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SZQGL v Minister for Immigration & Anor [2011] FMCA 1019 (21 December 2011)
Last Updated: 22 December 2011
FEDERAL MAGISTRATES COURT OF AUSTRALIA
SZQGL v MINISTER FOR
IMMIGRATION & ANOR
|
[2011] FMCA 1019
|
MIGRATION – Review of decision of
Independent Merits Reviewer – whether the reviewer failed to comply with
the principles
of procedural fairness at common law – discussion of the
“hearing rule” – whether the reviewer had regard
to all
information put forward by the applicant – translation of documents at the
interview – reviewer’s findings
were open on what was before him
– no jurisdictional error – application dismissed.
|
Convention Relating to the Status of Refugees, opened for
signature 28 July 1951, 189 UNTS 137 (entered into force 22 April
1954) Protocol Relating to the Status of Refugees, opened for
signature 31 January 1967, 606 UNTS 267 (entered into force 4 October
1967)
|
|
First Respondent:
|
MINISTER FOR IMMIGRATION & CITIZENSHIP
|
|
Second Respondent:
|
MICHAEL GRIFFIN IN HIS CAPACITY AS INDPENDENT
MERITS REVIEWER
|
|
Delivered on:
|
21 December 2011
|
REPRESENTATION
Counsel for the
Applicant:
|
Ms R Bell
|
Solicitors for the Applicant:
|
Brett Slater Solicitors
|
Counsel for the Respondents:
|
Mr HPT Bevan
|
Solicitors for the Respondents:
|
Australian Government Solicitor
|
ORDERS
(1) The application made on 24 May 2011, and amended on
29 September 2011, is dismissed.
(2) The applicant pay the first respondent’s costs set in the amount of
$6,240.
|
FEDERAL MAGISTRATES COURT OF AUSTRALIA AT
SYDNEY
|
SYG 1060 of
2011
Applicant
And
MINISTER FOR IMMIGRATION &
CITIZENSHIP
|
First Respondent
MICHAEL GRIFFIN IN HIS CAPACITY AS
INDPENDENT MERITS REVIEWER
|
Second Respondent
REASONS FOR JUDGMENT
- This
is an application made on 24 May 2011, and amended on 29 September 2011,
pursuant to s.476 of the Migration Act 1958 (Cth) (“the
Act”), seeking review of the decision of Mr Michael Griffin, in his
capacity as an Independent Merits Reviewer,
to recommend to the first
respondent, the Minister for Immigration and Citizenship (“the
Minister”), that the applicant
(SZQGL) is not a person to whom Australia
owes protection obligations.
- The
issue in this case is whether, in light of Plaintiff M61/2010E v Commonwealth
of Australia; Plaintiff M69 of 2010 v Commonwealth of Australia [2010] HCA
41; (2010) 272 ALR 14 (“M61/M69”), the Court should grant
declaratory relief in relation to that recommendation.
- Specifically,
the recommendation was that the applicant should not be recognised as a person
to whom Australia has protection obligations.
However, the essence of the
recommendation was that he does not meet the definition of “refugee”
as set out in Article
1A(2) of the United Nations Convention Relating to the
Status of
Refugees.[1] (See
s.36(2) of the Act.)
Background
- The
relevant background to this case can be derived from the Court Book
(“CB”) and Supplementary Court Book (“SCB”)
filed by the
Minister.
- The
applicant is a Sri Lankan national who arrived at Christmas Island by boat on 7
February 2010. He was interviewed on 10 March
2010 at Christmas Island by an
officer of the Minister’s Department with the assistance of an interpreter
in the Tamil language
(CB 1 to CB 26).
- The
applicant appointed a migration agent, who was located in Melbourne, on 23 April
2010 (CB 35 to CB 38). On the same day the applicant
made a request for a
Refugee Status Assessment (“RSA”) and also submitted an accompanying
Statement of Claims (CB 39
to CB 64). He was interviewed for the purpose of
the RSA on 26 April 2010, again with the assistance of an interpreter in
the Tamil
language (CB 87.1).
Claims to Protection
- The
applicant is of Tamil ethnicity and of the Hindu faith. His claims to protection
are derived from his claimed forced participation
in the Liberation Tigers of
Tamil Eelam (“LTTE”) training in 2007 (CB 11).
- The
applicant claimed that when he participated in “Pongu Thamil
(sic:
Tamil) protests” which had been organised by the LTTE, he was
“videoed” by the army, and was consequently
“... detained
during round ups and beaten [where] masked men were brought to the round ups and
recognised [the applicant]...”
who was then placed in a “log
book” (CB 11.5).
- During
2007 and 2008 the applicant claimed that: “... [he] was taken by the SLA
[Sri Lankan Army] whenever a land mine was found.”
(CB 57.4.) He said
that this occurred because the SLA was in conflict with the LTTE (CB 56.8).
- The
applicant claimed that on 24 June 2009 a man was shot by the SLA in front of his
“snack” shop. After he indicated
to police that he would be able to
identify the assailant he started to receive threatening telephone calls from
someone who said
that “...he was from the CID and warned [the applicant]
against identifying the killer.” (CB 21.3.) For the following
two months,
he and his family were harassed by CID officers and on one occasion visited the
applicant’s wife when the applicant
was not at home and threatened her (CB
21.5). Consequently the applicant fled with his family to Colombo (CB
21.9).
- While
in Colombo the applicant claims he was taken by the police “... on
suspicion of being an LTTE supporter.” (CB 57.2.)
Although not formally
charged with anything, the applicant claimed that he had to pay a bribe to be
released (CB 57.3).
- Further,
the applicant claimed that because he held a “Valvettithurei (sic:
Valvettithurai) Identity Card” (his home village)
he encountered
“problems” and “was targeted more [by] the CID and the army...
[because] ... Valvettithurei (sic)
is famous because it is the birthplace of the
LTTE leader...” (CB 11.6). If the applicant were to return to
Sri Lanka, he claimed
that he did not know if he would “be shot or
jailed”, but that he would “not be alive” (CB 19.1). He
claimed
he would suffer serious harm because he would be a returnee and failed
asylum seeker and the authorities would be unable to protect
him from the SLA
(CB 58.2).
Initial Assessment
- The
applicant was interviewed by an officer of the Minister’s department in
relation to his claims on 10 March 2010. The assessor
had doubts regarding the
applicant’s credibility due to the inconsistency in the applicant’s
answers to interview questions
(CB 92.5). Further, the assessor was of the
view that the applicant fabricated his evidence to substantiate his refugee
claims and
consequently did not accept that the applicant would face a real
threat of serious harm if he were to return to Sri Lanka (CB
93.8)
Independent Merits Review
- On
13 July 2010 the applicant’s migration agent, on behalf of the applicant,
lodged a request for review of this assessment
by an independent review assessor
(CB 98 to CB 102).
- On
3 September 2010 the applicant’s migration agent wrote to the Refugee
Status Review Panel attaching a submission supporting
the applicant’s
claims for asylum (see SCB).
- On
29 November 2010 the applicant, with his advisor present, was interviewed by the
second respondent in these proceedings, who had
been assigned to conduct the
independent merits review of the Departmental officer’s assessment. (An
account of this interview
is to be found in the reviewer’s record at [12]
(at CB 121) to [16] (at CB 122).)
- On
7 April 2011 the applicant’s migration agent provided further
documentation to the office of the reviewer, including copies
of identification
documents for the applicant and a letter in support of the applicant’s
asylum claims (CB 103 to CB 108 and
CB 110 to CB 115).
- On
27 April 2011 a person from the reviewer’s office wrote to the
applicant’s migration agent informing the applicant
that the
identification documents provided were received after the reviewer had signed a
recommendation for the matter, and therefore
the documents were unable to be
considered by the reviewer who was now “functus officio” (CB
109).
- In
the decision, made on 13 April 2011, the reviewer held “... serious doubts
about the credibility...” of the claim that
the applicant had witnessed a
shooting outside his shop ([24] at CB 129.2). Further, there was “... no
evidence to suggest
that the police were actually making the telephone
threats... [or] that the Army, the CID, the LTTE or
pro-government
para-militaries were involved.” (CB 129.3.) In any event, the reviewer
commented that even if this claim were
accepted, there was “... nothing to
connect this event to Convention persecution.” (CB 129.3.)
- The
reviewer noted that the applicant had “... never been sought out as a
particular target...” during general security
round ups conducted by the
SLA ([25] at CB 129), and consequently there was nothing particular about the
applicant which would bring
him to the adverse interests of the authorities
([27] at CB 129). The reviewer did concede that the applicant may come to the
adverse
attention of authorities as a result of departing Sri Lanka illegally,
however this potential risk of harm “... would be pursuant
to the
application of the general law and not necessarily for a Convention
reason.” ([28] at CB 129.)
- In
consideration of the applicant’s Statement of Claims, the evidence
provided at the interview, and available country information,
the reviewer found
that the applicant did not meet the criteria for a protection visa and therefore
made the recommendation that
the applicant not be recognised as a person to whom
Australia owes protection obligations ([30] at CB 129 and [31] at CB
130).
Application to the Court
- An
application for review of the reviewer’s recommendation was made to the
Court on 24 May 2011, at which time the matter was
placed in the docket of
another Federal Magistrate. On 29 September 2011, with the benefit of legal
representation, an amended application
was made to the Court at which time the
matter was transferred to my docket.
- The
grounds of the amended application (without particulars) are:
- “1.
The Second Respondent failed to comply with the common law rules of procedural
fairness by failing to provide the Applicant
with an opportunity to comment on
adverse information which the Second Respondent later relied on.
- ...
- 2. The
Second Respondent’s decision was affected by legal error as the Second
Respondent failed to adequately consider or take
into account and/or give
genuine consideration to the grounds upon which the Applicant’s claim is
made.
- ...
- 3. The
Second Respondent failed to afford procedural fairness to the Applicant, in that
he failed to apply the correct legal principles
and to consider the grounds put
forward by the applicant.
- ...
- 4. The
Second Respondent’s decision was affected by legal error by failing to
comply with the with the [sic] common law rules
of procedural fairness by not
having regard to all the information put forward by the Applicant.
- ...”
- An
application to extend time pursuant to s.477 of the Act was also made with the
amended application. This repeated the ground for the granting of an extension
of time made in
the original application to the Court which
stated:
- “The
applicant considers it necessary in the interests of the administration of
justice to extend time because the applicant
is unrepresented, has been held in
remote detention since his arrival in Australia and has not been able to access
legal advice.
The applicant recently applied for legal aid.
- Further,
the applicant was moved from the Christmas Island Immigration Detention Centre
to the Scherger Immigration Detention Centre
just prior to the decision date.
Due to this, the applicant was very unsettled about as there were no case
management support from
the Department of Immigration and Citizenship. Also, he
was away from the IDC for 12 days for a medical attention. Further, the
applicant
could not find a Justice of the Peace or a lawyer at the new location
to witness his signature.
- The Easter
and associated holidays created additional challenges to the applicant due to
changes in the staff of Department of Immigration
in
Scherger.”
Before the Court
- Ms
R Bell of counsel appeared for the applicant. Mr HPT Bevan of counsel appeared
for the first respondent. Written submissions were
filed by both parties. Leave
was granted for the affidavit of Ms Susan Archer, affirmed on 22 September 2011,
to be read into evidence.
This annexed a transcript of the interview conducted
by the reviewer with the applicant. The Court Book and Supplementary Court Book
were taken into evidence. A document titled “GUIDELINES FOR INDEPENDENT
MERITS REVIEWERS” was marked as Applicant’s
Exhibit 1
(“AE-1”) (“Minister’s
Guidelines”).
The Court’s Jurisdiction
- The
reviewer’s decision was notified to the applicant on 21 April 2011 (see
the application to the Court). The letter of notification
was dated 21 April
2011 (CB 116). The application to the Court was made on 24 May 2011.
Section 477(1) of the Act requires an application to this Court seeking review
of the reviewer’s decision, pursuant to s.476 of the Act, to be made
within thirty-five days of the date of the letter of notification of the
decision (s.477(3)(d) of the Act).
- It
appears in these circumstances that the application was made just on thirty-five
days from the relevant date. In these circumstances
no application for extension
of time pursuant to s.477(2) of the Act was necessary. Consideration of this
matter in any event proceeded on the basis that the application was made within
the
relevant time limit.
- The
application as amended seeks, amongst other things, injunctive relief, and
thereby engages the jurisdiction of this Court as explained
by the High Court in
M61/M69 (see variously at [8], [50] – [52] and [99] –
[103]).
Ground One
- Ground
one asserts a failure to comply with the principles of procedural fairness at
common law. This is said to be in two ways.
- First,
the reviewer did not put to the applicant the country information, set out in
the decision record (at [17] at CB 122 to [21]
at CB 128), which was adverse to
the applicant’s interests and on which he relied to find adversely to the
applicant.
- Second,
the reviewer did not put to the applicant adverse findings, or otherwise give
the applicant the opportunity to address these
findings, about the
applicant’s personal circumstances.
- In
relation to country information the applicant’s position is that none of
this was put to the applicant at the actual “hearing”
(interview) by
the reviewer.
- The
applicant’s submission appeared to recognise that the applicant was
generally on notice of the issues to which the country
information related, and
the tenor of the country information, but that the rules of procedural fairness
required the reviewer to
specifically put this information to the applicant at
the “hearing”. It was also put that the information relied on by
the
reviewer was similar to what had been put previously, but was still
different.
- I
understood the applicant’s position to be that the reviewer set out in his
decision record a series of reports from international
sources (and extracts
from these reports). The reviewer did not give the reports or the extracts set
out in the decision record to
the applicant at the “hearing”. The
failure to give the “whole” of this information constituted a denial
of procedural fairness.
- To
the extent that the applicant’s references before the Court to a
“hearing” sought to invoke some reference to,
or analogy with, s.425
of the Act and what the High Court said in SZBEL v Minister for Immigration
and Multicultural and Indigenous Affairs [2006] HCA 63; (2006) 228 CLR 152;
(2006) 231 ALR 592 (“SZBEL”), such an invocation does not
assist the applicant.
- Section
425 of the Act is concerned with a statutory obligation on the Refugee Review
Tribunal (“the Tribunal”) to invite an applicant
to appear before it
at a hearing to give evidence and present arguments “relating to the
issues arising in relation to the
decision under review”. These words are
derived from s.425 of the Act itself.
- While
it is the case that I respectfully understand the High Court’s analysis in
SZBEL to be influenced by the common law principles of procedural
fairness, the analysis was focussed on the decision-maker’s obligation
as
it arose from the relevant statute.
- In
that case the decision-maker was required to ensure that the opportunity be
given to an applicant to meaningfully participate in
the hearing which was
designed to provide the medium in which not just that evidence and argument be
given per se, but evidence and argument be given specifically in relation
to the issues arising in relation to the delegate’s decision which
is the
subject of the review before the Tribunal.
- Thus,
in this context, the Tribunal’s obligation is discharged if those issues
are drawn to the applicant’s attention
as a result of the delegate’s
decision. It is where a “new” issue emerges that the Tribunal must
ensure the applicant
is made aware of it at the hearing.
- The
distinction between the current process and that before the Tribunal (which is
conducted pursuant to Pt. 7 of the Act) was relied
upon by the applicant’s
additional argument that the reviewer was obliged to put all of this country
information to the applicant
at the “hearing” because the process
before the reviewer was “de novo”.
- Without
expressing it as such, I understood the underlying basis of the
applicant’s argument otherwise, and in this latter regard,
to be that the
review in the current case was not analogous to the Tribunal’s review of
the delegate’s decision. Therefore
what the High Court said in SZBEL
(as referred to at [39] above) does not apply in the current
circumstances.
- The
applicant may have sought to point to what was said in M61/M69 at
[80]:
- “The
written and oral submissions advanced on behalf of Plaintiff M61 about
procedural fairness and error of law focused upon
the review of the Refugee
Status Assessment that was conducted by the third-named defendant (the
reviewer). The steps taken by the fourth-named defendant in
conducting the initial Refugee Status Assessment were rightly treated as
overtaken by the subsequent review. The reviewer concluded that
Plaintiff M61 did not meet the definition of a refugee set out in
Art 1A of
the Refugees Convention (as amended by the Refugees Protocol) and
recommended that he should not be recognised as a refugee.”
- [Emphasis
added.]
- It
is clear the reviewer is required to bring an open mind to the proceedings
before him. That is, to consider the claims “afresh”
without being
unduly influenced or prejudiced by what has been found before, and in accordance
with the principles of procedural
fairness. The Minister’s Guidelines
relevant to these matters also make that clear. (See at 18 of 24 and
“Attachment
D” of “AE-1”.)
- Ultimately
the focus on the word “hearing” before the reviewer, meaning the
interview he had with the applicant, is a
distraction from what is meant by the
word “hearing” as understood by one of the limbs of the concept of
procedural fairness
at common law. Namely the “hearing rule”.
- The
reviewer is required to act “fairly”. As was said by Mason J in
Kioa v West [1985] HCA 81; (1985) 159 CLR 550
(“Kioa”), that is: “... in the sense of
according procedural fairness, in the making of administrative decisions which
affect rights,
interests and legitimate expectations, subject only to the clear
manifestations of a contrary statutory intention.” (At 584.)
- While
s.425 of the Act does not necessarily embody a contrary statutory intention it
is, as I have said above, focussed on a particular statutory
construct. That is,
the invitation to a particular hearing and the opportunity to deal with the
issues arising in the review at that
hearing, if the issues have not already
been brought out into the open.
- The
reviewer’s relevant obligations here are not so shaped. The duty on the
reviewer to act “fairly” arises from
requirements at common law,
which does not always require an actual “hearing”, as distinct from
the applicant being heard.
- Here
again Kioa (per Mason J at 582) provides the relevant direction. The
common law “rule” of a hearing requires those affected by,
relevant
to this case, an administrative decision to have the opportunity to present
their case in relation to a decision which affects
them.
- This
means such a person has a right to be told the substance of the case against
them and to be given the opportunity to respond.
This does not mean that an oral
“hearing” is mandated in each and every case.
As I said in
Darabi v Minister for Immigration & Anor [2011] FMCA 371; (2011) 250
FLR 301 (“Darabi”) at [100], what is relevant is
that:
“The answer lays in what Allsop J said at [27] and at
the beginning of [28]: “Natural justice is ultimately a question
of
fairness”. This, with respect, is consistent with the authorities to which
I have referred above. What is fair depends on
the circumstances of the
particular case. That is, it is those circumstances that will dictate what is
required by way of procedural
fairness. I emphasise that what is required is
such as to ensure that the claimant knows the case against him, and has the
opportunity
to put his case.”
- In
somewhat similar circumstances in Darabi I reviewed relevant propositions
and authorities. The following are relevant to the current circumstances:
- At
[85]:
- “...
starting point for any consideration of procedural fairness for this cohort of
cases is M61/M69 itself. Relevantly (at
[91]):
- ‘Third,
procedural fairness required the reviewer to put before the plaintiff the
substance of matters that the reviewer knew
of and considered may bear upon
whether to accept the plaintiff’s claims... The reviewer should have put
to the plaintiff for
his consideration and comment those aspects of country
information known to the reviewer which the reviewer considered may bear upon
the claims the plaintiff made. He did
not.’”
- At
[87]:
- “...
Flick J in Dunghutti Elders Council (Aboriginal Corporation) RNTBC v Registrar
of Aboriginal and Torres Strait Islander
Corporations [2011] FCA 370 at [34]
gives clear relevant direction:
- ‘First,
irrespective of whether the requirement of disclosure is to be found by way of
implication in s 487-10(1) or in the common law rules of procedural fairness, it
is considered that the requirement is satisfied where the
‘substance’
of the legal and factual concern is disclosed. There is
no requirement that the documents or other material relied upon need necessarily
also be disclosed. Thus, in the context of procedural fairness, in M61/2010E
v The Commonwealth [2010] HCA 41 at [91], [2010] HCA 41; 272 ALR 14 at 36 French CJ,
Gummow, Hayne, Heydon, Crennan, Kiefel and Bell JJ said that
‘procedural fairness required the reviewer to put before the plaintiff
the substance of matters that the reviewer knew of and considered
may bear upon
whether to accept the plaintiff’s claims’. The ‘precise
detail of all matters upon which’ a decision-maker intends to rely
need not necessarily be disclosed: McVeigh v Willarra Pty Ltd [1984] FCA 379; (1984) 6
FCR 587 at 601 per Toohey, Wilcox and Spender JJ. See also: Karina Fisheries
Pty Ltd v Evans (Unreported, Federal Court of Australia, Forster J,
1 July 1988).’”
- At
[91] – [100]:
- “91.
The natural justice hearing rule, or, more relevantly, the accepted obligations
of procedural fairness, require the decision-maker
to give a claimant the
opportunity to put his or her case. Fairness requires that a claimant be given
the opportunity to be heard.
An element of this is that the decision-maker has
an obligation to unambiguously and clearly raise the critical issues on which
the
decision will turn (Kioa at 587, VAAC v Minister for Immigration
and Multicultural and Indigenous Affairs [2003] FCAFC 74; (2003) 129 FCR 168
at [27]). There was no argument between the parties that the extent of this
requirement is derived from the circumstances of each particular
case
(Haoucher v Minister for Immigration and Ethnic Affairs [1990] HCA 22;
(1990) 169 CLR 648 at 672 per Gaudron J).
- 92. There
is a clear requirement of fairness that a claimant be informed of the type of
matters that the reviewer may take into account,
but this does not lead to the
proposition that procedural fairness requires the claimant to have the
opportunity to comment on all
“adverse” information irrespective of
its credibility, relevance or significance (Kioa at 628 per Brennan
J).
- 93. The
reviewer’s obligation, and indeed the claimant’s entitlement, is to
have the claimant’s mind directed to
the core or critical issues on which
the decision will turn. This is, of course, so that the claimant will have the
opportunity of
dealing with it (Commissioner for ACT Revenue v Alphaone Pty
Ltd [1994] FCA 1074; (1994) 49 FCR 576 at 591). This is especially the case where the critical
issue to the decision is not apparent from its very nature or even the terms
of
the statute under which it is made (here the Migration Act). (Ex parte
Miah at [194] per Kirby J.)
- 94.
Relevantly, again depending on the circumstances of the particular case,
procedural fairness at common law may require that country
information be put to
the claimant as a matter of fairness (Ex parte Miah, WAEJ v Minister for
Immigration and Multicultural and Indigenous Affairs [2003] FCAFC 188),
particularly where the country information is determinative of the assessment or
decision (Muin at [24], [131] – [137] per McHugh J, at [229]
– [236] per Kirby J, at [263] – [268] per Hayne J, with whom Gummow
J agreed and at [64] per Gaudron J, Ex parte Miah at [97] – [99]
per Gaudron J, at [140] – [141] per McHugh J, at [193] – [194] per
Kirby J, Minister for Immigration and Multicultural and Indigenous Affairs v
NAMW [2004] FCAFC 264; (2004) 140 FCR 572 at [144]).
- 95. But
here again, and depending on the circumstances, where the country information is
used by the reviewer as a basis against
which to assess a complainant’s
claims, procedural fairness does not require that country information, even
where it is perceived
to be of relevance, be provided as long as the issues of
concern are raised and the claimant has an opportunity to put his or her
case
(VHAP of 2002 v Minister for Immigration and Multicultural and Indigenous
Affairs [2004] FCAFC 82 (‘VHAP of 2002’) at [27] –
[28] per Allsop J, Gyles and Conti JJ agreeing at [17]).
- 96. Some
caution must be taken with the bald assertion made in the respondent’s
written submissions (at [15] – page 5)
that: ‘Fairness does not
require the provision to an applicant of the documents or the specific text of
country information
in which the information might be contained’.
- 97. The
Minister says he relies on, in part, VHAP of 2002 per Allsop J at [27]
– [28] in support of this submission:
- ‘[27]
Natural justice and the analysis of whether, in any case, it was afforded is not
a process of syllogistic reasoning.
One does not approach it thus: the person is
entitled to adverse material, this material was relied on in reaching an adverse
result,
that makes it adverse material, it was not provided in terms, therefore
there has been a failure to afford natural justice.
- [28] Natural
justice is ultimately a question of fairness. The appellant here came to the
Tribunal armed with her material about
her country of origin in order to
persuade the Tribunal to reach a state of satisfaction about her, China, and her
future: that she
had a well-founded fear of persecution for a Convention reason
should she be required to return to China. In order to perform the
task required
of it by ss 36 and 65 of the Migration Act 1958, the Tribunal was required to
inform and educate itself about China generally, and about aspects of Chinese
life and affairs pertinent
to the appellant’s claims. In so analysing that
material the Tribunal might form a view about the appellant or her version
of
events, which fairness dictated, must be raised. That was done here. The
Tribunal will often have a store of experience and knowledge
about the country
in question without the need for specific reference to material. Sometimes, as
here, it will reach for specific
material for assistance. In doing so it was
only informing itself of matters against which to assess the claims of the
appellant.
If, as here, subjects of concern are raised, I do not see how
fairness requires provision of the specific text of country information
seen to
be of relevance.’
- 98. It is
the case that Allsop J states, with respect, with reference to the circumstances
before him, that where subjects of concern
are raised there is no need as a
matter of fairness to provide the specific text of the country
information.
- 99. In my
respectful view this still allows for the possibility that it should be provided
where, for example, the subjects of concern
are raised in such a way, or are of
such character, that the claimant can only have the opportunity to meaningfully
respond when
he has been given the actual text.
- 100. The
answer lays in what Allsop J said at [27] and at the beginning of [28]:
‘Natural justice is ultimately a question
of fairness’. This, with
respect, is consistent with the authorities to which I have referred above. What
is fair depends on
the circumstances of the particular case. That is, it is
those circumstances that will dictate what is required by way of procedural
fairness. I emphasise that what is required is such as to ensure that the
claimant knows the case against him, and has the opportunity
to put his
case.”
- What
then are the particular circumstances of this case in which it is said the
reviewer failed to provide procedural fairness at
common law?
- The
applicant’s attack centres on three areas. The first is the country
information set out in the reviewer’s decision
record (said to be at [17]
at CB 122 to [19] at CB 125). This information, drawn from a 2009 US State
Department Report and the Refugee
Review Tribunal’s advice to the
reviewer, concerns human rights abuses in Sri Lanka.
- The
applicant’s submissions, both oral and written, make no real attempt to
explain how this information was adverse to the
applicant’s claims, such
that it constituted the case against him, and in respect of which the reviewer
failed to provide him
with an opportunity to be heard.
- That
is, there was nothing put to argue that the information was, as was said in
Kioa (at [38] per Brennan J), “credible, relevant and
significant” to the decision.
- Here
I agree with Mr Bevan that the information was not necessarily adverse to the
applicant’s claims, nor adversely relevant
and significant to the decision
made. The human rights abuses set out in this report were expressly accepted by
the reviewer (see
at [26] at CB 129):
- “It
is beyond doubt that both the government and pro-government forces in Sri Lanka
and the LTTE had an appalling record of
human rights breaches during their civil
war (see US DOS Report). It is apparent that some young Tamil males in the north
and east
of the country were targeted and suffered serious harm or death in the
aftermath of the conflict, in Army detention camps and in
the community and that
many LTTE suspects remain in detention awaiting
trial...”
- This
situation is different, however, to the second set of information relied on by
the applicant. This is set out in the reviewer’s
decision at [19] (at CB
125) to [20] (at CB 127). In essence this information derives from three sources
and is concerned with the
situation of Tamil returnees to Sri Lanka.
- There
are three reports:
- Advice
from the Refugee Review Tribunal in April 2010 (CB 125).
- “Global
Tamil News Report” of 29 April 2010 (CB 127).
- The
Minister’s department’s “Country Guidance Note” of
28 October 2010 (CB 128).
- The
applicant’s position is that the reviewer relied on this information (see
at [28] at CB 129) yet no reference was made to
it at the interview, nor
otherwise during the process of the review. That given that in M61/M69
(at [85]) the High Court found error in that none of the country information
was put to the applicant at the interview, so too in
this case.
- The
applicant also relied on SZPAC v Minister for Immigration & Anor
[2011] FMCA 517, where the Court drew on M61/M69 to find that
the information subsequently relied upon was not given at the interview.
Jurisdictional error was found in the circumstances.
- In
this latter regard, the circumstances in that case are clearly distinguishable.
The information was contained in a document dated
after the interview. Plainly,
if the reviewer in that case relied on information to find adverse to the
applicant, information that
was “credible, relevant and
significant”, then the reliance on M61/M69 was, in my respectful
view, to draw on the proposition that the information was not given at the
interview. It could not have been,
in the circumstances. The inability to do so
at the interview in circumstances where it was relied upon therefore led to
jurisdictional
error.
- The
applicant also relies on the Ministerial Guidelines (at page 12 of
24):
- “...
As required by the common law rules of procedural fairness, Reviewers must
invite claimants to comment on any adverse
information...”
- I
did not see that this advanced matters beyond what is a simple expression of a
procedural fairness principle at common law. It does
not assist in the
consideration of whether they require that adverse information to be given at an
interview as opposed to any time
during the conduct of the review, such that an
applicant knows the case against them and is given the opportunity to
respond.
- It
is indeed the case that the Minister’s Guidelines require an invitation to
comment on adverse information, but I do not see
that they necessarily require
that this only be done at an interview.
- The
Minister relies essentially on the proposition that common law procedural
fairness requires the applicant to be on notice of the
matters on which the
decision turns, and to be given the opportunity to respond.
- The
Minister’s submissions, not unnaturally, and it must be said in contrast
to the approach by the applicant, focussed on what
the reviewer actually found.
It is the case that for the applicant to succeed, it is not sufficient to say
simply there was country
information, it was not put at the interview, and
therefore jurisdictional error follows.
- It
is where information that is credible, relevant and significant to the outcome,
and is not put or known to the applicant, such
that he has the opportunity to
answer the case against him, that jurisdictional error occurs. If the
information was not part of
the case to answer and in that sense adverse to the
applicant’s cause, then it is difficult to see how error can be said to
ensue.
- The
great beauty of the common law is that it calls on common sense for what is
fair, rather than on some artificial construct which
sometimes makes no sense
and may be said to be otherwise, or objectively, unfair. The obvious example is
that, under the statutory
code, country information of a non-in personam
nature, even though it may be adverse to an applicant’s cause, does not
have to be put to the applicant (ss.424A(1), 424A(3) and 424AA).
- In
any event the Minister focussed on [26] (at CB 129) of the reviewer’s
decision record:
- “...
However it is also apparent that many thousands have now left the camps and
returned to their home areas and that some
form of normality is returning in the
post-conflict environment.”
- The
first part of that paragraph, as set out above (at [55]), does not provide any
assistance to the applicant’s case. As Mr
Bevan submitted, that
information cannot be said to be adverse to the applicant’s cause.
- It
is to the last sentence that attention must be given (at [68] above). That
finding, or observation, by the reviewer is clearly
taken from what is said in
the “Global Tamil News Report” (see [57.2] above), which was
concerned, amongst many other
things, with the return of “displaced Tamil
civilians” to their home districts (see at CB 127).
- In
the circumstances of this case I agree with the Minister that there was no
obligation at common law for the reviewer to have put
this information to the
applicant at the interview, or otherwise.
- The
reason is that the applicant (and his representatives) already knew the case
against him in this regard, and were cognisant of
the substance of the
information referred to by the reviewer.
- The
issue of the situation regarding Tamil returnees to Sri Lanka was a live issue
before the initial assessor. The assessor’s
decision record made extensive
reference to country information in this regard (CB 94.5 to CB 96).
- That
the applicant and his advisors were alert to this issue and the country
information attendant on it, and understood its importance
to the review, is
seen in submissions made by them to the reviewer on 3 September 2010 (see
in particular at page 5 of the submissions
at SCB, and country information at
page 6):
- “...
The atrocities and war crimes that took place during the war were previously
covered up and now that they are exposed
the Sri Lankan Government is tireless
in its effort to assure the world that internally displaced Tamils are being
resettled and
members of the LTTE are being rehabilitated and there is no longer
ethnic persecution in Sri Lanka.
- ...
- We submit
that press reports regarding the resettlement of Tamils and the rehabilitation
of Tamil Tigers are post election propaganda
by the Sri Lankan Government and
that there is no evidence of the viability of these so called solutions, nor is
there any evidence
that the resettlement and rehabilitation campaigns will
continue...”
- The
comparison here can be made with what the reviewer relied upon (see at CB 95 to
CB 96). Mr Bevan conceded that the three sets
of country information (the
initial assertions, the representatives’ and the reviewer’s) were
not identical.
- However
I agree with the Minister that the obligation to be discharged by the reviewer
was that the applicant had the right to know
the case against him, and the
opportunity to answer that case before the reviewer. The applicant knew the
case, and had been exposed
to the substance of the country information which
ultimately informed and was relied upon by the reviewer. I cannot see any
failure
of procedural fairness in these circumstances.
- Ms
Bell sought to rely on what was said by the High Court in M61/M69 at [80]
(see at [42] above).
- Her
submission was that the words “the steps taken” and
“overtaken” should be understood as saying that, whatever
had
occurred before, the reviewer started with a “clear slate” and had
to go through all the “procedural steps
again”.
- I
do not agree. I respectfully do not understand the High Court to have said
this.
- First,
as the heading above that paragraph makes clear (“Plaintiff M61 –
Procedural fairness and error of law”)
the High Court (at [80] and
immediately following) was focussed on “the steps taken” in the
sense that the focus of their
consideration of “fairness” was on the
procedures taken, and not on the ultimate outcome (Attorney-General (NSW) v
Quin [1990] HCA 21; (1990) 170 CLR 1; (1990) 93 ALR 1).
- Second,
the starting point in the consideration was the submissions made on behalf of
M61. With respect, I understand the plain language
used to say that these
submissions focussed on the process before the reviewer, rather than the process
(“steps”) before
the initial assessor, because any procedural
fairness issues, or error at law, at the initial stage was
“overtaken” by
the process before the reviewer whose recommendation
was the one to be considered by the Minister.
- I
respectfully do not see any of this providing support for the applicant’s
position that what had previously occurred was to
be ignored by the reviewer.
The process before the initial assessor was not to be “focussed”
upon in litigation because
the reviewer’s process was the relevant
process, and the decision for consideration by the Minister and therefore the
Court
on judicial review.
- What
is further missing in the applicant’s submissions now is some
understanding that the review is not conducted in isolation.
As the
Minister’s Guidelines make clear, the process before the reviewer is a
continuation of a process commenced “within
48 to 72 hours of the”
applicant’s arrival in Australia (page 1 of 24). That process, at each
stage, is concerned with
the question of the applicant’s call on
Australia’s protection and whether Australia is obliged to respond to that
call
in a way positive to the applicant.
- Ultimately
the applicant, and his advisor, did not come to the review with a mind
“blanked out” as to what has occurred
in the past. They knew what
had gone before. In this context, and in this sense, while the reviewer is
obliged to consider the applicant’s
claims and circumstances with a fresh
mind, as explained above, the reviewer is entitled to have regard to what has
been said and
done in the past.
- In
the current case the applicant knew the case against him in terms of the
substance of the “credible, relevant and significant”
country
information adverse to his claims. The advisors plainly knew of it, they made
submissions to the reviewer. In these circumstances
I cannot see legal
error.
- The
final particular under ground one also does not assist the applicant. The
assertion here is that the reviewer failed to alert
the applicant at the
“hearing” to the issues to which the reasoning processes were
directed. The complaint is that the
reviewer did not put adverse findings, as
subsequently expressed in the decision record, to the applicant for
comment.
- Some
distinction needs to be made between “issues” and the
reviewer’s thought processes which led to the adverse
findings in the
context of these “issues”.
- To
the extent that the applicant relies on the matter of “issues” and
SZBEL, as set out above, that consideration, in my respectful
understanding, was focussed on and derived from s.425 of the Act, which does not
apply to the current circumstances.
- To
the extent that the word “issues” is used to convey some complaint
that the applicant did not know the case against
him, that also must be rejected
in light of what is set out elsewhere above.
- Finally,
as the Minister submits, the reviewer was not obliged to give the applicant a
running commentary on his thought processes.
- To
the extent that the High Court, in my respectful view, sought to draw from
general principles of procedural fairness and apply
that understanding to s.425
of the Act, then SZBEL stands in support of that proposition above, as
the Minister submits.
- The
following also stands in support of the proposition expressed at [90] above:
Re Ruddock (in his capacity as Minister for Immigration and Multicultural
Affairs) and Another; Ex parte Applicant S154/2002 [2003] HCA 60; (2003) 201
ALR 437 (“Ex parte Applicant S154/2002”) per Gummow and
Heydon JJ at [54], and per Kirby J at [85] – [86], Commissioner for
Australian Capital Territory Revenue v Alphaone Pty Ltd [1994] FCA 1074;
(1994) 49 FCR 576 at 592, WAGU v Minister for Immigration & Multicultural
& Indigenous Affairs [2003] FCA 912 per French J (as he then was).
- This
of course must be seen in the context, consistent with the applicant’s
right to know the case against him, of any adverse
conclusions not obviously
open on the material before the
decision-maker, or an obvious evaluation of
that material (Ex parte Applicant S154/2002 per McHugh J at [48] and per
Kirby J at [86] and NAJK v Minister for Immigration & Multicultural &
Indigenous Affairs [2004] FCA 163 per Jacobson J).
- Again,
it is to be stressed that an applicant should not be left unknowing as to the
risk of an adverse finding, and therefore deprived
of an opportunity to put
probative material in support of his position (Re Refugee Review Tribunal; Ex
parte Aala [2000] HCA 57; (2000) 204 CLR 82; (2000) 176 ALR 219 per Gaudron
and Gummow JJ at [78] and per McHugh J at [101]).
- In
the current case the applicant and his advisor knew that country information
existed concerning the situation of Tamil returnees
to Sri Lanka. His
advisors made submissions and provided other material to the reviewer in
response to this. The applicant’s
particular “(c)” to ground
one does not reveal legal error.
- In
all ground one is not made out.
Ground Two
- In
ground two the applicant asserts that the reviewer’s decision was affected
by legal error because the reviewer failed to
“adequately” consider,
or take into account, or give “genuine consideration” to, the
grounds upon which the
applicant’s claim was made.
- I
understand ground two to assert the type of error considered in such authorities
as NABE v Minister for Immigration & Multicultural & Indigenous
Affairs (No.2) [2004] FCAFC 263; (2004) 144 FCR 1 and Htun v
Minister for Immigration and Multicultural Affairs [2001] FCA 1802; (2001)
194 ALR 244. It must be said there appeared to be some difficulty in obtaining a
clear articulation as to how the reviewer was said to have fallen
into error in
this regard.
- In
the particular circumstances of this case, general assertions that the reviewer
failed to give proper consideration to country
information on its own, and as
the country information relates to the applicant’s claims, would appear to
be no more than a
challenge to the facts as found by the reviewer. In other
words, a call for the Court to engage in impermissible merits review
(Minister for Immigration & Ethnic Affairs v Wu Shan Liang [1996] HCA
6; (1996) 185 CLR 259; (1996) 136 ALR 481 (“Wu Shan
Liang”)).
- In
any event, the applicant asserts that the reviewer failed to understand, and
therefore failed to consider and properly deal with,
the following aspects of
his claims:
- The
reviewer did not consider that the applicant had been arrested a number of times
and asked to identify people said to be linked
to bombings in his village.
- The
significance of his personal circumstances in coming from his particular village
(Valvettithurai).
- The
reviewer focussed on the “shooting incident” and was thereby
diverted from considering the “real” or substantial
reasons advanced
in the claim.
- This
incident is “elevated” to be the applicant’s substantive
subjective reason for fearing persecutory harm.
- The
reviewer did not give proper consideration to the claims advanced by the
applicant in his Statutory Declaration and submissions
(no particularity
provided).
- In
attempting to give some shape to the applicant’s far ranging and in great
part generalised complaints before the Court, a
number of factors must be
noted.
- First,
the applicant’s claims evolved, and were explained and refined, over time.
The reviewer is obliged to deal with claims
as they survive and are ultimately
pressed. There is no obligation on the reviewer to deal with claims
abandoned.
- Second,
that the reviewer may have emphasised some of the applicant’s evidence in
his recorded analysis does not of itself reveal
error. This is simply part of
the process of evaluation with which the reviewer has been tasked.
- The
applicant’s submissions now appear to focus on the Statutory Declaration
and the advisors’ written submissions, without
proper regard to the
transcript of the interview which he has caused to be put before the Court.
- The
applicant’s Statutory Declaration is reproduced at CB 56 to CB 58. Ms Bell
submitted that the Statutory Declaration repeats
the claims and integers of
claims previously made by the applicant. The scope of the applicant’s
claims to fear persecutory
harm as expressed here is that he fled Sri Lanka
because he feared harm (on return) from the Sri Lankan authorities because, as
an
ethnic Tamil from Valvettithurai (as indicated on his identity card) he was,
and would be, suspected of involvement with the LTTE.
- The
applicant recounted instances of past harm, including being stopped and detained
after having undergone “compulsory training”
with the LTTE, and
during 2007 and 2008 taken for questioning every time a land mine was found in
his home area.
- The
applicant also recounted an incident where he witnessed a gunman who
“fired a bullet” near his “snack”
shop. He recognised
this person and agreed to cooperate with the police. He subsequently
“received calls” from people
who said they were the police
“but they were not”.
- The
advisors’ submissions are reproduced in the SCB. Here the
applicant’s claims were said to be those set out in the
Statutory
Declaration, and as set out in the submissions (page 1 and throughout).
- While
the submissions are conveniently grouped under relevant questions and refer to
legal authority and country information, they
do not expand the ambit of the
applicant’s claims other than to provide some depth. An example of this is
with the provision
of country information concerning the current situation of
Tamils in Sri Lanka (see page 5 and following).
- As
I understood it, the thrust of the applicant’s complaint was that the
reviewer focussed on the claims made at the interview
and failed to properly
deal with the totality of claims made.
- This
is said to be seen here where, at the interview, the reviewer focussed on the
“shooting incident” outside the applicant’s
shop (see at T5,
line 5 of the transcript of the interview) to the exclusion of other matters
advanced by the applicant. The submission
is that, at the interview, the
applicant did not necessarily repeat all the claims previously made.
- In
this regard, Ms Bell referred to T15, line 9 to T15, line 16 (see also T16
– T17) (Mr Hammond was the applicant’s advisor):
- “HAMMOND:
In his statement he said that he had been arrested a number of times and asked
to ID people who were involved with
bombings in his area. It’s something
that hasn’t really been covered in this interview.
- REVIEWER:
Mm-hmm.
- HAMMOND:
It’s really at the core of his fear of the Sri Lankan army persecuting him
due to a suspicion of being involved with
the LTTE.
- REVIEWER:
Well he hasn’t said anything about that.
- HAMMOND:
His statement.”
- The
interview canvassed the following matters:
- Documents
provided by the applicant and personal circumstances relating to his family (T3
– T4).
- Why
the applicant left Sri Lanka: the claim of threats to his life from the
authorities (T5).
- The
“shooting incident” (T5 – T7).
- The
applicant’s evidence as to why the authorities were interested in him: he
had been “compulsorily” trained by
the LTTE (T7).
- That
he was beaten by the authorities whenever he was caught in a “round
up” (T8).
- The
applicant’s return from India to Sri Lanka (Colombo) (T8).
- His
“Valvettithurai identity card” (T8).
- Travel
to Australia and his family’s travel to India (T9 – T10).
- The
reviewer told the applicant he found it difficult to believe his claims as to
why he could not return to Sri Lanka or go to India
(T11 – T14).
- The
representative, through the applicant, sought to clarify who it was who rang the
applicant after the “shooting incident”
(T14 – T15).
- The
representative emphasised that in the applicant’s “statement”
he said he had been arrested a number of times
and asked to identify people who
were involved with bombings in his area. The assertion was that that had not
been covered at the
interview and (T15, line 13 to T15, line
14):
- “...
It’s really at the core of his fear of the Sri Lankan army persecuting him
due to a suspicion of being involved
with the LTTE.”
- Further
detail by the applicant as to what occurred in the
“round-ups”
(T16).
- The
advisor’s submissions concerning returnees and suspicion of involvement
with the LTTE (T17 – T18).
- It
must be said that the applicant’s attack confuses claims made, and in
particular integers of claims made, with evidence and
assertions put in support
of these claims. It fails to recognise that the key reason for interviews (or
for that matter hearings)
is to clarify an applicant’s claims to fear
persecution, to enable the decision-maker to test the claims and evidence, to
put
the applicant on notice of matters adverse to him not already otherwise in
evidence, and to give him the opportunity to give his
explanations.
- It
is not meant as an opportunity to go over ever minute detail ever put forward by
an applicant (or his advisor). It is those claims
(and integers of claims) that
go to answer the central question of whether the applicant meets the definition
of “refugee”
that are crucial.
- In
relation to particular “(a)”, it is the case that the applicant
claimed to fear persecutory harm from the Sri Lankan
authorities, in particular
the Sri Lankan army.
- At
the interview the representative asserted that a core part of the
applicant’s claim was that he had been arrested a number
of times and
asked to identify people who were involved with bombings in his area (see
[113.11] above).
- It
is the case that the applicant was reported as having said at an interview
conducted soon after arrival in Australia that he was
taken by the Sri Lankan
army in “round-ups”, beaten, and that the authorities knew he had
received training and wanted
information about others who had undergone training
(CB 22.7). There was no specific reference beyond this to say that they wanted
information about the bombers, although it may be allowed that this can be
inferred in context.
- It
is this latter that attracts the applicant’s attack at particular
“(a)” (information about others).
- The
applicant particularly refers the Court to [11] (at CB 120 to CB 121) of
the reviewer’s decision, where the Statutory Declaration
is reproduced
(without headings). Contrary to the applicant’s assertions now, that
particular detail was not repeated in the
applicant’s Statutory
Declaration.
- Nor
does it appear in the representative’s written submissions (see SCB).
- At
the interview with the reviewer it is important to note the following.
- At
the beginning of the interview, the reviewer told the advisor that he had his
written submissions. Then (T3, line 14 to T3, line
17):
- “REVIEWER:
- ...
- Mr Hammond,
the submission I have is dated 3 September 2010. Is there anything over and
above that, that you wish to draw to my attention?
- HAMMOND:
No, nothing that I’m aware of. The applicant’s brought some
newspaper articles with him.”
- Throughout
the interview, while it was made clear by the applicant that he sought
protection because he feared persecutory harm, and
that this was based on the
authorities’ view of his ethnicity and village origins, and as revealed by
instances of past harm
such as being detained in round-ups, there was no mention
of the reason for this being that they wanted him to identify any person
who
planted bombs.
- Mr
Bevan emphasised in submissions that even when pressed (towards the end of the
interview), the applicant made no mention of this.
The following is relevant
(T14, line 29 to T16, line 10):
- “HAMMOND:
- ...
- There were
some questions about the phone call he received from people who identified
themselves as CID. A question that I might
suggest putting to him was who did he
think the phone call was from?
- REVIEWER:
He said he thinks they were the CID.
- HAMMOND: He
said they identified themselves as the CID. I don’t think he said he
thinks they were the CID.
- REVIEWER:
All right. Who do you think rang you and made the threat to you?
- CLAIMANT:
(THROUGH INTERPRETER): You see, when people phone you, you can’t see them.
So they said that they were CID. I don’t
know.
- REVIEWER:
So you don’t know who it was?
- CLAIMANT:
(THROUGH INTERPRETER): When I asked them they said we are CID, don’t talk
like this they said.
- REVIEWER:
Okay?
- HAMMOND: In
his statement he said that he had been arrested a number of times and asked to
ID people who were involved with bombings
in his area. It’s something that
hasn’t really been covered in this interview.
- REVIEWER:
Mm-hmm.
- HAMMOND:
It’s really at the core of his fear of the Sri Lankan army persecuting him
due to a suspicion of being involved with
the LTTE.
- REVIEWER:
Well he hasn’t said anything about that.
- HAMMOND:
His statement.
- REVIEWER:
Yeah, I know what’s in his statement, but I’ve asked him and he said
he was threatened and he left within one
to two weeks after the phone call. He
hasn’t said anything about the other matters you’re
raising.
- HAMMOND:
Those happened before.
- REVIEWER:
Pardon me?
- HAMMOND:
Those events happened before the incident with the shooting out the front of his
shop.
- REVIEWER:
Is there anything else you want to tell me about why you left the country other
than the threat over the telephone?
- INTERPRETER:
Excuse me, also do you want me to explain what was just said?
- REVIEWER:
No, I just want you to ask him that question, thank you.
- INTERPRETER:
Sorry, can you repeat?
- REVIEWER:
The question is, is there any other reason you left the country other than the
threat over the telephone?
- CLAIMANT:
(THROUGH INTERPRETER): Because I had, I was one of those persons who was
compulsorily trained, they will say you have some
connection with the LTTE
otherwise you would not have run away.
- REVIEWER:
Did you have any other problems with the authorities besides the fact that you
sometimes got caught in round-ups and you’d
been compulsorily trained by
the LTTE?
- CLAIMANT:
(THROUGH INTERPRETER): It’s not the Sri Lankan authorities. It is
just that I have had this compulsory training,
then there is the shooting
incident. The reason I have organised it, in 2005 I organised, we organised the
rising Tamil function.”
- What
must not be forgotten is, as trite as it is to say, that the claims to
persecutory harm are the applicant’s, not the advisors’.
In the
circumstances, Mr Bevan was correct in his submissions that there was ultimately
no obligation on the reviewer to specifically
address and to make a finding in
relation to being asked to identify people who planted bombs.
- As
the transcript of the interview reveals, the applicant himself either abandoned
this factual assertion or chose not to press it.
Whichever of these, what
remains clear is that he was given the specific opportunity to identify the
exact nature of the problems
with the authorities. The reviewer addressed his
claimed, as ultimately presented, problems in his decision record.
- I
also accept Mr Bevan’s submission in the alternative that the particular
of being asked to identify those who planted bombs
does not advance the strength
of the claim advanced by the applicant.
- That
claim was that he was of interest to the Sri Lankan authorities because of his
Tamil ethnicity, his village origins, and because
he had been trained by the
LTTE. Further, that he had been picked up in round-ups, detained and beaten.
That he was asked certain
questions during this detention does not in the
circumstances materially add to the seriousness of the harm claimed to be
feared.
Nor did it provide in the circumstances a separate reason for being
“picked up”.
- The
reviewer’s findings were that he was not of specific interest to the
authorities, but was picked up in random round-ups,
and even in circumstances
where the authorities knew he was trained by the LTTE, and was arrested and
beaten, he was “... Nevertheless...
released on each occasion...”
([25] at CB 129).
- In
these circumstances the reviewer’s finding is such that, whatever
questions may have been asked of him, he was “nevertheless...
released”. This finding was open to the reviewer. In all the
circumstances, I cannot see error as asserted in particular
“(a)”.
- The
particular at “(b)” asserts the reviewer failed to take into account
or give genuine consideration to the significance
of the applicant’s
personal circumstances, including that he came from a particular village. The
reference here is again to
the reviewer’s reproduction of the
applicant’s Statutory Declaration (at [11] in the decision record at CB
120).
- The
answer to the applicant’s complaint here is that the reviewer accepted
that some young Tamil males from the north and east
had suffered serious harm in
the aftermath of the conflict in Sri Lanka ([26] at CB 129).
- There
is nothing in the applicant’s claim to have come from a particular village
in the north-east that goes beyond that finding
as made by the reviewer. The
applicant’s claim was that his “ID” identified him as coming
from a particular village.
The significance of this was that this identified him
as coming from a “Tamil area” in the north-east. The
reviewer’s
relevant findings encompassed that detail.
- That
he may have been able to identify people from his home village who planted
bombs, as the applicant’s submissions now claim,
is dealt with above, and
does not succeed for the same reasons.
- At
particulars “(c)” and “(d)” the applicant complains that
the reviewer gave greater emphasis to the “shooting
incident” and
saw this as the basis for the applicant’s subjective fear of the
authorities. That as a result he did not
give proper or realistic consideration
to the actual claims advanced by the applicant (particular
“(e)”).
- Again,
to some extent, the applicant relies on the transcript of the interview to
support these assertions. It is the case that the
“shooting
incident” was discussed at the interview, however any plain reading of the
“Findings and Reasons”,
which is the reviewer’s analysis of
the claims, his consideration of them, reveals that the applicant’s claims
to fear
harm were properly understood and considered.
- The
reviewer understood that he feared harm from the Sri Lankan authorities because
of his “age and Tamil ethnicity his basic
military training with the
LTTE”. That he also feared harm because of the “shooting
incident” was additional to
these ([24] at CB 128 to CB 129).
- The
reviewer dealt with each. See (in the reviewer’s analysis):
- [24]
– for the “shooting incident”.
- [25]
– that he was generally a target.
- [26]
– young Tamil males and those suspected of LTTE links.
- [27]
– a young Tamil male from the north.
- [28]
– risk as a returnee.
- That
the reviewer gave certain weight to the “shooting incident” does not
lead to support a claim that he misunderstood
the claims or failed to properly
deal with them.
- In
all ground two is not made out.
Ground Three
- In
ground three the applicant asserts a denial of procedural fairness in that the
reviewer failed to apply the correct “legal
principles” and did not
consider the grounds put forward by the applicant.
- It
must be said that the exact nature of the legal ground sought to be advanced was
never made clear. For example is the complaint
one of a failure to apply the
correct law, or asking the wrong question, a failure to consider an integer of
the applicant’s
claims, or something else?
- At
best, I understood from oral submissions that the complaint is that the
applicant had claimed to fear returning to Sri Lanka because
of a Convention
reason, and that that fear was linked to returning as someone who had left the
country illegally.
- Further,
that there was country information before the reviewer to show that such
returnees would suffer persecutory harm. The submission
was that this was
sufficient to link the applicant’s claims to the Convention and the
reviewer did not properly deal with it.
- I
agree with Mr Bevan that the thrust of the ground, as asserted in the
application, that is that the reviewer failed to deal with
an integer of the
applicant’s claims, is not made out for all the reasons set out above in
consideration of ground two.
- I
should just note that to the extent that the application asserts that the
applicant claimed to fear persecutory harm from the LTTE,
then the applicant has
failed to show on the evidence presented that he ever claimed to fear harm on
return from the LTTE. The reference
to “Line 553 of the transcript”
in the particulars is meaningless given the page specific numbering system used
in the
transcript, which in any event appears to only contain a total of 527
lines. In any event this was not pressed before the Court.
- The
applicant’s claim that he received telephone calls from people after he
began to cooperate with the police never rose above
a vague explanation by the
applicant that it was not the police who made the calls.
- In
any event, the reviewer directly dealt with this claim. He found that there was
“no evidence to suggest” the “shooting
incident” and its
aftermath was “a political matter”. The reviewer plainly considered
all possible groups which
in the circumstances could have made the telephone
calls. These included “the LTTE” (see [24] at CB 129). These
findings
were open to the reviewer on what was before him.
- What
is left is what the reviewer plainly said at [28] (at CB 129):
- “As
to him being at risk of harm as a ‘returnee’, it may be that the
claimant would come to the adverse attention
of the authorities for departing
Sri Lanka illegally but that would be pursuant to the application of the general
law and not necessarily
for a Convention reason. The country information
suggests that in the absence of a LTTE connection or a criminal record, a
returnee
is not likely to encounter significant problems. I am satisfied that
neither of those factors applies to the claimant. The claimant
was many times
released by the authorities after a brief detention despite his minor LTTE
connection. I find on the evidence that
there is not a real chance the claimant
would face harm as a returnee for reasons of race, ethnicity or imputed
political opinion.”
- In
the circumstances the applicant’s ground, as explained in submissions,
does not rise above a request for impermissible merits
review (Wu Shan
Liang). The reviewer’s finding at [28] (at CB 129), in light of
country information before him, was reasonably open to him. As I
have already
found, the reviewer’s earlier finding at [25] (at CB 129) which
rejected the claim that the applicant would be
of interest to the authorities on
return, was equally open to him, and was a finding for which he gave
reasons.
- I
should just note that the applicant relied on MZYLF v Minister for
Immigration & Anor [2011] FMCA 621 (“MZYLF”)
at [29] – [33], where Riethmuller FM found that there had been a
failure to consider one of the applicant’s grounds, namely
the failure to
deal with a Sri Lankan applicant’s claim to fear persecutory harm on
return, on the basis of returning after
leaving illegally, instead dealing with
the claim on the basis of the applicant being a failed asylum seeker (at [32]
– [33]).
- How
this follows from the extract of the reviewer’s decision record reproduced
at [31] of MZYLF remains, with respect, unexplained. It may be that this
would become clearer if the reviewer’s subsequent reasoning (as referred
to at [32] of MZYLF) was set out there. On its face I respectfully
could not follow the distinction sought to be made in the circumstances as
explained
in that case. Again with respect, and on that basis, I do not find it
persuasive as precedent to be followed on the basis of comity.
- In
any event the circumstances of this case are plainly distinguished from what
apparently was before the Court in MZYLF. The extract referred to at
[150] above makes it clear that the reviewer in the current case understood the
claim to be based on
having left illegally. He dealt with it on that basis.
- No
legal error is revealed by ground three.
Ground Four
- In
ground four the applicant asserts that the reviewer fell into legal error by
failing to comply with common law procedural fairness
by not having regard to
all of the information put forward by the applicant.
- The
particulars explain that at the interview the applicant provided certain
documents (three articles) in the Tamil language. The
reviewer did not have the
documents translated, and he should have done so. The complaint is that it was
insufficient for the reviewer
to simply ask the applicant about the
documents.
- A
further iteration of this complaint is that by “receiving the documents
the reviewer purported” to intend to give them
proper consideration
“to the documents”, and thereby implied that there was no obligation
on the applicant to have them
translated.
- This
latter was not pressed or explained in written or oral submissions. In any event
it does not ultimately assist the applicant,
given the consideration below.
- Before
the Court Ms Bell relevantly referred to the transcript:
- At
T3, line 16 to T3, line 18:
- “HAMMOND:
No, nothing that I’m aware of. The applicant’s brought some
newspaper articles with him.
- REVIEWER:
All right, I’ll look at those now.”
- At
T3, line 24 to T4, line 24:
- “REVIEWER:
Right. Thank you. [Applicant] because they’re not in English they’re
of little assistance to me I’m
afraid, but you can tell me about them if
you want to.
- CLAIMANT:
(THROUGH INTERPRETER): Can I tell you now?
- REVIEWER:
Yes.
- CLAIMANT:
(THROUGH INTERPRETER): The headline says that the Government still has suspicion
of the people of the north.
- REVIEWER:
Yeah?
- CLAIMANT:
(THROUGH INTERPRETER): The headline says that the Tigers are engaged in
reforming themselves in order to create a Tamil
ullam and the next sub-heading
says that in the last month 4,562 people have been arrested.
- REVIEWER:
Yeah?
- CLAIMANT:
(THROUGH INTERPRETER): So the next one says that there are a large number of,
thousands of army, armed soldiers are being
hit in the area which is known as
Barumbarachi East.
- REVIEWER:
And the people are being what in that area?
- INTERPRETER:
They are bringing in and heaping a large number of, bringing a large number of
soldiers there, the Tamil ones, they
are being heaped here, and because of that
the people are all getting very nervous and afraid.
- REVIEWER:
Mm-hmm?
- CLAIMANT:
(THROUGH INTERPRETER): A person who went by plane from India to Sri Lanka is
missing. From the airport he is missing.
- REVIEWER:
Are these all from the same newspaper or different newspapers?
- CLAIMANT:
(THROUGH INTERPRETER): They are from different newspapers.
- INTERPRETER:
He gives the name of the newspapers.
- REVIEWER:
Tell me what the newspapers are?
- CLAIMANT:
(THROUGH INTERPRETER): These two newspapers are called Udien(?) which means
‘the rising sun’. This one is an
Indian paper which says Padyu(?)
which means ‘record’. This is cut from somewhere. I am unable to say
as to from where
it has come.”
- Ms
Bell submitted that decision-makers “are not necessarily under a duty to
translate documents that are presented untranslated”,
but that the common
law rules of natural justice require that if such documents could have been
easily translated the reviewer was
under a duty to have them translated, and to
then consider them as part of the applicant’s case.
- The
applicant relies on X v Minister for Immigration & Multicultural
Affairs [2002] FCA 56; (2002) 116 FCR 319 (“X”),
particularly at [29] – [30] per Gray J. The argument is that the current
circumstances are on a par with what was
presented in X where the
decision-maker was said to have proceeded not to consider the document in that
case because it was not translated.
- The
argument continues that nor did the reviewer in the current case arrange for the
documents to be translated at the “hearing”.
The submission was that
they were short documents and this could easily have been done.
- I
should just note that, although referred to in written submissions in relation
to this ground, a number of other cases were not
pressed or handed up during the
course of the hearing: MZXTZ v Minister for Immigration & Citizenship
(includes Corrigendum dated 17 August 2009) [2009] FCA 888, WAIQ v
Minister for Immigration [2002] FMCA 319 and Minister for Immigration and
Citizenship v Le [2007] FCA 1318; (2007) 164 FCR 151. I can only
speculate that, as for example with the latter case’s focus on the duty to
inquire, these authorities ultimately
go beyond the scope of the complaint as
pressed.
- For
present purposes what was said in X (at [29] – [30]) must
respectfully also be considered in the context of what was also said by another
Full Federal Court in
Cabal v Minister for Immigration & Multicultural
Affairs (Includes Corrigenda dated 15 May 2001) [2001] FCA 546 per Wilcox,
Whitlam and Marshall JJ at [25]:
- “There
may be occasions in which the RRT is under an obligation to obtain a translation
of a particular document which is in
a foreign language and whose relevance has
been explained to the RRT. However, the primary judge was correct when he said,
as a general
proposition, at [48] that the RRT ‘is not required to
translate material in a foreign language’ or ‘consider large
volumes
of material whose evidence is not explained’. Its failure to do so will
not mean that it failed to consider or review
an application in accordance with
s414(1) of the Act or s54 of the Act, if applicable, when it has otherwise dealt
with all material considered by it to be germane to its task of reviewing
the
decision of the delegate. In the present case the additional material was
voluminous (including 19 textbooks in Spanish) and
its relevance
unexplained.”
- In
my respectful view Moore J in S14/2002 v Minister for Immigration &
Multicultural & Indigenous Affairs (with Corrigendum dated 3 February
2004) [2003] FCA 1153, who was part of the majority in X with Gray J,
provides the direction for this Court now (at [49]):
- “I
finally deal with the contention that the Tribunal failed to afford the
applicant procedural fairness first by not securing
translations of a newspaper
article and the brother’s letter and secondly by not providing the
applicant with a copy of the
Reuters article and giving him an opportunity to
comment on it. Circumstances can arise where the failure of a Tribunal to obtain
the translation of a document, or at least where it fails to inform the
applicant who has furnished the document that it does not
propose to rely it
because it was not translated and thus deny the applicant an opportunity to
explain its contents, will result
in a denial of procedural fairness: see X
v Minister for Immigration & Multicultural Affairs [2002] FCA 56;
(2002) 116 FCR 319. However generally the Tribunal is not obliged to obtain a
translation of documents furnished by the applicant in a foreign language
at
least in circumstances where the Tribunal ascertains the gist of the material if
it is significant: see Cabal v Minister for Immigration & Multicultural
Affairs [2001] FCA 546. In the present case the Tribunal asked the applicant,
through the interpreter, a series of questions both about the newspaper article
and the brother’s letter. In so doing it ascertained the gist of each
document for the purposes of understanding the way in
which the applicant relied
on them. Its approach was, in my opinion,
unexceptionable.”
- Just
so in the current case. The reviewer did not just reject the documents
(newspaper articles) because they were untranslated.
He invited the
applicant at the interview to tell him about these documents. The applicant
proceeded to do so.
- At
three points the reviewer sought some clarification from what the applicant said
was in one of the documents (see at T4, lines
7, 15 and 20).
- As
Moore J said of the circumstances before him, the reviewer in the current case
asked the applicant about the newspaper articles
and he ascertained the
“gist” of the documents in order to understand the way in which the
applicant sought to rely on
them.
- I
accept Mr Bevan’s submission that the reviewer’s initial response
(that because the documents were not in English they
were of “little
assistance”) was plainly put in the context that, in that form, they could
not assist him.
- What
follows, however (“you can tell me about them”), takes the
circumstances of this case out of the circumstances found
in X, where the
material in question was completely ignored because it was not translated.
- It
must not be forgotten that the applicant’s representative was present at
the “hearing”. The applicant therefore
would have had the
opportunity to have pressed anything further in relation to these newspaper
articles.
- As
to whether these documents were “considered” beyond what was said at
the interview, the reviewer’s record reveals
that he acknowledged that
these documents were put before him, and recounts the applicant’s
explanation of their relevance
to his claims (see [12] at CB 121).
- What
the reviewer made of these documents, as explained, is a matter for the reviewer
in the evaluation of the evidence before him.
It was a part of the fact finding
exercise central to the task allocated to him.
- To
the extent that the applicant told the reviewer that the articles dealt in turn
with the authorities’ suspicion of “the
North”, that a large
number of people had been arrested in the previous month, and that
“thousands of soldiers are coming
into the area”, this was all part
of the substance of the country information ultimately considered by the
reviewer.
- It
is interesting to note that, while the applicant’s particular refers to
three documents (see particular “(a)”),
the transcript reveals there
was a fourth (see T4, line 13 to T4, line 14). In any event, the reviewer also
noted that this was before
him (see [12] at CB 121).
- The
ground therefore as pleaded, particularised, and explained, is not made
out.
Conclusion
- With
the benefit of legal assistance and representation, none of the grounds the
applicant has put before the Court are made out.
The application should
therefore be dismissed. I will make an order accordingly.
I
certify that the preceding 178178one hundred178178seventy-eighttwenty-sixone
hundred and seventy-eight (178) paragraphs are a true
copy of the reasons for
judgment of Nicholls FM
Date: 21 December 2011
[1] Opened for
signature 28 July 1951, 189 UNTS 137 (entered into force 22 April 1954) and the
Protocol Relating to the Status of Refugees, opened for signature 31
January 1967, 606 UNTS 267 (entered into force 4 October 1967) (“Refugees
Convention”).
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