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Tucker v Minister for Immigration and Citizenship [2011] FCAFC 16 (15 February 2011)
Last Updated: 17 February 2011
FEDERAL COURT OF AUSTRALIA
Tucker v Minister for Immigration and
Citizenship [2011] FCAFC 16
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Citation:
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Tucker v Minister for Immigration and Citizenship [2011] FCAFC 16
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Appeal from:
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Parties:
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CLIFFORD TUCKER v MINISTER FOR IMMIGRATION AND
CITIZENSHIP and ADMINISTRATIVE APPEALS TRIBUNAL
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File number:
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NSD 1106 of 2010
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Judges:
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MOORE, JACOBSON & NICHOLAS JJ
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Date of judgment:
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Catchwords:
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ADMINISTRATIVE LAW – judicial review
– Administrative Appeals Tribunal affirmed a decision of the delegate to
cancel the applicant’s
visa on character grounds – consideration of
the best interests of the applicant’s children – whether the
Tribunal
erred in making an order under s 35(2) of the Administrative Appeals
Tribunal Act 1975 denying the applicant access to a confidential report of a
child and family consultant received into evidence – whether the
Tribunal
failed to afford the applicant procedural fairness or failed to take relevant
matters into account – no jurisdictional
error established –
application dismissed
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Legislation:
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Cases cited:
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Date of last submissions:
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20 October 2010
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Place:
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Sydney
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Division:
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GENERAL DIVISION
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Category:
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Catchwords
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Number of paragraphs:
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Counsel for the Applicant:
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The Applicant appeared in person
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Counsel for the First Respondent:
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Mr T Reilly
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Solicitor for the First Respondent:
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Australian Government Solicitor
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IN THE FEDERAL COURT OF AUSTRALIA
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NEW SOUTH WALES DISTRICT REGISTRY
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ON APPEAL FROM THE
FEDERAL COURT OF AUSTRALIA
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AND:
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MINISTER FOR IMMIGRATION AND
CITIZENSHIPFirst Respondent
ADMINISTRATIVE APPEALS TRIBUNAL Second Respondent
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MOORE, JACOBSON & NICHOLAS JJ
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DATE OF ORDER:
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WHERE MADE:
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THE COURT ORDERS THAT:
- The
application is dismissed.
- The
applicant is to pay the first respondent’s costs.
Note: Settlement and entry of orders is dealt with in Order 36 of
the Federal Court Rules.
The text of entered orders can be located using
Federal Law Search on the Court’s website.
IN THE FEDERAL COURT OF AUSTRALIA
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NEW SOUTH WALES DISTRICT REGISTRY
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GENERAL DIVISION
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NSD 1106 of 2010
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ON APPEAL FROM THE FEDERAL COURT OF AUSTRALIA
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BETWEEN:
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CLIFFORD TUCKER Applicant
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AND:
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MINISTER FOR IMMIGRATION AND CITIZENSHIP First
Respondent
ADMINISTRATIVE APPEALS TRIBUNAL Second Respondent
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JUDGES:
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MOORE, JACOBSON & NICHOLAS JJ
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DATE:
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15 FEBRUARY 2011
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PLACE:
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SYDNEY
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REASONS FOR JUDGMENT
INTRODUCTION
- This
is an application for judicial review of a decision of the Administrative
Appeals Tribunal (the Tribunal) affirming the decision of a delegate of
the first respondent to cancel the applicant’s visa under s 501 of
the Migration Act 1958 (Cth) (the Migration Act). The application
was heard by a Full Court in accordance with s 20(2) of the Federal
Court of Australia Act 1976 (Cth).
- The
applicant is 46 years of age. He is a citizen of the United Kingdom who came to
Australia with his parents when he was six years
of age. Apart from a short
overseas holiday in 2008, he has been in Australia ever since. The applicant
has three children all
of whom live in Australia with the applicant’s
former partner.
- The
applicant has an extensive criminal record. He has been convicted of numerous
offences some of which have involved serious acts
of violence in relation to
which he has spent many years in prison. All three of the applicant’s
children were born when he
was in prison.
- The
applicant’s visa (a Class BB Subclass 155 Resident Return Visa) was
granted on 28 November 2008 shortly prior to him travelling
on an overseas
holiday which he undertook using a British passport.
- On
2 September 2009 the applicant was convicted of aggravated assault with an
offensive weapon and he was sentenced to four months
imprisonment suspended on
condition that he enter into a good behaviour bond for a period of two
years.
- On
19 November 2009 he was advised in writing that consideration was being given to
the cancellation of that visa in accordance with
s 501 of the Migration
Act. On 27 April 2010 a delegate of the first respondent decided to cancel the
applicant’s visa under s 501(2) of the Migration Act. That decision
was affirmed by the Tribunal on 26 July 2010.
- During
the proceeding before the Tribunal the applicant was represented by a lawyer.
Before this Court he represented himself.
The grounds of the application set
out in the application filed by him appear to have been prepared by him without
the assistance
of a lawyer.
THE DIRECTION
- The
Tribunal found that the applicant had a “substantial criminal”
record as defined by s 501(7) and that it followed that he did not pass the
character test set out in s 501(6). It noted that the decision to cancel a
person’s visa pursuant to s 501 involves the exercise of a discretion
and that, in accordance with s 499, the Minister may give written
directions to a person or body having functions or powers under the Migration
Act about the performance of those functions or the exercise of those powers.
- On
3 June 2009 the Minister issued “Direction [No. 41] – Visa refusal
and cancellation under s 501” (Direction). The Tribunal noted
that the Direction commenced on 15 June 2009 and that it applied to both the
delegate’s and the Tribunal’s
consideration of the question whether
the applicant’s visa should be cancelled.
- Part
B of the Direction concerns the exercise of the discretion under s 501. In
deciding how to exercise that discretion the Direction provides that what it
refers to as the “primary considerations”
must be taken into account
in every case. It further provides that what it refers to as “other
considerations” should
also be taken into account where relevant.
- Relevantly,
para 10 of the Direction specifies the following primary considerations:
- The
primary considerations
(1) In deciding whether to refuse to grant a person a visa or cancel a person's
visa, the following (the primary considerations) are to be
considered:
(a) the protection of the Australian community from serious criminal or other
harmful conduct, particularly crimes involving violence;
(b) whether the person was a minor when they began living in Australia;
(c) the length of time that the person has been ordinarily resident in
Australia prior to engaging in criminal activity or other
relevant conduct;
and
(d) relevant international obligations, including but not limited to:
(i) the best interests of the child, as described in the Convention on the
Rights of the Child (CROC); and
(ii) ...
- Paragraphs
10.1, 10.1.1 and 10.1.2 identify more specific factors relevant to the
protection of the Australian community. These
include the seriousness and
nature of the relevant conduct and the risk that the relevant conduct may be
repeated. Paragraph 10.1.1
states that crimes of violence are of special
concern to the welfare and safety of the Australian community. It includes a
list
of examples of various offences and conduct that are considered serious
which relevantly include attempted murder and assault.
- Paragraph
10.1.2 is concerned with assessing the risk of re-offending. It states:
(1) The person’s previous general conduct and total criminal history are
to be considered highly relevant to assessing any
risk of re-offending.
(2) The following factors are to be considered as particularly relevant to this
assessment:
(a) a recent history of convictions, which should be considered as indicating
an increased risk of re-offending;
(b) evidence of the extent of rehabilitation already achieved and the prospect
of further rehabilitation. Greater weight should
generally be given to evidence
from independent and authoritative sources, such as judicial comments,
professional psychological
reports, pre-sentence reports for the courts, parole
assessments, and similar sources of authoritative information or assessment;
and
(c) evidence that the person has breached judicial orders, including parole,
bail, bonds, suspended sentences and any other relevant
undertakings or
conditions imposed by the courts.
- Paragraphs
10.4 and 10.4.1 identify more specific factors relevant to a consideration of
the best interests of the child. Relevantly,
these paragraphs
provide:
10.4 International obligations
(1) Reflecting Australia's obligations under the CROC, if there is a child in
Australia who is potentially affected by a visa refusal
or cancellation
decision, decision-makers must have regard to the best interests of the
child.
(2) ...
10.4.1 The best interest of the child
(1) This consideration applies only if the child is, or would be, under 18
years old at the time when the decision to refuse to
grant or cancel a visa is
expected to be made.
(2) The best interests of any child who is 18 years or older is not a primary
consideration but may be considered with other considerations
under paragraph 11
of this Direction.
(3) If there are two or more relevant children, it is not to be assumed that
the interests of each child will coincide. It may be
that the best interests of
one child may indicate that the person should not be refused a visa or have
their visa cancelled and be
removed from Australia, whereas the best interests
of another child may not be adversely affected by visa refusal or cancellation
and removal. The best interests of each child should therefore be given dividual
consideration.
(4) Under Australian law, it is generally presumed that a child's best
interests will be served if the child remains with its parents.
Factors, which
may indicate that the child's best interests are served by separation from the
person include, but are not limited
to:
(a) any evidence that the person has abused or neglected the child in any way,
including physical, sexual and/or mental abuse or
neglect; or
(b) any evidence that the child has suffered or experienced any physical or
emotional trauma arising from the person's conduct.
(5) In considering the best interests of the child, the following factors are
to be considered:
(a) the nature of the relationship between the child and the person, for
example, a relationship that has parental rights or regular
meaningful contact
with a child compared to a relationship with long periods of absence and limited
meaningful contact with a child;
(b) the duration of the relationship, including the number and length of any
separations and reason/s for the separation;
(c) the extent to which the person is likely to play a full parental role up
to the child's eighteenth birthday;
(d) the child's age;
(e) whether the child is an Australian citizen, permanent resident or New
Zealand citizen;
(f) the likely effect that any separation from the person would have on the
child;
(g) the existence of other persons who already fulfil a parental role in
relation to the child;
(h) the impact of the person's prior conduct and whether that conduct has, or
has had, a negative or positive impact on the child;
(i) the time that the child has spent in Australia;
(j) any Court orders relating to parental access and care arrangements;
(k) any known wishes expressed by the child;
(l) whether the child is likely to accompany the person overseas in the event
the person is removed from Australia;
(m) the circumstances of the probable country of future residence, including
the educational facilities and the standard of the
health support system (if
any) of the country should the person not be permitted to enter or remain in
Australia but taking into
account that a higher standard of health, educational
or other services in Australia does not of itself mean that a non-citizen child
should not be removed to another country;
(n) any language barriers for the child in the probable country of future
residence, but taking into account the relative ease
with which younger children
acquire new languages; and
(o) any cultural barriers for the child in the probable country of future
residence, but taking into account the relative ease
with which younger children
generally adapt to new circumstances.
THE TRIBUNAL’S REASONS
- The
Tribunal gave detailed reasons as to why it considered that the decision to
cancel the applicant’s visa should be affirmed.
It described the
applicant’s history of violence, his use of alcohol, and his aggressive
and violent behaviour. It did so
by reference to the applicant’s criminal
record, prison record and sentencing remarks made in 1998 when the applicant was
sentenced
to imprisonment for assault involving the use of a replica pistol.
The Tribunal also referred to the applicant’s relationship
with his
ex-partner and his children including evidence of threats made by the applicant
toward both his ex-partner and his children.
- In
considering the issue of the protection of the Australian community in
accordance with para 10(1)(a) and para 10.1, 10.1.1 and
10.1.2, the Tribunal
stated at para [40] its reasons:
Obviously enough, the picture presented by the matters to which we have referred
is a mixed one. Making a judgment in the present
case based only on Mr
Tucker’s apparent efforts to moderate his behaviour, and his assurances
that he would abstain altogether
from alcohol and drugs, would give insufficient
recognition to the complexity of his behaviour. Assessment of that matter
requires
expert assistance.
- The
Tribunal then turned to the evidence of Professor David Greenberg, a forensic
psychiatrist who saw the applicant for the purpose
of providing an expert
report. Professor Greenberg, who the Tribunal considered an impressive witness,
diagnosed the applicant as
having “severe antisocial personality disorder
with likely borderline features”. He also expressed the opinion, which
was accepted by the Tribunal, that there was a high risk of the applicant
re-offending. The Tribunal went on to conclude on the
basis of this evidence
that “the risk of harm to the community if [the applicant] remains in
Australia is a significant one
and that this is a factor that tells strongly
against allowing him to retain his visa” (at para [50]).
- The
Tribunal next considered the matter of the applicant’s residency in
Australia noting that he came to Australia at a young
age and he has been a
resident for a long period of time but that his time in Australia had been
punctuated by acts of violence and
other criminal behaviour. The Tribunal
stated that it would give the matter of the applicant’s residency moderate
weight but
that the nature and unpredictability of the risk of harm posed by the
applicant meant that this consideration did not provide much
assistance to
him.
- The
Tribunal turned to consider the best interests of the applicant’s
children. It referred to a report prepared by Mr Ric
Trevaskis which was
provided to the Federal Magistrates Court in July 2008. Mr Trevaskis gave
evidence before the Tribunal and was
cross-examined by the applicant’s
lawyer in relation to his report. The report noted that, amongst other things,
“[a]ll
three children expressed some level of fear of their father,
resulting from experiencing him as aggressive” and that “[a]ll
three
children expressed clear reluctance to see their father, particularly on a
regular basis.”
- The
Tribunal then referred to the report of Dr Asquith and oral evidence given by
her before the Tribunal. After quoting various
conclusions appearing in her
report, the Tribunal stated that it accepted Dr Asquith’s expert opinion.
Her opinion was that
it was in the best interests of the applicant’s
children that he be removed from Australia to the United Kingdom.
- In
accordance with orders made by the Tribunal which we shall refer to later in
these reasons, the applicant’s lawyer was granted
access to Dr
Asquith’s report though the applicant was not. However, the Tribunal did
reproduce in its reasons for decision
four passages in Dr Asquith’s report
which we also reproduce:
In summary, this assessment is of the view that each of these children has
experienced neglect, and physical, emotional and psychological
abuse from their
father. The children would seem to be very likely to face further unacceptable
risks to their emotional, psychological,
physical, social, relational and
developmental wellbeing through ongoing association with their father.
In summary, the nature of the relationship between the children and their father
appeared to be distinguished by his very poor psychological
relationship with
them, and their very poor psychological relationship with him.
In this matter, it appears that separation is likely to advantage the children
from ongoing abuse and further unacceptable risks
to their wellbeing.
In summary, based upon the documentation provided and the information gathered
from each of the children, it is the writer’s
professional opinion that
the cancellation of the Applicant’s visa and his consequent removal from
Australia to the United
Kingdom would be in the best interests of each of the
children in this matter.
- It
should be noted that the applicant was made aware prior to the Tribunal hearing
that the respondent contended that it was in the
best interests of each of the
applicant’s children that the applicant’s visa be cancelled. It had
previously filed a
Statement of Issues, Facts and Contentions which said so in
terms and which referred to the report previously provided by Mr Trevaskis
in
which he referred to reports of physical and mental abuse of at least one of the
children and expressed reluctance on the part
of each of them to see their
father, particularly on a regular basis.
- It
will be necessary to refer to Dr Asquith’s evidence in greater detail
later in these reasons in connection with the applicant’s
complaint that
he was not given the opportunity to present evidence in response to it.
THE GROUNDS OF THE APPLICATION
- There
are seven grounds set out in the application. They are:
- The
applicant was not able to present evidence from two psychiatrists who he had
been seeing before being detained and who said that
his condition could be
treated.
- The
applicant did not have the opportunity to present evidence in response to the
evidence of Dr Asquith.
- The
Tribunal did not properly consider the evidence before it when it found that on
Dr Asquith’s evidence the best interests
of the children favour
cancellation of the applicant’s visa.
- The
Tribunal did not properly weigh all factors as required by Ministerial Direction
41 including: the evidence before it of the applicant’s
other medical
conditions including depression.
- The
Tribunal did not take account of self rehabilitation over the last 9 years and
that two offences occurred only due to relapse,
abusing alcohol due to death of
father which issues the applicant was actively addressing.
- The
Tribunal did not properly take into account the psychological and traumatic
effects on the applicant’s sister and mother
in making its decision, the
applicant’s sister and mother are both Australian citizens.
- The
Tribunal did not properly take into account the total devastation, psychological
and traumatic affects the applicant’s deportation
would have on the
applicant knowing of his already depressed state, post traumatic stress disorder
and other noted mental disorders.
- The
applicant gave notice prior to the hearing of the application that he wished to
rely upon the following additional ground:
- The
Tribunal did not take into account Federal Magistrates Court of Australia Family
Court order issued 14th August 2008 before Federal
Magistrate Kelly that both parties, the father and the mother, have equal shared
responsibilities regarding
their children. As such the applicant had a right in
whether or not the children could be interviewed by Dr Asquith. The applicant
gave no such permission therefore Dr Asquith’s report should be removed as
evidence and not taken into consideration. Furthermore
the A.A.T.
decision/order to make Dr Asquith’s report unavailable to the applicant
unables [sic] the applicant to refute or
defend any accusations the applicant
have been accused of in Dr Asquith’s
report.
DR ASQUITH’S EVIDENCE
- It
is convenient to consider the grounds relied upon by the applicant which
directly relate to Dr Asquith’s evidence namely,
ground 2 and ground 8.
Ground 2 states that the applicant did not have the opportunity to present
evidence in response to the evidence
of Dr Asquith. Ground 8 appears to
raise two separate points. It is alleged that the applicant, who, along with
his ex-partner,
was given equal shared parental responsibility for his children
pursuant to consent orders made on 14 August 2008 by the Federal
Magistrates
Court, did not consent to his children being interviewed by Dr Asquith. The
applicant says that Dr Asquith’s report
should therefore not have been
taken into account by the Tribunal. It is also alleged that the effect of the
Tribunal’s order
denying the applicant access to Dr Asquith’s report
was to prevent him from defending accusations made against him in Dr
Asquith’s
report.
- For
the purpose of considering these matters it is necessary for us to refer to the
relevant provisions of the Administrative Appeals Tribunal Act 1975 (Cth)
(the AAT Act) and some related authorities.
- Section
35 of the AAT Act provides:
35 Hearings to be in public except in special circumstances
Scope
(1AA) This section does not apply to a proceeding in the Security Appeals
Division to which section 39A applies.
Public hearing
(1) Subject to this section, the hearing of a proceeding before the Tribunal
shall be in public.
(1A) If, at a time a hearing is in public, a person participates in the hearing
by a means allowed under section 35A, the Tribunal
is to take such steps as are
reasonably necessary to ensure that the public nature of the hearing is
preserved.
Private hearing etc.
(2) Where the Tribunal is satisfied that it is desirable to do so by reason of
the confidential nature of any evidence or matter
or for any other reason, the
Tribunal may, by order:
(a) direct that a hearing or part of a hearing shall take place in private and
give directions as to the persons who may be present;
and
(aa) give directions prohibiting or restricting the publication of the names
and addresses of witnesses appearing before the Tribunal;
and
(b) give directions prohibiting or restricting the publication of evidence
given before the Tribunal, whether in public or in private,
or of matters
contained in documents lodged with the Tribunal or received in evidence by the
Tribunal; and
(c) give directions prohibiting or restricting the disclosure to some or all of
the parties to a proceeding of evidence given before
the Tribunal, or of the
contents of a document lodged with the Tribunal or received in evidence by the
Tribunal, in relation to the
proceeding.
(3) In considering:
(a) whether the hearing of a proceeding should be held in private; or
(b) whether publication, or disclosure to some or all of the parties, of
evidence given before the Tribunal, or of a matter contained
in a document
lodged with the Tribunal or received in evidence by the Tribunal, should be
prohibited or restricted;
the Tribunal shall take as the basis of its consideration the principle that it
is desirable that hearings of proceedings before
the Tribunal should be held in
public and that evidence given before the Tribunal and the contents of documents
lodged with the Tribunal
or received in evidence by the Tribunal should be made
available to the public and to all the parties, but shall pay due regard to
any
reasons given to the Tribunal why the hearing should be held in private or why
publication or disclosure of the evidence or the
matter contained in the
document should be prohibited or restricted.
Section
39 of the AAT Act provides:
39 Opportunity to make submissions concerning evidence
(1) Subject to sections 35, 36 and 36B, the Tribunal shall ensure that every
party to a proceeding before the Tribunal is given
a reasonable opportunity to
present his or her case and, in particular, to inspect any documents to which
the Tribunal proposes to
have regard in reaching a decision in the proceeding
and to make submissions in relation to those documents.
(2) This section does not apply to a proceeding in the Security Appeals
Division to which section 39A applies.
- Thus,
s 39(1) establishes the general rule that applies to a proceeding before
the Tribunal for a review of (inter alia) a decision
under s 501 of the
Migration Act. It requires that a party to such a proceeding be given a
reasonable opportunity to present his or her case, to inspect documents
which
the Tribunal proposes to have regard to in reaching its decision and to make
submissions in relation to those documents.
- However,
the general rule is subject to express exceptions including that created by
s 35(2). Section 35(2) confers on the Tribunal the power to make orders
directing that a hearing or part of a hearing take place in private, directing
who
may be present and prohibiting or restricting publication of evidence or the
disclosure of documents lodged with the Tribunal or
received in evidence by it.
It may make such an order if it is satisfied that it is desirable to do so not
only by reason of the
confidential nature of any evidence or documents but
“for any other reason”.
- Thus,
the power conferred on the Tribunal by s 35(2) is, on its face, a wide one
and discretionary. Section 35(3) provides that the exercise of the discretion
must occur on a particular basis namely, that it is desirable that hearings of
proceedings
before the Tribunal should be held in public and that evidence given
before the Tribunal, and the contents of documents lodged with,
or received in
evidence by the Tribunal, should be made available to the public and all
parties.
- In
Re Pochi and Minister for Immigration and Ethnic Affairs (1979) 26 ALR
247 Brennan J (as his Honour then was), sitting as President of the Tribunal,
heard an application to review a deportation order made
under what was then
s 12 of the Migration Act based upon Mr Pochi’s conviction for a drug
offence for which he was sentenced to imprisonment for two years. Before the
Tribunal
the Minister sought to rely upon other evidence relating to Mr
Pochi’s alleged criminal activities. His Honour permitted a
police
officer to give that evidence in the absence of the public and Mr Pochi. His
Honour’s reasons also disclose that while
Mr Pochi’s legal
representatives remained present during the police officer’s evidence,
they were prohibited from disclosing
it to their client.
- After
referring to s 35(2) of the AAT Act, which was relevantly in identical
terms to s 35(2) as it now stands (sub-para
(aa) has since been added)
Brennan J said (at 270-271):
To exclude the public from a hearing is a serious step, for the Tribunal is
required by statute (s 35(3)) to “take as the basis
of its consideration
the principle that it is desirable that hearings of proceedings before the
Tribunal should be in public”.
This is a principle which is binding upon
courts of justice (see R v Tait, Federal Court of Australia, 1 May 1979,
unreported), and which is calculated to ensure that public confidence in
proceedings to
administer justice is both warranted and maintained. It is a
principle of particular importance to a Tribunal which is engaged in
reviewing
the exercise of administrative power, for administration has hitherto been a
cloistered process (McPherson v McPherson [1936] AC 177 at 200) and its
exposure to public scrutiny is calculated to enhance greater public confidence
in it.
Serious though the exclusion of the public is, the exclusion of a party from a
hearing which affects his interests is a much graver
step. To exclude a party
from such a hearing, even if his legal advisers are permitted to remain, is to
deny him a full opportunity
to cross-examine upon, to comment on or to
controvert the case against him —a denial which, in the absence of
statutory authority,
would constitute an indefensible denial of fair treatment
by the Tribunal. In Commissioner of Police v Tanos [1958] HCA 6; (1958) 98 CLR 383 at
395, 396 Dixon CJ and Webb J said: “For it is a deep-rooted principle of
the law that before any one can be punished or
prejudiced in his person or
property by any judicial or quasi-judicial proceeding he must be afforded an
adequate opportunity of
being heard.
- Then,
after referring to the prima facie entitlement of a party the subject of a
deportation order to a full hearing of his case
and the protection that such a
hearing is designed to give, his Honour turned to s 35(2) and said (at
272-273):
Yet the powers conferred upon this Tribunal by s 35(2) are not intended to lie
dormant — they are there to be exercised, albeit
sparingly. The purpose of
their exercise is to secure to the Tribunal the availability of as much relevant
information as possible,
without violating the confidentiality which a party, a
witness or the public is properly entitled to preserve (though a proper
entitlement
to confidentiality is not lightly established). A court may be
constrained to violate that confidentiality in order to conduct its
proceedings
in public; but the Tribunal's powers are intended to facilitate the flow of
relevant information to it, and if the exclusion
of the public or even of a
party is essential to preserve the proper confidentiality of the information
needed to determine the application,
that is a price which has to be paid,
however reluctantly.
An order excluding the public may be justified more readily than an order
excluding a party, but strict criteria govern the making
of such an order. There
must appear a real possibility of doing injustice to, or inflicting a serious
disadvantage upon, a party,
a witness or a person giving information if the
proceedings were in public;
...
To exclude a party, a further criterion must be satisfied. As it must appear
that the exclusion of the party is essential to preserve
the proper
confidentiality of the information needed to determine the application, it is
necessary to show that the information is
of such importance and cogency that
justice is more likely to be done by receiving the information in confidence,
and denying the
party access to it, than by refusing an order to exclude the
party. This criterion is not easy to satisfy though it is possible to
do so. The
criterion is not easy to satisfy because an applicant's interest in a hearing
fair to him can be over-ridden only by another
and superior interest, and then
only when reconciliation of the two interests is
impossible.
- On
5 July 2010, an ex parte application was made by the respondent for an order
that the report prepared by Dr Asquith dated 28 June
2010 and a letter sent by
Dr Asquith to the respondent’s solicitors dated 2 July 2010 not be
disclosed to the applicant. Both
the report and the letter were made available
to the applicant’s legal representative on the condition they would not be
disclosed.
It appears that this was an interim arrangement to allow time for
the applicant’s solicitor to consider the material and to
allow the
question whether the order should be continued to be fully argued.
- On
9 July 2010 the solicitor for the applicant applied to the Tribunal for the
discharge of the order of 5 July 2010. After hearing
argument, the Tribunal
refused to discharge the earlier order and gave reasons for its decision. It is
necessary to refer to those
reasons for decision in some detail.
- The
reasons make it clear that the Tribunal was mindful of the requirements of
s 39 of the AAT Act and s 35(3) including,
in particular, the
desirability of ensuring that documents lodged with the Tribunal or received by
it in evidence should be made
available to all parties. After recounting some
procedural issues, the Tribunal said:
- The
application that the prohibition on the disclosure of Dr Asquith’s report
be lifted raises difficult issues.
- It
is part of Mr Tucker’s case that the best interests of his children is a
factor strongly favouring a decision that he should
be allowed to remain in
Australia and that it is a factor which tips the balance against other factors
which would tend in favour
of a decision that his visa be cancelled. Short notes
have been provided by two of his children expressing their love for their father
and asking that he be allowed to remain in Australia.
- Dr
Asquith, who is a family consultant, interviewed the three children at the
request of the respondent. The conclusion which was
reached by Dr Asquith in her
report was that the cancellation of Mr Tucker’s visa and his removal from
Australia would not
be against the best interests of each of the children. That
conclusion was stated after a long discussion, not only of things said
by the
children at the interviews with her but also of identified factors which she
took into account in reaching her professional
opinion. Dr Asquith’s
letter of 2 July 2010 expressed the view that it would be contrary to the best
interests of the children
for Mr Tucker to be shown her report.
- Ms
Nunan has made the point, having read the report, that she thinks Mr Tucker
would deny many of the matters Dr Asquith has reported
and taken into account.
She has argued that Mr Tucker is denied an opportunity to give full evidence and
is unreasonably impeded
in giving instructions to her if he cannot read Dr
Asquith’s report. These are factors which deserve the most serious and
anxious
consideration and in many cases they would afford an adequate reason for
disclosure of the report notwithstanding the concerns which
Dr Asquith has
expressed.
- Another
factor which must be taken into account is that if Mr Tucker’s application
does not succeed and he is removed from Australia
he will be, physically at
least, removed from contact with his children although it would remain open to
him, as it does at the moment,
to attempt to contact his children by telephone.
On the other hand, if his application succeeds, it would necessarily be because,
notwithstanding Dr Asquith’s opinion, the Tribunal had assessed that the
best interests of Mr Tucker’s children were
in fact served by him
remaining in Australia.
- The
Tribunal then referred to the decision of Brennan J in Pochi. It quoted
the last paragraph in the passage we have already extracted at [34] above in
which Brennan J refers to an additional
criterion that must be satisfied if a
party (as opposed to the public) is to be excluded from a hearing namely, it
must be shown
that the evidence is of such importance and cogency that justice
is more likely to be done by receiving the evidence in confidence
and denying
the party access to it, than by refusing any order denying the party access to
it.
- The
Tribunal also referred to the High Court’s observations in
Applicant VEAL of 2002 v
Minister for Immigration and Multicultural and Indigenous Affairs [2005] HCA 72; (2005) 225
CLR 88 at [25] that “the application of principles of procedural fairness
in a particular case must always be moulded to the particular circumstances
of
that case.”
- The
Tribunal then said:
- The
fact that Mr Tucker has an opportunity to state the position in his own evidence
and that he has a legal representative through
whom the appropriate submissions
may be made is a factor to take into account (see Barbaro v Minister for
Immigration & Ethnic Affairs [1982] FCA 141; (1982) 65 FLR 127 at 131). Mr Tucker
appreciates that the question of the best interests of his children is a primary
factor to be taken into
account by the Tribunal. He has had a full opportunity
to give an outline of his own account about his relationship with his children
even though he has not been made aware of the particular matters on which Dr
Asquith’s opinion is based.
- It
is important with respect to Dr Asquith’s report to understand the
foundation for the professional opinion which Dr Asquith
has expressed but
ultimately it is her professional opinion which is of most significance. Dr
Asquith’s knowledge and opinions
depend in part on what she was told by
the children. There is no reason at present to believe that she has not
faithfully recounted
those matters. Moreover, the issue raised by Dr
Asquith’s report is not one which turns only on objective facts, but also
on
subjective impressions held by the children and on Dr Asquith’s
assessment of their psychological interactions with their father.
Any exchange
with Dr Asquith in cross-examination based only on the premise that the children
had misunderstood Mr Tucker’s
actions or motivation, or that they were
mistaken about the facts, is likely to be unproductive. The children will not be
called
as witnesses in the case. There is no question of them being
cross-examined or a different version of events being put to them.
- I
am satisfied, at the moment at least, from the terms of Dr Asquith’s
report that the information that she has recounted was
given to her in
circumstances where Mr Tucker’s children were entitled to believe that
what they said would be treated sensitively
and with discretion. It does not
appear to me, from its nature, to be information which they intended would be
shared with their
father.
- Although
the matter is not without difficulty, and I am conscious of the need for Mr
Tucker to have a fair opportunity of advancing
his own case, and answering the
case in response, in all the circumstances I am not persuaded that the interests
of justice or the
requirements of procedural fairness dictate or suggest that
the order which I made on 5 July 2010 should be varied. It goes without
saying
that, if sufficient grounds arose for doing so, the question could be raised
again.
- The
Tribunal dismissed the application for revocation of the order made on
5 July 2010. It then made an order providing for
the service of Dr
Asquith’s report and letter on the applicant’s legal representatives
but directed that, until further
order, publication and disclosure of those
documents be restricted to those members and staff of the Tribunal requiring
access for
the performance of their duties, the respondent’s legal
representatives and the applicant’s legal representatives. The
Tribunal
also directed the applicant’s legal representatives not to disclose or
discuss the contents of the documents with
anyone without first obtaining leave
from the Presiding Member of the Tribunal.
- The
hearing of the applicant’s application for merits review commenced a few
days later. The applicant was excluded from the
hearing while Dr Asquith gave
her evidence at which time her report was formally received into evidence. It
is clear that the reasons
for the applicant being excluded from this part of the
hearing were essentially the same as those stated in the reasons of 9 July
2010.
CONSIDERATION
Grounds 2 and 8
- The
first question which arises is whether the s 35(2) orders were properly
made. The scope of the Tribunal’s duty to
afford the applicant procedural
fairness is subject to the provisions of the AAT Act which includes s 35.
If the s 35(2)
orders were properly made then there could not be any
failure to afford the applicant procedural fairness arising out of the
implementation
of those orders in accordance with their terms.
- Dr
Asquith’s letter of 2 July 2010 expressed a view about the risks involved
to the applicant’s children in the event
that a copy of her report was
made available to the applicant. Her letter explained why she held that view.
It was substantially
based upon her professional assessment of the information
obtained by her during the course of interviews with the children in which
they
had provided her with histories of their relations with their father.
- We
have already referred to the relevant statutory provisions and the statement of
Brennan J in Pochi of the principles that should guide the making of
orders under s 35(2).
- It
is clear from a reading of the Tribunal’s reasons of 9 July 2010 that it
was mindful of the prima facie entitlement of the
applicant to have access to Dr
Asquith’s report and letter. The Tribunal’s reasons show that it
gave consideration to
the argument put by the applicant’s legal
representative that the s 35(2) orders would deny her client the
opportunity
to give full evidence and would impede the giving of instructions by
him to her. The Tribunal noted these were “factors which
deserved the
most serious and anxious consideration”.
- The
Tribunal noted that the applicant was legally represented and that his legal
representative would be able to make submissions
on his behalf: Barbaro v
Minister for Immigration and Ethnic Affairs [1982] FCA 141; (1982) 65 FLR 127 at 131. The
Tribunal also noted that the applicant understood that the best interests of his
children was a primary factor that
would need to be taken into account by it and
that the applicant had a full opportunity to give his own account of his
relationships
with them even though, given the s 35(2) orders, that could
only occur in circumstances where he had not been given access to
Dr
Asquith’s report.
- Both
the decision to make the s 35(2) orders in the first place, and the
subsequent decision not to revoke those orders, involved
the exercise of a broad
discretion. For present purposes we think it appropriate to focus on the
Tribunal’s decision not to
revoke the earlier ex parte orders which were
only ever intended to operate until the parties’ legal representatives had
an
opportunity to be heard. Copies of Dr Asquith’s report and letter were
provided to the applicant’s legal representative
at that stage and for
that purpose.
- As
the Tribunal’s reasons for not revoking the s 35(2) orders make
clear, the Tribunal understood that its orders restricted
the applicant’s
ability to give instructions to his legal representative as well as his ability
to give evidence in response
to Dr Asquith’s report. Having taken those
matters into account, and weighed them against the risk identified in Dr
Asquith’s
letter, the Tribunal came to the decision that the orders should
not be revoked.
- We
do not think the Tribunal’s decision not to revoke the orders it made
under s 35(2) can provide the foundation for
a conclusion that the
applicant was denied procedural fairness unless we are satisfied that the
Tribunal acted upon a wrong principle,
allowed extraneous or irrelevant matters
to guide it, mistook the facts or failed to take into account some material
consideration.
When the applicant’s challenge to the Tribunal’s
s35(2) orders is approached in this way, it is clear that it cannot
succeed
because the Tribunal did none of these things.
- In
particular the Tribunal recognised that the issue raised by Dr Asquith’s
report did not turn solely upon objective facts
but upon the subjective
impressions of the children. This led the Tribunal to observe that any exchange
with Dr Asquith in cross-examination
based on the premise that the children had
misunderstood their father’s actions or that they were mistaken about the
facts
was likely to be “unproductive”. Moreover, as the Tribunal
went on to record, there was no question of the children
being called as
witnesses or of different versions of the relevant events being put to them.
- We
should also add that the effect of the s 35(2) orders made by the Tribunal
did not deprive the applicant of the opportunity
to present evidence in response
to that given by Dr Asquith. It was understood by the applicant that Dr
Asquith’s report was
relied upon by the respondent to show that the
cancellation of the applicant’s visa and his removal from Australia would
not
be against the best interests of the applicant’s children. So much is
clear from the reasons given by the Tribunal for its
decision not to revoke the
s 35(2) orders. It was also understood by the respondent that the
interests of his children were
a primary consideration in the exercise of the
discretion under s 501 of the Migration Act. The s 35(2) orders did
not prevent the applicant from giving evidence in relation to his relationship
with his children. The applicant knew,
albeit in general terms, the subject
matter of Dr Asquith’s report and his legal representative knew
precisely what it
contained. It was open to the applicant’s legal
representative to explore the matters raised in Dr Asquith’s report
in
cross-examination. And it was also open to the applicant’s legal
representative to call evidence in chief from the applicant
covering matters
dealt with in Dr Asquith’s report. To the extent she may have considered
it necessary or desirable to obtain
instructions from the applicant in relation
to specific matters referred to in Dr Asquith’s report, it was open to her
to seek
leave to do so on her client’s behalf. A suggestion was made by
the applicant in submissions that his legal representative
took the view that
the order operated to prevent any discussion with him about any fact on which Dr
Asquith’s report was based
even if such a discussion did not involve
reference to the report itself. However, there was no evidence to this effect
before us.
Had there been, it may have been challenged by the Minister. In the
absence of such evidence it is unnecessary for us to consider
whether the order
had this effect and, if so, the legal significance (if any) of an order in those
terms.
- The
reasons of the Tribunal make clear that it was willing to consider an
application to vary the s 35(2) orders should justification for such a
variation emerge during the hearing. No such application was made on behalf of
the applicant.
This is not surprising. A review of the evidence as a whole
suggests that the justification for the s 35(2) orders being made in the
first place was strengthened rather than diminished by the evidence of other
witnesses subsequently called
by the respondent including, in particular,
Professor Greenberg, Mr Trevaskis and Ms Turner.
- We
are not satisfied that the Tribunal erred in denying the applicant access to Dr
Asquith’s report or in excluding the applicant
from the hearing while Dr
Asquith gave oral evidence. Nor are we satisfied that the Tribunal’s
decisions in relation to these
questions gave rise to any relevant procedural
unfairness.
- There
is another point raised by the applicant in relation to Dr Asquith’s
report. The applicant says that under orders made
in the Federal Magistrates
Court on 14 August 2008, he was given equal shared parental responsibility for
his children and, consequently,
Dr Asquith was not entitled to interview
the applicant’s children without his consent. The applicant contends that
the
Tribunal should not have received Dr Asquith’s report in evidence or
taken it into consideration. Implicit in this submission
is an assertion by the
applicant that he did not consent to Dr Asquith interviewing his children.
- We
do not think that there is any substance in this point. No question of consent
was raised by the applicant’s legal representative
before the Tribunal.
If it had been raised before the Tribunal at the appropriate time, it may have
been open to the Tribunal to
refuse to receive Dr Asquith’s report in
evidence if it was satisfied that he had not consented to Dr Asquith
interviewing
his children. However, it is not necessary for us to express a
view on that issue and we do not do so. By failing to take this
point before
the Tribunal, the applicant waived any right he may have had to object to Dr
Asquith’s report.
Grounds 1 and 3 to 7
- There
remains for consideration grounds 1 and 3 to 7 of the application. Ground 1
asserts that the applicant was not able to present
evidence from two
psychiatrists who the applicant says were treating him before he was detained.
We are not satisfied that this
is in fact correct but, assuming that it is, the
difficulty for the applicant is that there is no suggestion that the Tribunal
took
any step, or failed to take any step, that prevented the applicant from
calling this evidence. Leaving aside the issue of Dr Asquith’s
evidence
(which we have previously dealt with) there is no suggestion on the materials
before us that the Tribunal did not afford
the applicant procedural fairness by
denying him the opportunity to call evidence. We do not think there is any
substance to ground
1.
- So
far as grounds 3 to 7 are concerned, each of them asserts that the Tribunal
failed to take various matters into account or failed
to give various matters
sufficient weight. We are not satisfied that the Tribunal failed to take any of
the matters identified by
the applicant into account. And questions of what
weight should be given to various factors was a matter for the Tribunal. It is
clear to us that ground 1 and grounds 3 to 7 involve an impermissible attempt by
the applicant to go into the merits of the Tribunal’s
decision. We do not
think there is substance to any of these grounds.
- We
should add in relation to ground 3 that the Tribunal considered other evidence
apart from that of Dr Asquith in coming to its
view that the best interests of
the children would not be adversely affected by the cancellation of the
Applicant’s visa.
The evidence included the report of Mr Trevaskis who
referred to some level of fear of their father expressed by the
Applicant’s
children.
DISPOSITION
- The
application for judicial review should be dismissed with costs.
I certify that the preceding sixty (60)
numbered paragraphs are a true copy of the Reasons for Judgment herein of the
Honourable Justices
Moore, Jacobson & Nicholas.
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Associate:
Dated: 15
February 2011
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