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SZOJV & Ors v Minister for Immigration & Anor [2011] FMCA 91 (24 February 2011)

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SZOJV & Ors v Minister for Immigration & Anor [2011] FMCA 91 (24 February 2011)

Last Updated: 24 February 2011

FEDERAL MAGISTRATES COURT OF AUSTRALIA

SZOJV & ORS v MINISTER FOR IMMIGRATION & ANOR

MIGRATION – Application to review decision of Refugee Review Tribunal – where Tribunal made an error about whether a claim was first made in a protection visa application or thereafter and found that the claim was made late and was made to strengthen the applicant’s protection claims and was not genuine – where credibility and subsequent findings in part based on these findings – whether error of fact or misunderstanding of evidence indicated a failure by the Tribunal to carry out its function to review the delegate’s decision – whether no evidence to support Tribunal’s finding about late claim – whether Tribunal also failed to make findings about third applicant’s claims in a manner constituting jurisdictional error.


A and Others v Minister for Immigration and Multicultural Affairs (1999) 53 ALD 545; [1999] FCA 116
“CCC” v Minister for Immigration & Multicultural Affairs [2001] FCA 682
Dranichnikov v Minister for Immigration and Multicultural Affairs (2003) 77 ALJR 1088; [2003] HCA 26
Khanam v Minister for Immigration and Citizenship and Another (2009) 111 ALD 421; [2009] FCA 966
Minister for Immigration and Citizenship v SZIAI (2009) 83 ALJR 1123; [2009] HCA 39
Minister for Immigration and Citizenship v SZNPG (2010) 115 ALD 303; [2010] FCAFC 51
Minister for Immigration and Ethnic Affairs v Wu Shan Liang and Others (1996) 185 CLR 259; [1996] HCA 6
Minister for Immigration and Multicultural Affairs v Jia Legeng (2001) 205 CLR 507; [2001] HCA 17
Minister for Immigration and Multicultural Affairs v Yusuf (2001) 206 CLR 323; [2001] HCA 30
MZXSA v Minister for Immigration and Citizenship and Another (2010) 117 ALD 441; [2010] FCAFC 123
NABE v Minister for Immigration and Multicultural and Indigenous Affairs (No 2) (2004) 144 FCR 1; [2004] FCAFC 263
NADH of 2001 and Others v Minister for Immigration and Multicultural and Indigenous Affairs (2004) 214 ALR 264; [2004] FCAFC 328
Re Refugee Review Tribunal; Ex parte H (2001) 75 ALJR 982; [2001] HCA 28
SCAA v Minister for Immigration & Multicultural & Indigenous Affairs [2002] FCA 668
SFGB v Minister for Immigration and Multicultural and Indigenous Affairs (2003) 77 ALD 402; [2003] FCAFC 231
SZBEL v Minister for Immigration and Multicultural and Indigenous Affairs and Another (2006) 228 CLR 152; [2006] HCA 63
SZDFZ v Minister for Immigration and Citizenship and Another (2008) 168 FCR 1; [2008] FCA 390
SZDTZ v Minister for Immigration and Citizenship [2007] FCA 1824
SZEHN v Minister for Immigration & Multicultural & Indigenous Affairs [2005] FCA 1389
SZJRU v Minister for Immigration and Citizenship and Another (2009) 108 ALD 515; [2009] FCA 315
SZJRW v Minister for Immigration and Citizenship [2008] FCA 959
SZKMX v Minister for Immigration [2008] FCA 856
SZMAD v Minister for Immigration & Citizenship [2008] FCA 1275
SZMZT & Anor v Minister for Immigration & Anor [2009] FMCA 420

First Applicant:
SZOJV

Second Applicant:
SZOJW

Third Applicant:
SZOJX

First Respondent:
MINISTER FOR IMMIGRATION & CITIZENSHIP

Second Respondent:
REFUGEE REVIEW TRIBUNAL

File Number:
SYG 991 of 2010

Judgment of:
Barnes FM

Hearing date:
22 October 2010

Last date of submissions :
18 November 2010

Delivered at:
Sydney

Delivered on:
24 February 2011

REPRESENTATION

First applicant:
In person

Solicitors for the Respondents:
DLA Phillips Fox

ORDERS

(1) A writ in the nature of certiorari issue directed to the second respondent, quashing the decision of the second respondent made on 8 April 2010 in Tribunal case number 0910162.
(2) A writ in the nature of mandamus issue directed to the second respondent, requiring the second respondent to determine according to law the application for review of the decision of the delegate of the first respondent made on 23 December 2009.
FEDERAL MAGISTRATES
COURT OF AUSTRALIA
AT SYDNEY

SYG 991 of 2010

SZOJV, SZOJW, SZOJX

Applicants


And


MINISTER FOR IMMIGRATION & CITIZENSHIP

First Respondent


REFUGEE REVIEW TRIBUNAL

Second Respondent


REASONS FOR JUDGMENT

Background

  1. This is an application for review of a decision of the Refugee Review Tribunal dated 8 April 2010 affirming a decision of the delegate of the first respondent not to grant the applicants’ protection visas.
  2. The applicants, who are citizens of India, arrived in Australia in June 2009 and applied for protection visas in September 2009. The second and third applicants applied for protection visas on the basis of their membership of the first applicant’s family. For convenience, future references to the applicant are references to the first applicant. The applicant claimed in essence that he feared persecution on the basis of his religion as a member of the “religious group” Dera Sacha Sauda (DSS). The application was refused by a delegate of the first respondent and the applicants sought review by the Tribunal.
  3. The Tribunal invited the applicants to a hearing. The applicant attended the hearing on 19 February 2010. On the same day the Tribunal wrote to the applicants under s.424A of the Migration Act 1958 (Cth) (the Act) inviting them to respond to information, including information about the similarity between the applicant’s claims and those of another protection visa applicant and the use by both persons of the same residential and postal addresses in Australia.
  4. The s.424A letter required a written response by 16 March 2010. On 16 March 2010 the Tribunal received a letter from the applicant seeking a two month extension of time to submit additional documents in support of his review application. On 17 March 2010 he was advised by a Tribunal officer that the requested extension of time had not been granted by the Tribunal and that if he had any documents he should submit them as soon as possible. In addition, on 18 March 2010 the Tribunal wrote to the applicants advising that it had decided not to grant any extension of time to provide comments or response to the letter of 19 February 2010.

The Tribunal Decision

  1. In its reasons for decision the Tribunal summarised the claims made by the applicant in connection with his protection visa application and at the Tribunal hearing.
  2. The Tribunal referred to the fact that it had sent a s.424A letter to the applicant about issues that it had also raised with him at the Tribunal hearing and that he had requested an extension of time of two months in which to provide additional documents in support of his review application. It recorded that it had decided not to grant an extension of time for a response to the s.424A letter as the applicant had not previously indicated that he would need to provide additional documents and had not indicated the nature of any additional documents he wished to provide or their relevance to the review.
  3. In its findings and reasons the Tribunal recorded that the applicant claimed to fear “harm and persecution in India because of his religious beliefs, being a member of the...DSS”. However it found that there were “a number of omissions [and] contradictions” in relation to his claims and evidence and “evidence of collusion”.
  4. The applicant claimed that he had been a member of the DSS for three years, that he initially went to Haryana (for DSS meetings) on a monthly basis and thereafter every two or three months; that he joined the DSS because “after he saw the respect of the Dera they said he should become a member”; and that he had become personally involved “after seeing their teachings”. However the Tribunal found that when asked about the principles of the DSS at the hearing “the applicant was able to give only vague, generalised and limited answers”.
  5. The Tribunal found that this lack of detail in relation to the DSS and its principles and the reason the applicant joined, led it to the view that the applicant had very little knowledge about the DSS and that this indicated “a lack of personal involvement over [the] period of three years”.
  6. The Tribunal addressed the applicant’s claim that “his house was attacked in January 2009” during a prayer meeting and that “Sikhs started throwing stones at them”, told them they had to leave the DSS and to go to the Sikhs as follows:
  7. The Tribunal had regard to “a number of close similarities between the applicants’ protection visa application and review application and [those] of another person”, including use of the same residential and postal address, arrival in Australia within two weeks of each other on passports issued at the same place and with visitor visas for travel to Australia granted some nine days apart. The two applicants both based their claims to protection on membership of the DSS, claimed that they had been threatened by militant anti-DSS organisations and that they would be forced to change their religion. They both claimed that such organisations were supported by the BJP so that the local police and authorities would not assist.
  8. The Tribunal had regard to the fact that at the hearing the applicant said that he and the other person shared a post office box “because they could not work” and that “this saved money” and that the other person had lived at the same address, but also to the fact that there was “no further information provided in response to the Tribunal’s [s.424A] letter [sent] after the hearing” in relation to this issue. The Tribunal was not satisfied that the applicant had explained “the significant number of similarities between the two applications”. The Tribunal was “of the view that this information indicat[ed] that there ha[d] been collusion between the applicants and another person” in their protection claims.
  9. The Tribunal also had regard to some inconsistency in the applicant’s oral evidence as to who lived at his address in Australia.
  10. The Tribunal then reiterated that the applicant had “only raised the alleged attack on his home for the first time at the Department interview” and that he had “not given any explanation [for] his failure to raise it in his protection visa application”. This led the Tribunal to “conclude that this claim was made only in order to strengthen [the applicant’s] protection claims” and that it was “not genuine”.
  11. The Tribunal found that “[b]ecause of the conflicts and omissions in [the applicant’s] evidence and [the] evidence of collusion” the applicant was “not a credible or reliable witness”.
  12. After recording that there was no evidence before it other than that of the applicant as to his membership of the DSS, the Tribunal considered the applicant’s evidence of “monthly and then two or three monthly involvement over a period of three years”. It found that the “applicant’s knowledge of the principles of DSS...was vague and generalised”, notwithstanding that the principles were “associated with everyday practices, rather than [being] abstract concepts”. The Tribunal was of the view that “a person with the length and frequency of involvement” with the DSS that the applicant claimed “would have a greater knowledge and familiarity than the applicant was able to demonstrate”. The Tribunal found that the applicant was not a member of the DSS.
  13. The Tribunal considered a claim by the applicant that he was injured in an attack on the DSS on 18 July 2007. It found that there was “no evidence...other than that of the applicant” in this respect and was “not prepared to rely on [his] evidence alone” as it had “found that he [was] not a credible witness”.
  14. The applicant claimed that members of the Sikh association and militant groups had threatened him so that he would “stop attending prayer [meetings] and convert to the Sikh religion”, that they had “made a hit list to kill members of [the] DSS” and that his family would be killed if he went back to India. The Tribunal found that as it did not accept that the applicant was a member of the DSS and having found that he was not credible, the applicant had not been threatened by Sikhs or militant groups and that his family would not be killed if he returned to India.
  15. Further, as the Tribunal did not accept that the applicant was a member of the DSS and had found that he was not credible, it was “not satisfied that police and local authorities [we]re not interested in providing sufficient protection to the followers of [the] DSS” as the applicant claimed, that he reported threats to local police but that no action was taken or “that he also reported these occurrences to the Chief Minister and higher police authorities by mail but never received any reply”.
  16. As the Tribunal did not accept that the applicant was a member of DSS and had found he was not credible, it was not satisfied that he was attacked on 18 July 2007 as part of an attack on the Dera by 50 or 60 people from the Sikh community or that “he was injured on the legs with rods”.
  17. In addition, as the Tribunal did not accept that the applicant was a member of DSS and had found that he was not credible and as the claim that his house was attacked by Sikhs throwing stones in January 2009 when they were meeting to pray there was said to have been “only raised after the protection [visa] application was made”, it was not satisfied that such an attack had taken place.
  18. The Tribunal found that there was no real chance that the applicant would experience serious harm as defined in the Migration Act upon return to India. It did not accept that he would face a real chance of persecution for a Convention-based reason and found that it followed that the applicant did “not have a well-founded fear of persecution for a Convention-based reason”.
  19. The Tribunal concluded that the primary applicant did not satisfy the criterion for a protection visa set out in s.36(2)(a) of the Act and continued:
  20. The Tribunal affirmed the decisions not to grant the three applicants protection visas.

Grounds of Review

  1. The applicants sought review by application filed in this court on 6 May 2010. They filed an amended application on 14 July 2010. The applicant did not file written submissions prior to the hearing, but made oral submissions at the hearing and filed post-hearing written submissions.
  2. The first ground in the amended application is that the Tribunal adopted an “unduly harsh approach to the fear of persecution” and that it “erred in making findings” in relation to well-founded fear because of the “[s]tringent application of the test”.
  3. The “[p]articulars” to this ground are in the nature of submissions. Reference is made to the fact that the Tribunal recorded in its decision that at the hearing, when the “Tribunal asked whether the applicant had experienced any harm”, he said that he had and referred to an attack on the Dera on 18 July 2007 at Dubwali by 50 or 60 people from the Sikh community, claimed people were injured, that the police came but did not do anything and that he was injured on the legs with rods but treated the injuries himself. Reference was also made to the fact that when asked if he had “experienced any other problems”, the applicant told the Tribunal that his house was attacked in January 2009 when they were meeting to pray there, that Sikhs had started throwing stones at them and had told them they had to leave the DSS and go to the Sikhs. Issue was taken with the fact that one of the reasons that the Tribunal “did not accept that the applicant [had a] fear of harm” was because he did not mention “this incident” in his protection visa application.
  4. The particulars to this ground also address the fact that the 2007 attack was mentioned in the protection visa application although, as the applicant had told the Tribunal, the date was incorrectly recorded by the friend who helped him to complete the protection visa application. It was said that this led the Tribunal to find that “the applicant’s claims were not genuine”.
  5. In addition, it was submitted that the Tribunal erred in failing to “explore or investigate about the incident of 18 July 2007” and that it “simply followed the Delegate’s decision”.
  6. It was also submitted that the applicant had been “denied procedural fairness when the Tribunal did not accept [his] oral or written evidence” and that when the applicant had asked for an “extension of time to submit more documents in support of his application”, the Tribunal was “pre-determined to make judgment without any further oral or written evidence”.
  7. The second ground in the amended application asserts that the Tribunal decision was based on “assumption and probability”. It was claimed that the Tribunal formed its opinion “based on the limited information about the possible harm to the applicant” and “unnecessarily linked other applicants for protection visa with [the applicant’s] application”. This ground also takes issue with the Tribunal’s questioning of the applicant at the hearing. It is suggested that the Tribunal “spent most of the time...to discredit the credibility of the applicant asking more questions about his place of residence in Australia and [the] link between [him] and other applicants” with the same grounds for protection. The Tribunal is also said to have “spent more time on the irrelevant questions”, to have “ignored all other independent information” and to have concluded that “the applicant and persons like him ha[d] no fear of persecution...based on only assumption and probability”. It was also claimed that the Tribunal did not give consideration to the “cumulative effect of various fears of persecution”.
  8. Ground three of the amended application is that the Tribunal “misconstrued” and “failed to carry out the “real chance” test”, that its findings and reasons were “confused” and that the “test for persecution was not applied” according to law as “the Tribunal did not give consideration to each separate aspect” of the claimed fear of persecution.
  9. An issue arose during the course of the hearing in relation to whether the Tribunal failed to consider the claims of the third applicant. It was addressed in post-hearing submissions.
  10. Insofar as the particulars to ground one focus on whether the applicant had mentioned the events of July 2007 in his protection visa application, the applicant clarified in oral submissions that he took issue with the Tribunal’s view that he did not mention the attack on his home in January 2009 in his protection visa application. As this was not clear from the amended application, the parties were given (and took) the opportunity to make post-hearing written submissions on this issue as well as on the issue of whether the Tribunal failed to consider the claims of the third applicant.

The “unduly harsh approach” and procedural fairness issues

  1. The applicant contended first that the Tribunal adopted an “unduly harsh approach”. Insofar as issue is taken with the Tribunal’s approach to the applicant’s credibility generally, subject to what is said below in relation to the Tribunal findings about the events of January 2009, credibility findings are findings of fact par excellence for the Tribunal. No jurisdictional error will be established provided that it is open to the Tribunal on the material before it to draw the conclusions that it draws for the reasons that it gives.
  2. There is nothing in the material before the court to support the claim that the Tribunal misapplied the law in relation to well-founded fear. Insofar as issue is taken with the Tribunal’s reliance on when and how claims were made by the applicant about events in India these matters are considered below.
  3. It has not been established that the applicant was denied procedural fairness because the Tribunal did not accept his evidence. Merits review is not available. There is no transcript of the Tribunal hearing in evidence before the court. Neither actual nor apprehended bias is established in relation to the Tribunal’s fact finding. While a factual error was made by the Tribunal (which, as discussed below, led to a jurisdictional error) the evidence is not such as to demonstrate prejudgment or a state of mind on the part of the Tribunal constituting actual bias in the sense considered in Minister for Immigration and Multicultural Affairs v Jia Legeng (2001) 205 CLR 507; [2001] HCA 17. Not is it such as to give rise to a possible apprehension of bias as considered in Re Refugee Review Tribunal; Ex parte H (2001) 75 ALJR 982; [2001] HCA 28 such that the hypothetical fair-minded appropriately informed lay observer might reasonably apprehend that the Tribunal might not bring an impartial mind to the resolution of the question to be decided (Re Refugee Review Tribunal; Ex parte H at [28]). I have borne in mind in that respect that it is “a rare and exceptional case where actual bias can be demonstrated solely from the published reasons for decision” (see SCAA v Minister for Immigration & Multicultural & Indigenous Affairs [2002] FCA 668 at [38] per von Doussa J and see NADH of 2001 and Others v Minister for Immigration and Multicultural and Indigenous Affairs (2004) 214 ALR 264; [2004] FCAFC 328 at [115] per Allsop J).

Extension of time issues

  1. As set out above, after the Tribunal hearing on 19 February 2010, the Tribunal wrote to the applicant under s.424A of the Act, inviting him to comment or respond to information set out in that letter by 16 March 2010. The letter advised that if that could not be done the applicant may ask the Tribunal in writing for an extension of time, that any such request was to be received before 16 March 2010 and was to state the reasons why the extension of time was required. The letter stated that the Tribunal would “carefully consider any request for an extension of time” and would advise whether it was granted, but also that if the Tribunal did not receive the applicant’s comments or response within the period allowed or as extended, it may make a decision on the review without taking any further action to obtain his views on the information.
  2. On 16 March 2010 the Tribunal received a letter from the applicant dated 10 March 2010 seeking an extension of at least two months “to submit additional documents in support of my review application”. Apart from stating that he would “supply the essential documents very soon” the applicant did not address the reason for his request.
  3. The Court Book contains a Tribunal Case Note dated 17 March 2010 in which a Tribunal officer recorded that the applicant had been telephoned and notified that the requested extension had not been granted and that if he had any documents he should submit them as soon as possible. In addition, on 18 March 2010 the Tribunal wrote to the applicant advising that the Tribunal had decided not to grant the request for an extension of time as described above. The Tribunal decision was not made until 8 April 2010.
  4. Insofar as the applicant’s request of 10 March 2010 constituted a request for an extension of time to respond to the s.424A letter, the manner in which the Tribunal approached that request is not such as to establish jurisdictional error. The letter of 19 February 2010 had given the applicant a reasonable time (until 16 March 2010) to respond. The matters raised in the s.424A letter related to similarities between the applicant’s protection visa and review applications and those of another person and to whether any other persons lived at his Australian residential address.
  5. The Tribunal considered the request for an extension of time and in its reasons for decision provided reasons why that request was not granted as follows:
  6. Such an approach is not indicative of any failure to consider the request for an extension if time, or of any lack of reasonableness or procedural fairness. There is nothing in the material before the court to establish any failure to comply with the Migration Act or Regulations or jurisdictional error on any other basis in the manner in which the Tribunal proceeded in relation to the application for an extension of time.
  7. It appears to be submitted by the applicant that the Tribunal’s approach to his request for an extension of time was indicative of actual or apprehended bias in the sense considered in Re Refugee Review Tribunal; Ex parte H and Minister for Immigration and Multicultural Affairs v Jia Legeng. That is not made out on the material before the court. It has not been established that the Tribunal had “pre-determined to make judgment” as was submitted. Indeed I note in that respect that while the applicant was advised on 17 March 2010 that the extension had not been granted he was also told to submit whatever documents that he had as soon as possible. There is no evidence that any further material (whether in response to the s.424A letter or otherwise) was submitted by the applicant prior to the Tribunal decision of 8 April 2010.
  8. Insofar as the applicant may have been seeking additional time to provide further evidence (as distinct from the time to reply to the s.424A letter), in these proceedings the applicant tendered a medical certificate dated 19 September 2010 from a doctor in India relating to his claims about being injured in July 2007 on the basis that this was the sort of information he had wanted to provide to the Tribunal. However any extension of time on such a basis was addressed in the Tribunal’s response to his generally expressed request. While the Tribunal advised that an extension of time had not been granted, it also informed the applicant that he should submit any documents he had as soon as possible, thus giving him an opportunity to provide further material. It did not make its decision until 8 April 2010. The applicant had ample time to provide documentation about events of 2007 and 2009. The Tribunal had informed him of the need to provide such material. For example, in the letter acknowledging receipt of the review application dated 24 December 2009 the Tribunal had advised the applicant that if he wished to “provide material or written arguments for the Tribunal to consider”, he should do so as soon as possible. The invitation to provide “new information” was repeated in the hearing invitation letter of 20 January 2010.
  9. The issues raised in the s.424A letter were not matters on which the applicant had (according to the Tribunal account of the Tribunal hearing) sought additional time at the hearing in order to obtain documents from India relevant to his response. There is no evidence that the applicant had told the Tribunal at the hearing that he wished to provide documentation from India. The Tribunal’s approach to the applicant’s request for additional time does not establish jurisdictional error on the part of the Tribunal, whether consisting of actual or apprehended bias or otherwise.

The July 2007 issues

  1. The applicant took issue with the Tribunal’s consideration of his claims about an incident of 18 July 2007. His concerns related to the Tribunal’s consideration of a reference to the incorrect date for this incident in the protection visa application. It was also submitted that the Tribunal erred in failing to make further inquiries.
  2. In one part of the applicant’s protection visa application the applicant referred to events of “July 2009” involving clashes between Sikh demonstrators and DSS at which he claimed to have been present. In particular, he referred to a curfew said to have been imposed on “July, 18.2009” (notwithstanding that he arrived in Australia in June 2009). However later in the protection visa application the applicant referred to “clashes” between Sikhs and followers of the DSS in “2007”. It is apparent from the Tribunal account of the Tribunal hearing (which is the only evidence before the court of what occurred in that hearing) that when the Tribunal asked the applicant whether he had experienced any harm, he referred to an attack on the Dera on 18 July 2007 by 50 or 60 people from the Sikh community, in which he claimed he had been injured on the legs with rods. When asked if he had experienced any other problems, the applicant then referred to an attack on his house in January 2009. At that point the Tribunal raised with the applicant “that he did not mention in his protection visa application about the attack on his home in January 2009” (a matter to which I will return). It then “confirmed with the applicant that he was granted [a] visitor visa in May 2009” and that this was “prior to the events of 18 July 2009” referred to in his protection visa application. At that point the “applicant said that the incident was on 18 July 2007”. The Tribunal “confirmed from its notes” that his oral evidence was that the incident was on 18 July 2007. It raised with the applicant “the fact that the date was apparently incorrect in the protection visa application”. The applicant said this was a “mistake” and it “should have been 2007”. When asked if he had been assisted with the application, the applicant said “a friend had helped him”.
  3. This discussion at the hearing is not indicative of jurisdictional error. Relevantly, in its findings and reasons the Tribunal accepted that the applicant’s claim in this respect was a claim that he was injured during an attack on the DSS on 18 July 2007. It did not rely on any failure to mention such a claim in the protection visa application or on the fact that the protection visa application referred to the date of 18 July 2009. Rather, having found that the applicant was not a member of DSS for reasons unrelated to his claims about the events of 18 July 2007, the Tribunal found that there was no evidence to support the applicant’s claims that he was injured during attacks on the DSS on 18 July 2007 other than his evidence and that it was “not prepared to rely on [his] evidence alone” as it had found that he was not a credible witness. Subsequently, the Tribunal found that as it did “not accept [that] the applicant was a member of DSS and [had] found [that] he was not credible”, it was “not satisfied that the applicant was attacked on 18 July 2007 or that he was injured on the legs with rods”. The Tribunal’s treatment of the applicant’s claims about the events of 18 July 2007 is not of itself such as to demonstrate jurisdictional error.
  4. Further, there is nothing in the circumstances of this case to establish that the Tribunal erred in failing to further explore or investigate the alleged incident of 18 July 2007. This is not a case in which there is any evidence that the Tribunal undertook to make any further inquiries. Nor is it one in which it has been established that there was a “failure to make an obvious inquiry about a critical fact, the existence of which [was] easily ascertained” such as to give rise to any such obligation (see Minister for Immigration and Citizenship v SZIAI (2009) 83 ALJR 1123; [2009] HCA 39 at [25] per French CJ, Gummow, Hayne, Crennan, Kiefel and Bell JJ).
  5. What was critical was not simply whether attacks on the DSS were perpetuated or a curfew imposed on 18 July 2007, but whether the applicant (who had been found not to be a member of the DSS) was injured in such attacks. There was an absence of evidence in that respect other than that of the applicant. The Tribunal was not prepared to accept the applicant’s evidence alone as it had found he was not a credible witness.
  6. Of themselves these findings are not indicative of jurisdictional error. However, as discussed below, their relationship to an error of fact made by the Tribunal about the timing of one of the applicant’s claims is of significance.

The January 2009 issue

  1. As explained in the applicant’s oral submissions, ground one is intended to take issue with the Tribunal’s consideration of his claim that his house was attacked in January 2009 during a prayer meeting, that Sikhs started throwing stones at them and told them they had to leave the DSS and go to the Sikhs.
  2. In oral submissions the applicant contended that, contrary to the Tribunal’s finding, he had raised his claims about the events of January 2009 in his protection visa application. The Tribunal’s finding that the applicant did not mention this claim in his protection visa application and raised it for the first time at the Departmental interview led the Tribunal to conclude that this claim was made only to strengthen the applicant’s protection claims and was not genuine. It was one of the factors that led the Tribunal to find that the applicant was not a credible witness which, in turn, led it to reject other aspects of his claims.
  3. In pre-hearing written submissions the first respondent contended that it was “open to the Tribunal to draw adverse conclusions from the applicant’s failure to mention an alleged attack on his home in January 2009 in his protection visa application”.
  4. As the applicant contended, it is clear that the January 2009 claim was raised in his protection visa application. Moreover, while the solicitor for the first respondent suggested in post-hearing written submissions that there was only a “brief” mention of the January 2009 claim in the protection visa application of a claim that “my house was attacked at once in January 2009” and that there were “no further references”, in fact in addition to the claim of an attack on his house in January 2009, there was some elaboration of the background to this claim in the protection visa application.
  5. In response to the question in the protection visa application, “Why did you leave that country?” the applicant not only referred to his presence in Haryana “at the time of clashes between Sikh demonstrators and & followers of [DSS]” which led to an “indefinite curfew” being imposed in Dubwali town in the Sirsa District on 18 July 2007 (albeit incorrectly described in the protection visa application as 2009), but also claimed that he “regularly visit[ed] DSS headquarters” and, relevantly, that members of Sikh associations and militant groups had threatened him to “stop attending prayers” and “convert to [the] Sikh religion”.
  6. In response to the next question in the protection visa application, “What do you fear may happen to you if you go back to that country?” the applicant referred to a fear that he and his family would be “killed by militant organisations” and/or that he would be “forced” to change his religion. Importantly, he also claimed that “[t]he Sikh associations have a public order that no premis will be allowed to participate in prayer meeting (Naam Charcha), & if they found someone participating in the function, they will be dealt with harsh penalties” (which he described).
  7. The reference to a prayer meeting (Naam Charcha) also appears in the applicant’s specific claims about the events of January 2009. In response to the protection visa application question, “Why do you think this [harm] will happen to you if you go back?” the applicant made more than a brief mention of an attack on his home in January 2009. He stated:
  8. Further, in response to the question about whether the authorities could and would protect him, the applicant claimed that:
  9. Thus, it is clear that in his protection visa application the applicant not only claimed that his house was attacked in January 2009 but also provided details about the background to and circumstances of the claimed attack which was said to have occurred when followers of the DSS were having a prayer meeting at the applicant’s home, in circumstances where the Sikhs had a public order preventing participation in such prayer meetings (which provided for harsh treatment for those found participating) and where the applicant had been warned to stop attending and organising prayers for DSS followers. He also explained why he believed he would not be protected by the authorities given past inaction in response to his complaints.
  10. Consistent with the applicant’s claims in his protection visa application, as the delegate recorded when asked at the Departmental interview to provide “more information about the threats he received on account of his adherence to the DSS” (emphasis added), the applicant elaborated on his earlier protection visa application claim about the events of January 2009. He said that “stones were thrown at his house” in January 2009 while a religious ceremony was conducted at his home which was attended by some 50 people and that a young teacher from Sirsa led the prayers. He reiterated that he had reported the attack to the police, but that “nothing happened”.
  11. I am satisfied that, contrary to the Tribunal finding that the applicant only raised the alleged January 2009 attack on his home for the first time at the Departmental interview, he made this claim in writing in connection with and as part of his protection visa application.
  12. The Tribunal made the following finding in relation to this issue in the course of addressing what were said to be omissions, contradictions and evidence of collusion in relation to the applicant’s claims and evidence:
  13. Subsequently the Tribunal reiterated its view that the applicant only raised the alleged attack on his home for the first time at the Departmental interview and that he had not given any explanation as to his failure to raise it in his protection visa application. This led the Tribunal to conclude that the claim was made only to strengthen the applicant’s protection claims and was not genuine. The Tribunal also found that as it did not accept the applicant was a member of DSS, as it had found he was not credible, and as the January 2009 claim was raised only after the protection visa application was made, it was not satisfied that such an attack took place.
  14. Importantly, the Tribunal found not only that this claim was not genuine but also that because of the conflicts and omissions in the applicant’s evidence and evidence of collusion, the applicant was not a credible or reliable witness. The Tribunal’s reference to “omissions” clearly relates to the applicant’s alleged failure to refer to the January 2009 claim in the protection visa application. Hence it cannot be said that the Tribunal’s conclusion in relation to the applicant’s credibility would have been the same in the absence of the incorrect finding about the lateness of the January 2009 claim.
  15. Having rejected the applicant’s credibility, the Tribunal also rejected his claim about attacks in 18 July 2007 in the absence of corroborative evidence. Other aspects of his claims were rejected on the basis of the findings that he was not a member of the DSS (given his limited knowledge) and that he was not credible.
  16. The first respondent acknowledged that the Tribunal relied on the applicant’s failure to articulate his claim about the January 2009 attack on his home in his protection visa application as a factor in assessing his credibility. In submissions, the solicitor for the first respondent pointed to the fact that the Tribunal had, as set out above, raised with the applicant at the hearing its concern about the alleged house attack in January 2009. The Tribunal was said to have expressed a concern that the alleged attack had not been raised in the protection visa application and to have given the applicant the opportunity to respond. According to the Tribunal, the applicant responded that he had spoken about the attack with the Department, albeit there is nothing in the Tribunal’s account of the hearing to indicate that the applicant told the Tribunal that he first made this claim in his protection visa application.
  17. It was submitted that there could be no suggestion that the Tribunal had failed to consider this claim, although it may have been mistaken about the source of the claim. Further, the Tribunal was said to have complied with its procedural obligations, particularly under s.425 of the Act. The first respondent submitted that the Tribunal’s mistake about the claim being raised in the protection visa application at most led to an incorrect finding of fact (Minister for Immigration and Multicultural Affairs v Yusuf (2001) 206 CLR 323; [2001] HCA 30 at [92]) and that there were other reasons for the adverse credibility finding, primarily the similarities to another protection visa application before the Tribunal that the applicant did not adequately explain to the Tribunal.
  18. It was submitted that the Tribunal did not overlook the January 2009 claim itself or evidence substantiating the house attack which may have led it to be satisfied that the applicant had a well-founded fear of persecution. Reference was made to the remarks of Lindgren J in SZEHN v Minister for Immigration & Multicultural & Indigenous Affairs [2005] FCA 1389 at [72]. His Honour stated:
  19. It was submitted that in NABE v Minister for Immigration and Multicultural and Indigenous Affairs (No 2) (2004) 144 FCR 1; [2004] FCAFC 263 the Full Court of the Federal Court had applied this principle in a matter where, because of the Tribunal’s error, it had failed to consider an unexpressed claim of want of effective state protection against persecution by a militant group. The court had concluded (at [68]) that although the Tribunal’s adverse credibility finding could have affected the outcome of the review, it did not constitute jurisdictional error, but was merely an error of fact within jurisdiction.
  20. In addition, reference was made to the fact that in Minister for Immigration and Citizenship v SZNPG (2010) 115 ALD 303; [2010] FCAFC 51 North and Lander JJ had stated at [28] that:
  21. The applicant’s submissions in reply to the respondent’s supplementary submissions did not specifically address this issue, but reiterated other matters raised in the amended application.
  22. The Tribunal clearly either overlooked or misunderstood the content of the applicant’s protection visa application in relation to his claims that his house was attacked in January 2009 during a prayer meeting and made a mistaken finding that the applicant first made this claim after he lodged his protection visa application. The fact that the applicant did not expressly tell the Tribunal that it was mistaken about whether he mentioned the January 2009 claim in his protection visa application, but rather said (correctly) that he did mention it in the interview with the Department does not overcome the fact that the Tribunal made a mistaken finding about whether the applicant in fact made a late claim (that is, after his protection visa application).
  23. The Tribunal did address the applicant’s claim about the events of January 2009. However it did so on the basis of its incorrect finding, not simply about whether there was a failure to mention the claim in the protection visa application and the source of the claim, but also about the time at which the claim was first raised. It was the Tribunal’s mistaken view not only that the applicant failed to mention this significant event in his protection visa application but also that he first raised it at the Departmental interview that led it to conclude that he made the claim purely in order to strengthen his claims for protection and that the claim was not genuine. These findings contributed to the adverse credibility finding which in turn was a significant part of the basis for other adverse findings.
  24. Insofar as the first respondent referred to the remarks of North and Lander JJ in SZNPG, in that case what was in issue was whether this court had erred in concluding that the Tribunal demonstrated “pre-judgment by refusing to give weight” to documentary evidence of baptism in considering an applicant’s claims to be a Christian. The Federal Magistrate had found that by failing to deal with a baptismal certificate “in any meaningful way” and in the absence of “comprehensive findings of untruthfulness”, the Tribunal had fallen into jurisdictional error. That fact, together with other circumstances, was such that this court had found that there was an apprehension of bias (see North and Lander JJ in SZNPG at [14] to [15]).
  25. On appeal North and Lander JJ pointed out that it was not for the courts to review the merits of the Tribunal decision and that a wrong finding of fact and unsound reasoning were not errors of law. Their Honours were of the view that the case before them was not a case in which the decision-maker had given “no weight to the evidence proffered”. Rather, the Tribunal had been of the opinion that the evidence in question (documentary evidence of baptism) was “not of sufficient weight to allow a finding that the [visa applicant] was a credible witness” in light of what were seen as “glaring weaknesses” in his evidence (see North and Lander JJ in SZNPG at [23]).
  26. In rejecting any contention that the Tribunal had fallen into jurisdictional error in the manner in which it expressed its rejection of the baptismal certificate, their Honours stated in SZNPG that if the Tribunal had failed to consider an element of an applicant’s claim that would amount to jurisdictional error because the Act required “review of the whole of the applicant’s claims” and to fail to do so would be a failure to discharge the Tribunal’s imperative duties (SZNPG at [27]). It was in that context that their Honours remarked at [28]:
  27. However in this case the Tribunal did not simply make an error of fact in misunderstanding or overlooking the fact that the January 2009 claim was made in the protection visa application. While the Tribunal considered the claim, it rejected the genuineness of the claim on the (incorrect) basis that it was a late claim. It did not otherwise consider the merits of that claim. It is necessary to consider whether, notwithstanding that the claim was not overlooked, the Tribunal’s approach nonetheless constituted or evidenced a failure to carry out its statutory duty under s.414 of the Act to carry out a review of the decision of the delegate of the first respondent.
  28. The Tribunal’s error was not simply an instance of errant fact-finding (see NABE (No 2) and SZNPG at [28]). The Tribunal’s mistaken conclusion that there was a late claim about January 2009 was a finding for which there was no supporting evidence and that was a critical step in its ultimate conclusion (see SFGB v Minister for Immigration and Multicultural and Indigenous Affairs (2003) 77 ALD 402; [2003] FCAFC 231 at [19]).
  29. In this case there was no evidence to support the Tribunal finding that the applicant made a late claim about events of January 2009. The applicant’s oral evidence to the Tribunal about mentioning the attack in the Departmental interview does not constitute a denial that it was mentioned in the protection visa application, particularly given the fact that what was recorded by the Tribunal as being said by the applicant at the Departmental interview involved an elaboration of the claim as made in the protection visa application.
  30. I am satisfied that the Tribunal’s error or misunderstanding was such that it failed to understand what claims the applicant had made in connection with his protection visa application. As a claim about past harm relied on by the applicant to support a claim of a fear of persecution, the claim about January 2009 was of significance. The Tribunal relied on its error or misunderstanding about the lateness of the January 2009 claim in a substantial way. The lateness of the claim was the sole basis for its rejection of the genuineness of that claim. Moreover, the Tribunal went on to take this finding into account in rejecting the credibility of the applicant generally and hence other aspects of his claims. It cannot be said that the Tribunal’s credibility finding would necessarily have been the same in the absence of this error. The Tribunal clearly regarded what it saw as the late raising of such a claim as not only indicative that it was made purely to strengthen the applicant’s claims for protection and was not genuine (cf MZXSA v Minister for Immigration and Citizenship and Another (2010) 117 ALD 441; [2010] FCAFC 123 at [85]), but also as an omission relevant to whether the applicant was a credible or reliable witness. The adverse credibility finding was in turn part of the basis for rejection of other claim. The Tribunal’s error obscured its understanding of the claims that were advanced by the applicant in support of his protection visa application.
  31. The Tribunal did not simply rely on its error or misunderstanding “in only a peripheral way” (MZXSA at [85] per Keane CJ, Perram and Yates JJ). While there were other factors relevant to the Tribunal’s credibility finding, the Tribunal did not independently make a decision adverse to the applicant. The Tribunal totally overlooked, ignored or disregarded the fact that a claim about the events of January 2009 was made in connection with the applicant’s protection visa application and on this basis did not address the content of the claim, except insofar as it concluded, based on its mistaken view about the late timing of the claim, that it was made purely to strengthen the applicant’s claims for protection and was not genuine. Such an approach is contrary to that taken in Dranichnikov v Minister for Immigration and Multicultural Affairs (2003) 77 ALJR 1088; [2003] HCA 26. As stated by Collier J in Khanam v Minister for Immigration and Citizenship and Another (2009) 111 ALD 421; [2009] FCA 966 at [30]:
  32. Perhaps the most apposite description of the nature of the Tribunal’s error in this case is to be found in the approach taken by Flick J in SZDFZ v Minister for Immigration and Citizenship and Another (2008) 168 FCR 1; [2008] FCA 390 at [40] to [44]. In that case the Tribunal had found that the visa applicant had been asked when the National Conference of the Awami League and/or the Ajebo League was to be held but that he was not able to specify when it was held, beyond citing the year 2006. However, as pointed out by Flick J, in fact the visa applicant had at no time specified that the National Conference was to be held in 2006 and, more importantly, he had never been asked when the National Conference was to be held (see SZDFZ at [37] – [38]). In those circumstances, in considering whether the Tribunal had made a finding for which there was “no evidence which constituted jurisdictional error” his Honour stated (at [40] – [43]):
  33. Similarly in this case the Tribunal’s finding that the applicant made a late claim positively misstated what had occurred. It involved no resolution of competing facts or process of reasoning. The questioning of the applicant about this issue at the Tribunal hearing did not change the nature of the error. The Tribunal made findings that the applicant had not made any claim about an attack on his house in January 2009 in connection with his protection visa application and that he had first raised this claim in the Departmental interview when in fact there was no evidence capable of supporting such findings.
  34. Whether or not the Tribunal’s inference from its finding about the late raising of the claim can be said not to be based on logical or rational grounds, there was no evidence to support the finding of a late claim and no proper basis for drawing an inference that the claim was made only to strengthen the application. Nor was there a proper basis for such a perceived omission to be relied on by the Tribunal in support of the adverse credibility finding. Yet these findings were critical steps in the Tribunal’s ultimate conclusion (see SFGB and SZDFZ, and also SZDTZ v Minister for Immigration and Citizenship [2007] FCA 1824, SZKMX v Minister for Immigration [2008] FCA 856 and SZJRU v Minister for Immigration and Citizenship and Another (2009) 108 ALD 515; [2009] FCA 315 at [51] – [56]).
  35. As indicated above, while there were other factors relevant to the applicant’s credibility, it is clear that the Tribunal’s finding in relation to the timing of the claims about the January 2009 attack was relevant not only to rejection of that claim, but also in relation to the Tribunal’s finding about the applicant’s credibility. The finding that the applicant was not a credible or reliable witness then led to the rejection of other aspects of the applicant’s claims. It was critical to the applicant’s claims as expressed that he establish prior persecution and the extent of that persecution. He sought to establish incidents in 2007 and in January 2009. One of the critical steps in finding that the applicant did not have a well-founded fear of persecution was the rejection of the claim about January 2009 based on the late timing of that claim, a finding for which there was no evidence.
  36. I am satisfied that the Tribunal fell into jurisdictional error on this basis and that hence that the matter should be remitted to the Tribunal for reconsideration according to law.

The assumption and probability issue

  1. Insofar as the applicant took issue with the Tribunal’s concern about the similarity of other visa and review applications, as the first respondent submitted it was open to the Tribunal to question the applicant on these issues and to consider such similarities with a view to testing the truthfulness of his claims. It has not been established that the Tribunal failed to comply with any procedural requirements under the Migration Act in so doing. In particular there is nothing to suggest that the Tribunal failed to raise dispositive issues at the hearing in compliance with s.425 of the Act (see SZBEL v Minister for Immigration and Multicultural and Indigenous Affairs and Another (2006) 228 CLR 152; [2006] HCA 63). The Tribunal sent the applicant a letter which set out the particulars of similarities between the applications and the concerns it had regarding the information, in compliance with s.424A of the Act. This ground is not made out.
  2. Insofar as issue is taken with the fact that the Tribunal decision turned on its adverse credibility finding, were it not for the error in relation to the late claim about the January 2009 incident which was a critical step towards such findings, no jurisdictional error would be apparent on the particular basis contended for by the applicant.

The real chance test issue

  1. Ground three of the amended application is that the Tribunal misconstrued and failed to carry out the real chance test. However, subject to what has been said in relation to the January 2009 issue, it has not been established that the Tribunal misunderstood or failed to apply the real chance test as required by law or that it did not give consideration to each aspect of the claimed fear of persecution asserted by the applicant. Ground three is not made out in the manner contended for by the applicant.

The third applicant issue

  1. The application for review was made in the names of three applicants – the applicant husband, his wife and their son. The Tribunal decision record is said, on the cover sheet, to relate to the three named applicants. In its outline of claims and evidence the Tribunal recognised that the second and third applicants had applied for protection visas as members of the family unit of the applicant. It described the personal details of the second applicant (the applicant’s wife) and of the third applicant, the son of the applicant born in January 2009 and a Sikh. However the Tribunal did not ultimately make a finding in relation to the third applicant in its findings and reasons. After finding that it was not satisfied that the primary applicant was a person to whom Australia had protection obligations under the Refugees Convention and before affirming the decision not to grant the applicants’ protection visas, the Tribunal stated:
  2. It did not make any such finding in relation to the third applicant’s application.
  3. The first respondent submitted that while only the second applicant was apparently referred to in the concluding part of the Tribunal decision set out above, the third applicant was “implicitly included” as that finding must be read in the context of the decision as a whole, including the fact that correspondence from the Tribunal to the applicants referred to all three applicants and that in the claims and evidence part of the Tribunal’s reasons the Tribunal had noted that the second and third applicants had applied for visas as members of a family unit and had described the third applicant. It was submitted that the Tribunal had referred to the third applicant in the decision record and contended that the decision was clearly intended to include him.
  4. Moreover, it was submitted that the third applicant’s rights as a member of a family unit were identical to those of his mother and were entirely dependent on the success of the primary applicant’s claims, and because those claims were comprehensively rejected there could be no other outcome than that the second and third applicants’ applications would be rejected.
  5. The first respondent also submitted that the omission was only a minor omission and that it was apparent that the intention of the Tribunal was that the decision include the third applicant. Reference was made to authorities to the effect that omissions or typographical errors generally do not amount to jurisdictional error (see SZJRW v Minister for Immigration and Citizenship [2008] FCA 959, SZMAD v Minister for Immigration & Citizenship [2008] FCA 1275 and “CCC” v Minister for Immigration & Multicultural Affairs [2001] FCA 682). Reference was made to the fact that the decision record was a statement of reasons, not the decision itself (see Yusuf). It was said to be without doubt that the decision made by the Tribunal was that it could not be satisfied that the third applicant met the criteria in s.36(2)(b) of the Act.
  6. It was submitted that, having regard to the Tribunal’s decision as a whole, it was not apparent that the Tribunal’s omission affected its exercise of power, as the decision still affirmed the decision under review with respect to all three applicants. More generally, it was submitted that a finding of jurisdictional error in the Tribunal’s failure to refer expressly to the third applicant in its conclusions would be reading the decision with an eye too finely attuned to error and in a manner which subverted the context of that paragraph in the decision (see Minister for Immigration and Ethnic Affairs v Wu Shan Liang and Others (1996) 185 CLR 259; [1996] HCA 6). No reference was made to any case in which a comparable error had occurred.
  7. In SZMZT & Anor v Minister for Immigration & Anor [2009] FMCA 420 Scarlett FM found that the Tribunal’s failure to assess the claims of a second applicant as a member of the family unit of the first applicant (in circumstances where it had assessed his claims to be a person to whom Australia has protection obligations) “appear[ed] to be a jurisdictional error” (at [78]). However in that case his Honour found also that it would be “futile to grant relief” on that basis given that the Tribunal had found that the primary applicant was not a person to whom Australia had protection obligations (and that part of the decision was not affected by jurisdictional error) so that the second applicant could not meet the criterion in s.36(2)(b) of being the spouse or dependent of a person to whom Australia had protection obligations and who held a protection visa).
  8. While having regard to the need not to scrutinise the reasons of the Tribunal in an overly critical manner (see Wu Shan Liang), the Tribunal in this case did not simply make an error in the nature of a typographical error. Nor do I accept that it is apparent that the third applicant was “implicitly included” in the finding about the second applicant or that the Tribunal findings were clearly intended to include him (cf A and Others v Minister for Immigration and Multicultural Affairs (1999) 53 ALD 545; [1999] FCA 116).
  9. On the contrary, the absence of any reference to or discussion of evidence as to whether the third applicant met the criteria for a protection visa application is such that it can be inferred that this was not considered by the Tribunal (see Yusuf at [34] – [35], [68] – [69] and [75]).
  10. The Tribunal failed to assess the third applicant’s claims. In particular it failed to consider and make findings as to whether the third applicant met the criteria in s.36(2)(b) of the Migration Act or, indeed, whether he was on any basis entitled to the visa for which he had applied. It thus fell into jurisdictional error.
  11. Had there otherwise been no jurisdictional error on the part of the Tribunal it would have been necessary to consider whether relief should be refused as futile on discretionary grounds (a matter not expressly canvassed in the first respondent’s submissions, except insofar as it was submitted that the Tribunal could not have made any finding other than to deny the third applicant a visa). However, given the jurisdictional error in relation to the January 2009 issue, relief should not be refused and the question of whether the third applicant met the criteria for a visa should be considered by the Tribunal.

I certify that the preceding one hundred and two (102) paragraphs are a true copy of the reasons for judgment of Barnes FM


Date: 24 February 2011


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