; and
- the
power to review the EO Commissioner’s decision to accept, dismiss or refer
a complaint lies with the Supreme Court of Western
Australia.[134]
Ms Birch’s submissions
- Ms
Birch submits that cases dealing with the restraint of a tribunal, commission or
other administrative body by a court fall into
two categories:
- those
where the court has exclusive
jurisdiction;[135]
or
- where
parallel proceedings potentially impact upon a person’s right not to
incriminate
themselves.[136]
- Ms
Birch distinguishes Tristar – Full Court as in that matter it is
said that the Workplace Relations Act 1996 (Cth) was clearly expressed as
intended to cover the field of relations between a constitutional corporation,
as employer, and individuals,
as employees of that corporation, and because the
Full Court of the Federal Court of Australia determined that the Federal Court
had exclusive jurisdiction, which meant that the New South Wales Industrial
Relations Commission did not have jurisdiction under
the relevant State
legislation to conduct the inquiry which it intended to conduct.
- Ms
Birch then argues that the EO Commissioner is charged with investigating alleged
ongoing discrimination against Ms Birch on the
basis of her age and sex in
breach of the EO Act over the period of Ms Birch’s employment. That
is to be contrasted, Ms Birch says, with the matter before this Court which
relates solely to the dismissal of Ms Birch in January 2011 which is alleged to
have been adverse action due to Ms Birch’s
age and sex, and in relation to
which evidence of acts or events prior to 28 January 2011 is provided as support
for her case that
the adverse action for that reason.
- Ms
Birch submits that there is no basis for any argument that this Court has
exclusive jurisdiction in relation to discrimination
claims, and that there is
therefore no basis for an argument that this Court has jurisdiction to restrain
the EO Commissioner, as
a head of an administrative body created by State
legislation, from proceeding with the EO Complaint.
- It
is said that whilst there is some subject matter overlap between the claim
before the Court and the EO Complaint the matters to
be investigated by the EO
Commissioner are predominantly prior to and not directly related to Ms
Birch’s dismissal.
- Finally,
Ms Birch says that in the cases involving restraint of a State tribunal,
commission or other administrative body, those restraints
arose from discrete
applications against the relevant State body. Therefore, this case can be
distinguished, Ms Birch asserts, because
it is a civil matter between private
parties.
- In
relation to the second category of cases, that is the self-incrimination cases,
Ms Birch asserts that they are inapplicable in
the circumstances of this case
because the EO Commissioner acts administratively and does not make
determinations on issues of fact
or law, nor make binding orders in relation to
the parties’ rights, and therefore Wesco Electrics would not suffer
prejudice
on the basis of self-incrimination through the continuation of the
proceedings before the EO Commissioner. Further, the decision
in DAS is
pointed to as authority for the proposition that the mere fact that proceedings
are pending in a court does not mean that any
parallel or related inquiry,
conducted for proper purposes, itself constitutes an interference with the due
administration of justice
even where the Court is hearing matters based on the
subject matter of the administrative
inquiries.[137]
Legislation
- Sections
566 to 568 of the FW Act are relevant to the disposition of this issue.
They provide as follows:
- Section
566
- Jurisdiction
is conferred on the Federal Magistrates
Court in relation to any civil matter arising under this
Act.
- Section
567
- Jurisdiction
conferred on the Federal Magistrates
Court under section 566 is to be exercised in the Fair Work Division of
the Federal
Magistrates
Court if:
-
(a) an application is made
to the Federal Magistrates
Court under this
Act; or
-
(b) an injunction is sought under section 15 of the Federal
Magistrates Act 1999 in relation to a matter arising under this
Act; or
-
(c) a declaration is sought under section 16 of the Federal
Magistrates Act 1999 in relation to a matter arising under this
Act; or
-
(d) proceedings in relation to a matter arising under this
Act are transferred to the Federal Magistrates
Court
from the Federal
Court; or
-
(e) the High Court remits a matter arising under this
Act to the Federal Magistrates
Court.
- Section
568
- To avoid
doubt, nothing in this
Act limits the Federal Magistrates
Court's powers under section 14, 15 or 16 of the Federal Magistrates
Act 1999.
- Sections
14, 15 and 16 of the FM Act provide as follows:
- Section
14
-
In every matter before the Federal
Magistrates Court, the Federal
Magistrates Court must grant, either:
-
(a) absolutely; or
-
(b) on such terms and conditions as the Federal
Magistrates Court thinks just;
- all
remedies to which any of the parties appears to be entitled in respect of a
legal or equitable claim properly brought forward
by him or her in the matter,
so that, as far as possible:
-
(c) all matters in controversy between the parties may be completely and
finally determined; and
-
(d) all multiplicity of proceedings
concerning any of those matters may be avoided.
- Section
15
-
The Federal
Magistrates Court has power, in relation to matters in which it has
jurisdiction, to:
-
(a) make orders of such kinds, including interlocutory orders, as the Federal
Magistrates Court thinks appropriate;
and
-
(b) issue, or direct the issue of, writs of such kinds as the Federal
Magistrates Court thinks appropriate.
- Section
16
-
(1) The Federal
Magistrates Court may, in relation to a matter in which it has original
jurisdiction, make binding
declarations of right, whether or not any
consequential relief is or could be claimed.
-
(2) A proceeding
is not open to objection on the ground that a declaratory order only is sought.
Consideration
- The
Application is a civil matter arising under the FW
Act.[138] The
question of whether the EO Complaint is a complaint of a kind which must not be
made is also a civil matter arising under the
FW
Act.[139] The
jurisdiction conferred on this Court under the FW Act is to be exercised
if an application is made to it, or an injunction is sought from
it.[140] The powers
of the Court, relevantly under ss.14 and 15 of the FM Act, but also under
s.16 of the FM Act, are not limited by the provisions of the FW
Act.[141]
- Ms
Birch submits that this Court does not have exclusive jurisdiction to deal with
this type of matter, it being a matter involving
elements of discrimination
which might equally be brought before a State equal opportunity or
anti-discrimination tribunal or body.
Whilst that is true, it ignores the effect
of s.725 of the FW Act, so that, in the current circumstances, there is a
prohibition on the making of the EO Complaint, and therefore the only
application
or complaint in relation to the subject matter of Ms Birch’s
dismissal which is validly made is the Application which is before
this
Court.[142]
Effectively, therefore, in relation to the Application this Court does have
exclusive jurisdiction because the making of the EO Complaint
is statutorily
prohibited.
- The
provisions of s.725 of the FW Act were obviously intended to cover the
field with respect to applications and complaints of the type presently before
the Court in
terms of the Application and the EO Complaint, so that, where, as
here, a general protections court application in relation to a
dismissal is made
to this Court, no other application in relation to that dismissal can be made to
a State equal opportunity or anti-discrimination
tribunal or
body.[143]
- There
was no suggestion that the relevant provisions of the FW Act, and in
particular s.725-732 and associated definitional provisions, were
invalid.[144]
- The
terms of s.725 of the FW Act make the prohibition on Ms Birch making the
EO Complaint a matter of personal obligation, because a personal prohibition was
intended.[145]
Therefore, Ms Birch is personally liable to the injunctive relief sought by
Wesco Electrics. To fail to issue an injunction, and
thereby allow Ms Birch to
proceed with the EO Complaint, would be to allow by omission what the
Commonwealth Parliament has expressly
prohibited by statute. That is a course of
action that the Court cannot countenance. It is appropriate to grant an
injunction in
aid of the statutory prohibition, having regard to the nature,
terms and scope of the relevant provisions of the FW Act, the mischief
those provisions are intended to remedy, which confer on Wesco Electrics a right
not to be troubled by duplex applications
in relation to Ms Birch’s
dismissal.[146]
- It
is unnecessary to deal at length with the submission made concerning whether
Wesco Electrics would suffer prejudice on the basis
of self-incrimination
through the continuation of the conciliation proceedings before the EO
Commissioner. It is true to submit,
as Ms Birch did, that there is no prejudice
to Wesco Electrics by reason of self-incrimination if the EO Complaint were to
proceed,[147] that
submission ignores the prejudice arising from the fact that Wesco Electrics
would have to take part in an investigative process
and conciliation proceedings
which ought not be being conducted because the making of the EO Complaint
leading to that investigative
process and conciliation proceedings is
statutorily
prohibited.[148] In
those circumstances, the injunction is also necessary to protect the integrity
of the processes of this Court from being
abused.[149] The
Court also observes that:
- the
balance of convenience must weigh heavily, if not inexorably, in favour of an
injunction in aid of a statutory prohibition; and
- there
are serious issues to be tried in the substantive proceedings.
- There
will therefore be an injunction issued against Ms Birch, to permanently restrain
her from proceeding with, or taking any further
action steps in, or in relation
to, the EO Complaint.
- The
Court notes that no declaration as to the validity of the EO Complaint has
presently been sought. Because of the personal nature
of the intended
prohibition under s.725 of the FW Act, such a declaration might be made
in the present proceedings because the question of whether the EO Complaint is a
complaint of a
kind which must not be made is a civil matter arising under the
FW Act. There seems little doubt however that the EO Complaint is invalid
because of the statutory prohibition. However, in the absence
of any application
by Wesco Electrics, it is not appropriate for the Court to consider further
whether it can make a declaration
as to the validity of the EO Complaint.
- The
EO Commissioner submitted that the Court did not have the capacity to grant
relief interfering with the functions of a State administrative
decision-maker
or investigative body exercising jurisdiction under a state statute.
- Ordinarily,
where there are concurrent federal and state proceedings it is open to a federal
court, in the exercise of its discretion,
to:
- stay
its own proceedings;
- enjoin
the continuation of the state proceedings; or
- transfer
its proceedings to a state court under s.5(4) of the Jurisdiction of Courts
(Cross-Vesting) Act 1987
(Cth).[150]
- The
Court notes that the EO Commissioner dealing with the EO Complaint is not a
court,[151] and that
the process for dealing with the EO Complaint before the EO Commissioner is not
judicial.[152] A
federal court faced with a choice of having to determine the appropriate course
of action would generally take as its starting
point whether an aspect of the
whole controversy is exclusively within the jurisdiction of the federal court or
the state
court.[153] The
choice to be made is dependent upon an evaluation of all the
circumstances.[154]
- In
this case it is inappropriate for this Court to stay its own proceedings,
because it is those proceedings which were first invoked
by Ms Birch and which
gave rise to this Court’s jurisdiction to deal with the Application, and
which, as a direct consequence,
statutorily prohibit the making of the EO
Complaint. It would be inappropriate for this Court to stay the Application
which is within
the Court’s jurisdiction, and which the FW Act
requires the Court to determine, in circumstances where the EO Complaint is
statutorily prohibited.
- The
Court has no jurisdiction to transfer proceedings direct to a state court under
the Cross-Vesting
Act,[155] and,
in any event, the EO Commissioner is not a state
court,[156] so the
issue does not arise.
- In
this case, the Court has jurisdiction in respect of civil matters arising under
the FW Act, and both the Application and the question of whether the EO
Complaint is a complaint of a kind which must not be made, are civil
matters
arising under the FW Act. In those circumstances this Court has power,
under s.15 of the FM Act, to issue an injunction directed to a state
administrative decision-maker or investigative body, such as the EO
Commissioner, in
respect of the civil matter within the jurisdiction of this
Court.[157]
- In
the present circumstances, to fail to issue an injunction, albeit one directed
against Ms Birch, would be to allow the EO Commissioner
to continue to
investigate and conduct conciliation proceedings in relation to the EO
Complaint, the making of which has been statutorily
prohibited by the
Commonwealth Parliament. As indicated above, that is a course of action that the
Court cannot countenance.
- The
EO Commissioner also appears to assert that because this Court is not a superior
court of record that it cannot grant injunctive
relief against a state
administrative decision-maker or investigative body. That submission requires a
brief examination of the nature
and powers of this Court and the Federal
Court.
- Both
this Court and the Federal Court are:
- courts
of
records;[158]
- courts
with such original jurisdiction as is vested in them by laws made by the
Commonwealth
Parliament;[159]
and
- courts
of law and
equity.[160]
- Unlike
the Federal Court, this Court is not expressly said to be a
“superior” court of record. Nor would it appear that
it was the
Commonwealth Parliament’s intention that this Court be established as a
superior court of
record.[161]
- As
this Court observed in Skipworth (No 2) “the superior-inferior
distinction may matter little at a federal
level”[162]
because:
- “the
declaration of a court as a “superior” court of record may not be
intended to confer jurisdiction, but be merely
titular”;[163]
- “there
may be a distinction between an “inferior” court at common law, and
an “inferior” court in the
Australian federal system, with the
Federal Court and Family Court being inferior to the High Court, and this Court
being inferior
to each of those
courts”;[164]
- the
powers of federal courts, established by statute, are always subject to the
relevant statutory provisions, and it is to those
statutory provisions that
attention must be given to determine the powers of federal
courts.[165]
- When
attention is given to the powers of this Court under the FW Act and the
FM Act it can be seen that this Court has power to issue an injunction in
relation to this matter as a civil matter within jurisdiction
under the FW
Act,[166]
unaffected by the Court’s status as a non-superior court of record.
- The
EO Commissioner’s submissions also suggest that the EO Commissioner was
statutorily bound to proceed with the investigation,
and that only the Supreme
Court of Western Australia has the power to review the EO Commissioner’s
decision to accept, dismiss
or refer a complaint. In this case, the facts
indicate that the EO Commissioner did not give any consideration to the
jurisdictional
objection raised by Wesco Electrics in the NECA 4 August 2011
Letter. The failure to do so was contrary to the duty of any statutory
body or
person invested with jurisdiction to consider a jurisdictional objection
properly made, which this objection clearly
was.[167] The
ability to actually make the EO Complaint, and therefore the valid existence of
the EO Complaint, was a condition of the exercise
by the EO Commissioner of the
power to deal with the EO
Complaint.[168] Had
the EO Commissioner properly considered the jurisdictional objection, the EO
Complaint may not have been further proceeded by
the EO Commissioner on the
basis that the EO Commissioner lacked jurisdiction. There is no evidence that
the EO Commissioner sought
any advice with respect to the jurisdictional
objection. In any event, and accepting that a relevant power of judicial review
resides
in the Supreme Court of Western
Australia:[169]
- that
does not preclude this Court exercising power given to it by the Commonwealth
Parliament to issue injunctions with respect to
civil matters within this
Court’s jurisdiction under the FW Act; and
- ignores
the likelihood that the “mandatory” provisions of the EO Act
requiring the EO Commissioner to consider a complaint lodged with the EO
Commissioner[170]
are invalid to the extent of any inconsistency with s.725 of the FW Act by
reason of s.109 of the Constitution.
- The
EO Commissioner also submits that if an injunction is to issue it ought to issue
only against Ms Birch, and not against the EO
Commissioner. In the Court’s
view the issue of an injunction, and particularly an injunction with a permanent
restraint, ought
to be appropriately circumscribed, and if it is not necessary
to issue an injunction against a person or party, such an injunction
ought not
to be issued. In the circumstances of this case where the Court has determined,
for reasons set out above, to issue a permanent
injunction directed to Ms Birch
not to proceed with, or take any further steps with regard to, the EO Complaint,
the Court does not
consider it presently necessary to issue an injunction
against the EO Commissioner. It ought to be sufficient that an injunction
has
been granted against Ms Birch. If it is not sufficient, and the EO Commissioner
seeks to take further steps with respect to the
EO Complaint, it is open to
Wesco Electrics to make a further application to this Court, there being no
other reason why an injunction
ought not to issue against the EO Commissioner
(subject to what is said below concerning the application to join the EO
Commissioner
as a party to the
proceedings).[171]
Abuse of process and vexatious litigation
- Wesco
Electrics also sought that Ms Birch be barred from continuing with any
proceeding other than the Application, because:
- of
r.13.11 of the FMCA Rules; or
- because
there was an abuse of process in relation to the filing of the EO
Complaint.
- Rule
13.11 of the FMCA Rules relevantly provides as follows:
- (1)
If the Court is satisfied that a person has instituted a vexatious proceeding
and the Court is satisfied that the person has
habitually, persistently and
without reasonable grounds instituted other vexatious proceedings
in the Court or any other Australian
court (whether against the same person or
against different persons), the Court may order:
-
(a) that any proceeding
instituted by the person may not be continued without leave of the Court; and
-
(b) that the person may not institute a proceeding
without leave of the Court.
- There
is before this Court only one application, namely the Application, and that
cannot be described as vexatious as it is a legitimate
general protections court
application. There is no other application to this Court which would then
trigger the application of r.13.11
of the FMC Rules on the basis that
there has been instituted other vexatious proceedings in this Court.
- The
question then arises is whether or not there have been other vexatious
proceedings instituted in “any other Australian court”
by Ms Birch.
For relevant purposes “Australian court” is defined in s.5 of the
FM Act to mean “a federal court or a court of a State of
Territory.”
- The
other two “applications” in issue in this matter – the FWA
Application and the EO Complaint - have been made
to FWA and the EO
Commissioner. The FWA is not, unlike the Federal Court and this Court,
specifically established as a federal
court.[172] FWA does
not exercise the judicial power of the Commonwealth, but rather industrial
relations and dispute resolution functions invested
in it by
statute.[173] FWA is
the latest in a line of bodies performing non-judicial industrial relations and
dispute resolution functions in the Commonwealth
sphere following the splitting
of the judicial and arbitral functions in relation to federal industrial
relations matters after the
delivery of the opinion of the Privy Council in
Attorney-General v The Queen in which it was held that the Commonwealth
Parliament could not invest in one body judicial and non-judicial
power.[174] As a
consequence of the opinion of the Privy Council in Boilermakers the
Commonwealth Parliament created the Commonwealth Industrial Court in 1956 to
deal with the judicial aspects of industrial relations
matters, whilst the
arbitral and conciliation aspects of industrial relations matters were dealt
with by the Commonwealth Conciliation
and Arbitration Commission. The
bifurcation of judicial and arbitral powers has been maintained ever
since.[175] The FWA
is not therefore an “Australian court”.
- The
EO Commissioner is a statutory office holder under the EO
Act[176]
exercising such powers, in this case, investigative and conciliatory, as are
invested in the EO Commissioner by the Western Australian
Parliament, including,
for example, powers to:
- investigate
complaints;[177]
- request
information and
documents;[178]
- direct
attendance at a compulsory
conference;[179] and
- to
endeavour to resolve matters by
conciliation.[180]
Those are powers typical of the powers of a statutory
investigative or conciliatory decision-maker or body. The EO Commissioner does
not exercise judicial power, and is not an “Australian court”.
- The
conditions for the exercise of the power to make an order concerning a vexatious
litigant under r.13.11(1) of the FMC Rules have therefore not been met in
this case.
- As
to abuse of process generally there can be little doubt that it is an abuse of
process to start a proceeding contrary to a statutory
prohibition, or where
statutory pre-requisites have not been complied with. Further, it is well
established that it is prima facie
abuse of process to agitate in separate fora
the same factual matters, between the same parties, seeking the same or very
similar
relief.[181]
In this case, the factual subject matter of the EO Complaint and the Application
is the same,[182]
the same parties are involved , and in both the EO Complaint and the Application
Ms Birch seeks compensation for lost earnings and
in relation to the effect of
Wesco Electrics alleged
actions.[183]
Remarkably, there is evidence that the EO Complaint would not have been brought
if the Application had been able to be resolved through
negotiation between the
parties.[184]
- The
above matters give rise to an abuse of process which it is appropriate to
restrain by injunction, given both the statutory prohibition
and the replication
of facts, parties and remedies sought.
Summary dismissal
- In
the alternative, Wesco Electrics seeks that the Application be summarily
dismissed pursuant to r.13.10 of the FMC Rules. Rule 13.10 of the FMC
Rules provides as follows:
- The Court
may order that a proceeding
be stayed, or dismissed generally or in relation to any claim
for relief in the proceeding,
if the Court is satisfied that:
-
(a) the party prosecuting the proceeding
or claim
for relief has no reasonable prospect of successfully prosecuting
the proceeding
or claim;
or
-
(b) the proceeding
or claim
for relief is frivolous or vexatious; or
-
(c) the proceeding
or claim
for relief is an abuse of the process of the Court.
- Because
the Court has determined to grant an injunction for reasons set out above it is
strictly unnecessary to consider the alternative
order for summary dismissal
sought by Wesco Electrics. It suffices, however, to observe that:
- based
on the test for summary dismissal in r.13.10 of the FMC Rules, that is
whether the Application has no reasonable prospect of success, the Court is not
satisfied, having regard to Ms Birch’s
Affidavit, albeit untested, that
the Application has no reasonable prospect of success as there are clearly
serious legal and factual
issues to be determined;
- the
Court does not consider the Application to be frivolous or vexatious, as it
appears to be an application based on substantive
facts relevant to the issue of
age or sex discrimination giving rise to a general protections court
application; and
- the
Application is not an abuse of the process of the Court, particularly in
circumstances where the Court has determined that it
is the making of the EO
Complaint which is statutorily prohibited. The fact of the FWA Application, with
respect to unfair dismissal,
and which was subsequently withdrawn, does not make
the Application an abuse of the process of the Court.
- Therefore,
there will not be an order dismissing the Application under r.13.10 of the FMC
Rules.
Joining the EO Commissioner as a party
- Wesco
Electrics sought to join the EO Commissioner as a party on the basis that the EO
Commissioner’s participation in the proceedings
was necessary to achieve a
complete resolution of the
issues.[185] The
resolution of the ultimate issues in dispute in these proceedings do not however
involve the EO Commissioner, but only Ms Birch
and Wesco Electrics, and in
relation to disputed issues of fact there is no evidence that the EO
Commissioner has any direct knowledge
or involvement in the issues. Further, in
circumstances where the Court has determined that it is only necessary, for
present purposes,
to issue an injunction against Ms Birch in relation to the EO
Complaint, the EO Commissioner’s involvement is not otherwise
required in
relation to the proceedings.
- For
the above reasons, there will be no order to join the EO Commissioner as a party
to these proceedings.
Conclusions
- For
the reasons set out above, the Court has concluded that:
- there
will be an injunction issued against Ms Birch, to permanently restrain her from
proceeding with, or taking any further steps
with respect to, the EO Complaint;
and
- otherwise,
the amended application in a case will be dismissed, save as to
costs.
- The
Court will hear the parties and the EO Commissioner as to:
- costs,
if any;[186]
and
- further
directions.
I certify that the preceding 139139one
hundred139139thirty-ninefiveone hundred and thirty-nine (139) paragraphs are a
true copy of
the reasons for judgment of Lucev FM
Associate:
Date: 9 January 2012
Corrections
- In
line 1 of paragraph 37, the word “conjunctive” has been deleted and
the word “disjunctive” has been
inserted.
[1] “Ms
Birch”.
[2]
“Application”.
[3]
“FW
Act”.
[4]
“Wesco
Electrics”.
[5]
FW Act, s.342.
[6]
“EO
Commissioner”.
[7]
“EO
Act”.
[8]
“EO
Complaint”.
[9]
“Claim
Form”.
[10] A
certificate under s.369 of the FW Act is a jurisdictional prerequisite to
a valid general protections application being made to this Court: Poole v Rod
Baker & Co [2011] FMCA 357 at para.24 per O’Sullivan FM; Hughes
v Mainrange Corporation Pty Ltd (No. 2) [2009] FMCA 1044; (2009) 190 IR 351 at 354 per
Lucev FM; [2009] FMCA 1044 at para.14 per Lucev FM (“Mainrange
Corporation
(No. 2)”).
[11]
Affidavit of Yvonne Daphne Henderson, affirmed 9 September 2011 (“EO
Commissioner’s Affidavit”) at para.2 and Annexure
EOC01 (“EO
Complaint
Form”).
[12]
EO Complaint
Form.
[13] EO
Complaint
Form.
[14] EO
Complaint Form, Attachment
“A”.
[15]
EO Commissioner’s Affidavit at para.6 and Annexure
EOC04.
[16] EO
Act, s.83(4) and
(5).
[17] EO
Commissioner’s Affidavit at para.7 and Annexure EOC05 (“Ms
Birch’s Solicitors’ 18 July 2011
Letter”).
[18]
“Fair Work
Application”.
[19]
EO Commissioner’s Affidavit, Annexure
EOC05.
[20] EO
Commissioner’s Affidavit, Annexure
EOC05.
[21] EO
Act, s.83(4) and
(5).
[22] EO
Commissioner’s Affidavit, Annexure EOC06 (“EO Commissioner’s
19 July 2011
Letter”).
[23]
“Ms Birch’s 28 July 2011
Affidavit”.
[24]
Ms Birch’s 28 July 2011 Affidavit at
para.3.
[25] Ms
Birch’s 28 July 2011 Affidavit at para.8; “Ms
Anderson”.
[26]
Ms Birch’s 28 July 2011 Affidavit at
para.9.
[27] Ms
Birch’s 28 July 2011 Affidavit at
paras.11-20.
[28]
Ms Birch’s 28 July 2011 Affidavit at
para.27.
[29] Ms
Birch’s 28 July 2011 Affidavit at
para.31.
[30] Ms
Birch’s 28 July 2011 Affidavit at
para.36.
[31] Ms
Birch’s 28 July 2011 Affidavit at
para.37.
[32] Ms
Birch’s 28 July 2011 Affidavit at
para.38.
[33] Ms
Birch’s 28 July 2011 Affidavit at
para.39.
[34] Ms
Birch’s 28 July 2011 Affidavit at
para.41.
[35] Ms
Birch’s 28 July 2011 Affidavit at
para.42.
[36]
“Mr
Doig”.
[37]
Ms Birch’s 28 July 2011 Affidavit at
paras.48-51.
[38]
Ms Birch’s 28 July 2011 Affidavit at
para.53.
[39] Ms
Birch’s 28 July 2011 Affidavit at
para.54.
[40] Ms
Birch’s 28 July 2011 Affidavit at
para.56.
[41] Ms
Birch’s 28 July 2011 Affidavit at
para.55.
[42]
“Ms Birch’s 5 September 2011
Affidavit”.
[43]
Ms Birch’s 5 September 2011 Affidavit at
para.33.
[44]
“NECA”.
[45]
NECA letter 4 August 2011, being Annexure WEO2 to Mr Nazareth’s 19 August
2011 Affidavit (“NECA 4 August 2011
Letter”).
[46]
It is in fact an application of a kind referred to in s.728(a) of the FW
Act: see para.32
below.
[47]
“FM
Act”.
[48]
“FWA”.
[49]
EO Commissioner’s 17 August 2011 Letter, being annexure EOC10 to EO
Commissioner’s Affidavit (“EO Commissioner’s
17 August 2011
Birch
Letter”).
[50]
EO Commissioner’s 17 August 2011 Letter, being Annexure EOC11 to EO
Commissioner’s Affidavit (“EO Commissioner’s
17 August 2011
Wesco Electrics
Letter”).
[51]
See Annexure WEO5 to Mr Nazareth’s 19 August 2011
Affidavit.
[52]
“25 August 2011
Orders”.
[53]
“FMC
Rules”.
[54]
FM Act, ss.3 and
14.
[55] Acts
Interpretation Act 1901 (Cth), s.15AB(2)(e); Fair Work Ombudsman v
Wongtas Pty Ltd [2011] FCA 633 at para.44 per Cowdroy
J.
[56] The
Parliament of the Commonwealth of Australia, House of Representatives, Fair Work
Bill 2008, Explanatory Memorandum, cl.2707 and 2708 (“FW Bill
Explanatory
Memorandum”).
[57]
FW Act,
s.728(b).
[58]
EO Act, s.83(1); EO Commissioner’s Affiavit, para.2 and EO
Complaint
Form.
[59] FW
Bill Explanatory Memorandum,
cl.2715.
[60] The
Shorter Oxford English Dictionary on Historical Principles, Volume II (Oxford:
Clarendon Press, 1973), page 1376 (“Shorter
Oxford English
Dictionary”).
[61]
[1946] HCA 50; (1946) 74 CLR 461
(“Posner”).
[62]
Posner at 490 per Williams
J.
[63] (1982) 31
SASR 272
(“Kosovich”).
[64]
Kosovich at 275 per Millhouse
J.
[65] Kosovich
at 275 per Millhouse
J.
[66]
Kosovich at 276 per Millhouse
J.
[67] (1995) 61
FCR 314
(“Adams”).
[68]
Adams at 332 per Sheppard J (with whom Tamberlin J at 334 and Lehane J at
336 agreed).
[69]
Wang v Minister for Immigration and Multicultural Affairs [1997] FCA 70; (1997) 71 FCR
386 at 391 per Merkel
J.
[70] [2010] 244
FLR 335; [2010] FMCA 932 (“Bidding
Buzz”).
[71]
Bidding Buzz FLR at 347 per Lucev FM; FMCA at para.40 per Lucev
FM.
[72] Shorter
Oxford English Dictionary, Volume II, page
1415.
[73] [1998] 2
VR 439 (“Halwood
Corporation”).
[74]
Halwood Corporation at 445 per Tadgell
JA.
[75] Halwood
Corporation at 446 per Tadgell JA (emphasis
added).
[76]
“FC
Act”.
[77]
A similarly worded provision with respect to commencing matters in this Court
where a matter has been commenced in the Federal Court
appears in s.19(1) of the
FM Act: “Proceedings must not be instituted in the Federal
Magistrates Court in respect of a particular matter if proceedings in respect of
an associated matter are pending in the Family Court or the Federal
Court.”
[78]
[2008] FCA 1121
(“Boumelhem”).
[79]
Boumelhem at paras.2 and 7 per Buchanan
J.
[80]
Boumelhem at para.9 per Buchanan
J.
[81]
Boumelhem at para.12 per Buchanan
J.
[82] [2008] FCA
1107
(“Carantinos”).
[83]
Carantinos at para.8 per Branson
J.
[84]
Carantinos at paras.8-9 per Branson
J.
[85]
Carantinos at para.11 per Branson
J.
[86] (1981) 146
CLR 559
(“Black”).
[87]
[1943] HCA 12; (1943) 67 CLR 116 (“Jehovah’s
Witnesses”).
[88]
Black at 576-577 and 579-581 per Barwick CJ, 605 per Stephen J, 618 per
Mason J and 621 per Murphy J; Jehovah’s Witnesses at 123 per Latham
CJ and 156 per McTiernan
J.
[89] Halwood
Corporation at 445 per Tadgell
JA.
[90] (2010) 197
IR 397; [2010] FWAFB 6473
(“Ilardo”).
[91]
Ilardo IR at 402 per Hamberger SDP, Hamilton DP, Simpson C; FWAFB at
para.23 per Hamberger SDP, Hamilton DP, Simpson
C.
[92] [2011]
FWAFB 5225
(“Du”).
[93]
Du at para.1 per Acton SDP, Hamilton DP and McKenna
C.
[94] Du
at para.2 per Acton SDP, Hamilton DP and McKenna
C.
[95] Du
at para.2 per Acton SDP, Hamilton DP and McKenna
C.
[96]
“VEOHRC”.
[97]
Du at para.7 per Acton SDP, Hamilton DP and McKenna
C.
[98] Du
at para.15 per Acton SDP, Hamilton DP and McKenna
C.
[99] Du
at para.16 per Acton SDP, Hamilton DP and McKenna
C.
[100]
Du at para.7 per Acton SDP, Hamilton DP and McKenna
C.
[101]
Du at paras.24-25 per Acton SDP, Hamilton DP and McKenna
C.
[102]
Halwood Corporation at 446 per Tadgell
JA.
[103] See
paras.30 and 36
above.
[104]
(2010) 241 CLR 510; [2010] HCA 33
(“Travelex”).
[105]
Travelex CLR at 518-522 per French CJ and Hayne J; HCA at paras.21-38 per
French CJ and Hayne J; CLR at 524-526 per Heydon J; HCA at paras.46-57
per
Heydon J.
[106]
Travelex CLR at 519-520 per French CJ and Hayne J; HCA at para.25 per
French CJ and Hayne
J.
[107]
Travelex CLR at 521 per French CJ and Hayne J; HCA at para.32 per French
CJ and Hayne
J.
[108] [1990] HCA 16; (1990)
169 CLR 356
(“O’Grady”).
[109]
O’Grady at 367 per Dawson
J.
[110]
O’Grady at 376 per McHugh
J.
[111]
Fountain & Anor v Alexander& Anor [1982] HCA 16; (1982) 150 CLR 615 at 629 per
Mason J; see also Huntley Management Ltd & Anor v Timbercorp Securities
Ltd & Ors [2010] FCA 576; (2010) 187 FCR 151 at 163 per Rares J; [2010] FCA 576 at
para.47 per Rares
J.
[112] (2005)
143 FCR 553; [2005] FCAFC 126 (“HP
Mercantile”).
[113]
HP Mercantile FCR at 563 per Hill J; FCAFC at para.35 per Hill J (with
whom Stone and Allsop JJ
agreed).
[114]
(2005) 224 ALR 344; [2005] FCAFC 221 (“Australian Communications
Network”).
[115]
Australian Communications Network ALR at 351 per Heerey, Merkel and
Siopis JJ; FCAFC at para.29 per Heerey, Merkel and Siopis JJ, following an
earlier judgment of
the Full Court of the Federal Court in J & G Knowles
& Associates Pty Ltd v Commissioner of Taxation [2000] FCA 196; (2000) 96 FCR 402 at 408
and 410 per Heerey, Merkel and Finkelstein JJ; [2000] FCA 196 at paras.22-23 and
26 per Heerey, Merkel and Finkelstein
JJ.
[116]
Australian Communications Network ALR at 350 per Heerey, Merkel
and Siopis JJ; FCAFC at para.26 per Heerey, Merkel and Siopis
JJ.
[117] See,
for example, Woodside Energy Ltd v Commissioner of Taxation [2006] FCA 1303; (2006) 155
FCR 357 at 374-375 per French J; [2006] FCA 1303 at para.57 per French J
(“Woodside Energy”); Australian Securities and Investments
Commission v Citrofresh International Ltd & Anor [2007] FCA 1873; (2007) 164 FCR 333 at
347 per Goldberg J; [2007] FCA 1873 at para.66 per Goldberg J
(“Citrofresh”).
[118]
Citrofresh FCR at 347 and 349 per Goldberg J; FCA at paras.67 and 71 per
Goldberg J.
[119]
Tooheys Ltd & Ors v Commissioner of Stamp Duties (NSW) [1961] HCA 35; (1961) 105 CLR
602 at 614 per Dixon CJ and 620-621 per Taylor J (“Tooheys”);
Joye v Beach Petroleum NL & Anor [1996] FCA 1552; (1996) 67 FCR 275 at 285 per
Beaumont and Lehane
JJ.
[120]
Tooheys at 622 per Taylor
J.
[121]
Citrofresh FCR at 347 per Goldberg J; FCA at para.66 per Goldberg J;
Woodside Energy FCR at 374 per French J; FCA at para.57 per French
J.
[122]
Woodside Energy FCR at 375 per French J; FCA at para.58 per French
J.
[123] See the
extracts from the FW Bill Explanatory Memorandum at paras.30 and 36
above.
[124]
Claim Form set out at para.5
above.
[125]
Aldridge v Booth [1988] FCA 170; (1988) 80 ALR 1 at 16-17 per Spender J, and cases there
cited; Hall v A & A Sheiban Pty Ltd [1989] FCA 72; (1989) 20 FCR 217 at 274-276 per
French J; Elliott v Nanda & Anor [2001] FCA 418; (2001) 111 FCR 240 at 281 per Moore
J; [2001] FCA 418 at para.127 per Moore
J.
[126] See
extract from Ms Birch’s Solicitors 18 July 2011 Letter at para.14
above.
[127]
Woodside Energy FCR at 374 per French J; HCA at para.57 per French J;
Citrofresh FCR at 347 per Goldberg J; FCA at para.66 per Goldberg
J.
[128] FM
Act,
s.10(1)(a).
[129]
FM Act,
s.6.
[130] FW
Act,
s.566.
[131]
FM Act,
s.15.
[132] FM
Act,
s.16.
[133]
(2007) 161 IR 330; [2007] FCA 407
(“Tristar”).
[134]
Citing James v Sayers (Trustee for Sayers Family Trust) & Ors (2006)
46 SR(WA) 241; [2006] WASAT 332 at para.46 per Eckert DP and Toohey SenMem
(“James”).
[135]
Citing Tristar Steering and Suspension Australia Ltd v Industrial Relations
Commission (NSW) (2007) 158 FCR 104; [2007] FCAFC 50 (“Tristar
– Full
Court”).
[136]
Citing DAS v Victorian Human Rights and Equal Opportunity Commission
(2009) 198 A Crim R 305; [2009] VSC 381
(“DAS”).
[137]
Citing DAS at A Crim R at 323 per Warren CJ; VSC at para.65 per Warren
CJ.
[138] FW
Act, ss.351 and
539.
[139] FW
Act, ss.725 and
732.
[140] FW
Act, s.567(a)(b), FM Act, ss.14 and
15.
[141] FW
Act,
s.568.
[142]
Equally, an application might have been made to the Federal Court, with which
this Court has concurrent jurisdiction in relation
to these matters with this
Court: FW Act, ss.562 and 566, and in respect of which the same
principles would
apply.
[143] See
paras.62 and 75 above; see also Tristar-Full Court FCR at 114 per
Buchanan J; FCAFC at para.45 per Buchanan
J.
[144] And, in
reality, nor could there have been having regard to the judgment in New South
Wales & Ors v The Commonwealth of Australia (2006) 229 CLR 1; [2006] HCA
52.
[145]
Halwood Corporation at 446 per Tadgell
JA.
[146]
Sovar v Henry Lane Pty Ltd [1967] HCA 31; (1967) 116 CLR 397 at 450 per Kitto J; King
v Gousettis (1986) 5 NSWLR
89.
[147] EO
Act, s.164, save that information may be admissible on the offence of
providing false or misleading information to the Commissioner:
EO Act,
s.159.
[148] And
thus the judgment in DAS is of limited assistance, and is
distinguishable, because of the nature of the statutory prohibition under s.725
of the FW
Act.
[149]
CSR Ltd v Cigna Insurance Australia Ltd (1997) 189 CLR 345 at 391-392 per
Dawson, Toohey, Gaudron, McHugh, Gummow and Kirby
JJ.
[150]
“Cross-Vesting
Act”.
[151]
See para.129
below.
[152]
Brandy v Human Rights and Equal Opportunity Commission [1995] HCA 10; (1995) 183 CLR
245.
[153]
Westpac Banking Corporation v Eltran Pty Ltd (1987) 14 FCR 541 at 548 per
Fox and Burchett JJ
(“Eltran”).
[154]
Eltran at 548 per Fox and Burchett
JJ.
[155] Yao
v Chang & Anor [2007] FMCA 1340 at paras.16-17 per Wilson FM; CBFC
Limited v Skea [2004] FMCA 377 at para.4 per McInnis
FM.
[156] See
para.129
below.
[157]
Patrick Stevedores Operations No 2 Pty Ltd & Ors v Maritime Union of
Australia & Ors (No 3) [1998] HCA 30; (1998) 195 CLR 1 at 29 per Brennan CJ,
McHugh, Gummow, Kirby and Hayne JJ (“Patrick Stevedores Operations
No 2 Pty
Ltd”).
[158]
FM Act, s.8(3); FC Act,
s.5(2).
[159]
FM Act, s.10(1) and (2); FC Act,
s.19.
[160] FM
Act, s.8(3); FC Act,
s.5(2).
[161]
Skipworth v State of Western Australia & Ors (No 2) [2008] FMCA 544; (2008) 218
FLR 16 at 27-28 per Lucev FM; [2008] FMCA 544 at paras.36-37 per Lucev FM.
(“Skipworth
(No 2)”)
[162]
Skipworth (No. 2) FLR at 28 per Lucev FM; FMCA at para.38 per Lucev
FM.
[163] Quick J
and Groom L, The Judicial Power of the Commonwealth (1904) p 76;
discussing“superior court of record” in s.4 of the Judiciary Act
1903 (Cth); Skipworth (No 2) FLR at 28 per Lucev FM; FMCA at
para.38 per Lucev
FM.
[164] Quick J
and Garran RR, Annotated Constitution of the Australian Commonwealth
(Angus and Robertson, 1901), p 726; Constitution, s.71. See also the
discussion in Zines L, Federal Jurisdiction in Australia (3rd ed,
Federation Press, 2002), pp 106-115. In R v Commonwealth Court of
Conciliation and Arbitration; Ex parte Whybrow & Co [1910] HCA 33; (1910) 11 CLR 1 at
41 O’Connor J spoke of the High Court being vested by s 71 of the
Constitution with the “supreme judicial power of the Commonwealth,
and it must necessarily include the power to keep inferior Courts of the
federal
judicial system from exceeding their jurisdiction”; Skipworth
(No 2) FLR at 28 per Lucev FM; FMCA at para.38 per Lucev FM.
[165] VTAG v
Minister for Immigration and Multicultural and Indigenous Affairs (2005) 141
FCR
291 at 294 per Heerey, Finkelstein and Lander JJ; [2005] FCAFC 91 at
paras.19-20 per Heerey, Finkelstein and Lander JJ; DJL v Central
Authority [2000] HCA 17; (2000) 201 CLR 226 at 247 per Gleeson CJ, Gaudron, McHugh, Gummow
and Hayne JJ; [2000] HCA 17 at para.43 per Gleeson CJ, Gaudron, McHugh, Gummow
and Hayne JJ; Skipworth (No. 2) FLR at 28 per Lucev FM; FMCA at
para.38 per Lucev
FM.
[166] FW
Act, s.567(b); FM Act, s.15, and see para.102
above.
[167] As
to duty of judicial and quasi-judicial bodies to inquire into the existence of
jurisdiction, see R v Bolton [1841] EngR 193; [1835-42] All ER Rep 71 at 73-74 per Lord
Denman CJ; Federated Engine-Drivers & Firemen’s Association v
Broken Hill Proprietary Co Ltd [1911] HCA 31; (1911) 12 CLR 398 at 415 per Griffith CJ, at
428 per Barton J and at 454 per Isaacs J; Re Boulton; Ex parte Construction,
Forestry, Mining and Engineering Union (1998) 73 ALJR 129 at 133 per Kirby
J; Rentuza v Westside Auto Wholesale [2009] FMCA 1022; (2009) 236 FLR 231 at 237 per Lucev
FM; [2009] FMCA 1022 at para.23 per Lucev FM. As to the necessity for the
National Native Title Tribunal to inquire into the existence of jurisdiction,
see Risk v Williamson & Ors (1998) 87 FCR 202 at 220-221 per
O’Loughlin J. As to the necessity for industrial tribunals to inquire into
the existence of jurisdiction, see
Board of Fire Commissioners (NSW) v
Threlfo (1960) AR (NSW) 349; Automotive, Food, Metals, Engineering,
Printing and Kindred Industries Union v Tomago Aluminium Co Pty Ltd &
Ors [2006] AIRC 85 at para.56 per Marsh SDP, Ives DP and Whelan C; Chief
Executive Officer, Department of Agriculture and Food v Ward [2008] WAIRComm
79 at paras.79-85 per Ritter
AP.
[168] R v
Blakeley; Ex parte Association of Architects, Engineers, Surveyors &
Draughtsmen of Australia [1950] HCA 40; (1950) 82 CLR 54 at 70 per Latham
CJ.
[169]
James at para.46 per Eckert DP and Toohey
SenMem.
[170]
EO Act,
s.84.
[171] See
paras.136-137
below.
[172]
FC Act, s.5(1); FM Act,
s.8(1).
[173]
FW Act, ss.576 and
577.
[174] [1957] HCA 12; (1957)
95 CLR 529
(“Boilermakers”).
[175]
For a brief outline of the history see Welsh v Allblend Holdings Pty Ltd
(No 2) [2010] FMCA 377; (2010) 195 IR 216 at 221-223 per Lucev FM; [2010] FMCA 377 at
paras.10-18 per Lucev
FM.
[176] EO
Act,
s.75.
[177] EO
Act,
s.84.
[178] EO
Act,
s.86.
[179] EO
Act,
s.87.
[180] EO
Act,
s.91.
[181] Hu
v Li-Chien Liu [2011] FMCA 21 at para.11 per Jarrett FM (and cases there
cited); Thirteenth Corp Pty Ltd v State & Ors [2006] FCA 979; (2006) 232 ALR 491 at
502 per Jessup J; [2006] FCA 979 at para.36 per Jessup
J
[182] See
para.84
above.
[183] See
para.4 above and EO Complaint, Attachment
A.
[184] See Ms
Birch’s Solicitors’ 18 July 2011 Letter at para.14
above.
[185]
FMC Rules, r.11.01(1) and
(2).
[186] FW
Act, s.570; Mainrange Corporation (No. 2) IR at 355-356 per
Lucev FM; FMCA at paras.18-24 per Lucev FM.
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