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Department of Land & Housing v Douglas [2011] FMCA 75 (22 February 2011)
Federal Magistrates Court of Australia
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Department of Land & Housing v Douglas [2011] FMCA 75 (22 February 2011)
Last Updated: 22 February 2011
FEDERAL MAGISTRATES COURT OF AUSTRALIA
DEPARTMENT OF LAND &
HOUSING v DOUGLAS
|
|
HUMAN RIGHTS – Disability discrimination
–allocation and modification of public housing.
PRACTICE & PROCEDURE – Interim application for summary dismissal
– jurisdiction – no reasonable prospects of
success – interim
application dismissed.
|
Australian Human Rights Commission Act 1986
(Cth), s.46PODisability Discrimination Act 1992 (Cth), ss.6, 10,
11, 25Federal Court Act, s.31A Federal Magistrates Court
Act 1999 (Cth), s.17A Housing Act 2001 (NSW), s.6Human
Rights & Equal Opportunity Act 1986 (Cth), ss.46PH,
46PO Residential Tenancies Act 1987 (NSW)
|
|
|
DEPARTMENT OF LAND & HOUSING
|
|
Respondent:
|
WAYNE DOUGLAS
|
|
Hearing date:
|
7 & 8 February 2011
|
|
Delivered on:
|
22 February 2011
|
REPRESENTATION
Counsel for the Applicant in a Case:
|
Ms K Edwards
|
Solicitor for the Applicant in a Case:
|
Mr N Cureton of Legal Services Branch NSW Land & Housing
Corporation
|
Solicitors for the Respondent in a Case:
|
Mr Turner appearing on a pro-bono basis
|
ORDERS
(1) The Application in a Case, filed in Court on 8
February 2011, is dismissed.
(2) The matter to proceed on a date to be
fixed.
|
FEDERAL MAGISTRATES COURT OF AUSTRALIA AT
SYDNEY
|
SYG1224 of
2009
DEPARTMENT OF LAND & HOUSING
|
Applicant in a Case
And
Respondent in a Case
REASONS FOR JUDGMENT
Introduction
- I
have before me an Application in a Case filed in Court on 7 February 2011,
seeking the summary dismissal of the principle Application
on the basis
that:
- the
Court has no jurisdiction to hear and determine the allegations of indirect
discrimination made by the Application under s.6 of the Disability
Discrimination Act 1992 (Cth); and
- the
proceedings against the Respondent are dismissed summarily pursuant to r.13.10
of the Federal Magistrates Court Rules 2001 (Cth) on the basis
that the Applicant has no reasonable prospects of success prosecuting the
proceedings against the Respondent.
- The
principle Application and the subsequent Amended Application alleged unlawful
discrimination under s.46PO of the Human Rights & Equal Opportunity Act
1986 (Cth) (“HREOC Act”). The Applicant asserts disability
discrimination and relies on s.6 of the Disability Discrimination Act 1992
(Cth) (“the DD Act”).
- Mr
Douglas initially made contact with the NSW Land & Housing Corporation
(“NSW Housing”) in or about 2006, to obtain
assistance for rental
arrears he was experiencing in relation to his privately rented accommodation.
NSW Housing was subsidising
Mr Douglas in respect of payments made by him under
that private rental agreement. NSW Housing agreed to assist in paying the
arrears
Mr Douglas had accumulated in the private residence. When it became
apparent that Mr Douglas was about to be evicted from the private
accommodation,
NSW Housing commenced searching for accommodation in the form of a head leasing
arrangement for Mr Douglas. Once
the eviction took place, Mr Douglas was housed
in a motel paid for by NSW Housing while suitable accommodation for Mr Douglas
was
pursued.
- Mr
Douglas suffers from a number of medical conditions including a cardiac
condition, liver condition and morbid obesity. Mr Douglas
requires the use of a
motorised wheel chair. His medical problems are affecting his function
particularly his residential environment
which required modifications to allow
him access.
- NSW
Housing on or about 13 July 2006, located a four bedroom property at 9
Melliodora Way, Macquarie Fields which was identified as
suitable for Mr
Douglas. The property had a very large shower recess, including grab rails
suitable for Mr Douglas’ use.
There was a ramp at the rear of the house
to accommodate the motorised wheel chair. Mr Douglas was offered the only
property that
could be located that fits his needs in the geographic area of
Ingleburn, Glenfield and Macquarie Fields. This was the area requested
by Mr
Douglas.
- Mr
Douglas commenced his tenancy on 7 August 2006, but claims that he was not given
any choice about whether to accept the property
and he contends it was not fit
for or suitable for a person with his disability. Mr Douglas claims that in
November 2006, his carer
had moved a lounge suite so the floors could be swept.
While Mr Douglas was sweeping the floor with a broom, he stepped over to
the
corner of the lounge room and went through the floor due to termite damage.
- Mr
Douglas refused to pay rent for the Melliodora Way property from the
commencement of his tenancy until January 2007. Following
a series of hearings
at the Consumer, Trade and Tenancy Tribunal (“CTTT”), NSW Housing
was granted termination of the
tenancy agreement with the date of effect being 1
March 2007. Mr Douglas subsequently appealed to the Supreme Court where the
matter
was held over several times. The CTTT decision was stayed during the
Supreme Court proceedings. Mr Douglas lodged an Application
for a transfer to
alternative accommodation in June 2007. The Application was refused as his
tenancy had been terminated by the
CTTT in March 2007, and this decision was the
subject of the Supreme Court proceedings.
- Mr
Douglas filed a complaint with the Australian Human Rights Commission
(“the Commission”). The date that this complaint
was filed is
unknown to this Court. The complaint was summarised by the Commission in the
following terms:
- You advised
that you have a severe disability as a result of morbid obesity. He claimed
that in 2006 the NSW Department of Housing
(“the Department”)
provided you with a house that was not suitable for your disability.
Specifically, you claim that
the floor could not support your weight. You
alleged that as a result you fell through the floor and injured yourself in
November
2006. You also claim that the Department has declined your request to
provide a lockable shed at the rear of the house so that you
could store your
wheelchair as it cannot fit in your house.
- On
22 December 2008, the Commission issued a Notice of Termination pursuant to
s.46PH(2) of the HREOC Act. A delegate of the President
indicated that the
compliant was terminated under s.46PH(1)(i) of the HREOC Act on the grounds that
they were satisfied that there
was no reasonable prospect of the matter being
settled by conciliation. That notification indicated that the complainant may
apply
to the Federal Magistrates Court or the Federal Court of Australia to have
the allegation decided by Court and that Application must
be filed within 28
days of the Notice of Termination.
- On
20 May 2009, Mr Douglas filed an Application in this Court alleging unlawful
discrimination under s.46PO of the HREOC Act. The first court date
hearing was listed for 19 June 2009. Mr Douglas appeared as a self represented
litigant on that date. Based
on the documentation placed before the Court on
that occasion and the brief discussion with Mr Douglas in open Court, I made the
following orders:
- 1. Pursuant
to r.12.03(1) of the Federal Magistrates Court Rules 2001 (Cth) the
Applicant is referred to the Registrar for referral to a lawyer on the pro-bono
panel for legal assistance, including in relation
to one or more of the
following:
- (i) the
preparation of affidavits;
- (ii) the
preparation of the amended application and written submissions;
- (iii)
representation of the Applicant at the resumed hearing.
- 2. The
Applicant is to file and serve an amended Application on 17 June 2009
or;
- 3. The
matter is listed for directions on 31 July 2009 at 9.30am.
- Mr
Turner agreed to represent Mr Douglas on a pro bono basis.
- The
parties agreed to pursue mediation in an attempt to resolve the dispute between
them. The Court was advised that mediation was
scheduled on 1 March 2010, and
during that session, significant steps were taken to settle the matter involving
making Mr Douglas’
house suitable for his particular circumstances. As
progress was being made at that stage, both parties requested that the
proceedings
be adjourned for at least two months at liberty to apply on three
days’ notice to enable negotiations to proceed. At a directions
hearing
on 22 October 2010, the Court was advised that despite a number of mediation
sessions, final resolution of the matter was
not possible and the parties
requested that the proceedings be re-listed for final
hearing.
Evidence
- Mr
Turner, appearing for Mr Douglas, tendered the following:
- affidavit
of Wayne Douglas affirmed 20 May 2009 (“first affidavit of Mr
Douglas”);
- affidavit
of Wayne Douglas affirmed 26 October 2009 (“second affidavit of Mr
Douglas”);
- affidavit
of Raymond Charles Turner affirmed 3 February 2010 (“first affidavit of Mr
Turner”);
- affidavit
of Raymond Charles Turner affirmed 7 February 2011 (“second affidavit of
Mr Turner”);
- exhibit
A1 Australian Human Rights Commission – Notice of Termination dated 22
December 2008;
- MFI 1
– Department of Housing – Residential Tenancy Agreement, Part 2;
and
- MFI 2
– Housing NSW, Human Services Fact Sheet – Tenant’s rights and
responsibilities.
- Ms
Edwards, appearing for NSW Housing, tendered the following
material:
- affidavit
of Bryan Squires affirmed 23 December 2010;
- affidavit
of Phillip Tomkins affirmed 24 December 2010; and
- affidavit
of Nathan Cureton affirmed 7 February 2011.
Legislative framework
- NSW
Housing seeks that Mr Douglas’ claim of discrimination be dismissed
pursuant to s.17A of the Federal Magistrates Court Act 1999 (Cth) and
r.13.10 of the Federal Magistrates Court Rules 2001 (Cth).
- Section
17A of the Federal Magistrates Court Act 1999 (Cth)
states:
- (1)...
- (2) The
Federal Magistrates Court may give judgment for one party against another in
relation to the whole or any part of a proceeding
if:
-
(a) the first party is defending the proceeding or that part of the proceeding;
and
-
(b) the Court is satisfied that the other party has no reasonable prospect of
successfully prosecuting the proceeding
or that part of the proceeding.
-
(3) For the purposes of this section, a defence or a proceeding or part of a
proceeding need not be:
-
(a) hopeless; or
-
(b) bound to fail;
- for it to
have no reasonable prospect of success.
-
(4) This section does not limit any powers that the Federal Magistrates Court
has apart from this section.
- Rule
13.10 of the Federal Magistrates Court Rules 2001 (Cth)
states:
- Discontinuance
-
(1) A party may discontinue an Application or response by filing a notice of
discontinuance in accordance with the approved
form.
- (2)
A notice of discontinuance may be filed:
-
(a) at least 14 days before the day fixed for the final hearing of the
Application; or
-
(b) with the leave of the Court or a Registrar, at a later time.
-
(3) However, a party may not file a notice of discontinuance without the leave
of the Court or a Registrar if:
-
(a) in a proceeding under the Family Law Act:
-
(i) the proceeding relates to the property of a party; and
-
(ii) one of the parties dies before the proceeding is decided; or
-
(b) the proceeding is a creditor's petition.
-
(4) A party filing a notice of discontinuance must, as soon as practicable,
serve a copy of the notice on each other party
in the proceeding.
- In
George (a bankrupt) v Fletcher (a trustee) [2010] FCAFC 53, the joint
majority of Logan and Ryan JJ noted that s.17A of the Federal Magistrates
Court Act 1999 (Cth) was equivalent to s.31A of the Federal Court
Act. Their Honours at [75] stated:
- [75] His
Honour correctly concluded (at para 13) that s 17A of the Federal Magistrates
Act conferred a power to grant summary judgment equivalent to that conferred on
this court by s 31A of the Federal Court of Australia Act 1976 (Cth), to grant
summary judgment in proceedings before it. In so doing, his Honour referred to
these remarks by Lindgren J in White
Industries Australia Ltd v Cmr of Taxation
[2007] FCA 511; (2007) 160 FCR 298, at [50]–[54]:
- [50]
Section 31A of the FCA Act, like O 20 of the FCR, is concerned with the bringing
and defending of proceedings, not just with
pleadings; with substance, not just
with form. Section 31A(1) is comparable to O 20 r 1 in that they are both
concerned with summary
judgment for the party who is prosecuting the proceeding.
Section 31A(2) is comparable to O 20 r 2 in that they are both concerned
with
dismissals of proceedings. The word “judgment” in s 31A(2) is
defined in s 4 of the FCA Act to mean “a judgment,
decree or order,
whether final or interlocutory, or a sentence”. It is convenient in the
context of the present case to think
of the judgment to which s 31A(2) refers as
an order of dismissal of a proceeding.
- [51] Is
there a difference between the concept of no reasonable cause of action being
disclosed (O 20 r 2(1)(a)) and no reasonable
prospect of successfully
prosecuting a proceeding (s 31A(2))? The only difference that suggests itself to
me is that the latter makes
plain that there may be taken into account the
unavailability of evidence necessary to bring success at trial, whereas it is
arguable
that the former does not permit the unavailability of such evidence to
be taken into account.
- [52] In the
present case, the unavailability of evidence is not an issue. The
Respondents’ motion for summary dismissal is
founded on their notice of
objection to competency and on facts that are not in dispute: the existence of
the guidelines, Mr O’Neill’s
making of his decision under them to
allow access to documents 226–238, and the giving of the notices to
produce in the appeal
proceedings.
- [53] The
“no reasonable prospects of success” formula of s 31A is that which
was adopted in r 24.2 of the United Kingdom’s
Civil Procedure Rules (the
CPR) following the recommendation of Lord Woolf, Master of the Rolls, in his
Access to Justice: Final
Report to the Lord Chancellor on the Civil Justice
System in England and Wales, HMSO, London, 1996, Ch 12, ss 31–36. The same
test has been adopted in rr 292(2) and 293(2) of Queensland’s Uniform
Civil Procedure Rules 1999.
- [54] Under
s 31A I must be satisfied that the Applicants have no reasonable prospect of
success, but as s 31A(3) makes clear, this
does not mean that I must be
satisfied that the proceeding is hopeless or bound to fail. I suggest that the
legislature’s intention
in enacting s 31A was to lower the bar for
obtaining summary judgment (including summary dismissal) below the level that
had been
fixed by such authorities as Dey v Victorian Railway Cmrs [1949] HCA 1; (1949) 78 CLR
62 at 91–2; [1949] HCA 1; [1949] ALR 333 at 347–8, and General Steel Industries
Inc v Cmr for Railways (NSW) [1964] HCA 69; (1964) 112 CLR 125 at 129–30; [1964] HCA 69; [1965] ALR 636
at 638–9: see Lawrenson Light Metal Die Casting Pty Ltd (in liq) v Cosmick
Pty Ltd [2006] FCA 753 at [15].
- These
remarks have since frequently been cited with approval by various judges of this
court. They offer valuable guidance in relation
to the background to the
enactment, purpose and meaning of s 31A and its equivalent, s 17A. The
suggestion made by Lindgren J (at
[54]), with which we agree, that the intention
of the legislature in enacting s 31A was to “lower the bar for obtaining
summary
judgment” does not carry with it the additional proposition that
the intention was to remove the bar completely. True it is
that s 31A is not
concerned just with pleadings but with substance, not form. The mere presence of
a factual controversy, however
trifling, implausible, tenuous or tangentially
relevant is not a bar to the exercise of the power conferred by s 31A to grant
summary
judgment. That would be inconsistent with the way in which the phrase
“no reasonable prospect of success” is to be read
in light of s
31A(3) (and s 17A(3)).
- In
Ali-Hossaini & Anor v NSW Land & Housing Corporation [2010] FMCA
644, Driver FM considered the principles to be applied in relation to the
summary dismissal. His Honour states:
- [7] Rule
13.10 of the Federal Magistrates Court Rules supports s 17A of the Federal
Magistrates Act 1999 (Cth) (“the Federal Magistrates Act”). I dealt
with the Application of the section and the rule in Vivid Entertainment LLC v
Digital Sinema Australia Pty Ltd
[2007] FMCA 157 at [18]–[30]. At [30] I
adopted the following principles to be applied in relation to summary judgment
or summary dismissal:
- • In
assessing whether there are reasonable prospects of success on an Application or
a response, the court must be cautious
not to do an injustice by summary
judgment or summary dismissal.
- •
There will be reasonable prospects of success if there is evidence which may be
reasonably believed so as to enable the party
against whom summary judgment or
summary dismissal is sought to succeed at the final hearing.
- •
Evidence of an ambivalent character will usually be sufficient to amount to
reasonable prospects.
- •
Unless only one conclusion can be said to be reasonable, the discretion under s
17A cannot be enlivened.
- • The
court should have regard to the possibility of amendment and additional evidence
in considering whether only one conclusion
can be said to be reasonable. In that
consideration, the conduct of the parties and the other circumstances of the
case may be relevant.
- [8] The
Corporation relies upon similar principles derived from earlier authorities,
namely Dey v Victorian Railway Commissioners
[1949] HCA 1; (1949) 78 CLR 62; General Steel
Industries Inc v Cmr for Railways (NSW) [1964] HCA 69; (1964) 112 CLR 125 and Spiteri v Nine
Network Australia Pty Ltd [2008] FCA 905. In Spencer v Commonwealth [2010] HCA
28 at [24] French CJ and Gummow J said:
- The
exercise of powers to summarily terminate proceedings must always be attended
with caution. That is so whether such disposition
is sought on the basis that
the pleadings fail to disclose a reasonable cause of action or on the basis that
the action is frivolous
or vexatious or an abuse of process. The same applies
where such a disposition is sought in a summary judgment Application supported
by evidence. As to the latter, this court in Fancourt v Mercantile Credits Ltd
said:
- The power
to order summary or final judgment is one that should be exercised with great
care and should never be exercised unless
it is clear that there is no real
question to be tried.
- More
recently, in Batistatos v Roads and Traffic Authority (NSW) Gleeson CJ, Gummow,
Hayne and Crennan JJ repeated a statement by
Gaudron, McHugh, Gummow and Hayne
JJ in Agar v Hyde which included the following:
- Ordinarily,
a party is not to be denied the opportunity to place his or her case before the
court in the ordinary way, and after
taking advantage of the usual interlocutory
processes. The test to be applied has been expressed in various ways, but all of
the
verbal formulae which have been used are intended to describe a high degree
of certainty about the ultimate outcome of the proceeding
if it were allowed to
go to trial in the ordinary way.
- There would
seem to be little distinction between those approaches and the requirement of a
“real” as distinct from “fanciful”
prospect of success
contemplated by s 31A [of the Federal Court Act 1976 (Cth)]. That proposition,
however, is not inconsistent with
the proposition that the criterion in s 31A
may be satisfied upon grounds wider than those contained in pre-existing Rules
of court
authorising summary dispositions. (footnotes omitted)
- [9] At
[56]–[60], Hayne, Crennan, Kiefel and Bell JJ provided the following
guidance on the interpretation of s 31A of the
Federal Court Act which is in
materially the same terms as s 17A of the Federal Magistrates Act:
- Because s
31A(3) provides that certainty of failure (“hopeless” or
“bound to fail”) need not be demonstrated
in order to show that a
plaintiff has no reasonable prospect of prosecuting an action, it is evident
that s 31A is to be understood
as requiring a different enquiry from that which
had to be made under earlier procedural regimes. It follows, of course, that it
is dangerous to seek to elucidate the meaning of the statutory expression
“no reasonable prospect of successfully prosecuting
the proceeding”
by reference to what is said in those earlier cases.
- Likewise,
it is dangerous to apply directly what has been said in the United Kingdom about
the Application of a test of “no
real prospect” or what has been
said in United States decisions about summary judgment. The United Kingdom cases
are directed
to a different test. The controversies in the United States about
what is sufficient to resist a motion for summary judgment, reflected
in the
recent decisions of the Supreme Court of the United States in Ashcroft v Iqbal
and Bell Atlantic Corp v Twombly and in that
court’s earlier decision in
Conley v Gibson, turn upon the requirements of the Federal Rules of Civil
Procedure applied to
a system of “notice” pleading. The notion of
what is not a “plausible” claim, discussed in Iqbal and Twombly,
may
in some cases overlap, but does not coincide, with the notion of “no
reasonable prospect”.
- How then
should the expression “no reasonable prospect” be understood? No
paraphrase of the expression can be adopted
as a sufficient explanation of its
operation, let alone definition of its content. Nor can the expression usefully
be understood
by the creation of some antinomy intended to capture most or all
of the cases in which it cannot be said that there is “no
reasonable
prospect”. The judicial creation of a lexicon of words or phrases intended
to capture the operation of a particular
statutory phrase like “no
reasonable prospect” is to be avoided. Consideration of the difficulties
that bedevilled the
proviso to common form criminal appeal statutes, as a result
of judicial glossing of the relevant statutory expression, provides
the clearest
example of the dangers that attend any such attempt.
- In many
cases where a plaintiff has no reasonable prospect of prosecuting a proceeding,
the proceeding could be described (with or
without the addition of intensifying
epithets like “clearly”, “manifestly” or
“obviously”) as
“frivolous”, “untenable”,
“groundless” or “faulty”. But none of those expressions
(alone or in combination) should be understood as providing a sufficient chart
of the metes and bounds of the power given by s 31A.
Nor can the content of the
word “reasonable”, in the phrase “no reasonable
prospect”, be sufficiently, let
alone completely, illuminated by drawing
some contrast with what would be a “frivolous”,
“untenable”, “groundless”
or “faulty”
claim.
- Rather,
full weight must be given to the expression as a whole. The Federal Court may
exercise power under s 31A if, and only if,
satisfied that there is “no
reasonable prospect” of success. Of course, it may readily be accepted
that the power to
dismiss an action summarily is not to be exercised lightly.
But the elucidation of what amounts to “no reasonable prospect”
can
best proceed in the same way as content has been given, through a succession of
decided cases, to other generally expressed statutory
phrases, such as the
phrase “just and equitable” when it is used to identify a ground for
winding up a company. At this
point in the development of the understanding of
the expression and its Application, it is sufficient, but important, to
emphasise
that the evident legislative purpose revealed by the text of the
provision will be defeated if its Application is read as confined
to cases of a
kind which fell within earlier, different, procedural regimes. (footnotes
omitted)
Applicant’s submissions on dismissal – jurisdictional issue
- Mr
Douglas’ Application relies on s.6 of the DD Act. In order to make out
his claims, Mr Douglas must satisfy the requirements
of s.6 of the DD Act in
force at the time the alleged discrimination. The DD Act was amended by the
Disability Discrimination and Other Human Rights Legislation Amendment Act
2009 (No 70, 2009) which came into effect on 5 August 2009. The Notice of
Termination (Exhibit A1) is therefore important as the date
of termination was
22 December 2008. The Notice of Termination shows that it relates to the Act as
it was prior to the amendment.
The pre-amendment, s.6 stated:
- 6 Indirect
disability discrimination
-
For the purposes of this Act, a person (discriminator) discriminates against
another person (aggrieved person) on the
ground of a disability of the aggrieved
person if the discriminator requires the aggrieved person to comply with a
requirement or
condition:
-
(a) with which a substantially higher proportion of persons without the
disability comply or are able to comply; and
-
(b) which is not reasonable having regard to the circumstances of the case;
and
-
(c) with which the aggrieved person does not or is not able to
comply.
- Ms
Edwards contends that the Applicant’s written submissions handed up in
this case make it clear that the Applicant’s
claims are now one of
indirect discrimination on the ground of disability. The submissions further
argue that the Applicant identifies
the conditions or the requirements imposed
by the Respondent which include:
- by
operation of the lease that is published policy, the Respondent requires the
Applicant to reside in the property at 9 Milliodara,
Macquarie Fields
(“requirement to reside”); and
- by
operation of the lease and its published policy, the Respondent requires the
Applicant to clean and maintain the property to a
reasonable standard, including
the garden and ensuring that no damage is done by you or your household members
or visitors (“requirement
to maintain property”).
- Under
s.46PO(3) of the Australian Human Rights Commission Act 1986 (Cth), it
states:
- The
unlawful discrimination alleged in the Application:
- (a) must be
the same as (or the same in substance as) the unlawful discrimination that was
the subject of the terminated complaint;
or
- (b) must
arise out of the same (or substantially the same) acts, omissions or practices
that were the subject of the terminated
complaint.
The Court was referred to the
decision in Gama v Qantas Airways Ltd [2006] FMCA 11 per Raphael FM at
[9]:
...What one can extract from these decisions is that a party can make an
allegation that a particular act referred to in the complaint
constituted
different breach of an anti-discrimination act that originally alleged or
possibly even considered by HREOC. It is also
clear that what constitutes the
“complaint” is not just the written document but all the facts and
matters that are before
the commission prior to the determination. But the
allegation made in proceedings cannot be substantially wider than those
initially
complained of.
- Ms
Edwards argues that there is nothing in the original complaint about the NSW
Housing’s lease or policy being discriminatory.
Further, there is nothing
about Mr Douglas being required to maintain the property although it is clear
that Mr Douglas was dissatisfied
with how NSW Housing maintained the property.
There is also nothing in the complaint about Mr Douglas requiring him to comply
with
the policy. However, there is a complaint that NSW Housing was not
complying with its own policies and the law, those policies are
not specified
and this is a very different complaint in substance to acquiring Mr Douglas to
comply with a particular policy (or
tenancy agreement).
- Ms
Edwards submits that NSW Housing relies on the decision in Vijayakumar v
Qantas Airways Ltd [2009] FMCA 736; (2009) 233 FLR 369 of Scarlett FM at
[93]-[114].
- Whether the
facts and issues pleaded were the subject of the terminated complaint
- [93] It
appears to me that the case that the Applicant wishes to argue in his Amended
Application is significantly different from
his original claim.
- [94] The
jurisdiction of the court to hear the application is determined by subs 46PO(3)
of the Human Rights and Equal Opportunity
Commission Act, which says:
- The
unlawful discrimination alleged in the application:
- (a) must be
the same as (or the same in substance as) the unlawful discrimination that was
the subject of the terminated complaint;
or
- (b) must
arise out of the same (or substantially the same) acts, omissions or practices
that were the subject of the terminated complaint.
- [95] It is
clear that s 46PO(3)(a) requires the Applicant to make the same allegations of
fact that he made in the terminated complaint,
although he may claim that they
bear a different legal character, provided that the legal character now being
claimed is not different
in substance from that originally claimed (Charles v
Fuji Xerox Australia Pty Ltd37 per Katz J at [38]).
- [96] Again,
s 46PO(3)(b) allows the Applicant to allege different facts from those alleged
in the terminated complaint, provided
that those facts are not different in
substance. However, the Applicant may claim that the facts now being alleged
have a different
legal character, even if that legal character is different in
substance, provided that the legal character arises out of those facts
(Charles
v Fuji Xerox Pty Ltd at [39]).
- [97] As
Raphael FM held in Gama v Qantas Airways Ltd38 at [9]:What one can extract from
these decisions is that a party can make
an allegation that a particular act
referred to in the complaint constitutes a different breach of an
Anti-discrimination Act than that originally alleged or possibly even considered
by HREOC. It is also clear that what constitutes the “complaint”
is
not just the written document but all those facts and matters which are before
the commission prior to the determination. But
the allegations made in
proceedings cannot be substantially wider than those initially complained
of.
- [98] Thus,
the court must begin by considering the “parameters of the
complaint” (Hollingdale v Northern Rivers Area
Health Service39 per Driver
FM at [10]).
- [99]
Clearly, in the present case, the court must consider the Applicant’s
claim after it was amended and as it was when it
was terminated by HREOC on 11th
May 2007. In my view, the claim that the Applicant now wishes to bring in the
Amended Application
and Points of Claim is significantly different, to the
extent that it is outside the limits of subs 46PO(3).
- [100] The
Applicant originally claimed that his disabilities were injuries to his left
knee and arm, as well as a sleep disorder.
Depression and post-traumatic stress
disorder, which he now seeks to claim, were never mentioned in his complaint to
HREOC.40 It
is not until the Points of Claim that the Applicant claims
discrimination on the basis of these disabilities.
- [101] The
additional disabilities that the Applicant now claims, and the discrimination
directed towards him on that basis, are substantially
different from those
originally claimed in the terminated complaint. There does not appear to be any
difference in the palliative
and therapeutic devices and auxiliary that the
Applicant claims to have required.
- [102] I am
therefore satisfied that the unlawful discrimination sought to be claimed in the
Amended Application is not the same as,
or the same in substance as, the
unlawful discrimination the subject of the complaint that was terminated by
HREOC. Accordingly,
it does not come within the ambit of s 46PO(3)(a).
- [103]
Further, the Applicant now seeks to rely on a contract between himself and the
Respondent subject to the Respondent’s
Conditions of Carriage. This was
never raised in the claim terminated by HREOC.
- [104] The
Applicant also seeks to claim in his Amended Application that the Respondent
unlawfully discriminated against him in the
provision of access to premises on
the grounds of his disability and contravened the Disability Standards for
Accessible Public Transport
2002. These issues were never raised in the claim
terminated by HREOC.
- [105] The
Applicant’s claim to HREOC alleged that the Respondent had unlawfully
discriminated against him in breach of ss 5, 6, 11 and 24 of the Disability
Discrimination Act. He refers to those same four sections in his application
filed on 8th June 2007.
- [106] He
now seeks to widen his case to claim unlawful discrimination contrary to ss 4,
7, 12, 23, 31 and 32 of the Act.
- [107] The
claim of discrimination in access to premises is made under s 23 and the claim
of failure to comply with the Disability
Standards for Accessible Public
Transport Guidelines is made under s 32 of the Act.
- [108] I
accept the Respondent’s submission that ss 23 and 24 of the Act are
mutually exclusive. Subsection 23(1) relevantly
provides:
- It is
unlawful for a person to discriminate against another person on the ground of
the other person’s disability or a disability
of any of that
person’s associates: ...
- (b) in the
terms or conditions on which the first-mentioned person is prepared to allow the
other person access to, or the use of,
any such premises; ...
- [109]
Subsection 24(1) relevantly provides;
- It is
unlawful for a person who, whether for payment or not, provides goods or
services, or makes facilities available, to discriminate
against another person
on the ground of the other person’s disability or a disability of that
other person’s associates:
...
- (b) in the
terms or conditions on which the first-mentioned person provides the other
person with those goods or services or makes
those facilities available to that
other person; or
- (c) in the
manner in which the first-mentioned person provides the other person with those
goods or services or makes those facilities
available to the other person
...
- [110] It
follows that the Applicant cannot rely on essentially the same conduct in a
claim under two mutually exclusive sections.
- [111] The
premises which the Applicant claims that were the subject of the
Respondent’s refusal to allow him access were constituted
by an aircraft
on the ground in India. The refusal alleged by the Applicant happened entirely
in India, at Mumbai Airport. The Applicant
also faces the difficulty in
establishing that the Disability Discrimination Act has an extra-territorial
effect, which will prove to be an insuperable hurdle.
- [112] In my
view, leaving aside the question of extra-territoriality for the time being, the
facts upon which the Applicant now seeks
to bring his claim are not the same or
substantially the same as those in the complaint terminated by the Human Rights
and Equal
Opportunity Commission.
- [113] The
proposed amendments to the application are outside the limits of s 46PO(3) of
the HREOC Act. Under s 46PO(3):
- The
unlawful discrimination alleged in the application:
- (a) must be
the same as (or the same substance as) the unlawful discrimination that was the
subject of the terminated complaint;
or
- (b) must
arise out of the same (or substantially the same) acts, omissions or practices
that were the subject of the terminated complaint.
- [114] Where
the unlawful discrimination alleged does not meet the test in subs 46PO(3), the
court has no jurisdiction to hear the
application. As I am satisfied that the
unlawful discrimination alleged in the Amended Application and the Points of
Claim does not
come within the boundaries of s 46PO(3), it follows that granting
leave to amend the application would be futile.
- Ms
Edwards submits the original complaint does not reference that the lease or
policy contains anything discriminatory. Furthermore,
Ms Edwards contends that
there is nothing about Mr Douglas being required to maintain the property,
although it is very clear that
Mr Douglas was dissatisfied with how NSW Housing
maintained the property. There is also nothing in the complaint about Mr
Douglas
being required to comply with the policy although there certainly is a
complaint that NSW Housing is not complying with its own
policies.
Respondent’s submission on dismissal – jurisdictional issue
- Mr
Turner submits that the Respondent’s case is simple. His evidence is
clear and this factual dispute between the parties
can only really be ventilated
in a trial. His evidence is that he was told “That’s where you
live. You have no alternative”.
Mr Turner contends that this is the
requirement. Mr Turner takes issue with the analysis of the requirement by the
tenancy agreement.
It is submitted that the tenancy agreement is the basis for
the relationship between the parties.
- Turning
to the question of jurisdiction, Mr Turner submits the matter before this Court
can be distinguished from the decision Vijaykumar v Qantas (supra) on the
facts. Mr Turner referred the Court to paras. [95], [99] and [100] which are
reproduced above. In Vijaykumar v Qantas (supra) His Honour
Scarlett FM determined whether an Applicant could rely on a substantially
different set of facts or on an additional set
of facts. Mr Turner submits that
in the matter before this Court, Mr Douglas relies upon the same set of facts
that were put before
the Commission. Mr Turner refers the Court to the
Australian Human Rights Commission’s letter dismissing the complaint
(Exhibit
A1, attachment A). That letter indicates that the Commission exercised
an abundant level of caution when it considered the complaint
under ss.6, 10, 11
and 25 of the DD Act. Mr Turner indicates that he relies on the fact that the
Commission reviewed the complaint
under s.6 and that the Amended Application
brought under s.6.
- Mr
Turner then referred the Court to the original HREOC complaint form. On p.3 of
that form the following appears:
- Why are you
complaining to the Commission?
- I have been
discriminated against because of my race.
- I have been
discriminated because I have a disability.
- I have been
treated unfairly for another reason.
- Please
state the reason.
- The Housing
Manager gave me a house full of termites and damages that has nearly killed
me.
- What
happened?
- In August
2006, Housing gave me a house that was to be medically unfit for my disability
needs.
- In November
2006, my carer had moved the lounge so we could sweep the floors. I grabbed the
broom to help, and when I stepped on
the corner of a floor, I went through the
floor due to the termites in the house.
- Mr
Turner referred the Court to the penultimate line on the following
page:
- the housing
said that it was my fault for falling through the floor as I should not be so
big as they had said.
- In
the third para. on p.5:
- I am still
having trouble with my house, as I cannot fit my wheelchair inside. Termites.
Stained carpets. No access to clothes
line. Telling my carer to go away when
he was trying to advocate for me at all times.
- Then
at the last para. of p.5:
- Housing
knows that DOCS are no also picking on the safety of the premises due to the
condition of the house being a house not how
clean it is and housing are doing
nothing to resolve these issues.
- Mr
Turner argues that the complaint document on its face reveals everything claimed
by his client is directly or indirectly contained
in that Application. In the
absence of any recording or transcript from the Commission hearing, it is
unclear how s.6 was addressed.
However, on the face of the decision of the
Commission, it is clear that the Commission considered s.6 and consequently it
must
be inferred that it was addressed by the Commission during the
hearing.
Consideration – jurisdictional issue
- The
jurisdictional issue argued before this Court hinges upon whether the pleadings
contained in the Amended Application introduced
significantly different set of
facts from the original complaint filed with the HREOC.
- This
decision is made significantly more difficult because the original complaint and
the initial Application to this Court were drafted
by a self-represented
litigant with extremely limited knowledge of the operation of the complaint
mechanism and the subsequent appeal
process to this Court. When Mr Turner
accepted a brief to appear for the Applicant on a pro-bono basis, he was placed
in a very
difficult and untenable position. In the preparation of an Amended
Application, (for which leave was granted) Mr Turner had to rectify
the
pleadings in the appropriate form. In the absence of any specificity in Mr
Douglas’ original complaint, Mr Turner was
placed in the insidious
position in the exercise of the pleading by not adopting a specific ground that
was not contained in the
original complaint. No criticism is directed at Mr
Turner in respect of the manner of which he has approached this difficult
dilemma.
- Mr
Douglas expressed his original complaint to the Commission in the following
terms.
- I have been
discriminated against because I have a disability.
- I have been
treated unfairly for another reason.
- Please
state the reason.
- The housing
manager gave me a house full of termites and damages that has nearly killed me.
This is supported by a two page explanation
of what happened and a further five page handwritten note prepared by Mr
Douglas’
carer, Garrard Skeates.
- The
Commission, in its letter to Mr Douglas dismissing the claim, summarised the
complaint as follows:
- (a) You
advised that you have a severe disability as a result of morbid obesity. You
claim that in 2006 the NSW Department of Housing
(“the Department”)
provided you with a house which was not suitable for your disability.
- (b)
Specifically you claimed that
- (i) the
floor could not support your weight.
- (ii) You
alleged that as a result you fell through the floor and injured yourself in
November 2006.
- (iii) You
also claim that the Department has declined your request to provide a lockable
shed at the rear of the house so that you
can store your wheel chair as it
cannot fit in your house.
- The
complaint was considered under ss.6, 10, 11, 25 of the DDA.
- The
Amended Application, filed in these proceedings on 20 August 2009, sets out the
ground of the Application as:
- The
Respondent unlawfully indirectly discriminated against the Applicant.
- Particulars
- a) The
Disability Discrimination Act 1992 s.6 provides:
- For the
purpose of this Act a person (discriminator) discriminates against another
person (aggrieved person) on the ground of a disability
of the aggrieved person
if the discriminator requires the aggrieved person to comply with a requirement
or condition.
- (a) with
which a substantially higher proportion of persons without the disability comply
or are able to comply; and
- (b) which
is not reasonable having regard to the circumstances of the case; and
- (c) with
which the aggrieved person does not or is not able to comply.
- b) the
Respondent required all public housing tenants in NSW to maintain the house and
grounds in a proper manner.
- c) because
of his disability the Applicant was not able to maintain the property
- d) a
substantially higher proportion of people without the disability of the
Applicant would be able to comply with this requirement.
- 2. The
Applicant’s initial disability was obesity which was known to the
Respondent at the time or after the allocation of
the housing.
- 3. When he
was placed in appropriate housing by the Respondent he suffered further damages
[to his leg].
- 4. [The
damage] to his leg is a further disability which adds to the indirect
discrimination suffered by the Applicant.
- Ms
Edwards advances the argument that the Amended Application claims:
- by
the operation of the lease and its published policy, the Respondent requires the
Applicant (in the substantive application) to
reside in the property being 9
Mulliodara Way, Macquarie Fields; and
- by
operation of the lease and it published policy, the Respondent requires the
Applicant (in the substantive application) to clean
and maintain the property to
a reasonable standard.
- The
section of the pre-printed complaint form, (Exhibit A1, Attachment B) issued in
this case by the HREOC (as it was known at the
relevant time), requesting the
identification of the nature of the complaint refers to discrimination only and
omits indirect discrimination.
A self-represented litigant, with limited or no
knowledge of the operation of discrimination law, would not be aware of the
concept
of indirect discrimination and how it should be pleaded in the complaint
form. In the absence of any reference of this aspect in
the commission’s
dismissal letter, it is not unreasonable for a self-represented litigant to not
make reference to indirect
discrimination in his original Application to this
Court.
- The
inadequacy of the original pleadings filed by Mr Douglas was immediately
apparent at the First Court Date Directions hearing on
19 June 2009, and it was
at this point that I indicated to Mr Douglas that because this particular
legislation was technically different
to the lay person, I did not believe it
was appropriate for him to further prosecute these proceedings without the
advice and assistance
of a qualified legal practitioner. Consequently I made
the referral to the Court Registry to seek appropriate pro bono assistance
for
Mr Douglas and issued the orders that are reproduced above at [10]. Mr Turner
accepted the brief and appeared for Mr Douglas
at the directions hearing on 31
July 2009. At that hearing, I granted leave for the Applicant to file and serve
an Amended Application
for 13 August 2009. An Amended Application was filed on
20 August in the form set out at [29] and it is the first time that Mr
Douglas’
claim was expressed in appropriate form of pleadings.
- On
analysis of all of the documents set out above, it is possible to distil the
following elements:
- Mr
Douglas’ disability of morbid obsesity.
Mr Douglas
raises this in his HREOC complaint that NSW Housing was to give him “fit
for my disability needs”. The dismissal
letter identifies this as:
You have a severe disability as a result of morbid obesity...
The Department provided you with a house which was not suitable for your
disability. In the Amended Statement of Claim states:
- The
Applicant’s initial disability was obesity which was known to the
Respondent at the time or after the allocation of the
housing.
This claim is consistent in the original
claim and the amended Application.
- In
the initial HREOC complaint, Mr Douglas stated that the premises were not fit
for his disability needs. In the dismissal letter
the Commission
states:
- Provided
you with a house which was not suitable for your disability.
In the amended Application it states:
He was placed in inappropriate housing.
This claim has
been maintained in both the initial complaint in the amended Application.
- I
am not satisfied that the characterisation of the Amended Application before the
Court can be legitimately distilled into the two
themes advanced by Ms Edwards.
I am satisfied that the authorities that apply to this issue focus specifically
on changing the factual
issues on which the initial complaint and the subsequent
pleadings before this Court, have substantially changed or expanded between
those two stages.
I acknowledge that this task has been made more difficult
because of the imprecise language and characterisation used by Mr Douglas
in the
original complaint. However, I am satisfied that the factual matrix has not
changed and that the Application to dismiss these
proceedings on the issue of
jurisdiction cannot be sustained.
Applicant’s submissions – reasonable prospect of success
Claim one – requirement to reside at 9 Melliodara Place, Macquarie
Fields
- Ms
Edwards, in her written submissions, submits that in order to prove a breach of
the pre-amendment s.6 of the DD Act, Mr Douglas
must prove that:
- a
substantially higher proportion of persons with the disability comply or are
able to comply with the requirements; and
- the
requirement is not reasonable having regard to the circumstances of the case;
and
- with
which the aggrieved person does not or is not able to
comply.
The burden of proof in making out the claim rests
wholly on Mr Douglas.
- Ms
Edwards submits that on Mr Douglas’ own evidence, he is unable to make out
s.6(c) because on his own evidence he was unable
to comply and did in fact
comply with the requirement to live in the relevant property and on this point
alone his claim must fail.
It not only satisfies the hurdle under s.17A of the
Federal Magistrates Court Act but the more stringent hurdle under
previous legislation of being hopeless or bound to fail. Mr Douglas would
likewise be unable
to show it was a requirement imposed by NSW Housing within
the meaning of the DD Act. Ms Edwards submits that a requirement or condition
it must be “imposed” by NSW Housing and not by agreement or by other
means: State of New South Wales v Amery [2006] HCA 14; (2006) 80 ALJR 753 per Gummow,
Hayne and Crennan JJ at [80]-[81] and Callinan J at [205]-[207].
- Ms
Edwards has provided the Court with a detailed analysis of the elaborate
statutory regime that governs how public housing is managed
and allocated to
clients such as Mr Douglas. I rely on those written submissions and have
reproduced them without further direct
attribution to assist in the
understanding the nature of this specific regime of allocation and
administration of this aspect of
public housing.
- Relevant
legislation includes the Housing Act 2001 (NSW) and the Residential
Tenancies Act 1987 (NSW). Public housing is long term affordable housing
for people living in NSW on low incomes who are unable to rent privately.
The
properties are managed by NSW Housing through the NSW Land & Housing
Corporation (“the Corporation”), a statutory
body representing the
Crown established under the s.6 of the Housing Act 2001. The Corporation
provides subsidised housing for approximately 117,000 people who meet the
relevant criteria, about half of whom
are disabled. The Commonwealth funding is
provided as part of the National Rental Affordability Scheme
(“NRAS”).
- The
Corporation enters into written residential tenancy agreements with each tenant
at the beginning of their tenancy. The Corporation
offers residential tenancy
agreements of different durations depending on the circumstances of the client,
the general policy applying
at the time they are offered housing and any special
condition that may be attached to a particular offer of housing. Rental rebates
are also available to tenants pursuant to the powers contained in ss.54-58 of
the Housing Act. When the Corporation signs residential tenancy
agreement with a client, it does this in accordance with the requirements of the
Residential Tenancy Act 1987. One of those requirements is that the
tenants must reside in the property allocated to them. Therefore these are not
requirements
imposed by NSW Housing but by legislation and are fundamental to
the nature of public housing.
- Ms
Edwards contends that the legislative structure, which is fundamental to the
administration of public housing in NSW, clearly indicates
that the requirement
for Mr Douglas to occupy the house allocated to him cannot be seen as a
condition imposed by NSW Housing. Ms
Edwards relies on the decision in Howe
v Qantas Airlines Ltd [2004] FMCA 242 per Driver FM at [231]-[232] where it
was held that the requirement or condition must be something separate from the
nature of the
job itself. Consequently, Mr Douglas will not be able to make out
a claim under s.6(a) and (b) of the DD Act.
- Ms
Edwards submits that on the evidence on which Mr Douglas relies, there is no
evidence that lease was to provide more than that
of a standard lease with the
Department. Therefore the lease only represented a reasonable agreement to
provide accommodation in
exchange for payments. Ms Edwards argues that the
requirement has not been clearly specified. Ms Edwards submits that the
requirement
is one of the two following possibilities:
- to
reside in the particular property; or
- for
all public housing tenants to reside in the properties allocated to
them.
- If
the requirement falls within the first option, requiring Mr Douglas to live in
the particular property is not applies to all people
or all those leasing
housing properties. If it is generalised to the extent that the requirement is
one, which requires all public
housing tenants to live in their properties,
there is no evidence that people without a disability are more able to comply
than those
with a disability. Ms Edwards submits that this is similar to the
situation in Ali-Hossani & Anor v NSW Land & Housing Corporation
[2010] FMCA 644 in which His Honour Driver FM dismissed the claim of
disability discrimination because they did not address each key limb of the
legislation but rather simply listed their own concerns. At [13] His Honour
stated:
- Mr and Mrs
Ali-Hossani’s difficulty in this case is that the evidence does not point
to any instance where Mrs Ali-Hossani
or indeed any member of the family has
been treated less favourably by the corporation than a person without multiple
schlerosis.
Indeed, the Applicants have not identified any comparator. They
have simply pointed to their own difficulties.
- Ms
Edwards argues that taking Mr Douglas’ evidence at its highest, there is
no evidence for the requirement that he live in
the relevant property
unreasonably within the meaning of s.6(b) of the DD Act. Supply of public
housing is a limited resource and
if those seeking do not live in it, they are
effectively disadvantaging those in the need of accommodation. Ms Edwards
referred
to Ali-Hossani where His Honour Driver FM noted:
- 11. There
is also no real doubt that the corporation has been unable to meet the needs of
the family as perceived by Mrs Ali-Hossani
throughout most of the period that
the corporation has been seeking to meet the housing needs of the family. That
is not to be seen
as a criticism of the Corporation. The Corporation does its
best to assist approximately 117,000 clients in public housing, around
half of
whom are disabled. It is by no means an easy task. The public housing stock is
limited. The public funds available for
private rental assistance are also
limited. The onus of private housing do not have to agree to modification works
on their properties
to meet the needs of disabled occupants. At times,
temporary accommodation must be found pending the availability of suitable
permanent
accommodation. There are bound to be significant limitations in the
suitability of temporary accommodation. This Court does not
have any general
jurisdiction to deal with perceived administrative shortcomings in the provision
of public housing in NSW.
- Ms
Edwards submits that there is no evidence that the requirement had a detrimental
effect on Mr Douglas within the meaning of s.25(2)(c).
The house was in the
same suburb as his daughter’s school. The property was allocated on the
basis of it being the one of
three suburbs nominated by Mr Douglas. It had a
modified ramp at the back of the house and a bathroom with a hobless shower and
grab rails. This evidence is not in dispute. Importantly, in relation to the
requirements to reside at the relevant premises, the
Applicant (in the
substantive case) has taken every possible step to stay at the premises, this in
itself and applying that test
under s.17A as to whether he would have reasonable
prospects of success or proving reasonableness.
Claim two – requirement to clean and maintain the property and cause no
damage
- Ms
Edwards reaffirms that the burden of proof is on Mr Douglas to make out his
claim on the pre-amendment version of the DD Act.
It is submitted that there is
nothing in Mr Douglas’ evidence that this requirement was in fact ever
imposed on him. There
is no evidence that Mr Douglas ever read the relevant
policy (of which only the 2010 version is tendered) or had it brought to his
attention because he was not complying with it. Indeed there is no mention of
it in his affidavit. Regardless, the tenancy agreement
does not state the
requirement as set out but puts the obligation in the terms that the Applicant
was required to maintain the property
to a reasonable standard in the context of
the condition of the property at the time he took residence.
- It
is submitted that on Mr Douglas’ own evidence, the condition of the house
was poor and the garden a mess. The onus on Mr
Douglas is very low. In
addition, it is his own evidence that he was simply unable to carry out garden
work. Regardless, even if
he did receive the policy, which is the only document
giving rise to the requirement, there is absolutely no evidence that NSW Housing
ever enforced this policy against Mr Douglas. When the burden of proof is
reversed and one considers the post amendment DDA, it
is NSW Housing’s
evidence that it did not enforce the obligation and moreover, that it did work
on the garden until 2010.
Such actions are inconsistent with enforcing that
obligation on Mr Douglas. In that context, there can be unreasonableness or
detriment
to Mr Douglas.
- Ms
Edwards submits that for the above reasons the claim ought to be dismissed for
the reason of no reasonable prospect of success.
Respondent’s submissions – reasonable prospects of success
- Mr
Turner, in his oral submissions, indicated that Mr Douglas says, and will say,
that he was required to reside in the premises that
were unsuitable for his
particular disability. His evidence is clear and this is a factual dispute
between the parties which can
only be ventilated in trial. His evidence is that
he will say:
- That’s
where you live. You have no alternative.
- Mr
Turner argues that there is a requirement. Mr Turner indicates that he takes
issue with Ms Edwards’ analysis of the requirement
of the tenancy
agreement. The tenancy agreement is the basis of the relationship between the
parties.
- Mr
Turner contends that if there was a compulsion to live in the premises which
were clearly unsuitable, the evidence of Mr Tomkins
and Mr Squires confirms that
considerable steps were taken long after the tenancy commenced to make it
suitable for Mr Douglas’
disability. If that compulsion flows from either
the tenancy agreement, the policy of the department or the actions of the
department,
then it is a requirement on Mr Douglas to reside and to maintain the
premises in a neat and tidy fashion. Mr Turner contends that
the second element
that his client has to show is that a person without Mr Douglas’
disability could have done so. Mr Turner
submits that judicial notice can be
taken of that as it must be clearly the case that an able bodied person without
Mr Douglas’
disability can carry out reasonable cleaning and maintenance
on the property.
- Mr
Turner advances the argument that it was unreasonable, if Mr Douglas’
evidence is accepted, that he was forced onto those
premises. There was no
alternative. It is no defence to say that he lived in those premises because he
had no alternative. It
was that house or the park. He had no other alternative
and that was a requirement placed on him which was not a reasonable restriction
of the state of the property. It seems to have been accepted by NSW Housing
that the state of the property was not acceptable because
subsequently
modifications were made to the property.
- Mr
Turner advances the argument that he is not required to establish that his
client will definitely win but rather that they will
not definitely lose. Based
on this premise, Mr Turner maintains that his client has a case to be tried in
that Mr Douglas is entitled
to advance his case.
Consideration – reasonable prospects of success
- The
Full Federal Court decision in George v Fletcher (trustee) (supra) (see
[18] above) establishes that the operation of s.17A of the Federal
Magistrates Court Act is equivalent to s.31A of the Federal Court Act.
There are also very useful decisions of this Court in respect of the
principles to be applied in relation to summary dismissal. This
is addressed by
His Honour Driver FM in Ali Hossein & Anor v Land & Housing
Corporation (supra) (see [19] above). A decision of His Honour Lucev FM in
Cass v Kingston Capital Ltd [2010] FMCA 762 where His Honour summarises
the principles in respect of the dismissal at [9] – [10]:
- [9] The
Federal Court possesses a like power to that under s 17A(2) of the FM Act under
s 31A(2) of the Federal Court of Australia Act 1976 (Cth).7. In relation to the
power under s 31A(2) of the FC Act it has been observed that:
- a) a court
must be satisfied that the applicant has no reasonable prospect of
success;
- b) the
court need not be satisfied that the proceeding is hopeless or bound to
fail;
- c) the
legislature’s intention in introducing these provisions was to lower the
bar for obtaining summary judgment (including
summary dismissal) below the level
that had been fixed by authorities like Dey v Victorian Railways Commissioners8.
and General Steel
Industries Inc v Commissioner for Railways (NSW)9. which
required that the allegations be quite clearly so untenable that they could
not
possibly succeed;
- d) there
was not an intention on the part of the legislature to remove the bar
completely;
- e) the mere
presence of a trifling, implausible, tenuous or tangentially relevant factual
controversy is not a bar to the exercise
of the summary dismissal power;
and
- f) what is
required is a prediction of the outcome of a trial on the merits but not an
actual adjudication of those merits.10.
- [10]
Section 31A of the FC Act and s 17A of the FM Act are equivalents,11. and
likewise r 13.10(a) of the FMC Rules which is in essentially
the same terms as
the abovementioned sections, and to which the same principles ought to
apply.12.
- I
am further assisted by the decision in Boston Commercial Services Pty Ltd v
GE Capital Finance Australasia Pty Ltd [2006] FCA 1352; (2006) 236 ALR 720 where His Honour
Rares J considered the effect of s.31A at [42]-[47]:
- [42] I am
of opinion that properly construed, s 31A(2)(b) requires a person moving a
motion for summary disposal (‘the moving
party’) to satisfy the
Court that there is no reasonable prospect of the party claiming relief
(‘the plaintiff’)
successfully prosecuting the proceeding or the
part of the proceeding in question. Experience shows that there are cases
which appear to be almost bound to fail yet they succeed. As Dixon CJ once
said (Pontifical Society for the Propagation of the Faith v Scales [1962] HCA 19; (1962) 107
CLR 9 at 20):
- Experience
of forensic contests should confirm the truth of the common saying that one
story is good until another is told ...
- [43]
Brennan CJ and McHugh applied that observation in Jackamarra v Krakouer [1998] HCA 27; (1998)
195 CLR 516 at 522 [9] to a situation which an appellate court was exercising a
discretion to permit a further step to be taken in an appeal that had already
been instituted. Obviously, where there is a contested application under s 31A,
both parties will be present to explain their case,
but not in the context of a
trial. The procedure envisaged by s 31A is summary. The concept of a party
having ‘no reasonable
prospect of successfully prosecuting a
proceeding’ has some similarity to the test at common law for determining
whether a
jury properly instructed could reach a verdict for the plaintiff. That
test was authoritatively stated by the Judicial Committee
in Hocking v Bell
[1947] HCA 54; (1947) 75 CLR 125 at 130–131, approving the following statement from the
dissenting judgment of Latham CJ (Hocking v Bell [1945] HCA 16; (1945) 71 CLR 430 at
441–442):
- If there is
evidence upon which a jury could reasonably find for the plaintiff, unless that
evidence is so negligible in character
as to amount only to a scintilla, the
judge should not direct the jury to find a verdict for the defendant, nor should
the Full Court
direct the entry of such a verdict. The principle upon which the
section is based is that it is for the jury to decide all questions
of fact, and
therefore to determine which witnesses should be believed in case of a conflict
of testimony. But there must be a real
issue of fact to be decided, and if the
evidence is all one way, so that only one conclusion can be said to be
reasonable, there
is no function left for the jury to perform, so that the court
may properly take the matter into its own hands as being a matter
of law, and
direct a verdict to be entered in accordance with the only evidence which is
really presented in the case.’ (emphasis
added) (see also Swain v Waverley
Municipal Council [2005] HCA 4; (2005) 220 CLR 517 at 522 [9] per Gleeson CJ, 561–562
[128]–[131] per Gummow J and 580 [203], 582–583 [208]–[209]
per Kirby J; see also
at 531–532 [33]–[34] per McHugh J)
- [44] In a
case to which s 31A applies, where there is a real issue of fact to be decided
in the sense identified in the above principle,
and, possibly, where there is a
real issue of law of a similar kind, it is obviously appropriate that the matter
goes to trial. And,
one must be mindful that in Hocking v Bell (1945) 71 CLR at
487, Dixon J said that in effect, every judge who had heard the matter
(through
four trials, two Full Court appeals and, to that point, the appeal to the High
Court) would have formed the view that the
plaintiff should have failed had they
been able to decide the facts, yet the Privy Council restored the second jury
verdict in her
favour and so concluded the litigation. This raises a very real
question, as to what reasonable prospects are for present purposes.
- [45] I am
of opinion that in assessing what reasonable prospects of success are for the
purposes of s 31A, the Court must be very
cautious not to do a party an
injustice by summarily dismissing the proceedings where, in accordance with the
principles in Hocking
v Bell [1947] HCA 54; (1947) 75 CLR 125, contested evidence might
reasonably be believed one way or the other so as to enable one side or the
other to succeed. As soon as
the evidence may have such an ambivalent character
prior to a final determination, I am of opinion that then, as a matter of law,
at that point there are reasonable prospects of success within the meaning of s
31 A. Unless only one conclusion can be said to be
reasonable, the moving party
will not have discharged its onus to enliven the discretion to authorize a
summary termination of the
proceedings which s 31A envisages. In moving the
second reading of the bill introducing s 31A (the Migration Litigation Reform
Bill 2005) the Attorney-General said that it strengthened ‘... the power
of the courts to deal with unmeritorious matters by broadening
the grounds on
which federal courts can summarily dispose of unsustainable
cases’.
- [46] In
Queensland v JL Holdings Pty Ltd [1997] HCA 1; (1997) 189 CLR 146 at 154–155, Dawson,
Gaudron and McHugh JJ said that a party should not be shut out from litigating
an issue which was fairly
arguable and that the power to grant leave to amend
should be exercised with that in mind. They observed (189 CLR at 154) that
‘...
the ultimate aim of a court is the attainment of justice’.
Obviously, s 31A regulates the attainment of justice by creating
an entitlement
in a party to be protected from claims or defences which fail to meet the
threshold prescribed in the section. In
granting leave to appeal on a decision
involving the application of s 31A, Wilcox J observed in Vans, Inc v Offprice
.Com.Au Pty
Ltd [2006] FCA 137 at [12] that it was arguable that the effect of s
31A was that there could be summary judgment for an Applicant ‘...
notwithstanding
the possibility that the Applicant’s case will break down
at trial; in other words, it is now not enough for a party resisting
a summary
judgment application to seek merely to put the other side to proof’ (his
Honour’s emphasis).
- [47] GE
Capital also argued that s 31A required the Court to dismiss a claim or defence
based on a predictive assessment of its prospects,
even though it may be
possible that had the matter gone to trial it would have succeeded. I am of
opinion that this is not how the
section operates. It is engaged only to
determine summarily a claim or defence which has no reasonable prospect of
success. The purpose
of the enactment is to enable the Court to deal with
matters which should not be litigated because there is no reasonable prospect
of
any outcome but one. If there is a reasonable danger that a claim or defence
could be dismissed under s 31A, which could succeed
at a trial, the provision
would create miscarriages of justice. It is a key feature of the judicial power
under Ch III of the Constitution that the Court be in a position to, and in fact
does, quell a controversy. The exercise of the judicial power to prevent the
substantive
agitation of a controversy in which each side has a reasonable
prospect of success would defeat, not advance, the ends of justice.
(emphasis added)
- I
note the detailed analysis and submissions forwarded by Ms Edwards and
acknowledge the significant deficiencies in the presentation
of Mr
Douglas’ claim. I believe this is substantially due to Mr Douglas’
lack of knowledge and understanding in presenting
a case of this nature and I
have referred to how this Court should handle self represented litigants. I
also note the difficult
position placed on Mr Turner accepting the pro-bono
brief at such a late stage. However, I believe that the crux of Mr
Douglas’
case is set out in ground three of the amended application which
states:
- 3.When he
was placed in appropriate housing by the Respondent he suffered further damages
including the loss of a leg.
I am guided by the words
of His Honour Rares J in Boston Commercial Services Pty Ltd v GE Capital
Finance Australasia Pty Ltd (supra) at [42] and in particular the passage
that is highlighted in that section is reproduced above.
- Mr
Douglas’ claim is advanced on the ground of indirect discrimination which
is focused on the impact of rules, practices or
policies that apply particularly
and have a disproportionate impact on those with particular attributes. In
Secretary of the Department of Foreign Affairs & Trade v Styles
[1989] FCA 342; (1989) EOC 92-265, indirect discrimination was referred to as
“practices which are fair in form and intention but discriminatory in
impact or
outcome”. The DD Act acknowledges that there is a duty to make
reasonable adjustments to avoid indirect discrimination. The
burden of proving
reasonableness is on the person imposing the requirement for condition.
- Consequently,
I believe that Mr Douglas should be provided with the opportunity to advance his
case on this issue. In respect of
the two claims formulated by Ms Edwards under
this heading of ‘reasonable prospects of success’, I must agree. As
I
indicated above, the formulation of the specific claims advanced by Mr Douglas
are difficult to understand. I believe they result
from the initial proceedings
together with the complaint filed with the Commission, drafted by a
self-represented litigant with limited
knowledge of the legal concepts that are
incorporated in the operation of discrimination law and more particularly the
structure
and requirements of the DD Act.
I certify that the
preceding sixty-six (66) paragraphs are a true copy of the reasons for judgment
of Lloyd-Jones FM
Associate:
Date: 22 February 2011
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