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SZOGO v Minister for Immigration & Anor [2011] FMCA 55 (7 February 2011)
Federal Magistrates Court of Australia
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SZOGO v Minister for Immigration & Anor [2011] FMCA 55 (7 February 2011)
Last Updated: 9 February 2011
FEDERAL MAGISTRATES COURT OF AUSTRALIA
SZOGO v MINISTER FOR
IMMIGRATION & ANOR
|
|
MIGRATION – Review of Refugee Review
Tribunal decision – refusal of a Protection (Class XA) visa – no
reviewable
error – application dismissed.
|
|
First Respondent:
|
MINISTER FOR IMMIGRATION & CITIZENSHIP
|
|
Hearing date:
|
4 November 2010
|
|
Delivered on:
|
7 February 2011
|
REPRESENTATION
Solicitors for the
Applicant:
|
Mr M Jones
|
Counsel for the Respondents:
|
Ms A. Mitchelmore
|
|
Solicitors for the Respondents:
|
Sparke Helmore
|
ORDERS
(1) The Application, filed on 4 November 2010, is
dismissed.
(2) The Applicant is to pay the First Respondent’s costs and
disbursements, of and incidental to the
application.
|
FEDERAL MAGISTRATES COURT OF AUSTRALIA AT
SYDNEY
|
SYG 618 of
2010
Applicant
And
MINISTER FOR IMMIGRATION &
CITIZENSHIP
|
First Respondent
Second Respondent
REASONS FOR JUDGMENT
Introduction
- In
accordance with the Court orders made on 11 May 2010, the solicitor for the
Respondent was required to file a folder which was
to be indexed, labelled and
paginated containing all of the documents which may be relevant to the hearing.
This order was complied
with and the volume is identified as Court Book
(“CB”). On the date of the hearing, the Court Book was marked as
Exhibit
“A”.
- An
affidavit of Michael Terence Jones dated 25 June 2010, was marked Exhibit B.
Attached to the affidavit and marked T1 is a transcript
of the hearing conducted
by the second Respondent in its review of the Applicant’s Protection visa
application on 1 February
2010.
The proceedings
- The
Applicant is a citizen of Lebanon. He arrived in Australia on 12 May 2009 and
applied to the Department of Immigration &
Citizenship for a Protection
(Class XA) visa on 16 September 2009. A delegate of the Minister refused to
grant the Applicant a
Protection visa on 18 November 2009 and notified the
Applicant of the decision and his review rights by letter dated 18 November
2009. The Applicant applied to the Refugee Review Tribunal for a review of the
delegate’s decision on 1 December 2009. On
17 February 2010, the Refugee
Review Tribunal affirmed the decision of the delegate and it is this decision
that is the subject of
these proceedings.
- In
support of his Protection visa application, the Applicant claims that he was
raised in a conservative Muslim family. The Applicant
states that he was
introduced by a work colleague (a devout preacher) to the Jehovah’s
Witness (JW) faith. Due to his conservative
Muslim background, he was fearful
of pursuing his new religion in Lebanon as JW’s are viewed as a political
organisation rather
than a religion. The Applicant claims that he cannot
practise the JW faith in a way that he would like to as it requires preaching
and attending prayer meetings as required by the Bible, which are prohibited in
Lebanon and he fears persecution.
- The
original application contained a single ground which claimed that the Tribunal
failed to consider the entirety of the Applicant’s
case. At the
commencement of the hearing, Mr Jones sought leave to file an Amended
Application to include a further ground of appeal
arising from the conduct of
the hearing. As there was no objection, leave was granted. The Amended
Application dated 4 November
2010, contains the following
grounds:
- 5. The
Tribunal erred by failing to consider the entirety of the Applicant’s
case.
- Particulars
- The
Tribunal tested the Applicant on the extent of his knowledge of Jehovah’s
Witnesses dogma and concluded that he did not
have a profound knowledge, thereby
concluding he would not have a well-founded fear of persecution on return to
Lebanon. In so doing,
the Tribunal did not consider the possibility that the
Applicant may be perceived as having become an apostate from Islam regardless
of
the depth of his knowledge of the other religion.
- 6. The
Tribunal exceeded its jurisdiction by questioning the Applicant about a matter
in respect of which it had notice that legal
professional privilege would
apply.
- Particulars
- The
Tribunal questioned the Applicant about his reasons for not attending an
interview with an Immigration officer before the delegate’s
decision was
made. The Tribunal was on notice that the Applicant’s reasons for not
attending the interview had been the subject
of discussion with his legal
representative. The Tribunal did not advise the Applicant that he was not
obliged to divulge the contents
of communications between himself and his legal
representative. The Applicant’s response to the Tribunal’s
questions
on this matter formed part of the Tribunal’s reasons for
affirming the decision under
review.
Consideration
Ground one
- Mr
Jones, appearing for the Applicant, relied on two grounds:
- that
the Tribunal failed to consider the entirety of the Applicant’s case;
and
- the
conduct of the Tribunal at the hearing.
- Mr
Jones states that the Applicant’s fear of persecution in his home country
was based on being perceived as an apostate for
Islam, whereas the Tribunal
concentrated instead on whether the Applicant had a “correct and orthodox
understanding of the
doctrines of a particular religion, the Jehovah
witnesses”. In doing so, it constructively failed to exercise its
jurisdiction
by failing to address the Applicant’s case.
- In
his application for the visa, the Applicant stated that he would suffer
“serious harm” (CB 22) at the hands of his
“family and other
Islamic fundamentalists” (CB 23), and in answer to a question on the
application form, the Applicant
gave the following response:
- 44. Why do
you think this will happen to you if you go back?
- Because I
was born a Muslim and have converted to the Jehovahs Witness
faith.
(CB 23)
- Mr
Jones contends that during the course of the Tribunal hearing, the Applicant
developed his argument in the following way.
- He
was introduced to a different religion and liked it, it was an offence to leave
Islam (T6,43-45).
- He
asked his father what would happen if someone changed their religion and was
told that he would be cut into four pieces (T 7,3-6).
- His
father and uncle are Islamic fanatics (T 7, 29-40).
- He
became interested in the JW religion through a friend he met in Lebanon. The
reason for his interest was because he was attracted
to “people who love
peace or they don’t like war, and they don’t like to kill each
other” (T8,1-6).
- The
Applicant’s friend was honest and straightforward, did not lie or like
people who lied. He was true to his feelings (T
7,21-23). He did not like to
fight, and explained that his religion was peaceful and did not believe in
overpowering people or using
force (T 8, 1-10). The JW faith was anti-war, but
pro peace and people, and honesty. The Applicant was impressed, and thought it
was a “nice religion” (T 8, 20-22). Practitioners of the faith were
nice to each other, loved and hugged each other.
He found this a “nice
thing” (T 8, 27-29).
- Mr
Jones stated that since the Applicant’s arrival in Australia, he had
developed an awareness of and practised more specific
instructions in the
doctrine of their religion. However, he was aware that he was still learning
and was not yet qualified to tell
other people about their religion (T 18,
40-41). The Tribunal questioned the Applicant in considerable detail about his
involvement
with JW’s in Australia (T 11, 6-12, 22; T 14, 41-15, 14) and
the doctrines of the religion (T 15, 15-18, 47). The Applicant
gave credible
descriptions of his personal study of a Mr Taba (T 11, 11-12.9) and attendance
at a JW meeting room in Keilor, which
he described in some detail (T 12, 11-22,
14, 41-15, 13).
- Mr
Jones submits that the Applicant’s knowledge of the doctrine of the
religion was commensurate with his claim to be a learner
and is not yet ready
for baptism (T 18, 47). In particular, he had learned that they believed
Jehovah was God and Christ was his
son (T 15, 24); they did not believe in
statues or birthdays (T 15,30-31); that Jesus would rule the world with 144,000
people who
have risen from the dead (T 16, 1-7); nor that there was only one
holy day (T 18, 1-2). The Applicant did not bring a book written
in Arabic to
the hearing but advised the Tribunal when questioned about this book, that it
was in his car. This book is an introductory
work about the faith that he found
easier to understand than the full Bible (T 19, 5-20, 10). Although the
Applicant made reference
to “the holy bible” (T 20, 44), he was
quite aware that the practitioners did not use that term (T 19, 33).
- The
argument advanced by Mr Jones is that the Tribunal concluded, without citing any
evidence, that the Applicant’s knowledge
of the doctrine was
“rehearsed” (CB 177 at [76]) and that his activities in Australia
were not “due to a genuine
interest in the JW faith” (CB 118 at
[81]). In reaching this conclusion, the Tribunal was concentrating on the
Applicant’s
level of intellectual knowledge of the doctrine. The
Applicant, however, did not claim that he was interested in the religion for
that reason. It is submitted that the Tribunal imposed on the Applicant’s
claim a mechanistic and overly intellectual interpretation
of a person’s
motivation in becoming interested in a particular religion. It did not ask
itself the right questions, which
were whether the Applicant could expect to
face persecution on his return to Lebanon because of his interest in the JW
faith and
his consequent rejection of Islam. Instead, it transposed the
critical question of whether the Applicant had a sufficiently sophisticated
understanding of the JW dogma to be considered a genuine convert. Mr Jones
referred the Court to the decision in Wang v Minister for Immigration &
Multicultural Affairs [2000] FCA 1599 per Wilcox J at [10].
- Mr
Jones states that the evidence before the Tribunal was that the Applicant had
less than full secondary school education (CB 19)
and had worked as a waiter and
trainee hairdresser (CB 20). He expressed his interest in the religion as being
based on his perception
of it being non violent, honest and loving, which he
presumably found more attractive than the fundamentalist Islam of his immediate
family. The Tribunal’s entire strategy of questioning, however, was
premised on what it considered to be the important feature
of religion, such as
its somewhat complex attitude towards life after death. The Tribunal’s
assessment on whether the Applicant
was credible was therefore based on a
misunderstanding of what the Applicant’s claims really were.
- Ms
Mitchelmore submits that contrary to the Applicant’s submissions, the
Applicant’s fear of persecution in his home country
was not based on him
being perceived as an Apostate from Islam, but rather was put on the basis of
his conversion to the JW faith.
To the extent that claim raised a further claim
to fear harm by reason of his conversion from Islam, the latter was considered.
It was submitted that the Tribunal found that the Applicant would not have a
well founded fear of persecution on his return to Lebanon
on the basis that he
did not hold, nor had he ever held, any genuine interest in converting from
Islam to the JW faith. Accordingly,
it did not accept that there was “a
real chance that his father, uncle or any other Islamic follower or fanatic in
Lebanon
will seek to harm him in relation to his religion (real or
perceived)” (CB 188 at [82]).
- Ms
Mitchelmore submits that the Tribunal’s findings in para.[82] indicate
that it turned its mind specifically to the question
of whether the Applicant
faced any real or imputed harm for reason of his religion and whether this
related to Islam, to the JW faith
or any conversion formed. The Tribunal found
that he did not. In circumstances where the Tribunal considered whether the
Applicant
had a well founded fear of persecution on the basis of his belief in
JW (which would make an apostate), but also on the basis that
he might be
perceived to hold the belief (and hence to have converted from Islam), the
Applicant’s contention that the Tribunal
did not consider the possibility
that he may be perceived as having been an apostate is without foundation.
- Ms
Mitchelmore submits that when the Tribunal reached its conclusion that the
Applicant was not a credible witness, the Tribunal did
not “impose on the
Applicant’s claim a mechanistic and overly intellectual interpretation of
a person’s motivation
in becoming interested in a particular
religion” (Mr Jones’ submissions at [12]). Rather, it rejected the
Applicant
as a credible witness after considering the evidence before it,
including, inter alia his poor level of particular tenants of JW
that it
considered a new adherent would know. When questioning the Applicant on the
subject, the Tribunal relied on a number of
sources which it identified in its
decision record, including the official website of JW and textbooks written on
the faith.
- Mr
Jones made detailed oral submissions identifying issues that the Applicant found
attractive about the religion. Where the Tribunal
addressed its reasoning as to
the technical details of his understanding of the dogma, it misunderstood why
the Applicant was attracted
to the religion. Properly put, the
Applicant’s fear is that if the reasons for the attraction are found out,
he will suffer
persecution for it. Mr Jones argues that these circumstances are
essentially the same as the situation in Dranichnikov v Minister for
Immigration & Multicultural Affairs [2003] HCA 26 at [87]-[88] which
states:
- [87] This
Court has repeatedly held that, for the issue of prohibition or mandamus under
s75(v) of the Constitution, it is necessary to demonstrate jurisdictional error
on the part of the proposed subject of such relief61. Thus, it is essential
to
establish something more than an error of law within jurisdiction. Difficult as
it may sometimes be to differentiate jurisdictional
and non-jurisdictional error
with exactitude62, in a case where there has been a fundamental mistake at the
threshold in expressing,
and therefore considering, the legal claim propounded
by an Applicant, the error will be classified as an error of jurisdiction.
It
will be treated as a constructive failure of the decision-maker to exercise the
jurisdiction and powers given to it.
- [88]
Obviously, it is not every mistake in understanding the facts, in applying the
law or in reasoning to a conclusion that will
amount to a constructive failure
to exercise jurisdiction. But where, as here, the mistake is essentially
definitional, and amounts
to a basic misunderstanding of the case brought by an
Applicant, the resulting flaw is so serious as to undermine the lawfulness
of
the decision in question in a fundamental way.
- Mr
Jones contends that in Dranichnikov v Minister for Immigration &
Multicultural Affairs (supra), Mr Dranichnikov claimed to be a particular
type of business person and the Tribunal had considered the case on the basis
of
a too widely defined particular social group. In Dranichnikov the
delegate characterised the claim as that of a “businessman” who
participated in organised protest gatherings and
meetings, which involved
criticising the work of the policing authorities. The delegate recorded the
stabbing attack on the Applicant,
the lack of interest of the authorities and
the Applicant’s feeling that the attack was caused by him speaking out
against
the authorities. The delegate considered the Applicant’s case in
the context of the Convention category of “membership
of a particular
social group”. The delegate identified the social group in question as
“entrepreneurs” and expanded
this class, noting that businessmen in
Russia were at risk from criminal organisations with links to the authorities.
- The
delegate recorded the Applicant’s belief that his profile had been raised
because he organised anti criminal meetings and
spoke out in public against the
authorities in ability to defeat crime. However in the delegate’s
decision, it described the
basis for the Applicant’s fear which as facing
deferential harm as a businessman and proceeded to dismiss the application.
- Mr
Dranichnokov applied to the Tribunal seeking a review of the delegate’s
decision by the Tribunal. In support of this application,
he called on his
migration agent, a solicitor, to write to the Registrar of the Tribunal
clarifying his claim for protection. In
this letter, the agent emphasised the
importance of attributing weight to Mr Dranichnokov’s protest activities
which raised
his profile within the community Vladivostok. The letter also noted
that the threats to him and his family can in part be attributed
to his
involvement in these activities. In his evidence before the Tribunal, Mr
Dranichnokov asserted and elaborated on these aspects
of his claim by describing
how he had joined in an attempt to act on the problem of attacks on businessmen,
evidenced by the attack
on him.
- The
Tribunal accepted that Mr Dranichnokov and his wife were credible witnesses but
misstated the social group that was relied on
by the Applicant. The Tribunal
approached the issue as describing the social group as “businessmen in
Russia and went on to
affirm the delegate’s decision not to grant the
Applicant a Protection visa”.
- In
the joint judgment of Dranichnokov their Honours Gummow and Callinan JJ
with whom Hayne J agreed at [24] stated:
- To fail to
respond to a substantial, clearly articulated argument relying upon established
facts was at least to fail to accord Mr
Dranichnokov natural
justice.
Their Honours further stated at
[26]-[27]:
[26] At the outset it should be pointed out that the task of the tribunal
involves a number of steps. First the tribunal needs to
determine whether the
group or class to which an Applicant claims to belong is capable of constituting
a social group for the purposes
of the Convention.2 That determination in part
at least involves a question of law. If that question is answered affirmatively,
the
next question, one of fact, is whether the Applicant is a member of that
class. There then follow the questions whether the Applicant
has a fear, whether
the fear is well-founded, and if it is, whether it is for a Convention
reason.
[27] The tribunal failed to decide the first question. It decided another
question, whether Mr Dranichnikov's membership of a social
group, namely, of
“businessmen in Russia” was a reason for his persecution and
relevantly nothing more. The tribunal
should have decided the matter which was
put to it, whether Mr Dranichnikov was a member of a social group consisting of
entrepreneurs
and businessmen who publicly criticised law enforcement
authorities for failing to take action against crime or
criminals.
- 2 Article
1A(2) of the Convention relating to the Status of Refugees done at Geneva on 28
July 1951, as amended by the Protocol relating
to the Status of Refugees done at
New York on 31 January 1967 defines a refugee as a person who:
- “Owing
to well-founded fear of being persecuted for reasons of race, religion,
nationality, membership of a particular social
group or political opinion, is
outside the country of his nationality and is unable or, owing to such fear, is
unwilling to avail
himself of the protection of that country; or who, not having
a nationality and being outside the country of his former habitual
residence, is
unable or, owing to such fear, is unwilling to return to
it.”
- The
application for judicial review of the Tribunal’s decision was heard in
the Federal Court at first by a primary judge and
subsequently by the Full
Court. At both levels, the Applicant failed. As Mr Dranichnokov was a self
represented litigant, he proceeded
on a complaint which was held to be an
impermissible attempt on the part of the Applicant to impeach the
Tribunal’s decision
for an error of fact and did not promote the issues
that were ultimately argued before the High Court. In the special leave
application
before the High Court, the claim was that the Tribunal and the
Federal Court had misunderstood and misstated the Applicant’s
case
grounded in the Convention.
- Mr
Jones relies on the authority in Dranichnokov, that the Tribunal asked
the wrong question for the Applicant’s fear of persecution. The
argument advanced by Mr Jones is that the Tribunal did not ask itself the right
question which should have been whether the Applicant
could expect to face
persecution on return to Lebanon because of his interest in the JW faith and his
constant rejection of Islam.
Rather the Tribunal “transported the
critical question of “whether the Applicant had a sufficiently
sophisticated understanding
of JW dogma to be considered a genuine
convert”.
- In
SZNVE v Minister for Immigration & Citizenship [2010] FCA 251 His
Honour Logan J at [23] states:
- [23] Both
before and after the High Court’s decision in Dranichnikov the Full Court
of this court has held that the tribunal
will commit a jurisdictional error if
it has failed to address the claim for a protection visa which has been put
forward by the
visa Applicant in the material before the tribunal, providing
that claim is one which emerges clearly on that material: Htun v Minister
for
Immigration and Multicultural Affairs (2001) 194 ALR 244 ; [2001] FCA 1802 at
[13]–[14] per
- [2010] FCA 251; 114 ALD 247
at 253
- Merkel J;
at [41]–[42] per Allsop J; at [1] per Spender J; NABE v Minister for
Immigration and Multicultural and Indigenous
Affairs (No 2) (2004) 144 FCR 1 ;
219 ALR 27 ; [2004] FCAFC 263 at [68].
- [24] These
authorities acknowledge that the definition of refugee, though a compound
concept, consists of a number of elements. If
the minister or the tribunal is
not satisfied as to even one of these elements, that would form a lawful basis
upon which not to
be satisfied that the visa Applicant was a person to whom
Australia owed a protection obligation for the purposes of the Migration Act.
Thus, for example, if the fear of persecution results from the application to
the visa Applicant of a law of general application
and there is no
discrimination there can no be persecution and hence a claim must fail: see
Minister for Immigration and Multicultural
Affairs v Iraselian (2001) 206 CLR
323 ; 180 ALR 1 ; 62 ALD 225 ; [2001] HCA 30. This though assumes that the
administrative decision maker, be that person the minister, a delegate or the
tribunal, has assessed
the claim as made.
- The
application in Dranichnokov was distinguished in SVTB v Minister for
Immigration & Multicultural & Indigenous Affairs [2005] FCAFC 104
per Marshall, Mansfield and Stone JJ at [27]-[28] where their Honours
state:
- [27] The
third ground of appeal was that the Tribunal constructively failed to exercise
its jurisdiction in relation to a particular
claim of the appellant that she
feared being kidnapped for trafficking or sexual exploitation, or as an organ
donor. Counsel contended
that she had made a clearly articulated claim to that
effect, which the Tribunal had not addressed, so that the Tribunal had failed
to
exercise jurisdiction: see Dranichnikov v Minister for Immigration &
Multicultural Affairs (2003) 197 ALR 389 (Dranichnikov).
- [28] It is
sufficient to observe that, in our view, the Tribunal recognised the
appellant’s claim and rejected it because it
found there is not a real
chance of her being kidnapped because of her membership of the particular social
group for sexual exploitation
or in order to harvest her organs. The
Tribunal’s reasons for that conclusion are summarised in [9] above. Unlike
Dranichnikov,
the Tribunal accurately understood the appellant’s claimed
fear, and addressed it. Counsel for the appellant argued that its
reasons for
rejecting that claim demonstrate that it did not accurately understand it, and
so did not address it. We do not agree.
Although its reasons refer to
trafficking, rather than to kidnapping, it is obvious that the Tribunal
understood that the appellant
feared being kidnapped for trafficking for one of
those two purposes. It referred to the country information about the practice of
trafficking for those purposes in Albania, including common reasons for that
conduct being engaged in. It concluded that in the appellant’s
circumstances she did not fall within those persons who are vulnerable to
kidnapping for being trafficked for those common reasons.
That does not lead to
the view that the Tribunal did not understand, or address, her complaint. In our
view it correctly understood
and addressed her complaint, and its finding that
there is no real chance of her being kidnapped and trafficked because she is a
single woman in Albania without male protection, or because she is a member of
that particular social group, was a finding available
to the
Tribunal.
- This
brings this Court to the question of whether the genuine interest in the JW
faith can be isolated into two separate components,
those being:
- an
intellectual knowledge of the doctrine and dogma; or
- the
philosophical interest in the absence of specific knowledge of the
doctrine.
- In
the original visa application, which was prepared by the Applicant’s
migration agent / solicitor, at question 41 states:
- Why did you
leave that country?
- I left
Lebanon in order to come to Australia where I can safely practice my faith
(Jehovahs witness). In May last year I was introduced
to the Jehovahs witness
faith by a person who is a devout Jehovahs witness. He preached to me however
due to the fact that I was
born a Muslim and had come from a very conservative
religious background I feared pursuing my new faith in a meaningful
way.
- I maintain
my interest in Jehovahs witness faith and I receive limited bible studies. All
bible studies were provided in secret.
I did not reveal to my family that I was
taking bible studies because they would react extremely violently to this news.
- Jehovahs
witnesses are viewed not as a faith but as a political organisation.
- It is
extremely dangerous for me to overtly practise my new faith because as a convert
by blood is considered Halal. My family will
harm because I would be considered
to have brought much shame upon the family.
- I have come
to Australia in order to further pursue my conversion to the Jehovahs witness
faith without fear of being harmed by my
family or any other fundamental
Muslim.
(CB 21)
At question 42:
What do you fear may happen to you if you go back to that country?
I fear that my family will seriously harm me if they were to discover that I
am a Jehovahs witness. I am very keen on pursuing my
new faith and aim to be
baptised. I am also very keen to practice my faith in a manner which is
required by the Bible including
preaching and attending prayer group meetings.
In Lebanon my adherence to my new faith will remain extremely limited due to the
danger that is associated with being a Jehovahs witness.
I cannot rely on the protection of the Lebanese authorities as they too are
hostile due to the Jehovahs witness and also because
they are loath to intervene
in matters involving religious disputes or restoration of family honour.
My ability to practise my faith will remain extremely limited in Lebanon and
I could not hope to overtly practise core tenants of
my faith as required by our
teachings.
(CB 22)
- An
integral element of the Applicant’s visa application claim, centres on the
adherence to the JW faith and I am not satisfied
that I can accept Mr
Jones’ invitation that the issue of an intellectual interpretation and
understanding can be separated
from the adoption of the ritual or dogma. The
way in which a substantial part of the general population identify and
distinguish
between the various faiths is by the manifestation of the ritual or
dogma associated with different faiths. Even the scholars that
are associated
with various faiths are focused on the esoteric aspect of the ritual followed by
their particular faith which in many
cases is dogma followed for centuries
without foundation or logical reason. On Mr Jones’ submission, his client
does not possess
the educational or intellectual ability to address his
conversion in these terms. In the visa application, the Applicant states
that
one of his serious concerns was the limits on him practising the faith in
accordance with its core tenants. This claim indicates
a sufficient
understanding of the faith that needs to be pursued by its adherence. There is
no denial in respect to the Applicant’s
level of education. However, his
exposure to a JW devotee provided him with a sufficient understanding of the
doctrine that needs
to be followed to achieve the benefits of adherence.
- The
other significant element of the Applicant’s claim is his identification
as an apostate of Islam. If his level of interest
and involvement is restricted
to a deep admiration of the adherent of the JW faith, he would not be required
to denounce his Islamic
faith. However, he states his desire to obtain
sufficient education in the JW faith so that he can seek baptism. This
indicates
that the Applicant has a sufficient intellectual involvement, which
indicates he is aware of the consequences of pursuing this objective
and
denouncing his Islamic faith. In these circumstances, the authorities indicate
that the Tribunal is entitled to assess the Applicant’s
knowledge about
his alleged faith.
- Ms
Mitchelmore submits that assessing the Applicant’s knowledge about his
alleged faith does not provide a basis for asserting
that the Tribunal fell into
jurisdictional error. This was identified in Minister for Immigration &
Citizenship v SZLSP [2010] FCAFC 108 at [38] per Kenny J where Her Honour
stated:
- As the
authorities emphasize, there is nothing objectionable in the Tribunal
questioning an Applicant about his or her beliefs.
When the Tribunal does so,
it is not prohibited from evaluating the Applicant’s answers against
probative material evincing
the doctrines of the religion in question, and the
weight to be given to that evaluation will generally be a matter for the
Tribunal.
- I
am not satisfied that the Tribunal erred by transposing the critical question in
assessing the Applicant’s intellectual understanding
of the essential core
tenants of the faith are. Further, I believe that this issue is an invitation
to the Court to pursue an impermissible
attempt to review the merits of the
Tribunal’s finding on the issue of the Applicant’s conversion, real
or perceived
to the JW faith.
Ground two
- Mr
Jones submits that during the course of the hearing, the Tribunal questioned the
Applicant about his reasons for not attending
an interview with an immigration
officer before the delegate’s decision was made (T 21.7-22.11). The
evidence before the Tribunal
was that the Applicant was at all relevant times
represented by a legal practitioner (CB 1), and that the interview was cancelled
by that legal practitioner on the instructions from the Applicant (CB 42). The
Tribunal was on notice that the Applicant had discussed
attending the interview
with his solicitor. It did not advise the Applicant that he was entitled to
legal professional privilege
in respect of his communications with his legal
representative as was obliged to do: SZHWY v Minister for Immigration &
Citizenship [2007] FCAFC 64 per Lander J at [75]-[77] and Rares J at
[159].
- His
Honour Lander J at [44] states:
- [44] There
is nothing in Div 6 which would suggest that a person appearing or giving
evidence in the Tribunal is not entitled to
claim the benefits of the privileges
to which I have referred. There can be no reason why a communication between an
Applicant for
a protection visa and his or her solicitor should not be
privileged in any proceedings relating to a claim for protection under the
Convention, the Protocol and the Act. The purposes underlying the reason for
legal professional privilege would be best served by
recognising that such a
communication is privileged where an administrative decision maker is conducting
an inquiry into a claim
for a protection visa. It does not matter that the
hearing is inquisitorial rather than adversarial. Nor does it matter that the
hearing is being conducted by an administrative decision maker. Communications
between an Applicant for a protection visa and the
Applicant’s legal
advisers for the dominant purpose of obtaining legal advice or for the use in
existing or reasonably contemplated
proceedings before the Tribunal are
privileged.
His Honour then addresses the issue of
reviewable error as follows:
[73] It is in those circumstances that this Court is called upon to consider
whether the Tribunal made a reviewable error in its
review of the decision of
the delegate of the Minister. The Tribunal’s decision will be reviewable,
notwithstanding the provisions
of s 474, if it involved jurisdictional error. A
decision must not involve a failure to exercise jurisdiction or be made in
excess of jurisdiction.
In Plaintiff S 157/2002 v Commonwealth of Australia
(2003) 211 CLR 476, Gaudron, McHugh, Gummow, Kirby and Hayne JJ said at
506:
Thus, if there has been jurisdictional error because, for example, of a
failure to discharge “imperative duties” or to
observe
“inviolable limitations or restraints”, the decision in question
cannot properly be described in the terms used
in s 474(2) as “a decision
... made under this Act” and is, thus, not a “privative clause
decision” as defined in s 474(2) and (3) of the Act.
(Footnotes omitted.)
[74] A decision maker who exceeds the authority or power given by the Act
under which the decision maker is empowered to act commits
jurisdictional
error.
[75] In my opinion, the Tribunal was under an obligation to advise the
appellant that he was entitled to refuse the questions which
the Tribunal asked
of him if they were to disclose the contents of a confidential communication
with his lawyer had for the purpose
of obtaining or giving legal advice or
assistance or for use in the proceedings before the Tribunal.
[76] That obligation arises because the Tribunal, like any other
administrative decision maker, is not entitled to exercise a power
to destroy a
freedom of communication which the law seeks to protect: Baker v Campbell per
Dawson J at 131. The Tribunal was in the
same position as an administrative
decision maker who has the power to require documents to be produced. The
decision maker should
not exercise the power to require a party to produce
documents which are subject to legal professional privilege: Commissioner of
Australian Federal Police v Propend Finance Pty Ltd [1996] HCA 3; (1997) 188 CLR 501 at 537;
Arno v Forsyth (1986) 9 FCR 576. A decision maker should not purport to exercise
a power to require a person to answer a
question which the law would excuse that
person from answering.
[77] In my opinion, the Tribunal, when conducting its inquiry and in the
exercise of its inquisitorial function, should advise a
person of their right to
claim privilege against self-incrimination or legal professional privilege if it
appears that a question
asked of the person may give rise to a legitimate claim
of that privilege.
- His
Honour Rares J at [163] supports this view.
- [163] By
exceeding its powers in asking and pursuing questions to elicit the content of
the appellant’s conversation with his
solicitor which was the subject of
legal professional privilege, the tribunal committed a jurisdictional error. It
failed to give
the appellant a hearing according to law (cf: Coco [1994] HCA 15; (1994) 179 CLR
427; Ousley v R (1997) 192 CLR 69 at 101 where McHugh J said that the issue of
the warrant in the former case was a jurisdictional error;
SAAP v Minister for
Immigration and Multicultural and Indigenous Affairs [2005] HCA 24; (2005) 215 ALR 162 at
183–185 [79]–[84] per McHugh J, 203 [174] per Kirby J, 212 [211] per
Hayne J; SZBEL 231 ALR at 598 [25]).
- Mr
Jones then referred the Court to the transcript of the Tribunal hearing to the
following sequence of questioning that appears at
page 21.
- Tribunal
member: As I indicated to you earlier, there is some information that I would
like to formally put to you that I have from
the Departmental file that could
form the reason or part of the reason for affirming the Department’s
decision. I also explained
to you why the information is relevant to my
decision. Please tell me if you don’t understand the information or if
you don’t
understand why it’s relevant. You don’t have to
respond straight away. You can ask for more time to comment or to respond
to
the information. I’ll just take you through the information before you
respond:
- The
information is that you were invited to appear at a Departmental interview
scheduled on 11 November 2009 at 2.30pm; however,
on the afternoon of the
interview, your authorised recipient emailed the Department to say that you
would not be attending and that
you were asking to have a decision just made on
the papers before the Department. That information is relevant because it
indicates
that you forewent an opportunity to appear before the Tribunal to
explain your claims to be a refugee. That gives some cause of
doubt about the
generalness of your claim given that you didn’t take the opportunity when
it was presented to you to argue
your case before the department. Just for a
moment. That could form the reason or part of the reasons for affirming the
decision
of the Department. Do you want to comment or respond to that
information now, or would you like more time to do so?
- Interpreter:
I can respond now or later; it doesn’t matter.
- Tribunal
member: OK. Well, the choice is yours.
- Interpreter:
I will respond now.
- Tribunal
member: OK.
- Interpreter:
I was sick on the day; I couldn’t walk or talk. That’s why I sent
the email to say that – I contacted
them to say that I couldn’t
attend because I was sick. I wanted to come, but because I was sick, I could
not come.
- Tribunal
member: Did you see a doctor?
- Interpreter:
I did not see a doctor. My sister suggested I might – I will be able to
see a doctor if I wanted to, but she
gave me some medication and I got
better.
- Tribunal
member: I have some difficulty accepting that you were so sick that you
couldn’t walk or talk so as to attend your
Departmental interview and yet
you didn’t go and see a doctor and was cured by some medicine given by
your sister. Would you
like to comment on that?
- Interpreter:
I had tonsillitis, and I couldn’t talk and that’s why I didn’t
come. How I’m going to come
to the interview if I couldn’t talk and
I was feeling a chill all over me?
- Tribunal
member: Well, then why did you not ask to have the interview postponed?
- Interpreter:
I told the lawyer that I was sick and that I didn’t know what he did. He
probably postponed it.
- Mr
Jones then referred the Court to an email transmission from Firmstone &
Associates forwarded on 11 November 2009 at 10.42 am
regarding “[SZOGO]
– Invitation to Interview”. The body of the transmission
states:
- You refer
to the above matter and are instructed to advise that a client wishes to have a
decision made on the papers before the
Department and accordingly does not wish
to attend an interview. We apologise for the inconvenience
- Regards
- Sam
Issa
- Mr
Jones advances the argument that the Departmental file that was before the
Tribunal clearly indicated that the Applicant was represented
by Firmstone &
Associates and that the principle of that firm was Mr Sam Issa, solicitor. Mr
Jones submits that the Tribunal
was on notice that this person that is referred
to as the authorised recipient is in fact a solicitor. The Tribunal, in
referring
to that email, makes it clear that it was also aware that the email
referred to instructions that the solicitor had received from
his client
concerning attending the interview. Mr Jones argues that what is involved is a
communication between the Applicant and
his solicitor in relation to a matter
that brought it within the meaning of the legal professional privilege or the
coverage of legal
professional privilege. The consequence of this is that this
is something that the Tribunal was not permitted to question the Applicant
about, at least not without warning the Applicant that legal professional
privilege entitled him not to answer and there was no such
warning given.
- Mr
Jones submits the fact that the Tribunal failed in its obligation to warn the
Applicant that he need not divulge the content of
any communication between
himself and the solicitor amounted to jurisdictional error regardless of whether
or not the information
concerning was material to the final outcome of the case:
SZHWY v MIAC (supra) per Lander J at [79]-[82]. In any event in this
case the Tribunal did consider that information given by the Applicant and
his
answer was relevant to the findings on credibility (CB 117 at [78]).
- Ms
Mitchelmore submits that legal professional privilege extends to confidential
communications between a client and his or her lawyer
made in the context of a
lawyer – client relationship for the dominant purpose of obtaining or
giving legal advice, or to prepare
or conduct existing or reasonably anticipated
litigation: Pratt Holdings Pty Ltd v Commissioner of Taxation [2004] FCAFC 122; (2004) 136
FCR 357 per Finn J at [40]-[42] and per Stone J at [103]-[106]; Wheeler v Le
Marchant (1881) 17 Ch D 675.
- Ms
Mitchelmore submits that the Tribunal’s questioning of the Applicant in
relation to his failure to attend the Departmental
interview did not encroach
upon any area where the Applicant might have been entitled to claim legal
professional privilege. The
situation can be contrasted with the exchange that
arose in SZHWY, where the majority held that the Tribunal was required to
put the Applicant on notice of his ability to make a claim of privilege
in
relation to the contents of privilege in communications with a lawyer. In that
case, the Tribunal asked the Applicant direct
questions about what he told a
solicitor about his substantive visa claim and what the solicitor advised him to
do in response: SZHWY (supra) per Lander J at [8].
- Ms
Mitchelmore submits that in this case, the Applicant’s response to the
Tribunal’s concern about his failure to attend
the Departmental interview
was that he was sick. The mere fact that he had told his lawyer he was sick did
not make this a privileged
communication. Nor did his statement to the Tribunal
that he had told the lawyer he was sick divulge a confidential communication
between the Applicant and his lawyer, for the dominant purpose of receiving
legal advice or for the use by his solicitor in existing
or reasonably
contemplated Tribunal proceedings. After the Applicant mentioned his lawyer,
the Tribunal asked no further questions
on the subject of his non attendance at
the interview.
- Ms
Mitchelmore submits that the Tribunal was entitled to raise its concern that the
Applicant did not attend the departmental interview
with him, and to question
him about his answers, without putting him on notice as to his entitlement for a
claim legal professional
privilege.
Observations re ground two
- On
the material before the Court, I am satisfied that the Tribunal was not in any
way seeking to elicit from the Applicant any discussion
that he had between
himself and his registered migration agent, who was also a solicitor. The
material reproduced above is clear
that what the Tribunal was asking the
Applicant to comment on was why he did not go to the hearing before the
delegate. The fact
that his intention was not to attend the hearing was
communicated by his solicitor, does not give rise to any need to provide the
Applicant with a warning as to the operation of legal professional privilege
before answering the question when all the Tribunal
is asking is why the
Applicant did not attend. The questions and answers that were subsequently
given were that the Applicant was
sick and claimed that he could not walk or
talk and that is why the email was forwarded to the Department. The email which
is reproduced
above makes no reference to his illness but was disclosed to the
Tribunal member because he was sick.
- In
Australia, legal professional privilege is a rule of substantive law that
reflects important common law immunity. In Daniels Corporations
International Pty Ltd v Australian Competition and Consumer Commission
[2002] HCA 49 Gleeson CJ, Gaudron, Gummow and Hayne JJ said at [9] – [11]:
- [9]
It is now settled that legal professional privilege is a rule of
substantive law10
which may be availed of by a person to resist the giving of information or the
production of documents which would reveal communications
between a client and
his or her lawyer made for the dominant purpose of giving or obtaining legal
advice or the provision of legal
services, including representation in legal
proceedings. It may here be noted that the "dominant purpose" test for legal
professional
privilege was recently adopted by this Court in Esso Australia
Resources Ltd v Federal Commissioner of Taxation11
in place of the "sole purpose" test which had been applied following the
decision in Grant v Downs12.
- [10]
Being a rule of substantive law and not merely a rule of evidence,
legal professional privilege is not confined to the processes of
discovery and
inspection13
and the giving of evidence in judicial proceedings14.
Rather and in the absence of provision to the contrary, legal professional
privilege may be availed of to resist the giving of information
or the
production of documents in accordance with investigatory procedures of the kind
for which s155 of the Act provides. Thus, for example, it was held in Baker v
Campbell, that documents to which legal professional privilege attaches
could
not be seized pursuant to a search warrant issued under s10 of the Crimes Act
1914 (Cth)15.
- [11]
Legal professional privilege is not merely a rule of substantive law.
It is an important common law right or, perhaps, more accurately,
an important
common law immunity. It is now well settled that statutory provisions are not to
be construed as abrogating important
common law rights, privileges and
immunities in the absence of clear words or a necessary implication to that
effect. That rule,
the expression of which in this Court can be traced to Potter
v Minahan16,
was the foundation for the decision in Baker v Campbell17.
It is a rule which, subject to one possible exception, has been strictly applied
by this Court since the decision in Re Bolton;
Ex parte Beane18.
Cases in which it has since been applied include Bropho v Western Australia19,
Coco v The Queen20
and Commissioner of Australian Federal Police v Propend Finance Pty Ltd21.
The possible exception to the strict application of that rule was the decision
in Yuill22.
- His
Honour McHugh J said at [44]:
- [44]
Australian courts have classified legal professional privilege as a
fundamental right or immunity70.
Accordingly, they hold that a legislature will be taken to have abolished the
privilege only when the legislative provision has
done so expressly or by
necessary implication71.
Legal professional privilege describes a person's immunity from compulsion to
produce documents that evidence confidential communications
about legal matters
made between a lawyer and client or between a lawyer and a third party for the
benefit of a client72.
The immunity also protects the disclosure of documents that record legal work
carried out by the lawyer for the benefit of a client,
such as research
memoranda73.
The immunity embodies a substantive legal right. Its operation is not limited to
judicial or quasi-judicial proceedings74.
Where it applies, it may be used to refuse to produce documents that are the
subject of a search warrant authorised by statute75
or other extra-curial process as well as a subpoena issued under or discovery
required by rules of court76.
- In
Pratt Holdings v Cmr of Taxation [2004] FCAFC 122; (2004) 136 FCR 357;
207 ALR 217; BC200402621, Finn J noted at [12]–[13] that:
- In the
ordinary course of modern life it is commonplace for a person (natural or
corporate) to have confidential communications with
a professional adviser or
advisers for the purposes of conducting that person’s affairs. Whatever
the significance that person
may attribute to a particular communication so
made, such communications are not ordinarily protected from disclosure in legal
proceedings
or from an authority exercising coercive powers requiring production
of information to it. The exceptional case is the communication
made with the
dominant purpose of giving or obtaining legal advice.
- In
the transcript of the hearing at p.22, line 10 with the interpreter responding
to the Tribunal member stating:
- I told a
lawyer that I am sick and I don’t know what he did. He probably postponed
it.
- At
that stage, the Tribunal member did not pursue any further questions in respect
of what was said between the Applicant and his
solicitor. The Tribunal member
then pursued a new course of questions on a new subject. I have formed the view
that nothing in
that response or that course of questioning would give rise to a
claim for legal professional privilege. This was a general question
as to why
the Applicant did not attend and the subject was not of a nature that falls
within the decision of SZHWY (supra). I note that the Applicant’s
agent was in attendance at the hearing and would have been in a position to make
a claim
on his behalf to preserve his client’s interest. The
circumstances disclosed by the transcript reproduced above, indicate
that these
circumstances are not one where a warning was required because unlike SZHWY
where the Tribunal was directly asking the Applicant what happened, whether
he went and saw his solicitor, what the solicitor told
him and what the
solicitor advised him to do clearly placed that sequence of questioning that may
disclose a legal professional privilege
communication. However, I am satisfied
that has not occurred in the matter before this Court and there would be no
requirement for
the Tribunal to give a warning. I am satisfied that the second
ground cannot be sustained and should be dismissed.
Conclusion
- I
am satisfied that neither of the grounds in the amended application can be
sustained and the application should be dismissed with
costs.
I
certify that the preceding fifty (50) paragraphs are a true copy of the reasons
for judgment of Lloyd-Jones FM
Date: 7 February 2011
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