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New Zealand v Johnston [2011] FCAFC 2 (11 January 2011)
Last Updated: 12 January 2011
FEDERAL COURT OF AUSTRALIA
New Zealand v Johnston [2011] FCAFC 2
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Citation:
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New Zealand v Johnston [2011] FCAFC 2
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Appeal from:
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Parties:
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NEW ZEALAND v BRIAN JOHNSTON and MAGISTRATE
BUSCOMBE
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File number:
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NSD 1221 of 2010
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Judges:
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JACOBSON, FOSTER AND KATZMANN JJ
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Date of judgment:
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Catchwords:
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EXTRADITION – application by New
Zealand to extradite a 69 year old male Australian citizen to answer serious
charges of sexual interference
with a minor alleged to have occurred in the
1970s – appeal from a single judge of the Federal Court pursuant to
s 35(3)
and s 35(6)(b) and (e) of the Extradition Act 1988
(Cth) ( the Act) – nature of appeal – appeal is an appeal
in the strict sense – in order for the Full Court to allow such an appeal,
the Full Court must find error on the part of the primary judge – whether
the primary judge erred by confirming an order that
the fugitive be released
made by a NSW magistrate – the primary judge held that it would be unjust
to surrender the fugitive
to New Zealand – the magistrate held that it
would be oppressive to do so – whether the fugitive had proven that the
NZ
police officer who laid the charges did so not in good faith and not in the
interests of justice within the meaning of s 34(2)(b) of the Act –
the magistrate and the primary judge both held that the fugitive had failed to
prove that the police officer had
not acted in good faith and in the interests
of justice – whether it was now open to the fugitive to challenge those
findings
on appeal – discussion of meaning of the composite expression
“... unjust, oppressive or too severe a
punishment ...” in s 34(2) of the Act – whether it
would be unjust to surrender the fugitive is a question of fact or of mixed fact
and law – delay
did not make extradition unjust – the primary judge
erred in his ultimate finding – no error in finding extradition would
not
be oppressive – appeal allowed and extradition ordered
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Legislation:
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Cases cited:
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Place:
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Sydney
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Division:
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GENERAL DIVISION
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Category:
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Catchwords
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Number of paragraphs:
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Counsel for the Appellant:
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Dr J Renwick, Ms G Wright
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Solicitor for the Appellant:
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Commonwealth Director of Public Prosecutions
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Solicitor for the First Respondent:
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Mr E Conditsis of Conditsis & Associates
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The Second Respondent submitted save as to costs
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IN THE FEDERAL COURT OF AUSTRALIA
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NEW SOUTH WALES DISTRICT REGISTRY
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ON APPEAL FROM THE
FEDERAL COURT OF AUSTRALIA
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AND:
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BRIAN JOHNSTONFirst
Respondent
MAGISTRATE BUSCOMBE Second Respondent
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JACOBSON, FOSTER AND KATZMANN JJ
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DATE OF ORDER:
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WHERE MADE:
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THE COURT ORDERS THAT:
- The
appeal be allowed.
- The
orders made by Moore J on 2 September 2010 be set aside.
- The
order made by the second respondent on 18 December 2009 be quashed.
- A
magistrate of the Local Court of New South Wales order, by warrant, that the
first respondent be surrendered to New Zealand.
- The
first respondent pay the appellant’s costs of the appeal and the
appellant’s costs of the review conducted by Moore J
pursuant to
s 35(1) of the Extradition Act 1988 (Cth).
Note: Settlement and entry of orders is dealt with in Order 36 of
the Federal Court Rules.
The text of entered orders can be located using
Federal Law Search on the Court’s website.
IN THE FEDERAL COURT OF AUSTRALIA
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NEW SOUTH WALES DISTRICT REGISTRY
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GENERAL DIVISION
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NSD 1221 of 2010
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ON APPEAL FROM THE FEDERAL COURT OF AUSTRALIA
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BETWEEN:
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NEW ZEALAND Appellant
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AND:
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BRIAN JOHNSTON First Respondent
MAGISTRATE BUSCOMBE Second Respondent
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JUDGES:
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JACOBSON, FOSTER AND KATZMANN JJ
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DATE:
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11 JANUARY 2011
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PLACE:
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SYDNEY
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REASONS FOR JUDGMENT
THE COURT:
- The
appellant (New Zealand) seeks the extradition of the first respondent to
New Zealand to stand trial on eight very serious charges involving the alleged
sexual assault of his de facto wife’s daughter in the period between
August 1973 and June 1977. In these Reasons, we shall
refer to the alleged
victim as “A”. In August 1973, A was 10 years old. She was born in
June 1963. She is now 47 years
of age.
- The
first respondent is a 69 year old Australian citizen who was born in Sydney and
who now lives on the Central Coast of New South
Wales in a house provided by the
New South Wales Department of Housing.
- On
22 June 2009, Judge Wade of the Manukau District Court (NZ) issued an
arrest warrant for the first respondent. On 14 September
2009, a New South
Wales magistrate indorsed the New Zealand warrant pursuant to s 28 of the
Extradition Act 1988 (Cth) (the Act).
- On
16 September 2009, the first respondent was arrested in New South Wales
under the indorsed New Zealand warrant and was then
remanded in custody. Bail
was refused.
- Over
several days in November and December 2009, a New South Wales magistrate heard
extradition proceedings in respect of the first
respondent pursuant to s 34
of the Act. On 18 December 2009, the magistrate (who is the second
respondent in the appeal)
concluded that it would be oppressive to surrender the
first respondent to New Zealand. Accordingly, the magistrate made an order
pursuant to s 34(2) of the Act that the first respondent be immediately
released.
- On
4 January 2010, New Zealand applied to this Court pursuant to s 35(1)
of the Act for a review of the release order which
the magistrate had made on
18 December 2009. The learned primary judge heard that Application on 2
and 3 August 2010 and
delivered his judgment on 2 September 2010
(New Zealand v Johnston [2010] FCA 958). On that day, his Honour
dismissed New Zealand’s Application for Review with costs.
- The
primary judge took a different view of the matter from that which had been taken
by the magistrate. Although his Honour agreed
in the result, his Honour did not
think that it would be oppressive to surrender the first respondent to New
Zealand but rather took
the view that it would be unjust for him to be
surrendered.
- New
Zealand appealed from that judgment on 22 September 2010.
- New
Zealand contends that the primary judge erred in the approach which he took to
the concept of injustice in s 34(2) of the
Act and also erred by failing to
provide adequate reasons for the decision which he made. The first respondent
has filed a Notice
of Contention whereby he seeks to support the primary
judge’s ultimate decision by arguing that it would be unjust and
oppressive
(or both) for the first respondent to be surrendered to New Zealand.
The first respondent also argues that the accusations upon
which the extradition
proceedings are founded were not made in good faith or in the interests of
justice (as to which see s 34(2)(b)
of the Act).
THE STATUTORY SCHEME AND SOME RELEVANT PRINCIPLES
- Under
the Act, New Zealand is in a special position.
Part III—Extradition from Australia to New Zealand
(ss 28–39 of the Act) essentially assimilates the position of New
Zealand to that which had applied to interstate extradition
within Australia
under s 18(6) of the Service and Execution of Process Act 1901 (Cth)
(the Service and Execution of Process Act) prior to 1992. As the Full
Court observed in New Zealand v Moloney [2006] FCAFC 143; (2006) 154 FCR 250 at [17]
(p 256), the procedure for indorsement of New Zealand warrants by
Australian magistrates under s 28 of the Act is often
referred to as a
“backing of warrants” procedure, although it is not described
in that way in the Act itself. In Moloney, at [18]–[24]
(pp 256–257), the Full Court explained the way in which the backing
of warrants regime came to be
incorporated into the Service and Execution of
Process Act and related legislation. At [24] (p 257), the Full Court
said:
- The
fact that extradition from Australia to New Zealand is done by a simple backing
of warrants is obviously relevant when considering
the circumstances under which
s 34(2) can be invoked.
- In
Moloney, at [25]–[37] (pp 257–259), the Full Court
explained the statutory scheme as follows:
The statutory scheme
- The
provisions of the Extradition Act concerning the requirements for an
extradition offence (s 19(1)), speciality (s 22(3)(d)), double
criminality (s 19(2)(c)) and extradition objections (ss 7 and
19(2)(d)) apply only in relation to extradition from Australia to
“extradition countries”, under Pt II of the Act. The definition
of “extradition country” in s 5 specifically excludes New
Zealand.
- In
relation to extradition from Australia to New Zealand, s 28 provides that
application may be made, in the statutory form,
on behalf of New Zealand to a
magistrate for the indorsement of a New Zealand warrant, ie for the
“backing” of the warrant.
Where there is urgency, s 29 allows
for the issue of a provisional arrest warrant. Sections 30 and 31 provide for
powers of
search and seizure. In substance, these are in the same terms as those
in Pt II of the Act, which deals with extradition to
countries other than
New Zealand. Section 32 deals with remand and bail.
- Since
this appeal concerns the meaning to be accorded to s 34(2) of the Act, it
is useful to set out s 34 in its entirety
[section
omitted]
...
- It
is apparent from Pt III of the Extradition Act that extradition from
Australia to New Zealand is a much simpler process than extradition to other
foreign states. New Zealand alone
is not required to make a formal request for
extradition. Nor is it required to produce “supporting documents” of
the
kind required from foreign states pursuant to s 19(2) and (3). And,
unlike the position in relation to some other countries, including the United
States, New Zealand is not required to
provide prima facie evidence of
guilt.
- Extradition
from Australia to New Zealand is also unique in other respects. As previously
stated, none of the various extradition
objections set out in s 7 of the
Act applies. Thus, in the case of New Zealand, a person whose extradition is
sought cannot
resist surrender on any of the following grounds:
- the offence is a
“political offence” within the meaning of s 7(a);
- extradition is
sought for an improper purpose, as set out in s 7(b);
- the person may
be prejudiced at his or her trial, or punished, detained or restricted in his or
her personal liberty, by reason of
race, religion, nationality or political
opinions, as specified in s 7(c);
- the dual
criminality requirement is not met, as specified in s 7(d); or
- the person may
be exposed to double jeopardy, contrary to s 7(e).
- The
only statutory bar to extradition to New Zealand is to be found in s 34(2).
If a person wishes to raise any of the matters
encompassed within s 7, they
must be raised within the context of s 34(2) or not at all.
- The
onus rests upon the person whose extradition is sought to satisfy the magistrate
of the matters set out in s 34(2).
- As
is the case with extradition to foreign states generally, considerations of
guilt or innocence are not in issue, and the hearing
before the magistrate is
not a trial on the merits of the case. Section 34(4) provides that the
magistrate cannot receive evidence
to contradict an allegation that the person
has engaged in the conduct constituting the offence. That prohibition presumably
extends
to evidence as to the state of mind of the person and not only to
evidence as to the acts or omissions allegedly committed: Wiest v Director
of Public Prosecutions [1988] FCA 450; (1988) 23 FCR 472 at 520–521.
- As
Pt III of the Act is intended to relieve New Zealand of the obligation to show
or defend even a prima facie case in the Australian
courts it is unclear
precisely what practical role s 34(4) is intended to play. It may be that
it merely makes explicit what
is in any event implicit in the statutory scheme.
Subject to one qualification, which is discussed below, an extradition
proceeding
involving New Zealand does not allow for any consideration of the
strength of the case against the person whose surrender is sought.
- Our
conclusion that s 34(4) is not of itself a critical feature of Pt III
of the Act finds support in the authorities.
The Service and Execution of
Process Act 1901 did not include a comparable provision. A comparable
provision was not introduced into the Extradition (Commonwealth Countries)
Act 1966 until 1985. Yet in no case of which we are aware has the presence
or absence of a provision like s 34(4) been seen as significant.
- We
conclude this survey of the statutory scheme by noting that there is nothing in
the language of s 34(2) that suggests that
an Australian magistrate,
concerned with the possible application of that section, ought ordinarily to
engage in a wide-ranging consideration
of the merits, or otherwise, of the New
Zealand criminal justice system. The scheme of Pt II of the Extradition
Act suggests that the issue of injustice is to be more narrowly focused than
this. It also suggests that a finding of injustice would
not be made
lightly.
The assumption that any trial in New Zealand will be fair
- As
has been seen, New Zealand has long been equated, for extradition purposes, with
the Australian States and Territories. The fact
that the backing of warrants,
without more, is regarded as sufficient, itself demonstrates confidence in the
integrity of the New
Zealand criminal justice system.
- Even
apart from the special arrangements that govern extradition from Australia to
New Zealand, the close relationship between our
two countries, and the respect
and high regard with which New Zealand courts are held in Australia, would
support an assumption of
fairness. Section 34(2) must be understood in the light
of that assumption.
- Section
34 of the Act is the critical statutory provision in the present case. That
section is in the following terms:
34 Surrender warrants
(1) Where:
(a) either:
(i) a person has been remanded after being arrested under an indorsed New
Zealand warrant; or
(ii) a person has been remanded after being arrested under a provisional arrest
warrant and an indorsed New Zealand warrant has been
obtained in relation to the
person;
and
(b) a request is made to a magistrate by or on behalf of the person or New
Zealand for proceedings to be conducted under this section;
the magistrate shall, unless the magistrate makes an order under
subsection (2):
(c) by warrant in accordance with subsection 38(1), order that the person be
surrendered to New Zealand; and
(d) by warrant in the statutory form, order that, pending the execution of the
warrant referred to in paragraph (c), the person be
committed to
prison.
(2) If the magistrate is satisfied by the person that,
because:
(a) the offence in relation to which any indorsed New Zealand warrant in
relation to the person was issued is of a trivial nature;
(b) if that offence is an offence of which the person is accused—the
accusation was not made in good faith or in the interests
of justice; or
(c) a lengthy period has elapsed since that offence was committed or allegedly
committed;
or for any other reason, it would be unjust, oppressive or too severe a
punishment to surrender the person to New Zealand, the magistrate
shall order
that the person be
released.
(3) The magistrate shall, after making an order in relation to the person under
paragraph (1)(c), inform the person that he or she
may, within 15 days after the
day on which the order is made, seek a review of the order under
section 35.
(4) In the proceedings under this section, the person is not entitled to adduce,
and the magistrate is not entitled to receive, evidence
to contradict an
allegation that the person has engaged in conduct constituting an offence in
relation to which any indorsed New
Zealand warrant was
issued.
- Section 34
remains in the form in which it was considered by the Full Court in
Moloney.
- At
[38]–[128] (pp 259–274) in Moloney, the Full Court
considered the concepts of “injustice” and
“oppression” in the context of extradition law. For present
purposes, the following propositions may be gleaned from those
paragraphs:
(a) As a general rule, Australian courts are reluctant
to ascribe bad faith to other countries when considering extradition
applications
(at [57] (p 262)).
(b) The oppression limb of the composite expression “unjust or
oppressive” in s 34(2) of the Act has been invoked far more
frequently than the injustice limb as a basis for refusing surrender. That
is
not to say that the concepts are entirely distinct (at [58] (p 262)).
(c) It would be oppressive to order surrender if it is absolutely clear that
there is no real chance of a conviction or if it is absolutely
clear that the
allegations against the accused are wholly misconceived and could not possibly
be right eg if the offence with which
the accused is charged is not an offence
in law or where the accused has been able to demonstrate a complete defence to
the charge
(at [59] (p 263)). This qualification is the only qualification
to the general rule that the courts of the requested State
are not concerned
with the strength of the case against the accused (at [64] (p 263)). (We
note that Kenneally v New Zealand [1999] FCA 1320; (1999) 91 FCR 292 is an example of the
rare case where the accused was able to establish that there was no possibility
that he would be convicted).
(d) As a matter of construction, each component in the composite expression
“unjust, oppressive or too severe a punishment” must be given
some separate meaning even if there is a degree of overlap between them (at [65]
(p 263)).
(e) In the composite expression “unjust, oppressive or too severe a
punishment”, injustice is directed primarily to the risk of prejudice
to the accused in the conduct of the trial itself and oppression is directed
to
the hardship visited upon the accused resulting from changes in his
circumstances that have occurred during the period to be taken
into
consideration (at [66]–[73] (pp 263–265)).
- At
[72] (p 264) and at [74]–[81] (pp 265–266) in
Moloney, the Full Court said:
- Aughterson
summarises the position regarding the “unjust or oppressive” ground
under the 1901 Act in the following terms
(at
163–164):
Matters considered by the courts include the passage of time, the health of the
person sought, hardship likely to arise through extradition,
the likelihood of
conviction, prison conditions in the requesting state, the prospect of a fair
trial, the issue of natural justice and the gravity of the offence. Also,
this issue overlaps with a number of other exceptions to extradition,
including
where there has been or will be a violation of procedural safeguards, an
abuse of process, trial by a special tribunal, double jeopardy or exposure to
severe or unusual
punishment.
(Emphasis added, footnotes
omitted.)
...
The meaning of “unjust”
- On
one view, the Service and Execution of Process Act 1901 conferred a wide
discretion upon magistrates and justices of the peace to refuse surrender. An
alternative view is that the word
“may” in s 18(6) was used in
the sense discussed in Julius v Lord Bishop of Oxford (1880) 5 App Cas
214 (at 222–223) and Finance Facilities Pty Ltd v Federal Commissioner
of Taxation [1971] HCA 12; (1971) 127 CLR 106 per Windeyer J (at 134–135). That
is, to confer an authority to act which must be exercised if the circumstances
are such
as to call for its exercise.
- Section
34(2) of the Extradition Act, however, is plainly not discretionary; it
is a statutory bar to surrender. Nonetheless, questions of judgment and degree
are involved
in any determination that it would be “unjust” to
follow a particular course. It is impossible to lay down precise rules
as to
what is, and what is not, within the scope of the term
“unjust”.
- Plainly,
it would be unjust to require a person to be surrendered if, by reason of the
time that has elapsed since the commission
of the alleged offence, a fair trial
cannot be had. Presumptive prejudice may be converted into actual prejudice if
by reason of
delay, important evidence has been lost or destroyed. Kakis
provides a useful example of prejudice of this nature.
- On
the other hand, mere lapse of time, without more, may not be sufficient. For
example in Perry v Lean the accused was charged with having committed
murder more than 20 years earlier. Nonetheless, the South Australian Full Court
(Olssen J
dissenting) was not persuaded that it would be unjust to require
her to be surrendered to Victoria.
- As
previously indicated, there are cases under the Service and Execution of
Process Act 1901 in which the injustice limb of s 18(6) was invoked. A
number of these cases concerned charges that were said to be misconceived
or
without foundation. Surrender was seldom refused, but the principle that it
could be refused on this basis was generally accepted.
See, eg
O’Donnell v Heslop at 170; Re Alstergren and Nosworthy
[1947] VLR 23 at 29–30; Aston v Irvine [1955] HCA 53; (1955) 92 CLR 353 at
366–367; Re Mandel [1958] VR 494; Ex parte Klumper at
170–171; Daemar v Parker [1975] 2 NSWLR 744 at 747; Skewes v
Veenhuizen (1978) 20 SASR 109 at 113; Silbersher v Gerkens; Bates v
McDonald at 94–95; Fultcher v Hilt (1985) 79 FLR 353 at
364–365; 61 ALR 359 at 371–372; Lewis v Wilson (1987) 90 FLR
251 at 253–254; (1987) 32 A Crim R 118 at 120.
- In
Kenneally v New Zealand [1999] FCA 1320; (1999) 91 FCR 292 a Full Court considered many of
these cases and held that the “unjust” limb of s 34(2) should
be construed in essentially
the same way. Kenneally was, however, a most
unusual case. For reasons that were never entirely clear, New Zealand, though
not obliged to produce any of
the evidence upon which it based its charges,
elected to present it all. Having opted for that course, it was fixed with the
fact
that its evidence, taken at its highest, fell short of even a prima facie
case. In other words, the charges brought were misconceived
and without
foundation. It was hardly surprising, therefore, that the Full Court held that
it would be “unjust” for the
appellant to be surrendered to New
Zealand.
- There
are several cases which go further than those referred to at [78]. They hold
that it can be “unjust” to require
a person to be surrendered if
there are serious doubts as to whether a fair trial will be possible.
- In
Narain v Director of Public Prosecutions (at 425) a Full Court observed,
albeit by way of dictum, that a failure to provide adequate particulars of the
alleged offence could
lead to a finding that it would be “unjust” or
“oppressive” to surrender a person to New Zealand.
- In
Moloney at [82]–[109] (pp 266–270), the Full Court
discussed a number of other authorities. That discussion included a
discussion
of New Zealand v Venkataya (1995) 57 FCR 151, a decision of
Sackville J. The Full Court did not disapprove the reasoning of
Sackville J in Venkataya nor did it disagree with his decision. At
[108] (p 270) of its judgment in Moloney, the Full Court cited his
Honour’s remarks at 164–165 in Venkataya to the effect that,
in some cases, the lapse of a lengthy period of time since the commission of the
alleged offences may be determinative
against surrender. The Full Court then
said, at [109] (p 270):
His Honour concluded that, although the case was a difficult one, the very great
delay in bringing the charges against the first
respondent, and the irremediable
prejudice that had been demonstrated by reason of the destruction of important
evidence meant that
the magistrate’s decision should be
confirmed.
- In
Moloney, at [15] (p 255), the Full Court said:
- Plainly,
the meaning to be accorded to the term “unjust” in s 34(2) will
be influenced by a number of considerations.
These include:
- the detailed
nature of the arrangements, including the backing of warrants procedure, and the
prohibition upon adducing evidence to
contradict an allegation that the person
has engaged in conduct constituting an offence, pursuant to s 34(4);
- the statutory
scheme in the Extradition Act which makes specific provision for
extradition between Australia and New Zealand;
- the underlying
assumption in the Extradition Act that any trial in New Zealand will be
fair; and
- the history of
the special arrangements and, in particular, the retention in relation to
extradition to New Zealand of the condition
that a person not be surrendered if
it would be “unjust, oppressive or too severe a punishment” to do
so.
- The
first of the three principal objects of the Act (viz that which is specified in
s 3(a) of the Act) makes very clear that
Australian courts which are called
upon to determine extradition proceedings are not to determine the guilt or
innocence of the accused,
whether extradition is sought to New Zealand or to an
extradition country (as defined in the Act). In the case of extradition
to New Zealand, this fundamental directive is reinforced by the terms of
s 34(2)
and s 34(4) of the Act. When considering an application for
extradition to New Zealand, an Australian court must not conduct
an inquiry
similar to a committal hearing and must not embark upon any consideration or
assessment of the guilt or innocence of the
accused except in the rare case
where the impossibility of conviction is plain beyond argument (eg
Kenneally) (see Bates v McDonald (1985) 2 NSWLR 89 at 101F per
Samuels JA).
- The
effect of s 34 of the Act is that, unless the magistrate makes an order
under s 34(2) of the Act, he or she must order
that the accused be
surrendered to New Zealand. The magistrate can only make a release order under
s 34(2) of the Act if the
magistrate is satisfied that it would be unjust,
oppressive or too severe a punishment to surrender the person to New Zealand for
one or more of the following reasons:
(a) The offence specified in
the warrant is of a trivial nature;
(b) If the offence is an offence of which the person is accused, the
accusation was not made in good faith or in the interests of
justice;
(c) A lengthy period has elapsed since the offence was allegedly committed;
or
(d) For any other reason.
- The
accused bears the onus of satisfying the magistrate of these matters.
- A
review by a single judge of this Court pursuant to s 35(1) of the Act is a
rehearing and the judge is permitted to have regard
to evidence in addition to
or in substitution for the evidence that was before the magistrate
(s 35(6)(d) of the Act).
THE NATURE OF THE APPEAL
- Section
35(3) and s 35(6)(e) of the Act provide that, in an appeal to a Full Court
of this Court from a decision of a single
judge of this Court on an application
made pursuant to s 35(1) of the Act for a review of a magistrate’s
order made under
s 34 of the Act, the Full Court shall have regard only to
the material that was before the primary judge. The effect of s 35(6)(e)
is to designate such an appeal as an appeal in the strict sense. In such an
appeal, the appellate body cannot receive further evidence
and its powers are
limited to setting aside the decision under appeal and, if appropriate, to
giving in lieu of that decision the
decision which should have been made at
first instance (Allesch v Maunz (2000) 203 CLR 172 at
[22]–[24] (pp 180–181) (per Gaudron, McHugh, Gummow and
Hayne JJ); Coal and Allied Operations Pty Ltd v Australian
Industrial Relations Commission [2000] HCA 47; (2000) 203 CLR 194 at [12] (p 203) per
Gleeson CJ, Gaudron and Hayne JJ).
- New
Zealand submitted that the current appeal is by way of rehearing. For the
reasons explained at [22] above, we do not agree.
The nature of an appeal by
way of rehearing was explained by Gleeson CJ, Gaudron and Hayne JJ in
Coal and Allied Operations Pty Ltd at [13]–[17]
(pp 203–204).
- An
appellate court, when hearing an appeal in the strict sense, is called upon to
redress error on the part of the court below (Mickelberg v The Queen
[1989] HCA 35; (1989) 167 CLR 259 at 267 (per Mason CJ); Eastman v The
Queen (2000) 203 CLR 1 at [5]–[19] (pp 10–13) (per
Gleeson CJ); at [68]–[70] (pp 24–25) (per
Gaudron J);
at [107]–[112] (pp 34–35) and [160] (pp 52–53) (per
McHugh J); at [178]–[180]
(pp 58–59) (per Gummow J).
In deciding whether there is error, the appellate court looks to the materials
which
were before the Court below and to nothing else (Mickelberg at
267).
- We
are mindful of the terms of ss 24–28 of the Federal Court of
Australia Act 1976 (Cth) (the Federal Court Act). Section 28(1)
and s 28(3) of the Federal Court Act bestow wide powers upon the Full
Court. Although s 27 of the
Federal Court Act expressly permits the
receipt of additional evidence on appeal and thus suggests that, generally
speaking, an appeal
to the Full Court will be by way of rehearing, we are of the
opinion that the terms of s 35(6)(e) of the Act make clear that
an appeal
under s 35(3) of that Act (of which the present case is an example) is an
appeal in the strict sense and is not by
way of rehearing. The specific
provisions of the statute which engages the Court’s jurisdiction (in this
case, the Act) should
be accorded primacy over the more general provisions of
the Federal Court Act.
- At
the hearing of the appeal, an attempt was made by the first respondent to tender
further evidence. We did not admit that evidence
because the Act does not allow
this Court to do so (see s 35(6)(e)). Nothing else in the appeal turns on
the distinction between
an appeal in the strict sense and an appeal by way of
rehearing. In both cases, error must be shown: Branir Pty Ltd v Owston
Nominees (No 2) Pty Ltd [2001] FCA 1833; (2001) 117 FCR 424 at [25] (p 436) per
Allsop J.
THE CHARGES
- The
charges were laid on 22 June 2009. Although there are eight charges, they
fall into three groups.
- The
first group of charges relates to incidents which occurred on 3 and
4 August 1973 at the Avondale (NZ) home then occupied
by the first
respondent, his de facto wife Grace (who is the biological mother of A) and
three other children. It is alleged that,
on 3 August 1973, the first
respondent raped A, forced her to have oral sex with him and indecently
assaulted her in other ways.
The charges arising out of these allegations are
two counts of indecency with a girl under the age of 12 and one count of rape.
- It
is also alleged that, on 4 August 1973, the first respondent assaulted A by
hitting her with an electric frying pan cord,
smashing a plate on her head,
throwing a chair at her and punching her in the mouth. These alleged assaults
occurred whilst Grace
was not present in the home. They occurred the day after
the alleged rape and indecent assaults. It is alleged that the first respondent
assaulted A as a reprisal or punishment for A’s having told Grace of the
rape and indecent assaults allegedly committed by
the first respondent the day
before. These matters underpin a charge of assault with intent to injure.
- The
second group of charges relate to events which are said to have occurred between
31 January 1976 and 1 March 1976 at
the Avondale (NZ) home of the
first respondent. It is alleged that, while Grace was in hospital having a
hysterectomy, the first
respondent raped A every day during the period that her
mother was away (a period of approximately one month). It is also alleged
that,
during this period, the first respondent indecently assaulted A.
- The
third group of allegations relate to the period between 23 May 1976 and
11 June 1977. It is alleged that on one particular
occasion in this period
at the Avondale (NZ) home of the first respondent, the first respondent raped A.
It is also alleged that,
on another occasion in this period, the first
respondent raped A from behind while forcing her to bend over the stove in the
kitchen
of the home at Avondale (NZ).
- These
allegations are very serious. If true, they constitute offences against which
the law has set its face for centuries. The
sexual assault of a child is
regarded by all civilised communities as a crime which warrants severe
punishment. It is certainly
viewed in this way in both Australia and New
Zealand. The very serious nature of the allegations which underpin the charges
in the
present case weighs very heavily in favour of extradition.
THE PRIMARY JUDGE’S REASONS
- At
[1]–[12] of his Reasons, the primary judge gave a brief outline of the
relevant facts and referred to the critical legislative
provision, s 34 of
the Act. At [13]–[22], his Honour helpfully summarised the
magistrate’s decision. His Honour
noted that the magistrate had concluded
that it would be oppressive to surrender the first respondent to New Zealand.
At [14] of
his Reasons, the primary judge said:
- When
the Magistrate commenced to explain his conclusion, his Honour said he was very
conscious of the serious and heinous nature of
the allegations and the type of
allegations that were made. Nonetheless, his Honour decided when taking all
factors into account
to release the first respondent under s 34(2) of the Act.
His Honour observed in his concluding remarks
that:
... in particular when regard is had to the delay in complaint, the delay in the
investigation of the complainant's statement and
the delay in the laying of the
charges and the seeking of the extradition of Mr Johnston, his age and medical
condition, the impact
surrender will have on his ability to be employed, retain
his longstanding accommodation, the impact upon his new wife which impacts
upon
him, that it would be oppressive to surrender him to New
Zealand.
- At
[18] and [19], his Honour said:
- The
delay and the possible prejudice caused to the first respondent were discussed
in considerable detail by the Magistrate. The
chronology was as
follows:
August 1973 – June 1977
|
Offences alleged to have occurred
|
30 March 2006 – 2 April 2006
|
Complainant makes her statement to the New Zealand
police
|
May 2006
|
New Zealand police informed of sexual offence charges in NSW involving the first
respondent
|
12 June 2006
|
New Zealand police decision that no further investigation to be undertaken until
the outcome of the NSW charges is known
|
November 2007
|
First respondent acquitted of NSW charges
|
10 December 2007
|
NSW police advise New Zealand police of acquittal
|
Early 2008
|
New Zealand police complete investigation and submit file to Adult Sexual
Assault Team in Otahuhu
|
8 August 2008 – 27 November 2008
|
Further investigation and decision that criminal charges should be
laid
|
13 February 2009
|
Authorisation of the New Zealand Commissioner of Police given to commence
extradition process
|
22 June 2009
|
Charges laid in New Zealand District Court and arrest warrant
issued
|
July 2009
|
Formal request for extradition made by New Zealand to
Australia
|
14 September 2009
|
New Zealand warrant indorsed by Australian
magistrate
|
16 September 2009
|
First respondent arrested
|
- The
Magistrate was concerned that the first respondent appeared to have had no
knowledge of the New Zealand investigation or charges
prior to his arrest in
September 2009 and he expressed regret at the complete halt to investigations by
the New Zealand police for
a considerable period (12 June 2006 to 10 December
2007) because of the first respondent's trial on unrelated charges in New South
Wales. The further six months delay from early 2008 to 8 August 2008 was also
viewed by his Honour as of importance. By the time
the charges were laid on 22
June 2009, three years and three months had passed since the statement of the
complainant had been received
by the New Zealand police. The Magistrate
concluded that the "accused is clearly not responsible for the unfortunate
delay".
- At
[23] and [24], his Honour correctly summarised the law with respect to the
status of the magistrate’s decision and the powers
of the Court when
conducting a review of that decision under s 35(1) of the Act.
- His
Honour then discussed some of the relevant authorities (at [28]–[34] of
his Reasons). In particular, his Honour referred
to Venkataya;
Heslehurst v Government of New Zealand [2000] FCA 1311; Moloney;
and Bannister v New Zealand [1999] FCA 362; (1999) 86 FCR 417.
- In
this part of his Reasons, his Honour referred to several authorities which dealt
with the impact of delay in extradition matters
(Venkataya;
Moloney; Kakis v Government of the Republic of Cyprus [1978]
2 All ER 634, [1978] 1 WLR 779; and Bannister).
- His
Honour commenced his consideration of the matter in detail at [35] of his
Reasons.
- At
[37]–[39], his Honour dealt with the first respondent’s attack on
the bona fides of the informant responsible for
the laying of the charges,
Detective Constable Stickland of the New Zealand Police. At [38], his Honour
noted that Detective Stickland
had been cross-examined before the magistrate but
not before him. His Honour also noted at [38] that the principal basis of the
attack upon the bona fides of Detective Stickland was his allegedly disingenuous
evidence concerning a file which the parties and
his Honour came to refer to as
“the social welfare file”.
- Detective
Stickland had obtained a file maintained by the Department of Social Welfare
(NZ) (the Social Welfare Department) in respect of A some time before the
commencement of the hearing before the magistrate. The file had not been
produced by New Zealand
as part of the evidence before the magistrate and was
therefore unavailable to the first respondent at that hearing. New Zealand
should not be criticised for not bringing forward the social welfare file at the
hearing before the magistrate. It was under no
compulsion to do so. It had
also made clear at all times both to the magistrate and to the primary judge
that it did not propose
to tender the full Police Brief at either hearing.
- At
a time which can be placed between late 2009, when the hearing before the
magistrate took place, and the commencement of the review
hearing before the
primary judge on 2 August 2010, New Zealand produced the file to the first
respondent’s lawyer and
extracts from that file were tendered in evidence
at the review hearing before the primary judge. We shall refer to the bundle of
extracts from the social welfare file tendered in evidence before the primary
judge as “the social welfare exhibit”.
- Notwithstanding
that it would have been open to the first respondent’s advocate to
cross-examine Detective Stickland at the
review hearing before the primary
judge, he chose not to do so. He no doubt had good reasons for not
cross-examining Detective Stickland
at the review hearing. The primary judge
was of the view that the criticisms of Detective Stickland made by the first
respondent’s
advocate did not justify a finding that he had not acted in
good faith and in the interests of justice within the meaning of that
expression
in s 34(2)(b) of the Act. The magistrate had reached the same conclusion.
- At
[39]–[41] of his Reasons, the primary judge said:
- It
is undoubtedly the case that the file contains quite a number of entries in
which the person creating the file note either expressed
a personal view that
the complainant exaggerated or did not always tell the truth or recorded someone
else expressing that view including
teaching personnel from the complainant's
school. However, in fairness to Detective Stickland, it should be noted that
the next
question was “In fairness to you you sound quite vague about it,
that's presumably because you don't have the file?”
to which the detective
agreed noting that as it was a large document he did not have with him. In my
opinion, there is no basis
to assume that if Detective Stickland had had the
file in his possession or had been shown the entries to which my attention was
drawn, he would have adhered to this answer or even given it in the first place.
- What
is probably more important is the broader attack made by the first respondent
having regard to the contents of the social welfare
file and the entries which
assert the complainant's propensity to exaggerate and lie. Some entries
referred to by the first respondent
were said to demonstrate the complainant
actually lied. The broader attack was to the effect that these recorded
characteristics
of the complainant were so damning that the complaint she made
of sexual assault should have been approached with such caution and
reserve that
the charges should not have been laid. This demonstrated “the
accusation” was not made in good faith or
in the interests of justice: see
Sackville J’s proposition (i) in Venkataya (set out at [28]
above). On the first respondent’s approach, this conclusion was said to
be fortified by the fact that one
potential Crown witness (one of the
complainant's sisters) whose evidence was to be relied upon in the prosecution
of the first respondent,
had given false evidence in the unsuccessful
prosecution of the first respondent in the New South Wales criminal proceedings.
It
was also said to be fortified by a statement from another sister which
involved a wholesale rejection of the complainant's account
of her relationship
with the first respondent and which challenged details of the specific
complaints of sexual assault.
- The
reason why I consider this argument should be rejected is that even though there
are entries which assert the complainant’s
propensity to exaggerate and
lie, there are other entries in the social welfare file which record that the
complainant, as a girl,
was complaining that her stepfather was engaging in
inappropriate conduct involving sexual molestation. That is, her complaint made
to the police in early 2006 was not the first complaint she made and she had, in
fact, been making complaints to the same effect
in the 1970s. It is true that at
least one entry which records the complainant's accusations against her
stepfather were investigated
by the police who, one can infer from the entry,
concluded there were no grounds for prosecuting the first respondent. Why and
on
what basis this conclusion was reached is not known. What is more important,
in my opinion, is that there were contemporaneous complaints
concerning the
first respondent’s conduct though I do not use the word contemporaneous in
an evaluative sense associated with
the admissibility of evidence that the
complaints were made. Armed with this information from the file of
contemporaneous complaints
and the potentially corroborative evidence of one of
her sisters and her brother, it cannot be said that the decision to charge the
first respondent was not made in good faith or not made in the interests of
justice notwithstanding the entries about the complainant’s
propensity to
exaggerate and lie.
- At
[43], his Honour commenced to address the question of delay. At
[44]–[51], his Honour dealt with what his Honour described
as
“actual prejudices” brought about by delay. The prejudice
said to have been suffered by the first respondent was said to result from the
death or unavailability
of several witnesses, including Grace, A’s
biological mother who died in Australia in July 2004. The primary judge held
that
the first respondent had failed to make good his contentions that the death
or unavailability of the identified persons constituted
actual prejudice. His
Honour took the view that it was a matter of speculation as to whether any of
the dead or unavailable witnesses
would have assisted the first
respondent’s defence.
- At
[50], his Honour said:
- I
accept that it is not appropriate to approach the issues in this matter by
applying principles or precepts deployed in determining
applications to stay
criminal proceedings because of delay. Nonetheless observations in authorities
dealing with such applications
are apt to apply in a case such as the present.
One such authority is R v Adler (unreported, Court of Criminal Appeal of
New South Wales, 11 June 1992) where Gleeson CJ observed (at
4):
The fact that a witness who is potentially able to corroborate an accused is,
for one reason or another, such as death, disappearance
or disability,
unavailable at trial, does not normally produce the result that the accused
cannot obtain a fair
trial...
- At
[52], the primary judge dealt with what he called “potential
prejudices”. In addition to dead or unavailable witnesses, his Honour
referred to the fact that other evidence may also have been lost (eg
doctors’
records, school records, hospital records and taxi records).
- His
Honour concluded that, as with the so called “actual
prejudices”, the Court could only speculate about the impact of these
“potential prejudices” and was not in a position to form any
firm views as to that impact (if any).
- At
[49] and [54]–[58], his Honour set out his reasons for the finding which
he ultimately made that it would be unjust to surrender
the first respondent to
New Zealand. In those paragraphs, his Honour said:
- Again
the difficulty with these remaining “actual prejudices” is, with one
important qualification I discuss shortly,
that they involve speculation as to
how any trial of the first respondent would have unfolded and what the evidence
which is now
unavailable (either documentary or from witnesses) would have been
and, in particular, whether it was admissible and, if so, supportive
of the
first respondent's defence.
...
- I
referred at [49] to an important qualification. It is this. As noted earlier,
in the extracts of the complainant's social welfare
file there are a
considerable number of entries which record that the author of the entry (on
occasions the entry records the author
as a social worker) believed the
complainant lied or exaggerated or recorded that others (including teachers from
the complainant's
school) held a similar view. Quite apart from whether people
who held these views could have been called at a trial by the defence
to give
evidence had the trial taken place shortly after the alleged offences occurred
(which I would very much doubt), the events
and circumstances which were
foundational to these opinions could, potentially, have been (and would still
be) an important element,
and possibly critically important, in the
cross-examination of the complainant at a trial then and now, at any trial which
occurred
if the first respondent was now extradited. That is, her credit could
have been attacked and potentially significantly undermined
by cross examination
focused on the events and circumstances which led others to form the view that
she had a propensity to lie or
exaggerate. As a practical matter, the first
respondent or any lawyers he might retain now, some 30 years later, have no
capacity
to investigate these events and circumstances.
- The
task of determining whether it would be unjust to surrender a person is not
narrowly focused. As Mohr J noted in Perry v Lean (1985) 39 SASR
515 at 530:
The concept of injustice or “unjust” is not confined to the
appellant. This concept needs to be considered in the wider
concept of justice
taken as an entire concept including the general interest of the community as a
whole in having persons charged
with serious crimes brought to
trial.
It is at least implicit in the observations of Sackville J in Venkataya
and the Full Court in Bannister quoted earlier that in cases involving
the alleged sexual assault of children quite legitimate reasons can explain why
a very considerable
period may have elapsed between the time the alleged
offences took place and the time the alleged perpetrator is charged and, in
appropriate cases, exposed to extradition proceedings. Probably also implicit
in the observations is that having regard to those
legitimate reasons a very
long period of delay should not, in the ordinary course, frustrate the
extradition and trial of an alleged
perpetrator in circumstances where the
complaint of sexual assault was first made to police many years after the
alleged assaults
occurred. To allow such delay to operate to deny the trial of
alleged child sexual offenders would offend against wider concepts
of justice
and the general interest in this and other communities in having such people
brought to trial. For my part, this is undoubtedly
correct. It is comparatively
obvious that this was also the view of the Full Court in New Zealand v
Moloney.
- In
the present case, Detective Stickland pointed to this issue in an affidavit
supporting the extradition of the first respondent.
He deposed to the fact that
in his experience in working with allegations of this nature, it is the norm for
children not to disclose
the abuse at the time of the offending. Also the
complainant explained in her statement to the New Zealand police that the reason
why she reported the matter after so many years was because she had heard the
allegation that the first respondent had sexually assaulted
D(f)’s child,
the first respondent's granddaughter, and that he needed to be stopped. However
the difficulty, in this case,
is that the extracts from the complainant's social
welfare file reveal that at some stage comparatively shortly after the alleged
assaults took place, the complainant did complain about the assaults, they were
investigated by the police but no prosecution eventuated.
- It
seems to me that in these probably quite unusual circumstances the consideration
of whether the extradition of the first respondent
would be unjust has to be
informed by the fact that the extremely long delay of over three decades before
the present complaint was
made and charges laid was not the product of a victim
of sexual assault as a child being unable to ventilate a claim of criminal
sexual abuse until many years had passed and the victim was sufficiently
resilient to do so. I do not, and indeed cannot, refer
to the earlier police
investigation as having some bearing on whether the first respondent committed
the offences with which he is
charged. Addressing the issue is no part of the
role of the Court in proceedings of this type. However it is relevant, in my
opinion,
to how I evaluate the impact of an extraordinarily long delay on the
capacity of the first respondent to defend the charges if he
went to trial in
New Zealand.
- For
reasons which I explained earlier at [54], I consider that the first respondent
would be actually prejudiced in his defence because
of the delay and, in the
result, it would be unjust for him to be surrendered.
- At
[59]–[68], his Honour addressed the question of oppression. His Honour
referred to all of the matters raised by the first
respondent but, in the end,
at [67] of his Reasons, held:
- However,
in my opinion, I should adopt a fairly robust approach to the effect of
extradition on a male of advancing years charged
with child sexual assault, such
as the first respondent. To do otherwise would defeat the prosecution of child
sexual offenders which
often arise in the circumstances described in [55] and
[57] above. As Madgwick J observed in New Zealand v Mahoney [sic]
(as noted at [30]), hardships of the type identified by the first respondent
would “pale into insignificance .... against
the strong legitimate public
interest in both Australia and New Zealand in having the charges dealt with in
New Zealand”.
I am not satisfied that [sic] would be oppressive to
surrender the first respondent to New Zealand.
NEW ZEALAND’S EVIDENCE IN SUPPORT OF EXTRADITION
- In
support of extradition, New Zealand read two affidavits sworn by Detective
Stickland. In addition, it relied upon an affidavit
of a formal nature sworn by
an Australian Federal agent. There was also some evidence from an officer of
the Department of Immigration
and Citizenship (DIAC) concerning the
immigration status of the first respondent’s current wife (J) and
some evidence concerning the payment of Australian pensions in New Zealand.
- In
his first affidavit, Detective Stickland addressed the requirements of the
offences with which the first respondent stands charged,
set out a summary of
the relevant facts constituting the offences, gave some evidence as to the
identification of the first respondent
and then addressed the question of delay
as follows:
Delay in Reporting to Police
- Extradition
is sought for offences committed between 3rd August
1973 and 11th June 1977; however, [A] did not report
the offences to police until March 2006.
- Since
March 2006 numerous enquiries have been made during the investigation in order
to obtain sufficient evidence to support this
extradition. This has included
obtaining statement [sic] from family members living in Australia.
- In
his second affidavit, Detective Stickland gave a much more detailed account of
the police investigation which occurred after A
first made her complaint. A
first made her complaint on 20 March 2006 and provided a statement to the
New Zealand Police over
three days between 30 March 2006 and 2 April
2006.
- In
May 2006, the New Zealand Police officer who was then in charge of the
investigation was informed by a New South Wales Police
detective that the first
respondent had been charged in Australia with offences against the daughter of
D, a half-sister of A, whose
biological mother was Grace but whose father was
not the same man as A’s biological father. In June 2006, the New Zealand
Police decided that they would await the result of the first respondent’s
trial in Australia on the charges involving D’s
daughter before taking any
further steps to extradite the first respondent to New Zealand. On
10 December 2007, the first respondent
was acquitted of the charges
involving D’s daughter. In early 2008, A’s March/April 2006
complaint made to the New Zealand
Police was referred to a specialist unit
within the New Zealand Police (called the Adult Sexual Assault Team)
based in Otahuhu (NZ). That specialist unit was the unit responsible for
investigating sexual assault matters for the whole of
the Manuku area.
- Detective
Stickland received the police file on 8 August 2008. On 14 August
2008, Detective Stickland requested the New
South Wales Police to obtain further
statements from A’s biological brother whom we shall call B (who is two
years older than
A) and from A’s half sister, D (who is eight years
younger than A). By late November 2008, the statements which Detective
Stickland had requested had been provided.
- Detective
Stickland swore that, by that time, he was satisfied that there was a case to
answer and that criminal charges should be
laid against the first respondent.
He then set about requesting authorisation for the first respondent to be
extradited from Australia
to New Zealand. In New Zealand, the authority of the
Commissioner of Police is required before an extradition can be commenced.
That
authority was obtained on 13 February 2009. After some further input from
legal advisors, a formal extradition request
was sent by New Zealand to
Australia on 10 July 2009.
- There
was tendered before the magistrate a statement made by A to Detective Constable
Irving of the New Zealand Police over three
days (30 March 2006,
31 March 2006 and 2 April 2006). It is not necessary to traverse this
statement in detail.
It is sufficient for present purposes for us to note that
A’s statement supports the allegations which underpin the charges
which
have been laid against the first respondent. In her statement, A said
(referring generally to the sexual assaults which she
claims were perpetrated on
her by the first respondent):
I used to tell my social workers as well but they never believed
me.
That general remark was not specifically directed to the incidents which are
the subject of the charges.
- The
statement of B was not tendered either before the magistrate or the primary
judge. However, in his first affidavit, Detective
Stickland said that the New
Zealand Police had a statement from B and that B would give evidence
substantially as follows:
This witness can recall the complainant [referring to A] telling him not long
after they had moved in with the offender [the first
respondent] and their
mother [Grace] “[the offender] put his thing in
me”.
He will also give evidence that when he was about 12 years old he witnessed the
offender smashing a plate over the complainant’s
head.
In 1990 this witness went to stay with his mother and the offender in Australia
before he was joined by his family. While staying
with the offender he asked
him if he had molested his sisters to which the offender replied
yes.
- B
was 12 years old in 1973.
- Detective
Stickland also said that he held a statement from D in which D said
that:
... on one occasion while they were all living in Avondale walking into the
kitchen, only to see the complainant [A] bent over the
stove with her hands on
the hotplates (not turned on) her dress/skirt around her waist with the offender
stood behind her with his
pants down to his knees and his hand over [A’s]
mouth.
- The
witness statement of D was also not in evidence either before the magistrate or
the primary judge.
- The
first respondent tendered in evidence before the magistrate three handwritten
statements from C, who is another half-sister of
A. C is six years younger than
A. Before the primary judge, he also tendered a typed statement from C. These
statements contain
criticisms of A, B and D and are generally supportive of the
first respondent’s denials of any wrongdoing. The basis upon
which these
statements came to be admitted at the extradition hearing before the magistrate
is unclear. They could not, of course,
be used to contradict the allegations
which underpin the charges.
- We
shall deal with the other evidence tendered by New Zealand at the hearings below
as necessary when dealing with the first respondent’s
contentions in
support of the proposition that it would be unjust and oppressive for him to be
surrendered to New Zealand.
THE EXTRACTS FROM THE SOCIAL WELFARE FILE
- The
social welfare exhibit was tendered before the primary judge but not before the
magistrate. The social welfare file from which
the documents in the exhibit
were extracted had not been available to the first respondent at the time of the
hearing before the
magistrate.
- The
social welfare exhibit was tendered before the primary judge on 2 August
2010. At that time, Counsel for New Zealand said
that he assumed that the
extracts from the social welfare file were being tendered not to contradict any
allegation but rather for
some other purpose. His opponent made no comment.
The primary judge did not specifically rule on the point. However, it is clear
that the social welfare exhibit cannot be used to contradict the allegations
which underpin the charges laid against the first respondent.
- At
the hearing of the appeal, the Court was taken to a selection of entries made in
various documents contained in this exhibit.
The documents contained in the
exhibit were created between 8 July 1975 and 27 November 1990. There
are only two documents
in the exhibit which were created after August 1978. In
July 1975, A had just turned 12. In August 1978, she was a little over
15 years
of age. The documents which comprise the social welfare exhibit may broadly be
described as:
(a) File notes and reports made by social workers
from time to time;
(b) Social welfare reports made by those officers for the Children and Young
Persons’ Court in Auckland (NZ (the Children’s Court);
(c) NZ Department of Education Psychological Service Reports in respect of A
(dated 3 December 1975 and 22 July 1977); and
(d) Other file notes relating to interviews and visits conducted by social
workers.
- In
the social welfare exhibit, there are several entries in which social workers
make comments to the effect that A has told lies
to teachers and other adults
concerned for her welfare; that she is prone to exaggerate; that she is
manipulative; and that she is
deceitful. For the most part, the basis for these
expressions of opinion is not revealed in the documents. On occasion, it is
clear
that the remarks are a note of other persons’ opinions, sometimes
conveyed second, third or even fourth hand. On occasion,
the remarks can be
sourced to Grace and the first respondent.
- In
two file notes (one made on 8 July 1975 and one made on 24 October
1975), a social worker, Mr CH Skuse, recorded
what he had been told
concerning an incident where A had complained of having been beaten by the first
respondent on 10 December
1974. There is no note dated December 1974 in
the exhibit. There is no document in the exhibit which was created in or around
December
1974. As already mentioned, the oldest document in the social welfare
exhibit is dated 8 July 1975. According to Mr Skuse’s
file
notes, A complained to teachers at her primary school immediately after the
incident occurred (ie on 10 December 1974).
Mr Skuse investigated the
complaint to some extent. The documents in the exhibit confirm that A had, in
fact, been beaten.
Mr Skuse took her to the Central Police Station in
Auckland and a police photographer took pictures of the injuries suffered
by A.
Mr Skuse then recorded that, upon further investigation, he discovered that
A had retracted her allegation that the beating
had been carried out by the
first respondent and had conceded that, in fact, it was her mother (Grace) who
had beaten her. Mr Skuse
appears to have accepted that it was Grace who
had beaten A and, for that reason, took no further action. Nothing in the
social
welfare exhibit indicates that anyone investigated the circumstances in
which A had recanted and changed her story as to the identity
of the person who
had beaten her on 10 December 1974.
- At
the time of the December 1974 beating, A was 11 years old.
- The
social welfare exhibit also contains several notes to the effect that A had
complained of having been sexually assaulted by the
first respondent on many
occasions in the period up to 1977. These notes are expressed in very general
terms. It is not possible
to identify any particular incident from the terms of
these notes.
- Documents
in the exhibit also disclose that A was placed into institutional care on
several occasions, the first such occasion apparently
being on 16 October
1975, when she was a little over 12 years of age.
- The
social welfare exhibit does not contain any reference to the events of
3 and 4 August 1973 which are described in some
detail in A’s
statement given to the New Zealand Police in late March and early April 2006.
The earliest incident referred
to in the social welfare exhibit is the
10 December 1974 beating.
- The
last three paragraphs of the file note dated 24 October 1975 prepared by
Mr Skuse are in the following terms:
- I
should have written this girl up as a preventive supervision case but seem to
have kept putting it off.
- When
I learned that [A] was in the Girls’ Home and nobody seemed to know why, I
telephoned Henderson Police and was informed
by the officer that [A] had been
making accusations of indecent assault against her by Mr Johnston.
- On
22.10.75 I learnt that a staff conference will be held with officers of the
Police Department to discuss this girl’s case.
This report was prepared
late on Thursday afternoon having had my day interrupted by a hearing in the
Children’s Court in
relation to a breakdown of adoption.
- That
file note appears to have been prepared in circumstances where A had been
detained by the police, having run away from home
several times between July and
October 1975, and placed into the care of the Mt Albert Girls’ Home
on 16 October
1975. There were hearings before the Children’s Court
on 17 October 1975 and again on 31 October 1975. The social
welfare
exhibit reveals that, when detained on 16 October 1975, A had alleged that
she had been indecently assaulted by the
first respondent and that, as at late
October 1975, this “complaint” was being investigated. The
documents in the social
welfare exhibit do not provide any detail of this
allegation. There is no note of what the first respondent is alleged to have
done
nor is there any note of when or where the alleged incident or incidents
took place. In a separate document (a report dated 31 October
1975
prepared by the Social Welfare Department for the Children’s Court), the
author said:
According to Police information she had told [Mrs M] that she had been
indecently assaulted by Mr Brian Johnson [sic] her mother’s
de facto
husband. The Police had taken a statement from the girl and had investigated the
complaint but I understand there are no
grounds for prosecuting
Mr Johnson.”
- In
a later report prepared for the Court dated 6 July 1977, another social
worker (Ms GD Robb) referred to the placement
of A in the Allendale
Road Girls’ Home in October 1975:
... following her allegations that her stepfather had interfered with
her.
Ms Robb then recorded in that Report that:
These allegations were false and [A] was returned
home.
- Apparently,
A was returned to the first respondent’s home on 4 December
1975.
- On
6 July 1977, A was detained and taken on warrant to another girls’
home—on this occasion, the Bollard Avenue
Girls’ Home. She was, at
that time, just 14 years of age.
- In
her 6 July 1977 report, Ms Robb noted that A had a particularly bad
relationship with the first respondent and would
not have anything to do with
him. In that report, Ms Robb noted that Grace was fearful that she would
hit A so hard that she
would hurt her. Grace wanted A removed from her home and
sent to the girls’ home. A was admitted to the Bollard Avenue
Girls’
Home on 6 July 1977 and remained there until late September
1977.
- In
a further report dated 26 July 1977 prepared by Ms Robb for the
Children’s Court, Ms Robb said:
- [A]
first came to the notice of this Department in June 1974 when there were
accusations from a neighbour that [A] had been harshly
treated by her
stepfather. When investigated it was found that [A] had been spreading stories
around the neighbourhood about being
raped by various men and being subject to
harsh treatment at home. In December 1974 [A] was hit by her mother with a
kettle cord ...
- There
is no other document in the social welfare exhibit which refers to these alleged
rapes by other men or to the fact that the
Social Welfare Department had become
involved with A as early as June 1974. The source of the information recorded
at par 5
of Ms Robb’s report is not revealed. The note is made
by someone who was not involved with A in June 1974. It is a note
of someone
else’s recollections unsupported by any other entry in the exhibit.
- A’s
antagonism towards the first respondent apparently continued into 1978. That
antagonism is noted in reports dated 26 October
1977, 13 June 1978 and
21 August 1978. In the last of these reports, A told the author that the
first respondent had made
advances to her and that she was scared of being alone
with him.
- A
appears to have spent most of the second half of 1977 and the first half of 1978
in the Allendale Road Girls’ Home.
- In
a Family Home Placement Report dated 27 September 1977, Ms Robb said
that Grace had told her that:
[A’s] ... behaviour was jeopardising her [Grace’s]
relationship with her de facto husband ...
- At
this time, Grace was advocating that A be placed into a girls’ home
because the family could no longer deal with her. In
September 1977, A was a
little over 14 years of age.
- Whilst
there is a suggestion in one document (a Social Welfare Department Report dated
25 July 1977) that the July 1977 reference
to the Children’s Court
had been brought about because of
... [A’s] emotionally disturbed behaviour at home involving
allegations by her of sexual interferences [sic] from her
stepfather (which
appear unfounded) and many other instances where she has been found to be lying
and manipulating situations ...
there is no note or record in the social welfare exhibit of any investigation
by anyone into A’s allegations of sexual assault
nor is there any note or
record of anyone having interviewed A about them.
- The
following observations may be made about the contents of the social welfare
exhibit:
(a) The Social Welfare Department did not become involved
with A until June 1974, and probably not until December 1974.
(b) A was undoubtedly severely beaten on 10 December 1974. Once A
retracted her original account that it was the first respondent
who had beaten
her and corroborated her mother’s version that it was her mother who had
beaten her, all action in relation
to that beating ceased. There was no
investigation into the circumstances of the beating nor was there any
investigation into the
circumstances in which A had changed her account of what
had happened.
(c) There is no mention in the exhibit of the incidents which allegedly
occurred on 3 and 4 August 1973 which underpin the
first group of
charges against the first respondent. Given that the Social Welfare Department
was not involved with A until 1974,
this is not surprising.
(d) The documents in the exhibit record general observations about A when she
was aged between 11 and 15 to the effect that she told
lies and exaggerated when
talking to others even about serious matters and events. These observations are
generally recorded by
an officer of the Social Welfare Department and comprise,
for the most part, a note of other people’s views, expressed in very
general terms and often not attributed to any particular person. The basis upon
which such views were held is almost always not
explained. These observations
are too general and unsupported by any detailed reasoning to be regarded as
reliable.
(e) A was placed into the Mt Albert Girls’ Home on 16 October
1975 and into the Allendale Road Girls’ Home in
the same month. These
homes may be one and the same—the exhibit does not make this clear. On
6 July 1977, A was placed
into the Bollard Avenue Girls’ Home. She
may have again been placed into the Allendale Road Girls’ Home in the
second
half of 1977 where she stayed until mid–1978. In 1978, she may
also have been in yet another girls’ home—the Rosemount
Girls’
Home.
(f) There are many entries referring to allegations made by A that the first
respondent had sexually assaulted her. Whilst no details
of these incidents are
provided, there is a consistent theme in the documents dated in the second half
of 1975 and in the documents
created between July 1977 and August 1978 that A
had made allegations that the first respondent had interfered with her and had
sexually
assaulted her. There is a suggestion in one or two documents that at
least some of these allegations were investigated and found
to be untrue, but,
once again, no details are provided. The source of this information is not
identified and the basis upon which
the assertion was made to the effect that
the allegations were found to be untrue is simply not revealed. These entries
in the exhibit
are equally consistent with A having made truthful complaints to
teachers, carers, social workers, police and neighbours which were
either not
investigated at all or not properly investigated as they are with the
proposition that the complaints were unfounded and
false.
(g) Given that the documents which comprise the social welfare exhibit were
selected for tender by the first respondent’s legal
representative, we are
entitled to assume that there are no other documents contained in the social
welfare file amongst those documents
in that file which have not been tendered
which would be of any assistance to the first respondent in his defence against
the charges
or which would put a more favourable complexion on the contents of
the social welfare file than the complexion conveyed by those
documents
contained in the social welfare exhibit.
THE BONA FIDES OF DETECTIVE STICKLAND
- The
advocate for the first respondent mounted a vigorous attack upon the bona fides
of Detective Stickland. That attack was pressed
in support of a contention made
on behalf of the first respondent that the accusations had not been made in good
faith or in the
interests of justice. If either the magistrate or the primary
judge had been satisfied that it would be unjust, oppressive or too
severe a
punishment to surrender the first respondent to New Zealand for that reason, the
release order originally made by the magistrate
and confirmed by the primary
judge would stand (s 34(2)(b) of the Act).
- The
magistrate rejected this argument for the following
reasons:
In assessing the submission made on behalf of the accused I need to keep in mind
that I do not have all of the prosecuting brief
before me. I do have the
complainant’s statement and certain summaries of the evidence which is
said to be available to the
prosecution. I have also had the advantage of seeing
Detective Stickland cross-examined before me about the brief and the manner
in
which he went about his part of the investigation which commenced in August
2008. There is nothing in my view in that evidence
which establishes that
Detective Stickland did not bring the charges, that is, make the accusations, in
anything other than good
faith or in the interests of justice. This is not a
case where it could be said that the information and evidence provided to him
was obviously unreliable in my view. The submissions that the accusations were
not made in good faith or in the interests of justice
are rejected.
- The
primary judge also rejected this contention for the reasons which we have
referred to and extracted, in part, at [39]–[43]
above.
- The
law is that the “accusation” referred to in s 34(2)(b)
of the Act refers to the substance of the charges laid by the police against a
person whose extradition
will be required for the prosecution of those charges
and not to the allegations made by the complainant or victim which led to the
charges being laid.
- It
is not necessary to recite in detail the criticisms made of Detective
Stickland’s evidence in the submissions made on behalf
of the first
respondent. Those criticisms essentially come to one point: That Detective
Stickland was dishonest or, at the very
least, deceptive in the evidence which
he gave before the magistrate in order to cover up the inadequacies of the
police investigation
in New Zealand and in order to convince the magistrate to
support the extradition of the first respondent in circumstances where
Detective
Stickland was not genuinely of the view that extradition should take place. It
was submitted on behalf of the first respondent
that the case against the first
respondent was so weak that the Court should infer that no honest and reasonable
police officer could
have been satisfied that the first respondent had a case to
answer and therefore that, contrary to Detective Stickland’s sworn
evidence, he did not, in fact, form the view that the first respondent had a
case to answer and that he was justified in laying the
charges. It was also
put, in the alternative, that Detective Stickland had been reckless in laying
the charges.
- These
are very serious allegations. It would require very strong evidence indeed for
a court to uphold them (Neat Holdings Pty Ltd v Karajan Holdings Pty
Ltd [1992] HCA 66; (1992) 110 ALR 449 at 450 (per Mason CJ, Brennan, Deane and
Gaudron JJ). The evidence relied upon by the first respondent in support
of his
attack on Detective Stickland falls well short of what would be required
to justify the finding which he seeks.
- Neither
the magistrate nor the primary judge was satisfied that Detective Stickland had
not acted in good faith and in the interests
of justice when he laid the charges
against the first respondent. The first respondent seeks to reverse these
findings on appeal.
They are findings of fact. In the case of the magistrate,
the finding which he made depends, to some extent, upon observations
which he
made of Detective Stickland in the witness box (Fox v Percy [2003] HCA 22; (2003)
214 CLR 118 at [25]–[31] (pp 127–129) (per Gleeson CJ,
Gummow and Kirby JJ) and at [77]–[93] (pp 143–147)
(per
McHugh J)).
- The
first respondent’s difficulties in attempting to overturn these decisions
made by the magistrate and by the primary judge
are compounded by the fact that
the first respondent’s advocate chose not to cross-examine Detective
Stickland at the review
hearing before the primary judge. Instead, he chose to
put submissions to this Court based upon a matter that was never raised directly
with Detective Stickland (the proposition that he had improperly withheld the
social welfare file and dissembled its contents before
the magistrate) in
circumstances where he chose not to cross-examine him at all. This was a bold
stratagem but was nonetheless one
which was always bound to fail. Detective
Stickland should have been given the opportunity to address the allegations
being made
against him and the primary judge should have been placed in the
position where he could fairly assess Detective Stickland’s
evidence and
bona fides in light of the first respondent’s manifest challenge to both.
Neither of these things was done (see
Allied Pastoral Holdings Pty Ltd v
Commissioner of Taxation (Cth) (1983) 1 NSWLR 1 esp at
16C–E, 22F–23E and at 26B–F (per Hunt J)).
- In
the circumstances which we have outlined, it is not open to the first respondent
to make the challenge which he now makes to the
actual findings as to the bona
fides of Detective Stickland made by both the magistrate and the primary judge
- We
reject the first respondent’s contentions concerning the bona fides of
Detective Stickland.
THE APPEAL
The Grounds of Appeal
- New
Zealand relied upon the following grounds of appeal:
- The
learned primary judge erred in finding that the first respondent would be
actually prejudiced in his defence of the charges on
which extradition was
sought because of delay and, that in the result, it would be unjust for him to
be surrendered.
- The
learned primary judge erred in finding that the said injustice arose from
certain unspecified extracts from the New Zealand social
welfare file of the
alleged victim which recorded opinions that the victim had lied or exaggerated
30 years ago, which opinions could
once have been used by the first respondent
to attack or undermine the victim’s credit at trial but could no longer be
so utilised.
- The
learned primary judge erred in failing to provide proper reasons.
- The
learned primary judge erred in failing to identify the precise extracts from the
social welfare file which were so relied upon.
- The
learned primary judge erred in failing to identify when and for what reason each
extract from the social welfare file became unable
to be so relied upon.
- The
learned primary judge erred in relying, in breach of s 34(3) of the
Extradition Act 1988, upon material from the social welfare file as evidence to
contradict an allegation that the first respondent has engaged in conduct
constituting an offence in relation to which the indorsed New Zealand warrant
was issued.
- The
learned primary judge erred in assuming there had been a full police
investigation in New Zealand in the 1970s into the matters
the subject of the
current charges.
- The
learned primary judge erred in making assumptions as to what could be done to
cross-examine the victim at the first respondent’s
putative New Zealand
trial in the absence of evidence as to the applicable New Zealand law, or
agreement as to whether that law was
the same as the law applicable in a
comparable case in a particular Australian State or Territory.
- The
learned primary judge erred in impermissibly speculating as to the course of the
trial.
- The
learned primary judge erred otherwise in dismissing the application for review.
- These
grounds come to this: First, the primary judge erred by reasoning from the
contents of the social welfare exhibit that the
first respondent’s trial
on the charges would be unfair because of irremediable prejudice caused by
delay, namely, that certain
potential avenues or lines of cross-examination have
been irretrievably lost. Second, the primary judge failed to give proper or
adequate reasons for his decision that it would be unjust to surrender the first
respondent to New Zealand. The alleged inadequacy
is the primary judge’s
failure to identify the entries from the social welfare exhibit upon which he
relied and his failure
to explain how he used those entries in coming to his
decision.
- We
shall address the grounds of appeal by reference to these two essential matters.
New Zealand’s Argument
- New
Zealand submitted that:
(1) The primary judge erred by failing to
give adequate reasons for his conclusion that it would be unjust to surrender
the first
respondent to New Zealand. At [54] of his Reasons, his Honour held
that the first respondent was now unable to investigate the basis
upon which
various persons had expressed the opinion that A was an habitual liar and
exaggerated the truth as recorded in the social
welfare exhibit and was
therefore denied access to information that could have provided a fruitful basis
for attacking A’s
credit in cross-examination. Because these conclusions
were based upon the contents of the social welfare exhibit, it was incumbent
upon his Honour to identify those portions of that exhibit upon which he relied
to reach the conclusion which he did and to explain
how the identified portions
led to that conclusion. His Honour failed to do either of these things;
(2) Adequate reasons would reveal whether the social welfare exhibit had, in
fact, been impermissibly used by the primary judge to
contradict the
allegations; and
(3) The primary judge also erred by engaging in impermissible speculation.
His Honour drew on the social welfare exhibit to arrive
at the conclusions which
he expressed at [54] of his Reasons. His Honour postulated various avenues of
investigation now lost to
the first respondent in circumstances where his
Honour’s hypotheses were not justified by the contents of the social
welfare
exhibit or by any other evidence before him. His Honour then made
assumptions as to the likely course of the trial of the first
respondent in New
Zealand and reached his ultimate conclusion (at [58] of his Reasons) that the
first respondent would be prejudiced
in his defence because of the delay and
that, for that reason, it would be unjust for him to be surrendered.
The First Respondent’s Response
- The
first respondent’s advocate focused on the extent of the delay. He (quite
rightly) submitted that the delay could not
be attributed to the conduct of the
first respondent. He pointed to the following matters of
prejudice:
(a) Because Grace is dead, her evidence is lost. The
evidence of Grace would have supported the first respondent’s defence
and
contradicted the evidence to be led in the prosecution case.
(b) The medical records of A from the relevant years (August 1973; January to
March 1976; May 1976 to June 1977) have been lost.
It is likely that these
records would not corroborate A’s version of events.
(c) The contents of the social welfare exhibit do not corroborate the
assertion made by A that she was frequently beaten by the first
respondent.
(d) Because A’s Uncle Maru is dead, his evidence is lost. Carol Rata
and Aunty Elene are unavailable. There is a suggestion
in A’s 2006
statement made to the New Zealand Police that A complained to Uncle Maru, Carol
Rata and Aunty Elene about the
first respondent’s sexual advances to her
and that those persons had indicated that they would take steps to remove A from
the first respondent’s home. Because the social welfare exhibit contains
no reference to these matters, A’s evidence
that she complained to these
persons is challenged. It is likely that their evidence would not have
corroborated A’s version.
A similar submission was made in respect of
A’s maternal grandmother, Dolly, who has also died.
(e) The primary judge correctly identified (at [54] of his Reasons) the lost
opportunity for the first respondent to gather important
information from those
who had labelled A as an habitual liar in order to destroy her credit in
cross-examination.
Consideration of the Appeal
Failure to Give Reasons
- New
Zealand submitted that the primary judge failed to make clear in his Reasons
precisely what material was being relied upon from
the social welfare exhibit
and also failed to make clear what use he made of that material.
- When
a judge decides an application, he or she is under a duty to provide reasons for
his or her decision. That duty usually incorporates
an obligation to expose the
path of reasoning which led to the conclusion reached by the judge (Hunter
v Transport Accident Commission [2005] VSCA 1; (2005) 43 MVR 130 at [21] per
Nettle JA; see also Soulemezis v Dudley (Holdings) Pty Limited
(1987) 10 NSWLR 247 at 278–281). In Kovan Engineering (Aust) Pty
Ltd v Gold Peg International Pty Ltd [2006] FCAFC 117; (2006) 234 ALR 241, Heerey and
Weinberg JJ, at [45]–[46] (p 249), expressed some reservations
about the statements of principle articulated
by Nettle JA in
Hunter. In Kovan Engineering, their Honours sounded a word of
caution against requiring trial judges to deal with every fact and every
argument. Such an approach
would lead to overly lengthy judgments and delays in
the resolution of disputes. These outcomes would not be in the public interest.
- The
obligation to give reasons does not require lengthy or elaborate reasons
(Soulemezis at 280D). The essential ground or grounds upon which the
decision rests should be articulated (Soulemezis at 280D).
- In
Carlisle Homes Pty Ltd v Barrett Property Group Pty Ltd [2009] FCAFC 31,
at [40]–[41], the Full Court said:
- Clearly,
a trial judge is under an obligation to give reasons for his or her decision.
The rationale for the obligation has been discussed
in a number of cases. It is
sufficient to refer to two cases. In Pettitt v Dunkley [1971]
1 NSWLR 376 (“Pettitt v Dunkley”), Moffitt JA said (at
388) that a court or judge, including an intermediate court of appeal, is under
an obligation to give
reasons “so far as it is necessary to enable the
case properly and sufficiently to be laid before the higher appellate
court”.
In Soulemezis v Dudley (Holdings) Pty Ltd (1987) 10 NSWLR
247 (“Soulemezis v Dudley (Holdings) Pty Ltd”), McHugh JA (as
his Honour then was) said (at 279) that the giving of reasons for a judicial
decision served at least three
purposes: first, “it enables the parties to
see the extent to which their arguments have been understood and accepted as
well
as the basis of the judge’s decision”; secondly, “the
giving of reasons furthers judicial accountability”;
and, thirdly, the
giving of reasons enables practitioners, legislators and members of the public
to ascertain “the basis upon
which like cases will probably be decided in
the future”. McHugh JA went on to say (at 280-281) that the extent of the
duty
to give reasons was related to the function to be served by the giving of
reasons, and he gave as an example of that proposition
the need to give more
elaborate reasons where legislation gives a right of appeal against a decision
than where no appeal lies.
- The
nature and content of the duty to give reasons has been discussed in a number of
cases. In Sun Alliance Insurance Ltd v Massoud [1989] VR 8, Gray J (with
whom Fullagar and Tadgell JJ agreed) said (at 18) that the adequacy of reasons
will depend on the circumstances of
the case. The reasons of a trial judge will
be inadequate if the appeal court is unable to ascertain the reasoning upon
which the
decision is based, or justice is not seen to have been done. In that
case, Gray J said that the trial judge’s reasons were
inadequate because
his reasoning process was not revealed to the appeal court, such that a judgment
could be made as to whether he
had fallen into error. His Honour also said that
the insufficiency of the reasons had the consequence that justice was not seen
to
be done.
To have a strong body of evidence put aside without explanation is likely to
give rise to a feeling of injustice in the mind of the
most reasonable
litigant.
- At
[43]–[45], the Full Court said:
- In
Beale v Government Insurance Office of NSW (1997) 48 NSWLR 430
(“Beale v Government Insurance Office of NSW”), Meagher JA
considered the content of the obligation to give reasons. He emphasised the
point that there is no mechanical
formula which can be applied to determine
whether adequate reasons have been given. He considered that there were three
fundamental
elements in the obligation to give reasons. First, the court or
judge should refer to relevant evidence and if there is conflicting
evidence,
reference should be made to both sets of evidence. Secondly, the court or judge
should set out the material findings of
fact and identify his or her ultimate
factual conclusions. Thirdly, the court or judge should provide reasons for
making his or her
findings of fact and conclusions, and reasons in applying the
law to the facts found.
- In
Fletcher Construction Australia Ltd v Lines MacFarlane & Marshall Pty
Ltd (No 2) [2002] VSCA 189; (2002) 6 VR 1, the Victorian Court of Appeal discussed the
nature and content of a trial judge’s obligation to give reasons in some
detail
(at 31-34 [101]-[106]). At 43 [157] the Court
said:
The duty to deal with facts or evidence is not absolute. The evidence must be
significant in the sense that, unless disposed of,
it stands in the way of the
court’s conclusions. The court need not deal in terms with evidence when
its importance falls away
because of the manner in which the court disposes of
the case. Nevertheless, if evidence is significant, it is not to be peremptorily
shunted aside or ignored. [Citations
omitted]
- In
Hunter v Transport Accident Commission [2005] VSCA 1; (2005) 43 MVR 130
(“Hunter v Transport Accident Commission”), Nettle JA
considered the extent of a judge’s obligation to give reasons in the case
of a decision made under s 93(4)(d) of the Transport Accident Act 1986
(Vic). With respect, his Honour’s analysis provides a helpful summary of
what we think are the appropriate working principles.
He said (at 136-137 [21]):
[quotation omitted]
- We
shall approach our consideration of this ground of appeal with the observations
we have noted at [102]–[105] above in mind.
- There
is a difference between a failure to articulate one’s reasoning process,
on the one hand, and the articulation of an
erroneous reasoning process, on the
other hand.
- In
the present case, at [38]–[41] of his Reasons, the primary judge referred
to those entries in the social welfare exhibit
which recorded opinions to the
effect that A had a propensity to exaggerate and lie. In those paragraphs, he
also referred to other
entries which recorded that A had complained that the
first respondent had engaged in inappropriate conduct towards her involving
sexual molestation. At [49] and [54] of his Reasons, his Honour again referred
to entries in the exhibit which recorded opinions
to the effect that A was prone
to exaggerate and lie. His Honour then said that “... the events
and circumstances which were foundational to these opinions could, potentially,
have been (and would still
be) ...” an important source of
material with which to cross-examine A at the first respondent’s trial.
This last observation is based
entirely upon a consideration of the entries
which recorded that A had a propensity to lie and exaggerate coupled with
speculation
by his Honour as to the investigations which might have been carried
out in light of those entries and further speculation by his
Honour as to the
use that might have been made at the trial of the results of those
investigations had they been carried out.
- We
think that the process of reasoning undertaken by the primary judge which led to
his conclusion that it would be unjust to surrender
the first respondent to New
Zealand is sufficiently exposed at [54] of his Reasons (when read with
[38]–[41] and [49] of those
Reasons). We do not agree that his Honour
failed to give adequate reasons for his decision.
- However,
for reasons which we shall now explain, we think that his Honour erred in coming
to the conclusion that it would be unjust
to surrender the first respondent to
New Zealand.
Errors in Reasoning
- This
Court should assume that any trial of the first respondent on the charges in
respect of which extradition is sought will be
fair (Moloney at
[36]–[37] (p 259)).
- The
concept of “injustice” in the composite expression
“unjust, oppressive or too severe a punishment” is primarily
concerned with the conduct of the trial (Moloney at [65]–[73]
(pp 263–265); Kakis at 782–783; Perry v Lean
(1985) 39 SASR 515 at 537; Venkataya at 165C–E).
- The
first respondent relied upon s 34(2)(b) and (c) as providing the reasons
why it would be unjust to surrender the first respondent to New Zealand.
- At
[86]–[95] above, we have considered the first respondent’s
submissions directed to s 34(2)(b) and rejected them.
- We
shall now consider the question of whether it would be unjust to surrender the
first respondent to New Zealand for any other reason.
- There
is no doubt that “... a lengthy period has elapsed since (the
offences) were allegedly committed”. It is now more than 37 years
since August 1973 and between 33 and 34 years since early 1976 and
mid-1977.
- It
is also true that most of this delay cannot be laid at the feet of the first
respondent. There is no evidence which would enable
us to conclude that, once A
left the first respondent’s home permanently in late 1977 or 1978, the
first respondent should
bear some responsibility for the delay which occurred
after that time.
- In
Venkataya at 165E–F, Sackville J observed that the
determination as to whether an order for surrender would be unjust or oppressive
is a question of fact or, at least, a question of mixed fact and law. We agree.
At 165G–166C, his Honour said:
...
(v) The question under s 34(2) is not whether it was unjust or oppressive for
the authorities to charge the accused, but whether, on the particular facts of
the
case, it would be unjust to remove him or her to that jurisdiction: Perry
v Lean, at 519, per Jacobs J. Each set of circumstances must be assessed to
determine whether injustice or oppression is present: Perry v Lean at
537, per Olsson J.
(vi) In determining whether there is injustice or oppression to an accused, the
gravity of the offence charged is a relevant (and,
I would add, very important)
consideration: Perry v Lean, at 537; White v Cassidy (1979) 40 FLR
249. The “offence” in this sense refers to the facts and
circumstances of the alleged conduct, rather than the theoretical
nature of the
offence: Edmonds v Andrews, at 421.
(vii) The extent of any delay in instituting a prosecution, the cause of the
delay and the consequences flowing from it are relevant
and perhaps decisive:
Perry v Lean at 537. However, if the delay is not due to the conduct of
the alleged offender, the consequences of the delay are more significant
than
its cause: Edmonds v Andrews at 421-422. Mere delay without evidence that
it has caused injustice or oppression, is not enough: White v Cassidy at
253.
- In
the present case, the Court’s attention should be focussed on the
consequences of delay and the question whether the delay
has caused injustice or
oppression.
- We
think that the primary judge erred when he found (at [54] and [58] of his
Reasons) that the delay in the present case had resulted
in evidence being lost
and investigative trails going cold with the consequence that the
cross-examination of A would inevitably
be severely impaired thereby prejudicing
the first respondent’s defence against the charges and rendering his trial
unfair.
With great respect to his Honour, we consider this conclusion to be no
less speculative than the propositions advanced by the first
respondent
concerning “prejudices” which his Honour rejected for the
reason that they were speculative.
- As
noted at [66] and [85] above, the opinions and views as to A’s propensity
to lie which are recorded in the social welfare
exhibit are mostly opinions and
views of unnamed persons or, if identified, not those of the persons who made
the record. Further,
the social welfare exhibit does not reveal the basis upon
which the views and opinions recorded therein came to be held.
- The
fundamental problem with the approach taken by the primary judge is that it
elevates speculation into fact. Assuming for the
moment that the investigations
described by the primary judge at [54] of his Reasons were something that might
have helped the first
respondent’s defence, there is no evidence that any
of the social workers or any of the teachers and other carers who dealt
with A
in the mid-1970s are now unavailable. On the assumption that the enquiries
postulated by the primary judge might be a useful
avenue for the first
respondent to pursue, it is a matter of pure speculation as to what attempts to
pursue such enquiries made now
would unearth.
- Cases
involving the alleged sexual assault of children very often come to light many
years after the assaults allegedly occurred.
In such cases, mere delay will
hardly ever be a reason for refusing extradition. In the absence of
demonstrated actual prejudice,
it should be left to the New Zealand courts to
determine the effect of delay. In Bannister, at [35]–[36]
(p 432), the Full Court said:
- As
to the question of delay, it is by no means uncommon for prosecutions in
connection with multiple sexual offences against children
to be launched many
years after they were allegedly committed. There is a widely-held perception in
the community that victims of
such offences are often unwilling to complain,
particularly when they are younger, and that the fortitude necessary to do so
sometimes
comes with age. Delay may still be a bar to such a prosecution, but
that is a matter for the prosecuting authority and ultimately,
the courts in the
relevant trial and appellate structure. We were urged to adopt the view that the
passage of 20 years, by itself,
should create a prima facie case of
prejudice sufficient to render it inappropriate that a prosecution continue, and
that in such a case, extradition should
be refused. We note that in Clear v
Holyoak (supra), the Supreme Court of Queensland allowed extradition at the
request of New South Wales in connection with charges involving
allegations of
numerous acts of sexual misconduct against children between 1964 and 1970. The
decision on appeal was handed down
in June 1991 so that the delay was, by then,
between 21 and 27 years. It is a little difficult to conclude that mere delay of
the
same order, without any demonstrated actual prejudice, should bar
extradition to New Zealand in the present case. It seems that if
the offence is
serious enough, delay, by itself, may not always be a bar to prosecution,
although there will often be other relevant
considerations.
- In
any event, the effects of delay are difficult to identify in isolation from the
evidence in the case. It will often be better
to assess those effects when the
full extent of the prosecution case is known. That will usually be after
committal proceedings.
For present purposes, the relevant question is whether or
not it would be unjust or oppressive to surrender the appellant, not whether
it
would be unjust or oppressive for him to stand his trial. The latter question
will not be finally determined by his extradition.
The New Zealand courts will
still have to consider the consequences of delay and will be in a better
position to deal with them than
are we at this stage. There is no reason to
believe that those courts will be less sensitive to the rights of the appellant
in this
regard than would the Australian courts.
- We
agree with those observations. They are equally applicable where the alleged
victim complained to the authorities more than three
decades ago and resurrected
the complaint in 2006, as is the case here.
- In
R v Edwards [2009] HCA 20; (2009) 255 ALR 399 at [31] (p 405), the High
Court said:
- The
distinction between an independent record forming a constituent part of an event
and an independent record of an event is without
substance. Trials involve the
reconstruction of events and it happens on occasions that relevant material is
not available; documents,
recordings and other things may be lost or destroyed.
Witnesses may die. The fact that the tribunal of fact is called upon to
determine
issues of fact upon less than all of the material which could
relevantly bear upon the matter does not make the trial unfair [Jagoat
CLR 34; ALR 583 per Mason CJ, at CLR 47; ALR 594 per Brennan J;
Williams v Spautz [1992] HCA 34; (1992) 174 CLR 509 at 519; [1992] HCA 34; 107 ALR 635 at 640; [1992]
HCA 34 per Mason CJ, Dawson, Toohey and McHugh JJ].
- Those
observations echo remarks to a similar effect made by Gleeson CJ in the NSW
Court of Criminal Appeal in R v Adler (unreported, NSWCCA,
Gleeson CJ, 11 June 1992) at 4. His Honour
said:
The fact that a witness who is potentially able to corroborate an accused is,
for one reason or another, such as death, disappearance
or disability,
unavailable at trial, does not normally produce the result that the accused
cannot obtain a fair trial ...
- Even
if the avenues of investigation postulated by the primary judge have now been
lost, that state of affairs does not render the
surrender of the first
respondent to New Zealand unjust. In cases involving sexual misconduct towards
children, delays are very
common. In all cases, the loss or unavailability of
evidence is common. In the present case, the value to the first respondent
of
the investigations postulated by the primary judge at [54] of his Reasons is
entirely a matter of speculation. The loss of the
capacity to carry out those
investigations, if indeed that opportunity has been lost in any event, does not
constitute prejudice
of such seriousness as to render the first
respondent’s trial in New Zealand unfair. The effect of such postulated
prejudice
is a matter for the New Zealand courts.
- The
same observations may be made in respect of Grace, Uncle Maru, Carol Rata, Aunty
Elene, Dolly, the social workers and all the
medical records, school records and
girls’ home records. What the individuals would have said is entirely a
matter of speculation.
What the records (if they ever existed at all) would
show is entirely a matter of speculation. The fact that this evidence might
now
be unavailable (if that were established) does not render the first
respondent’s trial unfair.
- The
social welfare exhibit does not specifically mention the August 1973 incidents.
On the face of things, this may well be because
the file was not opened until
mid-1974 or perhaps even later (December 1974). Be that as it may, the fact is
that the August 1973
incidents are not mentioned in the social welfare file.
The first respondent has that fact available to him, for what it is worth.
- There
are many entries to the effect that A had complained over the years of having
been sexually assaulted by the first respondent.
However, it is impossible to
relate any of those entries to the second or third group of charges laid against
the first respondent.
- It
is thus not possible to say whether any of the recorded complaints relate to the
matters the subject of any of the charges. It
cannot therefore be said with any
certainty that any of the matters the subject of the charges were ever
investigated by the authorities.
- The
10 December 1974 beating is referred to in the social welfare exhibit.
There can be no dispute that A was severely beaten
on that occasion.
Originally, A identified the first respondent as her assailant. Then she
changed her story and identified Grace,
her mother, as the person who assaulted
her. As matters presently stand, there appears to be no controversy between A
and the first
respondent about this incident. In any event, the first
respondent has sufficient material available to him from the social welfare
exhibit to support any contention that he may ultimately need to advance to the
effect that it was not he, but rather Grace, who
beat A on 10 December
1974.
- At
times, it seemed as if the first respondent’s advocate was submitting that
this Court should assess the strength of the
prosecution’s case and,
having done so, should conclude that it is hopeless or so weak that it would be
unjust to surrender
the first respondent to New Zealand in order to meet that
case. These submissions included contentions that D should be regarded
as an
utterly unreliable witness because she had perjured herself in the first
respondent’s trial in New South Wales in 2007
where he was charged with
committing acts of indecency on D’s daughter; that A should be regarded as
utterly unreliable because
various persons labelled her a liar when she was 10,
12 and 15 years of age; that C would contradict A’s evidence in important
respects; and that the first respondent would deny committing the offences with
which he stands charged.
- This
Court is not permitted to make this kind of assessment of the prosecution case.
It has not been put that the case has some
fatal flaw or that it is clearly
bound to fail. What was put by the first respondent’s advocate was that,
having regard to
the matters referred to at [133] above, the case would not
succeed. That conclusion is based upon an assessment of the facts which
is an
assessment for the New Zealand courts to make, not this Court.
- We
should add that the first respondent’s submissions ignore the fact that B
has provided a statement to the police which,
to some extent, corroborates
A’s version of events and that no criticism of B has, at this stage, been
made by the first respondent.
The first respondent’s submissions also
ignore the fact that New Zealand did not put before the magistrate or the
primary
judge the full Police Brief (cf Kenneally).
- For
the above reasons, we think that the primary judge erred when he held that it
would be unjust to surrender the first respondent
to New Zealand and that
therefore, subject to the first respondent’s Notice of Contention, the
appeal should be allowed.
THE NOTICE OF CONTENTION
- By
his Notice of Contention, the first respondent seeks to support the orders made
by the primary judge upon the basis that it would
be either unjust or oppressive
or both to surrender him to New Zealand because of changes in his personal
circumstances which have
occurred between the early 1970s and 2009 when the
process of extradition commenced. He also relies upon s 34(2)(b) of the
Act. We have rejected his contentions based upon s 34(2)(b) at
[86]–[95] above.
- Matters
of this sort are generally regarded as falling within the concept of
“oppression” rather than “injustice” in
s 34(2) (Venkataya at 165, par (iv)).
- The
primary judge dealt with the question of oppression at [60]–[67] of his
Reasons. He reached a different conclusion on
the question of oppression from
that which had been reached by the magistrate. The magistrate had placed
considerable emphasis on
the delays in the investigation phase post March/April
2006.
- The
primary judge addressed each of the matters which the first respondent submitted
led to the conclusion that, because of the time
that has elapsed since the
offences were allegedly committed, it would be oppressive to surrender the first
respondent to New Zealand.
Those matters were:
(a) The alleged poor
medical condition of the first respondent and the uncertainty of access to
medical services in New Zealand;
(b) The age of the first respondent;
(c) The fact that the first respondent is anxious and depressed about the
prospect of being sent to New Zealand;
(d) The difficulties which the first respondent will face in finding suitable
accommodation and employment in New Zealand if he is
extradited and allowed bail
pending his trial;
(e) The fact that the first respondent will very likely lose his
State-provided home on the Central Coast of NSW and have to reapply
for
replacement accommodation should he successfully defend the charges brought
against him. The time which it will take to obtain
accommodation is uncertain
but could be some years;
(f) The impact upon the first respondent of being separated from J, his
current wife, whom he has only recently married; and
(g) The fact that the first respondent appears to have led a crime-free and
stable life on the Central Coast for at least the past
13 years.
- At
[66] of his Reasons, the primary judge fairly summarised all of the matters
which had been put on behalf of the first respondent
as constituting oppression.
That summary was as favourable to the first respondent as it could have been.
Yet, ultimately, at [67]
of his Reasons, the primary judge held that, when
weighed against the subject matter of the charges, those matters were not
sufficiently
serious to persuade him that it would be oppressive to surrender
the first respondent to New Zealand.
- We
are not persuaded that his Honour erred in the conclusion which he reached.
- Our
reasons for this conclusion follow.
The Loss of Subsidised Housing
- It
was submitted on behalf of the first respondent that, if he is extradited to New
Zealand, he will almost certainly lose the State-provided
house which he
currently occupies on the Central Coast of NSW. The evidence showed that he has
occupied his current house for approximately
14 years. The evidence also
established that, if the tenant of a State-provided house is imprisoned and not
released from prison
within three months of being imprisoned, the tenancy will
ordinarily be terminated and then immediately transferred to another household
member living in the property when the tenancy was terminated. In the present
case, J does not qualify for that benefit because
she is not entitled to
permanent residence in Australia. If the first respondent is absent from the
property for a period in excess
of three months, he will probably lose the right
to occupy that property but would be in a position to make a further application
for State-provided accommodation as soon as he is free to do so. He could then
apply for priority. If given priority, he would
be likely to be rehoused within
three to six months (assuming he is otherwise legitimately entitled to the
benefit of State-provided
housing). If not given priority, it is difficult to
predict how long it would take for State-provided housing to be allocated to
the
first respondent. The first respondent gave evidence before the magistrate that
the period that he might have to wait in that
event might be as long as
11 years. That assertion was not supported by any other evidence.
- It
is likely that some inconvenience will be caused to the first respondent should
he be extradited to New Zealand. However, the
extent of that inconvenience
seems to us to be largely a matter of speculation. It is quite possible that
the first respondent could
be rehoused within a matter of months should he be in
a position to take up an appropriate offer from the Department of
Housing.
The First Respondent’s Age and Ailments
- The
evidence was that the first respondent currently suffers from the following
medical conditions:
(i) Hypercholesterolaemia;
(ii) Hypertension;
(iii) Gouty arthritis;
(iv) Osteo-arthritis;
(v) Bilateral olecranon bursitis;
(vi) Peripheral neuritis;
(vii) Enlarged prostate;
(viii) Anal fissure;
(ix) Haemorrhoids; and
(x) Anxiety and depression.
- It
may be observed at once that, until arrested in aid of the current extradition
process, the first respondent was working full
time as a warehouse manager. In
that job, he did physical work in the warehouse. He was also prepared to take
up employment with
his sister and her husband on a part time basis as a
storeman. It appears that he is more than capable of working in that capacity
which involves physical work. He suggested as much when interviewed on
22 April 2010 by officers of DIAC in respect of J’s
extant visa
application.
- New
Zealand arranged for the first respondent to be interviewed and examined by
Dr Craig Lilienthal in early July 2010. Dr Lilienthal
had available
to him all of the reports previously furnished to the first respondent and the
magistrate by the first respondent’s
various treating doctors and also had
the benefit of a comprehensive interview with the first respondent.
Dr Lilienthal provided
a report dated 5 July 2010 which was tendered
before the primary judge.
- Dr Lilienthal’s
conclusions are found on the last page of his report. His conclusions were
expressed as follows:
Summary – Mr Brian Johnston suffers from multiple health
problems (co-morbidities). Taken individually and even collectively,
none of
Mr Johnston’s medical conditions would, in my opinion, preclude him
from international travel to New Zealand.
However, given his beliefs, I would have concern for his emotional well being if
he were removed from his current domestic and therapeutic
environments.
- To
some extent, Dr Lilienthal’s concerns about the mental health of the
first respondent were based upon the proposition
that J would not travel to New
Zealand with him. Whilst that is quite likely, it may not necessarily be
so.
- In
any event, Dr Lilienthal’s report makes clear that most of the first
respondent’s medical conditions are minor
and a function of his age. They
will not prevent him from travelling to New Zealand. Nor will he be unable to
access adequate and
appropriate treatment for them in New Zealand. The first
respondent’s ailments do not warrant being accorded much weight in
favour
of refusing extradition. Neither should Dr Lilienthal’s concern for
the first respondent’s emotional wellbeing,
having regard to the limited
evidence about the extent of his anxiety and depression.
The First Respondent’s Inability to Support Himself in New Zealand
- It
was asserted on behalf of the first respondent that he would be unable to secure
appropriate accommodation in New Zealand pending
his trial and that he has no
prospect of being employed there. These contentions did not rise above mere
assertions. Whilst it
may be accepted that, given his age and lack of recent
contact with New Zealand, the first respondent may well have difficulty in
securing employment there, his current Centrelink pension will continue to be
paid to him whilst he is detained in New Zealand.
Of course, if bail is refused
or not requested, there will be no difficulty in the first respondent being
accommodated and looked
after pending his trial.
- The
first respondent had been working for many years until his arrest in September
2009. His gross salary and related benefits for
the year ended 30 June
2008 was almost $62,000. For the year ended 30 June 2009, it was just over
$58,000.
- There
is no reason why the Court should assume that, if the first respondent is
granted bail, he will be unable to secure appropriate
shelter and food pending
his trial.
Aggravated Poor Prospects of Future Employment
- It
was submitted on behalf of the first respondent that, if he is extradited, his
future prospects of employment in Australia will
disappear. He has now lost the
employment which he had for the last 14 years. But that loss flowed from his
arrest and not from
his extradition. Whilst it may be true that there is little
or no prospect that his former employer will rehire him should he be
free to
return to Australia, there is some prospect that his sister will provide part
time employment to him. Before the primary
judge, there was evidence that she
and her husband were prepared to do so. She gave no evidence as to what the
position would be
were he extradited to New Zealand. In any event, there was no
evidence of any attempts by the first respondent to find work and
thus no
evidence tending to establish that he will be unable to do so in Australia in
the future.
Domestic Upheaval and Emotional Distress
- The
primary basis upon which it was submitted that the first respondent would suffer
severe emotional distress and domestic upheaval
is the disruption which
extradition would inevitably cause to his recent marriage.
- On
29 August 2009, shortly before his arrest, the first respondent married J.
J is a citizen of China. She speaks Mandarin
but has little or no English. The
first respondent does not speak Mandarin. J had entered Australia via Melbourne
Airport on 12 April
2009 on a subclass 580 (Student Guardian) visa.
She accompanied her daughter who was then under the age of 18 years.
Her
daughter began attending school in Melbourne shortly after her arrival.
- J’s
Student Guardian visa ceased to have effect on 8 September 2009 when her
daughter turned 18. Thereafter, she remained
in Australia unlawfully until she
was granted a bridging visa.
- On
9 September 2009, J lodged with DIAC an application for a bridging
visa E (BVE). BVE visas are temporary visas granted to those who
are unlawfully in Australia, but who may have outstanding matters before DIAC.
They are also sometimes granted to permit a short stay to enable unlawful
non-citizens to make departure arrangements. J’s
BVE visa was granted on
15 September 2009 to permit J to depart Australia before 15 October
2009.
- On
15 October 2009, J lodged an application with DIAC for a subclass 820
partner visa and listed her daughter as a dependant
on that application. She
was deemed to have lodged an associated BVE application. A BVE visa was then
immediately granted to J
authorising her to remain in Australia pending the
outcome of her subclass 820 visa application. J’s subclass 820 visa
application
is still under consideration by DIAC. The outcome of that
application is problematic. If it is unsuccessful, J will most likely
have to
return to China notwithstanding her marriage to the first respondent.
- The
sponsor of J’s subclass 820 application is the first respondent. His
extradition to New Zealand will inevitably have a
detrimental effect on
J’s extant visa application.
- It
appears that J first met the first respondent in late May 2009 and that the
first respondent proposed to her in early June 2009.
Apparently they have lived
together at the first respondent’s home on the Central Coast since early
June 2009.
- The
first respondent attended an interview with officers of DIAC at which he told a
number of untruths in order to enhance J’s
prospects of being granted the
subclass 820 visa for which she has applied. He was cross-examined to that
effect before the primary
judge and conceded as much. It is apparent from the
material before the primary judge that both J and the first respondent concealed
from DIAC the fact that the first respondent had been arrested in September 2009
and, as a consequence, had lost his job.
- Before
the magistrate, much was made of the fact that the first respondent had married
J in ignorance of the extradition charges
having been laid. It was submitted to
the magistrate, to the primary judge and to this Court that the fact that the
first respondent
had married J was a powerful reason why he should not be
extradited to New Zealand. Of course, J’s circumstances are only
relevant
insofar as they bear upon the first respondent.
- As
the argument before this Court developed, it became clear that the statement
made by A to the New Zealand Police at the end of
March and in early April 2006
had been provided to the first respondent in 2006 or 2007 as part of the Police
Brief provided to him
for the purposes of the trial in New South Wales which
took place in late 2007. From the date when he was furnished with that
statement,
the first respondent was aware that A had made a complaint to the New
Zealand Police in March 2006 and had given a statement to the
New Zealand Police
at the end of that month. Obviously, he was also aware of the contents of that
statement.
- It
was submitted on behalf of the first respondent that he was entitled to assume,
given the passage of time from March 2006 to 2009,
that the New Zealand Police
had decided to take no action in respect of A’s complaint. However, the
first respondent gave
no evidence to that effect. In fact, the first respondent
did not give any evidence directed to the true state of affairs. He did
not
give evidence of any assumptions that he actually made which took into account
the fact that he had been provided with A’s
March/April 2006 statement at
some time in 2006 or 2007.
- In
addition, it is a reasonable inference from the documents in the social welfare
exhibit and one which we are prepared to draw
that the first respondent was
aware during the period 1973 to 1977 that A had accused him on many occasions of
having sexually molested
her.
- In
those circumstances, the first respondent should be taken to have been aware
that A had persistently complained of sexual molestation
by him in the 1970s and
had resurrected those complaints in early 2006. He was not entitled to make any
assumption as to whether
or not a prosecution would ensue. In any event, there
is no evidence that he did make any assumption about that matter.
- The
first respondent’s recent marriage was undertaken in the knowledge of the
matters to which we have referred at [165]–[168]
above.
- It
may well be that there will be some emotional distress and upheaval for the
first respondent if he is extradited to New Zealand.
However, its extent may
depend upon whether J accompanies him to New Zealand. The evidence before the
Court is quite equivocal
as to whether J will or will not accompany the first
respondent to New Zealand if he is extradited. Obviously, should she do so,
there will be difficulties in her returning to Australia given her immigration
status. However, this is a consequence of her immigration
status, not a
consequence of the first respondent’s extradition to New Zealand.
- In
the end, we do not think that the potential separation from J and any resultant
distress to the first respondent carry much weight
in favour of refusing
extradition.
Conclusion on Oppression
- None
of the matters with which we have dealt at [144]–[171] above, whether
looked at individually or in combination, justify
a finding that it would be
oppressive for the first respondent to be surrendered to New Zealand.
- For
the above reasons, the learned primary judge was correct in the conclusion which
he reached on oppression.
CONCLUSIONS
- In
our view, the primary judge erred in concluding that it would be unjust to
surrender the first respondent to New Zealand. However,
his Honour was correct
in the decision which he made in respect of the first respondent’s
contentions based upon s 34(2)(b)
of the Act. He was also correct when he
concluded that it would not be oppressive to surrender the first respondent to
New Zealand.
- For
these reasons, the appeal should be allowed and appropriate consequential orders
made. There will be orders accordingly.
- On
8 October 2010, Jagot J expedited the hearing of this appeal. On that
day, her Honour also ordered that:
- On
the undertaking of the First Respondent, Brian Johnston, to the Court proffered
by his solicitor, Emanuell Conditsis, that he will
appear at the hearing of the
appeal and otherwise as required by the Court and pursuant to s35(6)(g)(iv) of
the Extradition Act 1988, the First Respondent be released on bail until the
appeal has been heard.
- At
the end of the hearing of the appeal, this Court ordered that, to the extent
that it may be necessary, Order 3 made by Jagot J
on 8 October
2010 be varied so that the first respondent’s bail be continued up to the
delivery of judgment. That variation
was ordered upon the basis of an
undertaking given to the Court by the first respondent by his legal
representative that the first
respondent would be present in Court when judgment
is delivered. We expect, therefore, that the first respondent will be present
in Court when these Reasons for Judgment are published.
I certify that the preceding one hundred and
seventy-seven (177) numbered paragraphs are a true copy of the Reasons for
Judgment herein
of the Honourable Justices Jacobson, Foster and Katzmann.
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Associate:
Dated: 11 January 2011
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