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Clement v Minister For Finance & Deregulation [2009] FMCA 43 (30 January 2009)
Last Updated: 4 March 2009
FEDERAL MAGISTRATES COURT OF AUSTRALIA
CLEMENT v MINISTER FOR
FINANCE & DEREGULATION
|
|
ADMINISTRATIVE LAW – Act of grace payment
– judicial review – merits review – moral obligation or
responsibility
– summary disposal.
|
Criminal Justice Act 1988 (UK), s.133
|
M. Aronson, B. Dyer, M. Groves, Judicial Review of Administrative
Action, (Third Edition) (Sydney: Lawbook Co., 2004) P. Cane, L.
McDonald, Principles of Administrative Law: Legal Regulation of Governance,
(Melbourne: Oxford University Press, 2008) M. Groves, H.P. Lee, (eds.)
Australian Administrative Law: Fundamentals, Principles and Doctrines,
(Cambridge: Cambridge University Press, 2007)
Aristotle, Nicomachean Ethics J.Annas, The Morality of
Happiness, (New York: Oxford University Press, 1993) J. Casey, Pagan
Virtue: An Essay in Ethics, (Oxford: Clarendon Press, 1990) Cicero,
De Officiis (On Duties P. Coss (ed.), The Moral World of Law,
(Cambridge: Cambridge University Press, 2000 [reprint 2007]) S. Fleischacker,
A Short History of Distributive Justice, (Cambridge, MA: Harvard
University Press, 2004) R. George (ed.), Natural Law Theory: Contemporary
Essays, (Oxford: Clarendon Press, 1992 [reprint 1994]) Lewis and Short,
A Latin Dictionary, (Oxford: Clarendon Press, 1879 [reprint 1987]) F.
D. Miller Jr., Nature, Justice, and Rights in Aristotle’s Politics,
(Oxford: Clarendon Press, 1995 [reprint 2004]) M. Nussbaum, The fragility
of goodness: Luck and ethics in Greek tragedy and philosophy, (Cambridge:
Cambridge University Press, 1986) J. Rist, Real Ethics: Rethinking the
Foundations of Morality, (Cambridge: Cambridge University Press, 2002) T.
Williams, Who is my neighbour? Personalism and the Foundations of Human
Rights, (Washington DC: The Catholic University of America Press,
2005)
|
|
Respondent:
|
THE HONOURABLE LINDSAY TANNER, MINISTER FOR
FINANCE & DEREGULATION
|
REPRESENTATION
Counsel for the
Applicant:
|
Ms Clement in person
|
Counsel for the Respondent:
|
Mr McCarthy
|
Solicitors for the Respondent:
|
Blake Dawson
|
ORDERS
(1) The Application filed on 5th May 2008 be dismissed
with costs.
FEDERAL MAGISTRATESCOURT OF AUSTRALIA
ATCANBERRA
|
CAG 20 of 2008
Applicant
And
THE HONOURABLE LINDSAY TANNER
MINISTER FOR FINANCE & DEREGULATION
|
Respondent
REASONS FOR JUDGMENT
Introduction
- The
Applicant, Ms Clement, can rightly be described as an experienced litigator.
She clearly has had, and continues to have, numerous
proceedings before various
tribunals and courts. Not inaccurately, she may also properly have earned the
description of “dogged”
in her pursuit of matters that date back to
and arise out of her employment with the Australian Bureau of Statistics
(“ABS”)
in the late 1980s and early 1990s, which is the factual
genesis for these proceedings.
- Those
proceedings and that history are exhaustively documented in Dr Verney’s
affidavit, affirmed on 27th June 2008, and its three
volumes of annexures totalling more than 1000 pages, filed in the current
proceedings. Dr Verney filed
a supplementary affidavit, affirmed on
14th August 2008, to complete the documentary
chronicle.[1] Dr Verney
is the Branch Manager of the Special Claims and Land Policy Branch, within the
Asset Management Group of the Department
of Finance and Deregulation.
- Ms
Clement is assisted in her various litigious pursuits – including the
current proceedings - by her husband, Mr Howard-Smith.
He advised the Court
that he was legally trained but no longer held a practising certificate. In
what area(s) of law he practised,
for what period(s) of time, and when he last
formally practised, were not canvassed. In the proceedings before me I
permitted him
to remain at the Bar table to support his wife. From time to
time, with leave of the Court and with the ready agreement of Counsel
for the
Respondent, Mr McCarthy, I allowed him to speak on a particular point from time
to time. He advised the Court that he was
“an expert in
justice.”
- It
should be recorded at the outset that, from my perspective during the conduct of
the hearing and matters preparatory thereto, those
acting for the Respondent,
and especially his Counsel, were exemplary in their dealings with and conduct
towards the Applicant and
her husband. They more than upheld the
responsibilities expected of model litigants. Indeed, throughout the hearing
itself, the
conduct of Mr McCarthy and those instructing him towards Ms Clement
and her husband (both of whom, it may be said, I hope not uncharitably,
are
quite senior in age to those who were opposing them) struck me as being
genuinely gracious and generous – somewhat uncommon
virtues, generally
speaking, in litigation.
- I
venture one further general observation: in reading the significant material put
before the Court, it may be said rather confidently
that every word written thus
far in earlier litigation of one kind or another has consistently been used in
later proceedings (using
the term very generally) by Ms Clement in her
relentless pursuit of what she perceives to be her utterly genuine claim(s) for
redress
that arise (she says) out of her time of employment with the ABS. It is
more probable than not that these proceedings, and every
word of this judgment,
will suffer the same fate. It too will more likely than not become part of the
ongoing history of litigation
that fills the life of the Applicant and her
husband. In that respect, this Court may well become but something of a
judicial speed-bump
on the road to further appeal. I do not intend such a
comment to be either a self-fulfilling prophecy or an incitement to proceed
as
indicated.
I. The Applications
- By
letter dated 12th February 2008, the Honourable Lindsay
Tanner, the Minister for Finance and Deregulation (“the Minister”),
informed Ms
Clement of his decision not to make an `act of grace’ payment
to her under s.33 of the Financial Management and Accountability Act 1997
(Cth) (“the Act”). That section states:
- (1) If the
Finance Minister considers it appropriate to do so because of special
circumstances, he or she may authorise the making
of any of the following
payments to a person (even though the payment or payments would not otherwise be
authorised by law or required
to meet a legal liability);
- (a) one or
more payments of an amount or amounts specified in the authorisation (or worked
out in accordance with the authorisation);
- (b) periodical
payments of an amount specified in the authorisation (or worked out in
accordance with the authorisation), during
a period specified in the
authorisation (or worked out in accordance with the
authorisation).
- (2) If a
proposed authorisation would involve, or be likely to involve, a total amount of
more than $100,000, the Finance Minister
must first consider a report of an
Advisory Committee set up under section 59.
- (3) Conditions
may be attached to payments under this section. If a condition is breached, the
payment may be recovered by the Commonwealth
as a debt in a court of competent
jurisdiction.
- Ms
Clement had originally applied for such a payment by letter dated
3rd December 2000. In that letter she sought an act of
grace payment for a sum of $1,518,552. On 5th February
2001, the then Parliamentary Secretary to the Minister for Finance and
Administration, Mr Slipper MP, advised Ms Clement
that her application for such
a payment had been declined. Mr Slipper’s decision was challenged in this
Court in 2004 but
the proceedings were ultimately discontinued in March 2005.
- I
should also note that following further representations to the Minister at the
time, Mr Slipper agreed to the establishment of an
independent inquiry into Ms
Clement’s various claims. In March 2004, the Department of Finance and
Administration engaged
Mr Peter Grills to conduct that inquiry, which included
meeting with Ms Clement and receiving from her a typically detailed written
submission. On 12th May 2004 Mr Grills provided his
report with its recommendation that the Minister’s decision not to make an
act of grace payment
should be affirmed. It was subsequent to that report and
recommendation that Mr Slipper confirmed his earlier decision not to make
such a
payment to Ms Clement and which gave rise to the initial legal challenge in this
Court – ultimately discontinued –
that is referred to in the
previous paragraph. Mr Grills’ report is part of the annexure to Dr
Verney’s affidavit (tab
35 of GSV 38).
- Between
2005 and 2007, a number of different Ministers had the carriage of and the
responsibility for Ms Clement’s matter –
if I may describe it so.
As recently as 18th December 2007, in response to an
invitation from Senator Colbeck’s solicitors (the Senator had become the
Parliamentary Secretary
to the Minister for Finance and Administration in
January 2006), Ms Clement provided further written comments in relation to
Senator
Colbeck’s reconsideration of an act of grace
payment.[2]
- The
final evidentiary matter to note here is that prior to making his decision,
Minister Tanner was provided with a detailed brief
of materials in relation to
his consideration of making an act of grace payment to Ms Clement. That brief
is also part of the annexure
to Dr Verney’s affidavit (GSV 38). Part of
Ms Clement’s grounds of complaint is that she was not afforded an
opportunity
to comment on the brief provided to the Minister.
- For
the sake of expediency, apart from anything else, I can dispose of that protest
immediately simply by noting that the brief comprised
the materials that had
been provided to previous Ministers and Parliamentary Secretaries, and to Mr
Grills. This is also to say
that Ms Clement had seen and had commented on all
of the materials that comprised the brief to the
Minister.[3] There is
no basis for this complaint by the Applicant.
- A
copy of Minister Tanner’s letter of 12th January
2008, rejecting her request for an `act of grace payment,’ is annexed to
Ms Clement’s Application for an Order
of Review, filed on
5th May 2008. In it he stated:
- You have
submitted that, while working at the Australian Bureau of Statistics (ABS), you
discovered weaknesses in the ABS’
computer security arrangements which
enabled insider trading. You have further submitted that officers in the ABS
and Comcare tried
to stop you from revealing these weaknesses, and that this
victimisation led to you taking a redundancy payment and leaving your
employment
at the ABS in 1994. (I note that you have also argued that the redundancy
payment was invalid because you were coerced
into accepting it.)
- In your
current application to the Federal Court in relation to this matter, you have
nominated $2,668,000 as a minimum starting
point in calculating the compensation
that should be payable to you.
- A
little later in the same letter, Mr Tanner commented:
- A central
point in your submissions has been that there were deficiencies in the security
of computer data held by ABS. I accept
that there were deficiencies and I note
that this was confirmed by a report issued in August 1993 by the Australian
National Audit
Office. However, ... I consider that you have not shown that
action was taken against you because you reported on these
shortcomings.
- The
Minister then went on to note findings by the Merit Protection Review Agency
(“MPRA”) (the Report from that agency
is annexed to Dr
Verney’s affidavit) and concluded that “I do not consider that the
MPRA’s findings support your
contentions.” He ended his letter in
the following terms:
- As I have
indicated, I consider that you have not established your claim and I consider
that the Australian Government does not have
a moral responsibility to assist
you in this matter. I have therefore decided, under section 33 of the FMA Act,
to decline to authorise
an act of grace payment to you.
- Pursuant
to a formal request from Ms
Clement,[4] the Minister
provided a Statement of Reasons to the Applicant, dated
4th April 2008. A copy of the Statement of Reasons is
annexure “GSV 44” to Dr Verney’s affidavit of
27th June 2008.
- By
an Application filed on 5th May 2008, Ms Clement sought
review, under s.5 of the Administrative Decisions (Judicial Review) Act
1977 (Cth) (“the ADJR Act”), of the current Minister’s
more recent decision (that is to say, a decision of the same
kind but subsequent
to that of the former Minister in a different administration, Mr Slipper) to
decline an act of grace payment.
Counsel conceded that the Minister’s
decision was reviewable under the ADJR
Act.[5]
- By
an Application in a Case, filed on 30th June 2008, the
Respondent sought to have Ms Clement’s application for review struck out
on three grounds:
- the
Applicant [Ms Clement] has no reasonable prospects of successfully prosecuting
the proceeding;
- the
proceeding is frivolous or vexatious;
- the
proceeding is an abuse of the process of the Court.
- Accordingly,
for the purposes of the hearing on 4th September,
formally the Minister was the Applicant (in the strike out application) and Ms
Clement the Respondent. For the purposes
of these reasons, however, for the
sake of consistency, and because hers is the primary application before the
Court, I will continue
to refer to Ms Clement as the Applicant and the Minister
as the Respondent.
- In
addition to oral argument, Ms Clement filed detailed written submissions on
29th August, and post the hearing, on
18th September, the latter essentially in relation to
the Respondent’s authorities referred to in the course of the hearing on
4th September 2008.
- The
Respondent filed comprehensive written submissions on
22nd August. The Respondent had leave to file further
written submissions in reply to those (post hearing) of Ms Clement but in
the event chose not to do so.
- These
reasons continue as follows:
(ii) Act of grace payments – A
Brief Legislative History [22] – [31]
(iii) Act of grace payments: A comparative view [32] – [38]
(iv) Judicial review: General Principles [39] – [43]
(v) Applicant’s Grounds of Review: General Observations [44] –
[51]
(vi) Specific grounds of review [52] – [99]
(vii) Summary Disposal Application [100] – [107]
(viii) Conclusion [108] – [117]
II. Act of Grace Payments: A Brief Legislative History
- According
to the Explanatory Memorandum provided by the Minister for Finance at the time,
the Honourable John Fahey MP, the Financial Management and Accountability Act
1997 (Cth) was introduced into the Commonwealth Parliament as part of a
package of legislation comprising three Acts, which was designed
to replace the
Audit Act 1901 (Cth). According to the Minister, the Financial
Management and Accountability Act “is concerned with the
regulatory/accounting/ accountability framework for dealing with and managing
the money and property
of the
Commonwealth.”[6]
The Minister went on to state:
- ... this
Bill specifies those responsibilities and powers of the Finance Minister, that
underpin, and give context and meaning to,
the traditional role of custodian of
the `Treasury of the Commonwealth’ referred to in section 83 of the
Constitution, as well as those responsibilities and powers of persons who are
the Chief Executives of Agencies and, as such, responsible and accountable
for
much of the day-to-day management performance of the Commonwealth’s
financial
affairs.[7]
- The
Audit Act 1901 was formally repealed by the Audit (Transitional and
Miscellaneous) Amendment Act 1997 (Cth), which Act received assent on
24th October 1997.
- Section
34A of the Audit Act is the predecessor of s.33 of the Financial
Management and Accountability Act, which section is central to these
proceedings. Section 34A provided:
- 34A. (1)
Subject to subsection (2), where an authorized person is satisfied that, by
reason of special circumstances, it is reasonable
to do so, he may
direct:
- (a) that
an amount proposed to be paid to a person by the Commonwealth; or
- (b) that
amounts proposed to be paid to a person by the Commonwealth by way of
periodical payments; be treated as properly payable
notwithstanding that the
amount is, or the amounts are, not payable in pursuance of the law or under a
legal liability, but this
subsection does not authorize a payment or payments
otherwise than out of moneys that are lawfully available for the
purpose.
- (1A) A
payment, or payments, to a person by virtue of a direction under subsection (1)
shall be made on such terms or conditions
as are determined by an authorized
person before the payment is, or the payments are, made, being such terms or
conditions as the
authorized person considers to be appropriate.
- (1B)
Where a payment or payments to a person by virtue of a direction under
subsection (1) is or are subject to terms or conditions
determined under
subsection (1A), in addition to those terms or conditions, that payment is, or
those payments are, subject to the
condition that, if any of those terms or
conditions is not or are not complied with, the person will, on demand by an
authorized
person, pay to the Commonwealth an amount equal to the amount of that
payment.
- (1C)
Where a person is liable to pay an amount to the Commonwealth under subsection
(1B), the Commonwealth may recover that amount
as a debt due to the Commonwealth
by action in a court of competent jurisdiction.
- (2) An
authorized person shall not give a direction under subsection (1) in respect of
an amount exceeding $50,000 proposed to be
paid to a person as a single amount,
or in respect of amounts aggregating more than $10,000 per year proposed to be
paid to a person
by way of periodical payments, unless he has considered a
report concerning the proposed payment, or proposed periodical payments,
furnished to him by a Committee consisting of the Secretary to the Department of
Finance, the Secretary to the Department of Local
Government and Administrative
Services and the Comptroller-General of Customs.
- (3) The
Minister may appoint a person to be a deputy of the person for the time being
holding, or performing the duties of, an office
specified in subsection
(2).
- (4) Where
the person for the time being holding, or performing the duties of, an office
specified in subsection (2) is, at any time,
unable to act as a member of the
Committee referred to in that subsection, a deputy of that person may act as a
member of that Committee
on his behalf and shall, while so acting, be deemed to
be a member of that Committee in place of that person.
- (5) The
regulations may make provisions for and in relation to the conduct of the
business of, and the convening and conduct of
meetings of, the Committee
referred to in subsection (2).
- (6) In this
section, "authorized person" means the Minister or an officer appointed by the
Minister to be an authorized person for
the purposes of this
section.
- One
other observation may be made, to which there are a couple of parts. The
fundamental premises of s.34A of the now repealed Audit Act, and s.33 of
the Financial Management and Accountability Act, are that (a) there are
no other remedies available to the Applicant and that, (b) essentially as a
matter of moral responsibility
or obligation, the Minister chooses to act so as
to remedy an injustice that otherwise remains incapable of repair or solution
through
the ordinary or usual processes of the
law.[8] A third aspect
or requirement is that such a payment is ultimately a matter that rests or
reposes, as a matter of discretion, in
the Minister. This is also to say that
there is never any formal duty or compulsion on the part of the Minister to
authorise a payment
under s.33 of the Act even if, as s.33 requires, there exist
“special circumstances.” It is submitted here by the Minister
that
no “special circumstances” exist, in any event, that could warrant a
payment under s.33.
- Each
of these matters was put formally in written and oral submissions by Counsel for
the Respondent in the strike out application.
For example, in par.17 of his
written submissions, Mr McCarthy stated: “A decision to authorise a
payment under s.33 of the
FMA Act is not made by reference to any legal
entitlement, but in response to a moral obligation, as perceived by the
decision-maker, and assumed by the Commonwealth as a result of the actions of
its employees or instrumentalities.”
I have added the emphasis. For
reasons elaborated later I do not see that there is any moral obligation or
responsibility on the
Minister to make such a payment to Ms Clement.
- A
claim as made by Ms Clement, without establishing a moral obligation or
entitlement, cannot
succeed.[9] Certainly,
according to basic, classical tenets of justice, such an obligation arises in
situations where the precepts of justice
demand that someone be paid what is due
to them. For example, according to Aristotle, justice belongs to those who have
rightly
ordered law in their relations with each other since law and the
administration of justice (as well as good governance) judges what
is just and
unjust. He states specifically: “Justice implies equity since the just
refers to what is equal or
fair.”[10] As
other commentators note: “The community (or state) does not surrender its
goods to individuals as an act of condescension
or gratuitous benevolence, it
does so because this is due to them; such goods truly belong to all. If
this is the case, then the members of the community have rights vis-à-vis
the
community, and can therefore morally lay claim to what is
theirs.”[11]
No such claim to an entitlement, as a matter of moral duty based on any
principle of justice, in my view, has been established by
Ms Clement.
- Similar
principles are readily found also, for example, in Cicero. In De Officiis
(On Duties), he states:
- ... the
most extensive [basis for duty] in its application is the principle by which
society and what may be called its “common
bonds” are maintained.
Of this again there are two divisions – justice, in which there is the
crowning glory of the
virtues and on the basis of which men are called
“good men” [viri boni]; and close akin to justice, [is] charity
[beneficentia],
which may also be called kindness or
generosity.[12]
- The
legislation here in question imposes, as required by the Commonwealth
Parliament, a requirement that there be a `moral obligation
or
responsibility’ made manifest by the person claiming an act of grace
payment. As I understand this responsibility, it must
be based, as a matter of
principle, in the virtue of justice rather than the virtues of charity (or
benevolence). As already stated,
in my view, no such case, as a matter of
justice, has been made out by Ms Clement.
- As
well, the fundamental notion, inherent in the word “grace”, is
benevolence or free act. The original Latin word gratia obviously
underscores this essential notion of gratuity of
action.[13] However,
as already stated, courts have consistently confirmed that the discretion
reposed in the Minister cannot and must not be
exercised capriciously or on any
whim.[14] Similarly,
as a matter of principle as well as practicality, charitable considerations
cannot apply otherwise all manner of well-intentioned
applications would soon
flood the Minister’s office.
- It
seems to me that unless long-accepted principles of justice, rather than
charity, are applied to cases such as the present, no
discernible lodestar could
be found. Applying it to the present application, no moral obligation or
responsibility has been established
upon which the Minister could reasonably
make such a payment under s.33 of the Act. Ms Clement’s (and Mr
Howard-Smith’s)
obvious moral determination and consistent but
unsubstantiated declamations and protests, in my view, are insufficient to
establish
a moral obligation or responsibility that must be met, or warrants the
favourable exercise of discretion, by the Minister with a
payment under s.33 of
the Act.
III. Act of Grace Payments: A Comparative View
- In
the United Kingdom, there exists a modest body of case law in relation to ex
gratia payments. Pursuant to the decision of the House of Lords in R v
IRC; Ex parte
Preston[15]
and the Court of Appeal in R v North and East Devon Health Authority; Ex
parte
Coughlan,[16]
there has come to be accepted a doctrine of “substantive
unfairness.”[17]
- It
should be stated immediately, however, that such a concept has never found
favour with Courts in Australia, as I will shortly
show.[18] It is
nonetheless instructive to consider momentarily the reasoning and outcome of the
ex gratia payment cases in the UK. In none of them did such claims
succeed.
- In
R v Ministry of Defence; Ex parte
Walker[19]a
sergeant in the British army, who was part of an United Nations peace-keeping
force, claimed to be entitled to an ex gratia payment because he was
engaged in combat in the service of his country in Bosnia. As a result of
injuries sustained following an
attack whilst he was in Bosnia, albeit that he
was asleep in an accommodation block at the time it was shelled by one of two
warring
factions, he had one leg amputated. He applied for compensation under a
scheme that applied to personnel who were injured by crimes
of violence whilst
serving overseas. His claim failed under the compensation scheme because it was
considered that he was injured
from military activity by a warring faction, by
virtue of which his injuries did not come under the scheme in question. The
House
of Lords held that Mr Walker had been given every opportunity to argue his
case that he should be included in the scheme, and that
he was not caught by the
exclusion that applied to those injured in wartime operations. The House of
Lords refused his application
for an ex gratia payment.
- In
R (on application of Mullen) v Secretary of State For the Home
Department,[20] Mr
Mullen, who was an alleged quarter-master of an IRA unit in London, was
convicted and sentenced to 30 years imprisonment in relation
to conspiracy to
cause explosions likely to endanger life or to cause serious injury to property.
His appeal, out of time, for the
conviction was allowed. Upon his release he
applied to the Secretary of State for an ex gratia payment pursuant to
s.133 of the Criminal Justice Act 1988 (UK), which provided for
compensation where there had been a “miscarriage of justice.” The
Secretary refused to pay
him. Simon Brown LJ and Scott Baker J refused to find
that there was any abuse of power by the Secretary who had given Mr Mullen
every
opportunity to put his case for compensation.
- In
Association of British Civilian Internees Far East Region v Secretary of
State for
Defence,[21]
internees of the Japanese in World War II sought compensation from the Secretary
of State by way of an ex gratia payment. The Association/internees
argued that the compensation scheme established by the Government, as a matter
of policy, was
insufficient and or unfair. The application for review of the
Secretary’s decision was also challenged on the basis that the
scheme was
restricted to those who were British citizens.
- Scott
Baker J held: “It is for the democratically elected government and not the
courts to decide how public funds should be
spent and how scarce resources
should be allocated between competing
claims.”[22]
There is little in this last statement with which Australian courts would
cavil.
- It
will be readily seen from these UK cases that, notwithstanding the statutory
capacity of Ministers and others to make ex gratia payments, the
jurisprudence from that jurisdiction indicates that, as in Australia, there are
significant elements both of discretion
and exceptionality to attract payment of
the kind sought in these proceedings. Put more simply and prosaically, act of
grace payments,
it would seem, are most uncommon in the UK, however much
sympathy a particular cause or case might attract. While not bound by any
of
the comments and decisions of Courts in the UK, the available and limited
jurisprudence on act of grace payments suggests that,
as a matter of practice,
the Minister’s course in the current matter accords with the approach of
Ministers and others in the
UK.
IV. Judicial Review: General Principles
- In
the light of the discussion just ended, it is sufficient for current purposes to
note three important and basic statements from
a very wide array of similar
propositions. First, in Attorney-General (NSW) v
Quin[23]
Brennan J said:
- Judicial
review has undoubtedly been invoked, and invoked beneficially, to set aside
administrative acts and decisions which are
unjust or otherwise inappropriate,
but only when the purported exercise of power is excessive or otherwise
unlawful.... The duty
and the jurisdiction of the courts are expressed in the
memorable words of Marshall CJ in Marbury v
Madison:[24]
- “It
is, emphatically, the province and duty of the judicial department to say what
the law is.”
- The duty
and jurisdiction of the court to review administrative action do not go beyond
the declaration and enforcing of the law
which determines the limits and governs
the exercise of the repository’s power. If, in so doing, the court avoids
administrative
injustice or error, so be it; but the court has no jurisdiction
simply to cure administrative injustice or error. The merits of
administrative
action, to the extent that they can be distinguished from legality, are for the
repository of the relevant power and,
subject to political control, for the
repository alone. The consequence is that the scope of judicial review must be
defined not
in terms of the protection of individual interests but in terms of
the extent of power and the legality of its exercise. In Australia,
the modern
development and expansion of the law of judicial review of administrative action
have been achieved by an increasingly
sophisticated exposition of implied
limitations on the extent or the exercise of statutory power, but those
limitations are not calculated
to secure judicial scrutiny of the merits of a
particular
case.[25]
The
point I wish to accent here is the straight-forward proposition that, rather
than judicial review (strictly speaking), “curial
interference with
administrative decisions on the merits” is precisely what is being sought
in these proceedings. In the absence
of a specific legal basis for that
interference the Minister’s decision in this case is, in my view,
unimpeachable.
- Put
another way, from what has been said it will be immediately clear that the High
Court has consistently distinguished between reviewing
matters of fact and
matters of procedure in administrative
decision-making.[26]
It is also clear, which will be amplified below, that courts will not, as a
general rule, interfere with administrative decision-making,
which would
otherwise have the effect of the Court simply substituting its decision for that
of the appropriate person whom the legislature
has authorised to make such
decisions. That is not the Court’s role. Its role is to ensure that the
appropriate `decision-maker’
has complied with the law and the relevant
processes of `decision-making’ in arriving at the decision ultimately
made.
- In
this case, the Court has been asked to interfere with an administrative decision
of the Minister for Finance and Deregulation,
pursuant to his discretion
exercised under s.33 of the Act. In the absence of a legal basis to do so, the
Court may not be used
as a vehicle to challenge it. Put another way, the Court
has no legal warrant or basis to consider, even if it wished to do so,
the
merits of the Minister’s decision.
- The
second important judicial pronouncement that highlights the distinction between
the position in the UK and in Australia regarding
“substantive
unfairness” is Gummow J’s statement in Minister for Immigration,
Local Government and Ethnic Affairs v
Kurtovic,[27]
which was cited with approval by Mason CJ in Attorney-General (NSW) v
Quin.[28] In
Kurtovic, after an exhaustive review of US and other authorities, Gummow
J (then of course in the Federal Court) said (at p.221): “...
the question
of where the balance lies between competing public and private interests in the
exercise of a statutory discretion goes
to the merits of the case, and is thus
one for the decision-maker, not the courts.”
- Thirdly,
in Australian Broadcasting Tribunal v Bond, Mason CJ
said:[29]
- To expose
all findings of fact, or the generality of them, to judicial review would expose
the steps in administrative decision-making
to comprehensive review by the
courts and thus bring about a radical change in the relationship between the
executive and judicial
branches of government.
This
statement was cited with approval by McHugh, Gummow and Hayne JJ in Minister
for Immigration and Multicultural Affairs v
Yusuf.[30] The
three statements of the High Court in Quin and Bond (and their
endorsement by subsequent High Court authority), and by Gummow J when in the
Federal Court in Kurtovic, must be the basic judicial touchstones for
these proceedings. Others of similar moment and import and detailed below.
V. The Applicant’s Grounds of Review: General Observations
- Without
being utterly definitive for reasons that will become obvious soon enough, but
especially because of their significant fluidity,
in some respects Ms
Clement’s submissions could hopefully if not ideally be categorised simply
into two groups. The first
relates to submissions that formally and discretely
concern the merits of her various claims. This is by far the largest
category. The second, very small group relates to submissions that might be
said
to concern questions or issues of law. However, because there is
such an overlap and blending of issues, evidence, claims and general assertions,
such simple compartmentalisation
is both impractical and dangerous. Let me give
a couple of examples.
- In
one of Ms Clement’s more extreme submissions, she stated bluntly:
“The Respondent’s outline of relevant facts
in its submission is
structured to deceive the
Court.”[31]
Such vehement, indeed remarkable, unsubstantiated claims of mala fides
are (unfortunately) not uncommon in Ms Clement’s material and
throughout the various documented proceedings.
- By
way of further example, Ms Clement stated in her written submissions (also in
par.4):
- The failure
of the Respondent to supply any Affidavit evidence in support of the Orders it
seeks, in incorrectly citing the law (paragraph
40), its false statement at
paragraph 41 that no person or body has found that the Applicant’s claim
was substantiated (bodies
and persons refuse to examine the evidence, as the
seeks [sic] to have the Court do in the present matter). The Respondent [sic]
reference includes reference to a Federal Court judgment, which on the face of
the record was made by a Judge’s Associate.
This abuse of judicial power
does not amount to a legitimate finding that the Applicant’s claims are
unsubstantiated.
- As
this paragraph shows (and numerous others like it) there is often simple
assertion without supporting evidence, and or glaringly
inappropriate claims of
impropriety of one kind or another, also without supporting evidence of any
kind.
- Ms
Clement also consistently asserted in her written submissions, and in the course
of the hearing, that because the Minister himself
did not swear any affidavit in
support of the relief he sought, and instead relied on affidavit material sworn
by senior departmental
officials who have been involved with Ms Clement’s
application(s), he was thereby disentitled to any relief, specifically of
the
kind sought here in relation to the strike out application. Such a proposition,
as I pointed out to her in the course of the
trial, would (among other things)
subvert any responsible functioning of government. Gibbs CJ stated in
Minister for Aboriginal Affairs v Peko-Wallsend Ltd, “... material
in the possession of the Department must clearly be treated as being in the
possession of the
Minister.”[32]
As a practical matter, and much else besides, Ministers must rely, and be able
to rely, on officials of their departments. Ms Clement’s
assertion here
has no substance.
- By
way of further example, and as noted in Minister Tanner’s letter of
12th February 2008, Ms Clement consistently claims to
have been victimised and harassed by personnel at ABS. She contends that ABS
officers,
and others in different organisations (e.g. Comcare), have
blackmailed her, that her redundancy was forced or otherwise coerced, and that
the submissions on behalf of the Respondent
are misleading. These matters have
been repeatedly canvassed over the years before various courts and tribunals,
and all to no avail
as far as the Applicant is concerned.
- Although
the immediate application for relief by both parties is relatively
straight-forward - for review of the Minister’s
decision (Ms Clement), and
its dismissal (the Minister) - because Ms Clement consistently seeks to have the
merits of her claim(s)
addressed, and did so in the hearing before me, as I have
already indicated, the line of demarcation between each of the grounds
of relief
was not always as bright as one would have liked. To the degree that there are
discernible, or remotely discrete, sections
of her submissions, I will deal with
them.
- At
the outset of the hearing I indicated that the responsibilities of the Court in
relation to the application were to deal with issues
of law and that I could
not, and would not, undertake a “merits review” of Ms
Clement’s various grievances. Mr
McCarthy agreed with that proposition.
Unsurprisingly, Ms Clement did not. It is now well past the time to deal with
the grounds
upon which Ms Clement claims relief. In respect of each of them, to
the degree necessary, I will also consider the submissions advanced
by the
Respondent.
VI. Specific Grounds of Review
- Two
preliminary comments should be made. First, although already stated, for even
more abundant caution it has to be observed at
the outset, and as strongly as
possible, that the overwhelming feature of the Applicant’s case is that
this Court should re-visit
the merits of her claim to be entitled to an act of
grace payment. Her application, affidavits in support, and voluminous
submissions,
are needlessly, and often tendentiously, repetitious narratives of
various factual matters, as seen by the Applicant, which give
rise, in her view,
to an entitlement to a payment under s.33 of the Act. Her prolix narratives
expose the application to the fundamental
flaw of asking the Court to review the
merits of the Minister’s decision. As Mr McCarthy submitted (Written
Submissions: par.24):
“Even if the applicant were able to persuade the
Court that the respondent’s conclusion should not be preferred on the
material before him, that outcome would not entitle her to any remedy. A
difference of opinion does not amount to legal error on
the part of the
respondent.”
- I
agree. Such is the situation here. It matters not what view – one way or
the other – this Court may have of the facts
to which Ms Clement deposes
and which she asserts give rise to her claim to an act of grace payment. This
Court is solely concerned
with the processes, and the legalities that attend
them, of the Minister’s decision. The merits of it are not open to be
reviewed
by this Court unless there is an established legal basis for that to
occur. No such basis has been established.
- Secondly,
given the express terms of s.33 of the Act, it is predicated upon there being no
other legal remedy available to redress
the claims made by the Applicant, Ms
Clement. Repeatedly in her submissions, oral and written, and in her affidavit
material, she
submits, invariably by assertion only, that various serious crimes
have been committed by persons and agencies with whom she has
been engaged. For
example, she repeatedly claimed that having exposed areas of insecurity in data
protection regarding trade figures
at the ABS in the late 1980s and early 1990s
she was victimised by management at
ABS.[33] She went so
far as to describe the ABS as a “major crime scene”, for a variety
of reasons, which included breaches of
the Census and Statistics Act and
various conspiracies and fraudulent conduct to which Ms Clement
adverts.[34]
- If
there were such gross breaches of statutory duty, and various scenarios which
have involved fraud, deceit and all manner of other
offences outlined in Ms
Clement’s material, it is patently clear that there are, or would be,
other legal avenues of redress
open to her by way of prosecution and otherwise.
Accordingly, for this reason alone - on her own material - she could not sustain
a claim for an act of grace payment, regardless of whatever view the Minister
may form in relation to the exercise of the discretion
under s.33 of the
Act.
- To
the extent that any of Ms Clement’s material refers to criminal conduct,
it should be taken that my remarks about alternative
avenues of redress in
relation to her grievances apply, and unless otherwise warranted, no further
comment will be made on her multiple
allegations of
criminality.[35]
- I
should also formally note that the Minister acknowledged in his Statement of
Reasons provided to Ms Clement under cover of a letter
dated
4th April 2008 that there were some “weaknesses
in the ABS’ security arrangements for its computer system.” He also
acknowledged that while the Merit Protection and Review Agency had found that
ABS could have handled Ms Clement’s complaints
and grievances better, he
also stated that “Ms Clement had not established her allegations that ABS,
Comcare or other officers
had acted in bad faith in relation to her.”
Rather, he said, he considered it to be “quite feasible” that the
actions of ABS officers had resulted from genuine concerns about her work
performance which was “not of an adequate
level.”[36]
- And
it should be noted that even if there were incorrect findings of fact that, of
itself, would not amount to an error of law. Brennan
J said precisely this in
Waterford v The
Commonwealth.[37]
This statement by his Honour was referred to approvingly in the joint judgment
of Gleeson CJ, Gummow, Kirby and Hayne JJ in Enfield Council v Development
Assessment
Commission.[38]
- At
the outset of these reasons I referred to the basic factual background of the
litigation as arising out of Ms Clement’s employment
at ABS. According to
her version of events, she exposed a major security breach of certain sensitive
data at ABS following which,
she says, she was victimised over a period of time,
and that she was ultimately coerced into taking a redundancy payment. She has
pursued various claims against Comcare, to which I have referred.
Notwithstanding the basic or relative simplicity of the original
factual matrix
out of which the current application under s.33 of the Act has emerged many
years after the events, the intermingling
of claims, assertions and allegations
are tortuous, exasperatingly and needlessly complex. As Emmett J observed in
his judgment
in Clement v Comcare [2007] FCA 2039, at [34], in which he
was dealing with very similar claims but in an obviously different context:
“The material that I have
briefly summarised above indicates that the
author of the amended application has no real comprehension of the nature of
judicial
review that is authorised by the ADJR Act.” I respectfully agree
with his comments; they apply similarly to the matters before
this
Court.[39]
- To
the degree that I am able to do so, I will deal with each of the discrete bases
upon which Ms Clement challenges the Minister’s
exercise of his discretion
that are discernible from the morass of interwoven materials. Mr McCarthy
helpfully made submissions
against a taxonomy that he had gleaned from Ms
Clement’s materials on nine (9) bases. Each of these matters was dealt
with
summarily in the written submissions on behalf of the
respondent.[40]
Ground 1: Wrong Basis for Victimisation Claim
- Ms
Clement asserts that the Minister wrongly stated the factual basis for her
[alleged] victimisation. Given (a) the comprehensive
coverage of matters
canvassed by the Minister in his letter of 12th
February, (b) the exhaustive processes undertaken throughout the course of Ms
Clement’s complaints, (c) the more than ample
materials put before the
Minister, and similarly put before the previous Minister (Mr Slipper), to enable
him to consider the various
allegations made by Ms Clement prior to exercising
his discretion, and (d) that I have already noted Brennan J’s statement
in
Waterford v Commonwealth that a “finding ... on a matter of fact
cannot be reviewed on appeal unless the finding is vitiated by an error of
law,”[41] which
was endorsed by the High Court in Enfield Council v Development Assessment
Commission,[42]
even if there was an error of fact, in the absence of an error of law, there is
no basis for review by this Court on this ground
as asserted by Ms Clement.
- Mason
CJ’s observation in Australian Broadcasting Tribunal v Bond
warrants repeating. His Honour said: “To expose all findings of fact, or
the generality of them, to judicial review would
expose the steps in
administrative decision-making to comprehensive review by the courts and thus
bring about a radical change in
the relationship between the executive and
judicial branches of
government.”[43]
To accede to Ms Clement’s application would be to pursue a path proscribed
by the High Court.
- In
addition to the above, the Court’s sole responsibility in matters such as
these is to ensure that the Minister has exercised
his discretion – that
is, exercised the functions and responsibilities under the Act – lawfully.
Such is the singular
duty of this Court. As with all other grounds upon which
Ms Clement seeks review, this is, to use adopt the words of Kirby J in
Abebe
v Commonwealth, a `thinly disguised attempt to procure judicial
redeterminations of the facts or the
merits.’[44]
Ground 2: Failure to Comply with s.33 of the Financial Management and
Accountability Act
- Ms
Clement next contends (paragraph 5 of the Application) that the Minister failed
to comply with the terms of s.33 of this Act. She provides no evidence to
substantiate this ground of complaint. Moreover, given the precise terms of the
section,
it is clear that the Minister has considered her application for an act
of grace payment under the section and has considered that
it is not appropriate
to grant it. In doing so he has exercised his discretion as prescribed by the
section. And, there being a
decision not to grant a payment, s.33(2) has no
application. Accordingly, there is no basis for review by this Court on this
ground
of complaint.
Ground 3: Omission to Take Account of “Serious Considerations”
- In
paragraphs 6-11 of her affidavit filed on 5th May 2008,
(and the same numbered paragraphs of her Application filed the same day), Ms
Clement outlines various factual matters which,
she says, were
“serious” and were omitted by the Minister in his decision-making
under the Act. In essence, the various
contentions repeat her claims of
mismanagement on the part of ABS in relation to the security of trade data, her
attempts to encourage
ABS management to rectify the alleged security breaches,
and her victimisation by ABS as a result of disclosure of the security breaches.
This submission may be put in more classical or traditional terms as `the
Minister (so it is alleged) failed to take proper or due
account of relevant
considerations’ as set out in Ms Clement’s affidavit.
- The
contentions of Ms Clement under this, and most other grounds, can be more
accurately characterised in accordance with the observations
of Gleeson CJ and
McHugh J in Minister for Immigration and Multicultural Affairs v Eshetu,
where their honours
said:[45]
- Someone who
disagrees strongly with someone else’s process of reasoning on an issue of
fact may express such disagreement by
describing the reasoning as
“illogical” or “unreasonable”, or even “so
unreasonable that no reasonable
person could adopt it.” If these are
merely emphatic ways of saying that the reasoning is wrong, then they have no
particular
legal consequence.
- It
is indisputable that Ms Clement believes the Minister’s exercise of his
discretion in her case can and should be categorised
as described in the
previous paragraph from the High Court. However, their Honour’s
conclusion also
applies.[46]
- It
is clear that the wider the discretionary power conferred, such as here under
s.33 of the Act, the more difficult it will be for
a Court to proscribe the
range of permissible
considerations.[47]
And in Mason J’s judgment in Peko-Wallsend, his Honour detailed the
parameters of `failure to take into account a relevant consideration.’ At
the outset of Mason J’s
discussion, he said: “The ground of failure
to take into account a relevant consideration can only be made out if a
decision-maker
fails to take into account a consideration which he is
bound to take into account in making that
decision.”[48]
- Mason
J continued (at p.40): “Not every consideration that a decision-maker is
bound to take into account but fails to take
into account will justify the court
setting aside the impugned decision and ordering that the discretion be
re-exercised according
to law.” It may also be the case, as has been
suggested by learned authors (among
others),[49] that the
exercise of a broad discretion, conferred by the Parliament, by a Minister who
has been elected by certain members of the
populace according to due processes
and who is, thereby politically accountable, may be less the subject of judicial
review on the
grounds of not taking account of relevant, or taking account of
irrelevant, considerations than might otherwise be the case. However,
having
regard to the facts and procedures in this matter, I do not decide the matter in
any way on this basis. Rather, in my view,
there can be no question that the
Minister has had regard to all relevant considerations, including the matters
outlined by Ms Clement
in the relevant paragraphs. This ground of review must
be rejected.
Ground 4: Alternative Means of Redress
- In
his Statement of Reasons, dated 4th April 2008, the
Minister referred to Ms Clement’s complaints to the Privacy Commissioner,
and the fact that that officer “did
not take action on her
complaints.” I need not repeat the various allegations of Ms Clement
against ABS reported to the Commissioner.
In large measure they mirror
allegations made elsewhere, including in these proceedings, relating to
“deceit”, “fraud”
and “misleading conduct”
on the part of ABS personnel.
- While
not relying solely on this ground for rejecting Ms Clement’s application
for an act of grace payment, the Minister concluded
that “as Ms Clement
had alternative means of redress, first to the Privacy Commissioner and then to
seek judicial review of
the Commissioner’s decisions, her allegations
about breaches of her privacy did not amount to special circumstances which
would
attract the application of section 33(1) of the FMA
Act.”[50]
- For
reasons already articulated, in particular that the Minister’s conclusion
related to matters of fact rather than matters
of law, as well as it being part
of the exercise of his broad discretion, in my view this ground of review is
without merit. I will
return to a consideration of what does and what does not
constitute “special circumstances” later in these
reasons.
Ground 5: Application of Wrong Legal Test
- In
Azzopardi v Tasman UEB Industries Ltd, Glass JA distinguished between
three discrete stages in the decision-making process. His Honour referred to:
“... [a] determining
the facts by way of primary findings and inferences,
[b] directing himself as to the law and [c] applying the law to the facts
found.”[51]
- The
ground claimed by Ms Clement in this instance relates to the second stage of
Glass JA’s process, but which could also flow
to stage three. She
maintains that the Minister “applied the wrong legal test” in making
his decision. However, what
Ms Clement does, in paragraphs 14 and 15 of her
Application, is to elide a “wrong legal test” claim with factual
conclusions
arrived at by, for example, the Merit Protection and Review Agency.
That agency concluded (wrongly, in her view) that she was not
victimised and
harassed by officer of ABS. She also contends that the Minister’s
conclusion, that her [alleged] victimisation
at ABS did not constitute
“special circumstances,” was wrong.
- In
neither of these paragraphs in her Application does Ms Clement state what the
correct legal test is that should have been used
by the Minister.
- The
Act, as already set out earlier in these reasons, reposes a broad discretion in
the Minister. There is a long and significant
jurisprudence regarding the
exercise of statutorily conferred “discretion.” For example, in
Sharp v Wakefield Lord Halsbury LC
said:[52]
- [T]hat
something is to be done according to the rules of reason and justice, not
according to private opinion ... according to law
and not humour. It is to be,
not arbitrary, vague, and fanciful, but legal and regular. And it must be
exercised within the limit,
to which an honest man competent to the discharge of
his office ought to confine himself.
- This
statement was quoted approvingly by Kitto J in R v Anderson; ex parte
Ipec-Air Pty Ltd and by Mason J in FAI Insurances Ltd v
Winneke.[53]
- In
Kruger v Commonwealth, Brennan CJ said: “[W]hen a discretionary
power is statutorily conferred on a repository, the power must be exercised
reasonably,
for the legislature is taken to intend that the discretion be so
exercised....”[54]
And in Padfield v Minister of Agriculture, Fisheries and Food, Lord
Upjohn noted that in exercising his discretion, the Minister “... must act
lawfully and that is a matter to be determined
by looking at the Act and its
scope and object in conferring a discretion upon the Minister rather than by the
use of
adjectives.”[55]
Earlier in the previous paragraph of his opinion, his Lordship noted that the
question was whether the Minister’s clearly “bona
fide and
painstaking consideration [of] the complaints addressed to him” “was
sufficient in law.” Between these
two cases, in Minister for
Aboriginal Affairs v Peko-Wallsend Ltd, Mason J
said:[56]
- The limited
role of a court reviewing the exercise of an administrative discretion must
constantly be borne in mind. It is not the
function of the court to substitute
its own decision for that of the administrator by exercising a discretion which
the legislature
has vested in the administrator. Its role is to set limits on
the exercise of that discretion, and a decision made within those
boundaries
cannot be impugned.
- I
have set out earlier the objects of, and the antecedents to, the Act that are
central to these proceedings. In his Statement of
Reasons, the Minister
detailed the very long history of the matters involving Ms Clement, the matters
he had before him when he made
his decision, and the grounds upon which he did
so. The materials before him included Finance Circular 2006/05, which outlines
the
procedures and general matters to which the Minister may have regard in the
exercise of his discretion. The Minister confirmed that
he had regard to this
Circular but did not consider himself as being bound by
it.[57]
- In
my view, there is no basis for this ground of complaint. The Minister exercised
his discretion, in my view, in accordance with
the broad prescriptions of the
Act and did so reasonably in accordance with judicial tenets of the highest, and
long-standing, judicial
authority.
Ground 6: Minister’s decision affected by “fraud, bad faith &
bias”
- Ms
Clement’s claims here are compendious. It will be sufficient to deal with
the more grave allegations of fraud and bad faith
rather than deal with each of
the three related claims separately. It should also be noted that a claim of
“bias” is
more usually, and properly, an aspect of natural justice
or procedural fairness. Ms Clement raises breach of natural justice in
her
affidavit filed on 5th May. I will deal with that
ground of review next. Here I confine my remarks more directly to the
allegations of `fraud and bad
faith.’
- To
state the obvious, allegations of this kind are serious in the extreme. The
burden of proof is heavy. In SBAP v Refugee Review Tribunal, Heerey J
said:
- In the
context of administrative decision-making bad faith is a serious matter
involving personal fault on the part of the decision-maker
going beyond the
errors of fact or law which are inevitable in any such process. As such, it is
an allegation not to be lightly
made and must be clearly alleged and proved....
The ways in which bad faith can occur are infinite and no comprehensive
definition
is possible. Nevertheless it can be said that the presence or
absence of honesty will often be crucial. So also will be a purpose
to achieve
some end (perhaps even one not in itself reprehensible) which is not an end for
which the statutory power was
conferred.[58]
- More
summarily, French J has said that a power was not exercised in good faith if it
was exercised capriciously or
recklessly.[59] After
reviewing many authorities in NAKF v Minister for Immigration and
Multicultural and Indigenous
Affairs,[60] Gyles
J concluded (at [24]: internal citations omitted):
- Bad faith
cannot be constituted by recklessness in the sense of negligence, no matter how
gross the negligence. A tribunal member
cannot blunder into bad faith, no
matter how stupid and careless the tribunal member is, any more than a person
can blunder into
deceit. ... What is required to make out this case is to find
that the tribunal member was recreant to his duty by wilfully and
deliberately
making the impugned decision without attempting to carry out the statutory duty
lying upon him – tossing a coin
without reading the file
....[61]
- From
the voluminous material presented to this Court, and from the detailed history
of the matters involving Ms Clement, it would
be, in my view, impossible to
conclude that either Mr Slipper or the current Minister, Mr Tanner, `was
recreant to his duty by wilfully and deliberately making the impugned decision
without attempting to carry out the statutory duty
lying upon him –
tossing a coin without reading the file.’ Clearly no such breach of
duty has occurred. There is no evidence of caprice or recklessness in the
exercise of the Minister’s
discretion. Ms Clement’s allegations
proceed by way of assertion only. She has not discharged the heavy onus on her
to make
good her allegations. I agree with Mr McCarthy’s submission that
her allegations against the Minister, the Department and
various government
agencies, are scandalous and should be struck out.
Ground 7: Breach of Natural Justice
- In
her affidavit filed on 5th May 2008, Ms Clement
advances further grounds for review of the Minister’s decision, the first
of which (paragraphs 16 &
20 – 50) is that the Minister denied her
natural justice. This occurred, she says (par.21), because the Minister
“relied
on the deceitful and dishonest Ministerial Brief dated 11 February
2008, from the Department of Finance and Administration.”
In paragraph
27, she contended that the Minister relied on “deceitful and fraudulent
briefings.” In paragraph 31 (which
runs over 17 separate “dot
points” and 5½ pages) she described what she maintains were the
“circumstances
of the blackmailing of me by ABS and Comcare.” The
remaining paragraphs (32-50) rehearse the facts alleged by Ms Clement that
give
rise to her complaints against Comcare but which were formally dealt with by
Emmett J in Clement v Comcare to which I have referred earlier in this
judgment.
- It
is extremely difficult to conceive how any claim arising out of a breach of
natural justice could arise on the material before
the Court. At every step
along the long-winding path that has led to the door of this Court Ms Clement
has been afforded every opportunity
to comment on and respond to every document
produced and every process undertaken in the matters that ultimately have given
rise
to these proceedings. A few examples will suffice. They are confined to
more recent events.
- In
September 2003, when the Applicant was legally represented by a prominent
Canberra legal practitioner (Mr Bernard Collaery), Mr
Collaery met with a number
of Senators, officers from ABS, the Australian Government Solicitor and the
Department of Finance, to
consider Ms Clement’s grievances. At that
meeting, the Minister agreed that there should be an independent inquiry into Ms
Clement’s case. This inquiry – previously referred to – was
conducted by Mr Grills. A copy of the Minutes of
that meeting was before the
Court (tab 34 to Annexure GSV 38 to Dr Verney’s first affidavit affirmed
on 27th June 2008).
- In
June 2004, Mr Collaery was provided with two copies of the Grills’ Report
together with advice confirming that the recommendation
to the Minister was to
the effect that the decision to decline an act of grace payment should be
confirmed.
- In
September 2004, Ms Clement’s husband, Mr Howard-Smith (who described
himself in the correspondence as “barrister”),
provided to Dr Stone,
the Parliamentary Secretary to the Minister for Finance, a detailed commentary
on the “Grills’
Report” being the independent assessment
commissioned by Mr Slipper MP to inquire into whether an act of grace payment
should
be made to Ms Clement. In addition to the seven (7) page letter from Mr
Howard-Smith and a number of annexures, he also provided
Dr Stone with a
“commentary” on the Grills’ Report that runs to 124
pages.
- In
November 2005, Ms Clement provided Dr Stone with further material in support of
her on-going grievances. Those materials might
more properly be described as a
brief which runs for approximately 162 pages. They are located behind tab 3 (in
volume 2) of annexure
GSV 38 of Dr Verney’s affidavit.
- On
18th July 2007, solicitors acting for the new
Parliamentary Secretary to the Minister, Senator Colbeck, provided Ms Clement
with a draft
factual background document, which related to her request for a
reconsideration of an act of grace payment. She was invited to comment
on it.
The letter of invitation from Senator Colbeck is annexure GSV 35 to Dr
Verney’s primary affidavit.
- By
letter dated 18th December 2007, Ms Clement provided
comments on the draft of the “factual document” referred to in the
previous paragraph.
That letter is located behind tab 5 of GSV 38 (Volume
3).
- On
11th February 2008 Dr Verney signed a Ministerial
Brief, which was provided to Mr Tanner for the purpose of assisting him to make
a decision
in relation to Ms Clement’s Application. That Brief comprised
the materials that were before the Court in Volumes 2 and 3,
which constitute
annexure GSV 38 to Dr Verney’s primary affidavit. Each of the materials
referred to in the previous six paragraphs
– thereby including the
detailed comments by Ms Clement and Mr Howard-Smith, as well as other material
from Ms Clement –
was placed before the Minister before he considered Ms
Clement’s application for an act of grace payment.
- In
my view, it cannot seriously be contended that Ms Clement (or Mr Howard-Smith
for that matter, on her behalf) has not been afforded
every opportunity to
comment on all relevant materials placed before both Ministers (Mr Slipper and
Mr Tanner) prior to the exercise
of the discretion that rested with Mr Slipper,
and which currently (and solely) resides with Mr Tanner under s.33 of the Act.
The
claim that Ms Clement has been denied natural justice must
fail.
Ground 8: Breaches of the Criminal Code
- In
paragraph 51 of her affidavit filed on 5th May 2008, Ms
Clement makes broad accusations that “procedures that were required by law
to be observed ... were not observed.”
As a result, she contends, there
were breaches of the Commonwealth Criminal Code. The breaches are
unspecified. So too are the procedures that, she says, should have been
followed. In the absence of any proof
of any relevant breaches of the
Criminal Code, which would otherwise and in any event provide for
alternative means of redress (such as prosecution), there is no substance to
these most general allegations. This ground of review must be
rejected.
Ground 9: Ministerial Discretion Contrary to s.5 ADJR Act
- In
paragraphs 52-77 of her affidavit filed on 5th May
2008, Ms Clement rehearses, in a most sweeping way, various grounds which, she
contends, establish grounds for review under s.5
of the ADJR Act. Without being
exhaustive, they range from the curious claim that the Minister responsible for
making the decision
did not have jurisdiction to do so (par 52), to the Minister
not being authorised to take the decision he did because he was party
to certain
criminal activity that otherwise was in breach of various specified sections of
the Crimes Act
(Cth),[62] to taking
into account irrelevant considerations (par.65), failing to take into account
relevant considerations (par.67), to the
Minister’s decision being
“induced by fraud” (par.60), to the Minister coming to a decision
that no reasonable
person could have reached (par.76).
- In
my view, all of Ms Clement’s assertions, claims and allegations generally
in these paragraphs come almost directly within
what Kirby J contemplated in
Abebe v Commonwealth (which I have previously noted) where his Honour
referred to “... some applications for judicial review ... were thinly
disguised
attempts to procure judicial redeterminations of the facts or the
merits.”[63]
- The
difference here, however, is that Ms Clement’s attempt to have her
grievances “redetermined” are not “thinly
disguised.”
They are strong, forceful and blunt attempts to do so. One is left in no doubt
as to where she, and Mr Howard-Smith,
stands in relation to each step in the
long and unfortunate history of the matters now before the Court - again.
- There
is no substance to her claims in these paragraphs of her affidavit. As I have
already noted, they simply rehash claims and
assertions, without evidence, that
have been made many times over already in the materials and submissions in this
Court, and before
other Courts and tribunals. It is not for this Court to
interfere with the Minister’s decision where, as here, there is no
evidence of an error of law. Also in accordance with authority, nor is it for
this Court simply to substitute its assessment of
the facts and merits of the
case for the decision which the Parliament of this country has determined should
be exercised by the
Minister for Finance.
VII. Summary Disposal Application: General Principles
- I
noted at the outset of these reasons that the Respondent sought to have Ms
Clement’s Application dismissed on one or all of
three grounds. The
statutory basis upon which the Court exercises such a course is located in s.17A
of the Federal Magistrates Act. That section states:
- (1) The
Federal Magistrates Court may give judgment for one party against another in
relation to the whole or any part of a proceeding
if:
- (a) the
first party is prosecuting the proceeding or that part of the proceeding;
and
- (b) the
Court is satisfied that the other party has no reasonable prospect of
successfully defending the proceeding or that part
of the
proceeding.
- (2) The
Federal Magistrates Court may give judgment for one party against another in
relation to the whole or any part of a proceeding
if:
- (a) the
first party is defending the proceeding or that part of the proceeding;
and
- (b) the
Court is satisfied that the other party has no reasonable prospect of
successfully prosecuting the proceeding or that part
of the
proceeding.
- (3) For the
purposes of this section, a defence or a proceeding or part of a proceeding need
not be:
- (a) hopeless;
or
- (b) bound
to fail;
- for it to
have no reasonable prospect of success.
- (4) This
section does not limit any powers that the Federal Magistrates Court has apart
from this section.
- That
section mirrors s.31A of the Federal Court of Australia Act 1976. Section
31A has recently been considered by the Full Court of the Federal Court in
Jefferson Ford Pty Ltd v Ford Motor Company of Australia
Ltd.[64] Because
of the detailed discussion in that case, it is sufficient simply to refer to the
expansive reasons respectively of Rares
J and Gordon
J.[65] I respectfully
adopt what their Honours said in that
case.[66]
- In
White Industries Australia Ltd v Federal Commissioner of
Taxation,[67]
Lindgren J comprehensively considered the import and effect of s.31A of the
Federal Court of Australia Act and s.17A of the Federal Magistrates
Act. Beginning at [55], his Honour noted the following from the
Attorney-General’s Second Reading speech in relation to the introduction
of those sections. As quoted by his Honour, the Attorney said: “[the new
provisions would strengthen] the powers of the courts
to deal with unmeritorious
matters, by broadening the grounds on which federal courts can summarily dispose
of unsustainable cases.”
- Lindgren
J next recounted, at [58], a recent litany of cases in this Court and in the
Federal Court, which considered the operation
and application of the statutory
summary disposal provisions. Finally (for current purposes), in relation to
`the meaning and effect’
of s.31A in the light of its United Kingdom
equivalent, his Honour observed that “the expressions “no real
prospect of
succeeding” and “no real prospect of successfully
defending” require attention to be given to real, as opposed
to
“fanciful” or “merely arguable”
prospects.”[68]
Respectfully, I accept and adopt his Honour’s reasoning.
- It
is against the background of s.17A and the principles articulated in recent
decisions of the Federal Court noted that the following discussion should be
considered.
-
I agree generally with Ms Clement’s submission in relation to summary
dismissal, which repeatedly quotes Kirby J’s observations
in Thorpe v
Commonwealth (No
3).[69] In that
case, his Honour said:
- Setting
aside, striking out, summarily dismissing or permanently staying proceedings of
a litigant who has come to a court of law,
are self-evidently serious steps.
They are to be reserved to a clear case. If there is any doubt, a court should
err on the side
of allowing the claim to proceed. Evidence at trial may
sometimes lend colour and strength to a claim. Reformulation of a pleading
should normally be permitted where justice requires that course, particularly
where a party does not have the assistance of legal
representation. A court
will ordinarily provide some assistance in such a situation although not to the
point of unfairly disadvantaging
the other party or losing either the reality or
appearance of neutrality and impartiality which is the hallmark of the judiciary
under the Australian Constitution and under international human rights law.
- Even
if a party makes good its attack on another's pleading, a court will ordinarily
permit the opponent to reframe the pleading
so long as it is clear that there is
point in doing so and that the further time and opportunity will have utility.
The guiding
principle is doing what is just. Courts, particularly today, strive
to uphold efficiency and economy in the disposal of proceedings
before them.
But they also remember that pleadings are a means to the end of justice
according to law. Pleadings are the servants,
not the masters of the judicial
process.[70]
- The
doubt to which his Honour referred has no application in this case. I have
repeatedly noted the numerous occasions and courses
pursued by Ms Clement to
remedy the various injustices she alleges have been visited upon her. In my
view, nothing would be gained
here were I minded to give her any benefit of the
doubt about her entitlement, as a matter of law, and equally so to allow her to
re-plead her various claims. The history of her pursuit is such that no such
indulgence is warranted, nor could it be justified.
- As
already noted, recent Federal Court authority (White Industries and
Jefferson) in relation to summary disposal
applications[71]
confirm that the appropriate, indeed the “just,” course is to ensure
that the processes of the Court are not abused.
The Court does not need to make
more than an assessment that the proceedings have no reasonable prospect of
success as understood
by Lindgren J in White Industries. Matters of
costs generally and court resources are not extraneous to these considerations.
In my view, Ms Clement’s Application
has no reasonable prospect of
success. To allow it to proceed would constitute an abuse of process. It would
also certainly waste
significant, and scarce, court
resources.
VIII. Conclusion
- It
is true that, as a matter of law and precedent, English jurisprudence allows
review for `fundamental error of
fact.’[72] This
line of cases began perhaps with Lord Wilberforce’s judgment in
Secretary of State for Education and Science v Tameside Metropolitan Borough
Council, where his Lordship said that officials exercising discretionary
powers committed jurisdictional error if they acted “upon
an incorrect
basis of
fact.”[73]
- Learned
commentators in Australia contend that the High Court judgment in Re Minister
for Immigration and Multicultural Affairs; Ex parte Applicant S20/2002
“gave its blessing to review for irrationality or illogicality, a ground
which has been in the developmental stages for some
considerable
time.”[74] In
my view, however, none of these grounds or principles, either from the UK or as
summarised by the commentators on recent High
Court jurisprudence, assists Ms
Clement.
- By
way of conclusion, three observations should be made. First, although in
dissent in the case (one involving allegations of bias),
Kirby J’s
observations in Minister for Immigration and Multicultural Affairs v Jia
are apposite here. His Honour said:
- However,
[the Minister’s political position] does not mean that a Minister is at
liberty to give vent to personal biases, idiosyncratic
opinions, prejudice
against a particular applicant or blanket rules, applied without regard to any
specific features of the case
in hand. Nor is a Minister at liberty to apply
blindly his own, a departmental, a Party or even a Government policy which is
inconsistent
with the assumptions of individual justice and administrative
decision-making that are inherent in the grant of power by
Parliament.[75]
- Many
of the matters to which his Honour referred were either stated directly, or
implied, as grounds for complaint against the Minister
in these proceedings.
They are extremely grave allegations. To a significant degree, they permeate
all of Ms Clement’s contentions
in one shape or another. I have found no
evidence upon which any such grounds could be sustained. The application for
review cannot
succeed on any such basis.
- Secondly,
it is important for the sake of completeness as well as anything else to
consider whether any of the matters raised by Ms
Clement, either on their own or
together, constitute “exceptional circumstances” for the purposes of
s.33 of the Act.
A helpful consideration of the jurisprudence, such as it is,
in relation to “special circumstances” was outlined by
Weinberg J in
Toomer v
Slipper,[76] which
also was an `act of grace’ case. Respectfully I adopt what his Honour
said there, in particular his Honour’s reference
to the broad discretion
that reposes in the Minister under s.33 of the Act and that it is impossible to
state, in advance, what might
constitute “special circumstances.”
It might ultimately be the case that the prescription might best be served by
stating
what does not constitute “special circumstances”
rather than by trying to define what does. Weinberg J relied on older
authority, which noted that “the word “special” derives almost
all of its meaning from
its context.” Such is the case here.
- In
my view, notwithstanding the patent fervour with which Ms Clement views the
facts and circumstances that give rise to her claim
for an act of grace payment,
to embrace the words of Weinberg J, “there is nothing in the formulation
of “special circumstances”
adopted by the respondent [Minister]
which strikes me as being too narrow, or otherwise erroneous in
law.”[77] In my
view, Ms Clement has not made out that any “special circumstances”
for the purposes of s.33 of the Act exist.
Mere persistence, doggedness and
fervent belief in the justice and pursuit of a claim does not, without a
reference point of legal
principle, amount to “special
circumstances.”
- Thirdly,
the Commonwealth Parliament has determined that its authority, on behalf of
Australian taxpayers, for the purposes of the
Act generally and in relation to
`act of grace’ payments in particular, reside with the Minister for
Finance. The Court cannot,
as a matter of course, substitute its judgment for
that of the Minister, in relation to such a detailed range of facts and
circumstances.
In this regard, I readily and respectfully accept the sage
observation of Gummow and Hayne JJ in Minister for Immigration and
Multicultural Affairs v Wang where their Honours referred to “the
notorious difficulty of disentangling findings of fact from conclusions about
applicable
legal
principle.”[78]
- As
the High Court has observed on numerous occasions, such as in
Peko-Wallsend and in Quin, both of which have been cited
repeatedly in this judgment, a court should be very cautious to interpose itself
into such matters where,
as here, the discretion is very broad and where there
is no evidence even to suggest that, as a matter of law, that discretion has
been improperly or unreasonably exercised, or otherwise where there has clearly
been no error of law. As Brennan J said in Annetts v McCann:
- Judicial
review is not designed to control the way in which coroners and other public
officers perform their functions: it is simply
an application of the law
governing the extent and exercise of a power. The focus of judicial review is a
power created by statute
conferred on an authority prescribed by statute.
...The law governing the extent and exercise of a power exists independently of
the circumstances which evoke its exercise or the circumstances in which the
exercise or purported exercise
occurs.[79]
- Such
is the present case. Section 33 of the Act confers a wide discretion on the
Minister. In this case, he has exercised it in
a way that conforms to the
prescriptions of the law. In the absence of an error of law or other limited
category or ground recognised
by and in accordance with authority that would
warrant judicial intervention, it is not for this Court to consider the merits
of
the Minister’s decision.
- For
the above reasons, in my view the application of Ms Clement is misconceived. In
my view, it has no reasonable prospect of succeeding.
It is, in my view, bound
to fail. The serious allegations against the Minister (and for that matter,
against various officials
and departmental officers) are unsubstantiated and
should be rejected outright. In that respect alone, the proceedings are
vexatious.
In my view, they are an abuse of the processes of the Court. Ms
Clement’s Application should be dismissed with costs.
I
certify that the preceding one hundred and seventeen (117) paragraphs are a true
copy of the reasons for judgment of Neville FM
Associate: R. Davidson
Date: 30 January 2009
[1] Further history
of related matters is set out in a series of judgments in the Federal Court,
firstly from Emmett J, and then from
Stone J. See Clement v Comcare
[2007] FCA 2039 (Emmett J), Clement v Comcare [2008] FCA 1779 &
[2008] FCA 1780 (both judgments of Stone J). Ms Clement also pursued
proceedings in the Australian Industrial Relations Commission in 1996. To
the
degree necessary, I respectfully accept and adopt the reasoning of Emmett J in
Clement v Comcare. There is significant overlap between the current
proceedings and the submissions advanced by the Applicant in the proceedings
before
his Honour. Emmett J said, at [45]: “The present form of the
proposed amended application is virtually incomprehensible.
It has clearly
enough been put together by a cut and paste method without any attempt at
careful checking and proofreading.”
See also his remarks at [54].
Respectfully, his Honour’s comments are apposite to the current
proceedings in this
Court.
[2] As
indicated in [2] of these reasons, a fulsome account of the antecedents of the
current proceedings is provided, and documented,
in Dr Verney’s first
affidavit, affirmed on 27th June
2008.
[3] A copy of
the Ministerial Brief was provided to the Court, and obviously to Ms Clement, in
folder 2 of the materials, which comprised
annexure GSV 38 to Dr Verney’s
affidavit, previously referred
to.
[4] See s.13 of
the ADJR Act.
[5] See
Respondent’s Outline of Submissions, 22nd August
2008, par.16. That paragraph stated: “The respondent accepts that his
decision to decline to authorise an act of grace
payment to the Applicant is
reviewable under s.5 of the Administrative Decisions (Judicial Review)
Act 1977 (the AD(JR) Act). However, s.5 involves supervisory grounds upon
which a decision can be reviewed for error of law: it does not
involve review on
the
merits.”
[6]
The Parliament of the Commonwealth of Australia, House of Representatives,
Financial Management and Accountability Bill 1966, Explanatory
Memorandum, 1996, par.2. The Act itself summarises its provenance thus:
“An Act to provide for the proper use and
management of public money,
public property and other Commonwealth resources, and for related
purposes.”
[7]
Ibid., par.3. The statement by the Minister, and the clear terms of
s.33, would seem to satisfy the requirements prescribed by the High
Court in
Hot Holdings Pty Ltd v Creasy (1996) 185 CLR 149 at p.171, where Brennan
CJ, Gaudron & Gummow JJ said: “The courts do not readily classify as
absolute or unfettered a statutory
discretion, the exercise of which will affect
the rights of the citizen, and, if the legislature intends that result, `it
should
do so by a very plain expression of its intent’....” Similar
remarks were made by Mason J in FAI Insurances Ltd v Winneke [1982] HCA 26; (1982) 151
CLR 342 at p.368. See also the observations of Kirby J in Gerlach v Clifton
Bricks Pty Ltd (2002) 209 CLR 478, at [69] – [70]: “All
repositories of public power in Australia, certainly those exercising such power
under laws made
by an Australian legislature, are confined in the performance of
their functions to achieving the objects for which they have been
afforded such
power. No Parliament of Australia could confer absolute power on anyone.”
And see Brennan CJ in Kruger v Commonwealth [1997] HCA 27; (1997) 190 CLR 1 at p.36:
“[W]hen a discretionary power is statutorily conferred on a repository,
the power must be exercised reasonably, for
the legislature is taken to intend
that the discretion be so
exercised....”
[8]
Such matters are explained in detail in the Explanatory Memorandum, previously
referred to, at par.31, and in Finance Circular 2006/05
(at pp.7, 28-37 &
Attachment D), which is annexed to Dr Verney’s affidavit of
14th August 2008. For example, par.21 of this Circular
states: “The conditions under which act of grace claims are approved can
broadly be characterised as where the Minister or delegate considers the
Australian Government has a moral obligation, as opposed
to a legal obligation,
to provide redress....” Par.22 of the same document states: “The
act of grace power is used generally
as a last resort, where there is no other
remedy that could be used to effectively compensate a person for a loss he or
she has suffered
(or would suffer were an act of grace payment not
approved).”
[9]
There is, of course, a large body of work – jurisprudential and
philosophical – that explores the link between morals
or ethics and law.
This is especially so, for example, in the area of criminal law. Indeed, Lord
Coleridge CJ clearly stated: “It
would not be correct to say that every
moral obligation involves a legal duty; but every legal duty is founded on a
moral obligation.”
R v Instan [1893] 1 QB 450 at p.453. Other
traditions also explore the important cross-fertilisation of law and ethics,
such as natural law. See, for example,
the collection of essays in R. George
(ed.), Natural Law Theory: Contemporary Essays, (Oxford: Clarendon Press,
1992 [reprint 1994]. More generally, see the essays collected in P. Coss (ed.),
The Moral World of Law, (Cambridge: Cambridge University Press, 2000
[reprint
2007]).
[10]
Aristotle, Nicomachean Ethics, Bk.
V.1.1129a15-25.
[11]
T. Williams, Who is my neighbour? Personalism and the Foundations of Human
Rights, (Washington DC: The Catholic University of America Press, 2005)
p.262 (Emphasis in original text.) Among a vast amount of literature
in which
similar comments are to be found about “moral obligation”, see for
example, J.Annas, The Morality of Happiness, (New York: Oxford University
Press, 1993); J. Casey, Pagan Virtue: An Essay in Ethics,
(Oxford: Clarendon Press, 1990); S. Fleischacker, A Short History of
Distributive Justice, (Cambridge, MA: Harvard University Press, 2004); F.
D. Miller Jr., Nature, Justice, and Rights in Aristotle’s Politics,
(Oxford: Clarendon Press, 1995 [reprint 2004]); M. Nussbaum, The fragility
of goodness: Luck and ethics in Greek tragedy and philosophy, (Cambridge:
Cambridge University Press, 1986); J. Rist, Real Ethics: Rethinking
the Foundations of Morality, (Cambridge: Cambridge University Press,
2002).
[12] De
Officiis,
I.7.20.
[13] See
for example Lewis and Short, A Latin Dictionary, (Oxford: Clarendon
Press, 1879 [reprint 1987])
pp.825-826.
[14]
See the cases cited in footnote no.7, above, and other cases cited later in this
judgment.
[15]
[1984] UKHL 5; [1985] AC 835. See especially the comments of Lord Templeman at
pp.866-867.
[16]
[2001] QB 213.
[17]
The history of the UK’s acceptance of this principle of “substantive
unfairness,” and Australia’s rejection
of it, is well recorded in
standard texts, such as M. Aronson, B. Dyer, M. Groves, Judicial Review of
Administrative Action (Third Edition) (Sydney: Lawbook Co., 2004) Chapter
6.13 “England’s transition from estoppel to substantive
review”
and Chapter 6.14 “Australia’s position on estoppels,
promises and substantive protection.” In particular, see
the High
Court’s somewhat strong “discussion” of Coughlan in
Re Minister for Immigration and Multicultural Affairs; Ex parte Lam
[2003] HCA 6; (2003) 214 CLR 1 at pp.21-25 [65] – [77] (per McHugh & Gummow
JJ).
[18] See, for
example, P. Cane, L. McDonald, Principles of Administrative Law: Legal
Regulation of Governance, (Melbourne: Oxford University Press, 2008) pp.141
& 158; C. Stewart, “The doctrine of substantive unfairness and the
review
of substantive legitimate expectations,” in Australian
Administrative Law: Fundamentals, Principles and Doctrines, (eds. M. Groves,
H.P. Lee) (Cambridge: Cambridge University Press, 2007)
pp.280-298.
[19]
(2000) 2 All ER
917.
[20] (2002) 3
All ER 293.
[21]
[2002] EWHC 2119
(Admin).
[22]
Ibid. at [38]. It should be noted that his Honour expressed (at [55])
“great sympathy” for the internees and their plight,
but such was
insufficient to warrant, as a matter of principle, an ex gratia
payment.
[23]
(1990) 170 CLR 1 at pp.35-36. In Corporation of the City of Enfield v
Development Assessment Commission [2000] HCA 5; (2000) 199 CLR 135, at [43] & [44],
Gleeson CJ, Gummow, Kirby & Hayne JJ referred to Brennan J’s
exposition of “this field of discourse”
as
“fundamental.” The same passage of Brennan J in Quin was
cited again by the High Court in Minister for Immigration and Multicultural
Affairs v Yusuf [2001] HCA 30; (2001) 206 CLR 323 at [73] per McHugh, Gummow & Hayne
JJ.
[24] (1803) 5
US 87 at
p.111.
[25] See
also Mason CJ’s observations in the same case where he said, at p.23,
(admittedly speaking about `legitimate expectations’):
“... the view
that legitimate expectations may attract substantive, as distinct from
procedural, protection encounters the
objection that it will entail curial
interference with administrative decisions on the merits by precluding the
decision-maker from
ultimately making the decision which he or she considers
most appropriate in the
circumstances.”
[26]
Aronson, Dyer & Groves, Judicial Review of Administrative Action, op.
cit., p.251, aver that the distinction is between reviewing process and
reviewing outcomes, the former only being judicially
reviewable.
[27]
(1990) 21 FCR
193.
[28] (1990)
170 CLR 1 at
p.18.
[29] [1990] HCA 33; (1990)
170 CLR 321 at
p.341.
[30] (2001)
206 CLR 323 at p.344
[63].
[31] Ms
Clement’s [Written] Submissions: 29th August
2008, par.4.
[32]
(1985) 162 CLR at
p.31.
[33] In
paragraph 3 (vii) of her affidavit filed on 25th July
2008, Ms Clement refers to the ABS as duplicitous, that its opinions were those
of “a known nest of treasonous criminals,
who... successfully sabotaged
the Australian economy.” In the same place she refers to ABS, Comcare and
the Department of
Finance as being engaged in a conspiracy to defraud her of
just compensation. In paragraph 4 of the same affidavit Ms Clement asserts
that
Dr Verney has provided fraudulent advice to the Minister. On the basis of these
grave assertions, and others like them, Ms
Clement maintains that they, of
themselves, constitute “special circumstances” for the purposes of
the Act, and thereby
justify the Minister making an act of grace
payment.
[34] Among
many places, see Transcript (4th September 2008)
pp.7-10. See also par.17 of the Application headed “Particulars of fraud,
bad faith and bias....” In
that same paragraph Ms Clement submitted that
her acceptance of a redundancy payment was the result of her being blackmailed
by ABS
and
Comcare.
[35] In
her affidavit in support of the Application, filed 5th
May 2008, Ms Clement stated baldly, at par.4: “...because I was the
witness to the fact that ABS management would not secure
the data, a criminal
offence under Section 19 of the Census and Statistics Act and Sections 5, 86 and
24 of the Commonwealth Crimes Act.” S.5 of the Crimes Act 1914
(Cth) provided for an offence of “aiding and abetting.” It was
repealed by Act No. 24 of 2001. S.24 of the same Act
provided for the offence
of “treason.” It was repealed by Act No.65 of 2002. S.86 dealt
with an offence of “conspiracy.”
It was repealed by Act No.24 of
2001.
[36] The
Statement of Reasons provided to the Applicant under s.13 of the ADJR Act is
Annexure “GSV 44” to Dr Verney’s
affidavit of
27th June
2008.
[37] [1987] HCA 25; (1987)
163 CLR 54 at
p.77.
[38] [2000] HCA 5; (2000)
199 CLR 135 at
[44].
[39] The lack
of clarity of Ms Clement’s material is made worse by the fact that her
Application contains either or both (a) submissions
and (b) repeats much of what
is contained in her affidavits and written submissions. To say the least, her
materials are, unfortunately
and wearisomely, repetitious and
convoluted.
[40]
In his oral submissions, Counsel confined his remarks to six (6) discrete
areas.
[41] (1987)
163 CLR at [14] of Brennan J’s
judgment.
[42]
[2000] HCA 5; (2000) 199 CLR 135 at
[44].
[43] [1990] HCA 33; (1990)
170 CLR 321 at
p.341.
[44] [1999] HCA 14; (1999)
197 CLR 510 at
p.587.
[45] (1999)
197 CLR 611 at p.626
[40].
[46] In the
following paragraph, 197 CLR at pp.626-627 [41], Gleeson CJ and McHugh J cite
the following statement by Lord Brightman: “Where
the existence or
non-existence of a fact is left to the judgment and discretion of a public body
and that fact involves a broad spectrum
ranging from the obvious to the
debatable to the just conceivable, it is the duty of the court to leave the
decision of that fact
to the public body to whom Parliament has entrusted the
decision-making power save in a case where it is obvious that the public
body,
consciously or unconsciously, are acting perversely.” Puhlhofer v
Hillingdon London Borough Council [1986] UKHL 1; [1986] AC 484 at
p.518.
[47] See,
for example, Murphyores Inc Pty Ltd v Commonwealth (1976) 136 CLR
1.
[48] Minister
for Aboriginal Affairs v Peko-Wallsend Ltd (1985) 162 CLR at p.39 and more
generally at pp.39-42. The emphasis in the text belongs to Mason
J.
[49] See P. Cane
& L. McDonald, Principles of Administrative Law: Legal Regulation of
Governance, (Melbourne: Oxford University Press, 2008), p.151 and Botany
Bay City Council v Minister for Transport and Regional Development (1996) 66
FCR 537 at pp.560-61 (Sheppard
J).
[50] For the
Privacy Commissioner’s original correspondence confirming his intention to
institute an investigation into matters
raised by Ms Clement, see his letter,
dated 28th August 1992, addressed to Mr Ian Castles,
Australian Statistician, Australian Bureau of Statistics, which is behind tab
no.45, being
part of annexure GSV 38. It begins at p.1012 of the paginated
documents.
[51]
(1985) 4 NSWLR 139 at
p.156.
[52] [1891]
AC 173 at
p.179.
[53] [1965] HCA 27; (1965)
113 CLR 177 at p.189 and [1982] HCA 26; (1982) 151 CLR 342 at p.368
respectively.
[54]
[1997] HCA 27; (1997) 190 CLR 1 at p.36. See also the joint judgment of McHugh & Gummow JJ
in Re Minister for Immigration and Multicultural Affairs; Ex parte Applicant
S20/2002 [2003] HCA 30; (2003) 198 ALR 59 at
[54].
[55] [1968] UKHL 1; [1968]
AC 997 at p.1060. In the same case, Lord Reid said (at p.1030) that the
discretion must conform to the “policy and objects of the
Act.” His
Lordship continued: “... the policy and objects of the Act must be
determined by construing the Act as a whole
and construction is always a matter
of law for the court. In a matter of this kind it is not possible to draw a
hard and fast line,
but if the Minister, by reason of his having misconstrued
the Act or for any other reason, so uses his discretion as to thwart or
run
counter to the policy and objects of the Act, then our law would be very
defective if persons aggrieved were not entitled to
the protection of the court.
So it is necessary first to construe the
Act.”
[56]
[1986] HCA 40; (1986) 162 CLR 24 at
pp.40-41.
[57] A
copy of Finance Circular 2006/05 is annexed to Dr Verney’s supplementary
affidavit, filed 15th August 2008. Attachments B and D
to that Circular deal in detail with `act of grace
payments.’
[58]
[2002] FCA 590 at
[49].
[59]
Applicant WAFV/2002 v Refugee Review Tribunal [2003] FCA 16 at
[52].
[60] (2003)
199 ALR 412.
[61]
The Full Court of the Federal Court has held that “bad faith ... implies a
lack of an honest or genuine attempt to undertake
the task and involves a
personal attack on the honesty of the decision-maker.” SCAS v Minister
for Immigration and Multicultural and Indigenous Affairs [2002] FCAFC 397 at
[19].
[62] The
sections of the Crimes Act claimed to have been breached include some
that have been repealed (to which I have previously referred), as well as
“treachery”
(s.24AA) and “sabotage”
(s.24AB).
[63]
[1999] HCA 14; (1999) 197 CLR 510 at p.587 (internal citations
omitted).
[64]
(2008) 246 ALR
465.
[65]
Ibid: see Rares J at [45] & [73] – [74] and Gordon J at [124]
– [132].
[66]
Nothing that was said by a differently constituted Full Court (French, Tamberlin
& Mansfield JJ) on s.31A in Dent v Australian Electoral Commissioner
[2008] FCAFC 111; (2008) 249 ALR 523 at [28], in my view, affects the significance of the remarks
of Rares and Gordon
JJ.
[67] (2007) 160
FCR 298.
[68]
Lindgren J also cited – which I need not – Queensland and New South
Wales Courts of Appeal decisions, which follow the
same reasoning. See [2007] FCA 511; (2007)
160 FCR 298 at
[59].
[69] [1997] HCA 21; (1997)
144 ALR 677. These comments should be considered also in the light of his
Honour’s observations in Re Minister for Immigration and Multicultural
Affairs; Ex parte Applicant S20/2002 [2003] HCA 30; (2003) 198 ALR 59 at [114] and
[170].
[70] [1997] HCA 21; (1997)
144 ALR 677 at
p.686.
[71] The
terminology is taken from Division 13.3 of the Federal Magistrates Court
Rules 2001. See in particular Rule 13.07 (Disposal by summary judgment) and
Rule 13.10 (Disposal by summary
dismissal).
[72]
R v Criminal Injuries Compensation Board; Ex parte A [1999] 2 AC
330.
[73] [1976] UKHL 6; [1977] AC
1014 at p.1047. Lord Wilberforce’s judgment in this case was also cited
by Kirby J in Applicant S20/2002 198 ALR at
[162].
[74] See M.
Aronson, B. Dyer, M. Groves, Judicial Review of Administrative Action
(Third Edition) (Sydney: Lawbook Company, 2004) p.247, where they cite [2003] HCA 30; (2003)
198 ALR 59, where Kirby J referred, at [161], to a review in circumstances of
`extreme administrative injustice.’ I do not consider Ms
Clement’s
application to constitute or to warrant such a
description.
[75]
(2001) 205 CLR 507 at 550. Cf. the comments by Gaudron, Gummow and Hayne
JJ in Hot Holdings v Creasy [2002] HCA 15; (2002) 210 CLR 438 at p.455 in relation to
the import of `government policy’ in ministerial
decision-making.
[76]
[2001] FCA 981, especially at [28] –
[32].
[77]
Ibid at
[32].
[78] (2003)
215 CLR 518 at
[74].
[79] (1990)
170 CLR596 at p.604. See also the joint judgment of Mason CJ, Deane &
McHugh JJ at p.598
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