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Jango v Northern Territory of Australia [2007] FCAFC 101 (6 July 2007)
Last Updated: 6 July 2007
FEDERAL COURT OF AUSTRALIA
Jango v Northern Territory of Australia
[2007] FCAFC 101
ABORIGINES - native title –
compensation claim – nature of native title rights and interests
extinguished – criteria
for identification of native title holders –
criteria presented in application and points of claim – evidence
insufficient
to support existence of traditional laws and customs asserted in
criteria – whether trial judge ought to have determined pre-existing
native title on other bases – function of pleadings – inability of
court to undertake general inquiry – whether
trial judge misunderstood
pleaded case – no error by trial judge – appeal dismissed –
notice of contention –
whether registration of title under Real
Property Act 1886 (SA) validly extinguished native title –
effect of indefeasibility provisions – effect of validation provisions of
Native Title Act and Validation Act
Native
Title Act 1993 (Cth) s 50, s 51, s 61, s 62, s 94, s 94A
Aboriginal
Land Rights (Northern Territory) Act 1976
Crown Lands Ordinance
1931 (NT)
Validation (Native Title) Act 1994 (NT)
Real
Property Act 1886 (SA)
Crown Lands Act 1931 ( NT)
Racial
Discrimination Act 1975 (Cth) s 10(1)
Native Title Amendment Act
2007 (Cth)
Jango v Northern
Territory [2006] FCA 318; (2006) 152 FCR 150 cited
De Rose v South Australia [2003] FCAFC 286;
(2003) 133 FCR 325 cited
De Rose v South Australia (No 2) 145 FCR
302 cited
Western Australia v Ward [2002] HCA 28; (2002) 213 CLR 1 cited
Wilson
v Anderson [2002] HCA 29; (2002) 213 CLR 401 cited
Western Australia v The
Commonwealth [1995] HCA 47; (1995) 183 CLR 373 cited
Fejo v Northern Territory [1998] HCA 58;
(1998) 195 CLR 96 cited
Travinto Nominees Pty Ltd v Vlattas (1973) 129
CLR
Assets Company Ltd v Mere Roihi [1912] UKHL 4; [1905] AC 76
Andrews N,
English Civil Procedure – Fundamentals of the New Civil Justice
System (Oxford University Press, 2003)
Whalan DJ, The Torrens System
in Australia (Sydney, Law Book Co, 1982)
Baalman J, The
Torrens System in New South Wales, (2nd ed), (Sydney, Law Book
Co, 1974)
JOHNNY JANGO, JUDY TRIGGER,
MANTATJARA WILSON, NGOI NGOI DONALD AND WINDLASS ALURITJA v NORTHERN TERRITORY
OF AUSTRALIA, GPT MANAGEMENT
LIMITED AND COMMONWEALTH OF AUSTRALIA
NTD 3 OF 2006
FRENCH, FINN AND MANSFIELD JJ
6 july 2007
DARWIN
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IN THE FEDERAL COURT OF AUSTRALIA
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NORTHERN TERRITORY DISTRICT REGISTRY
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ON
APPEAL FROM A SINGLE JUDGE OF THE FEDERAL COURT OF AUSTRALIA
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JOHNNY JANGOFirst
AppellantJUDY TRIGGERSecond
AppellantMANTATJARA WILSONThird
AppellantNGOI NGOI DONALDFourth
AppellantWINDLASS ALURITJAFifth Appellant
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AND:
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NORTHERN TERRITORY OF AUSTRALIAFirst
RespondentGPT MANAGEMENT LIMITEDSecond
RespondentCOMMONWEALTH OF AUSTRALIAThird
Respondent
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FRENCH, FINN AND MANSFIELD JJ
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DATE OF ORDER:
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WHERE MADE:
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THE COURT ORDERS THAT:
1. The appeal is dismissed.
2. The parties are to file and serve submissions with respect to the costs of
the appeal and the notice of contention within 21
days.
Note: Settlement and entry of orders is dealt with in Order
36 of the Federal Court Rules.
IN THE FEDERAL COURT OF AUSTRALIA
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ON APPEAL FROM A SINGLE JUDGE OF THE FEDERAL COURT OF
AUSTRALIA
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REASONS FOR JUDGMENT
THE COURT:
Introduction
| 1 | On 12 June 1997 Johnny Jango,
Judy Trigger, Mantatjara Wilson, Ngoi Ngoi Donald and Windlass Aluritja (the
appellants) and another
person who has since died, commenced proceedings in this
Court seeking a determination of compensation under s 61(1) of the Native
Title Act 1993 (Cth) (the NTA). They brought the application on behalf of a
group of Yankunytatjatjara and Pitjantjatjara people whose native title
rights
and interests in land around the town of Yulara in the Northern Territory were
said to have been extinguished (the Compensation
Claim Group). The land
comprises 104 square kilometres. It was proclaimed as the town of Yulara on 29
July 1976. |
| 2 | The area covered by the
application (the Application Area) lies just to the north of the South
Australian border with the Northern
Territory and in the eastern portion of the
Western Desert. The Western Desert covers eastern parts of Western Australia,
northern
parts of South Australia and southern parts of the Northern
Territory. |
| 3 | The Application Area is bounded on
three sides by land held by the Katiti Aboriginal Land Trust pursuant to a grant
made under the
Aboriginal Land Rights (Northern Territory) Act 1976
(Land Rights Act). The southern boundary of the Application Area abuts
Uluru-Kata Tjuta National Park (which is located on an area that was reserved
for that purpose in 1958, under s 103 of the Crown Lands Ordinance 1931
(NT), and includes Ayers Rock (Uluru) and the Olgas (Kata Tjurta or Kata
Tjuta)). The Land Rights Act grant arose out of a claim (the Ayers Rock
(Uluru) Land Claim) lodged under that Act by the Central Land Council in
December 1978.
The Ayers Rock (Uluru) Land Claim was over unalienated Crown land
south west of Alice Springs, lying between the Petermann Reserve
and Curtin
Springs pastoral lease with Tempe Downs to its north and Mulga Park to its
south. The current Application Area, which
fell within the area the subject of
the Ayers Rock (Uluru) Land Claim, was excluded from that claim, it being common
ground that
land within a town could not be claimed under the Land Rights
Act. Uluru-Kata Tjuta National Park was included in the claim but the
Aboriginal Land Commissioner at the time, Toohey J, held the Park
was not
"unalienated Crown land", and on that basis it fell outside his jurisdiction.
He reported on the remaining claim area in
1979 and found that there were
"traditional Aboriginal owners" for the purposes of the Land Rights Act
for most of the unalienated Crown land. The report identified the traditional
owners of what was described as the Ayers Rock Estate.
They included Nipper
Winmati and his son Colin Nipper, Reggie Uluru, Cassidy Uluru and Ngoi Ngoi
Donald. The report of the Land
Commissioner was in evidence before his Honour
[159]. |
| 4 | On 26 October 1985 a
Handback/Leaseback ceremony took place at Uluru. This involved a ceremonial
transfer of the title of Uluru-Kata
Tjuta National Park to persons whom the
primary judge described as the "traditional owners" and its leaseback by them.
Mr Yami Lester
became the Chairman of the first Uluru-Kata Tjuta Board of
Management. Members of that first board included Reggie Uluru, Barbara
Tjikartu, Nellie Patterson and Tony Tjamiwa. Reggie Uluru, a witness in the
case, was the son of Paddy Uluru who died in 1979.
Paddy Uluru was regarded by
Aboriginal and non-Aboriginal witnesses alike as the "Number One man" for
country around Uluru. |
| 5 | In 1986 a further
inquiry under the Land Rights Act was initiated, by the Central Land
Council, into claims to land excised from the Ayers Rock (Uluru) Land Claim.
The further inquiry
concerned land north of the area the subject of the former
claim (and thus north of the Application Area), between Kings Canyon National
Park, Curtin Springs Pastoral Lease and Angas Downs Pastoral Lease. The
witnesses included Yami Lester, Barbara Tjikartu, Nellie
Armunta, Bessie Liddle,
Julie Clyne and Ngoi Ngoi Donald, all of whom gave evidence in the present case.
The Commissioner (Maurice
J) found that there were traditional owners within the
meaning of the Land Rights Act to two small portions of the claim area,
but not for the balance: See Report of the Aboriginal Land Commissioner (Maurice
J), Lake Amadeus Land Claim (Report No 28, 1989) at [430].
|
| 6 | The present proceedings under the NTA were
commenced on 12 June 1997. Questions relating to the existence of native title
and its
extinguishment were heard as preliminary issues in the application.
Determination of the quantum of any compensation was deferred
pending resolution
of the preliminary question. The trial commenced on 21 October 2003 and
concluded on 13 April 2005 after 42 days
of hearing. The trial judge delivered
a careful, lengthy and comprehensive judgment on 31 March 2006: Jango v
Northern Territory [2006] FCA 318; (2006) 152 FCR 150. His Honour dismissed the
application. He did so on the basis that the appellants had not shown that, at
the
relevant time, any native title rights and interest subsisted over the area
covered by their compensation claim. He found that
the evidence presented did
not prove the case for native title as formulated in the application and in
points of claim filed as a
formal statement of the nature of the
appellants’ case. The appellants have appealed against that decision.
|
The Compensation Determination
Application
| 7 | The final form of the
Compensation Determination Application upon which the hearing proceeded was as
amended pursuant to an order
made by the trial judge on 17 June 2003.
|
| 8 | Schedule A of the application defined the
Compensation Claim Group in [4] as follows:
|
The native title holders of the area the subject of this application when the
entitlement to compensation arose were the people of
the eastern Western Desert
who were living and who at that time met at least one of the following
conditions in relation to the application
area:
(a) having a "borning place" on or in close proximity to the area. A borning
place is a socially recognised place of birth which
may be the place where the
person was born, where the baby’s umbilical cord became detached, where
the placenta was buried,
where ritual ‘smoking’ of the baby
occurred, or the place of conception. It may not be the exact place where the
event
occurred but rather the closest site to the event, or even a bigger site
on the same Dreaming track;
(b) having a borning place, or that of a parent or grandparent, at a place on
the track of a Dreaming which travels through the area,
particularly if that
place is upstream along the narrative site sequence and not overly distant in
geographical and mythological
terms;
(c) having kin links to the area. People can claim interests in the places with
which various of their kin have been identified,
including antecedents,
offspring, siblings, spouses and in-laws;
(d) having close kin such as a parent or grandparent who died or was buried in
the area;
(e) having given birth to a child in the area.
The condition set out in [4(d)] was
abandoned and it was accepted that there was no evidence to support the
condition in [4(e)].
| 9 | Paragraph 5 stated that the
native title holders "... include those of the following persons who were living
when the extinguishing
acts were done which give rise to the entitlement to
compensation...". A list of names then followed which it is not necessary to
reproduce for present purposes. Paragraphs 6 to 9 involved elaboration of the
terms "people of eastern Western Desert" and "people
of the Western Desert".
Paragraphs 6 and 7 stated: |
The people of eastern Western Desert are people of the Western Desert who by the
indigenous laws acknowledged and customs observed
by them have a connection with
an area of the eastern Western Desert.
The people of the Western Desert are those Aboriginal persons who identify with
varieties or dialects of the one language that is
associated with the land and
waters of the Western Desert but has no single indigenous name. The dialects of
the language of the
Western Desert include Yankunytjatjara and
Pitjantjatjara.
Paragraph 10 identified the eastern Western
Desert as a subregion of the Western Desert corresponding to social, cultural
and linguistic
variations, "... including variations in the way that the
relationships of people to land and waters are reckoned and recognised".
| 10 | In [11] of Schedule A it was
stated: |
The people of the Western Desert acknowledge and observe a body or system of
indigenous laws and customs in relation to land and
waters that does not
identify country as aggregates of discrete bounded areas or
‘estates’. Nor do those laws and customs
identify
‘clans’ or other discrete bounded territorial groupings of people.
Personal choice and a level of unpredictability,
negotiability and contestation
are features of the indigenous laws acknowledged and customs observed by the
people of the Western
Desert.
| 11 | The Application
Area, which was described by reference to its boundaries in Schedule B of the
application, incorporates the Yulara
Tourist Village. The village provides
accommodation and services for the many tourists who visit Ayers Rock (Uluru)
and the Olgas
(Kata Tjuta). The Connellan Airport lies within the Application
Area. It is the point of entry for tourists who travel to the area
by air.
|
| 12 | Schedule E in the application set out, as
required by s 62 of the NTA, a description of the native title rights and
interests for
which compensation was claimed. This appeared at [16] of the
application: |
The native title rights and interests for which compensation is claimed were:
(a) the right to occupy, use and enjoy the land and waters of the application
area, including as incidents of that entitlement-
(i) the right to hunt and fish the land and waters of the area, to gather and
use its natural resources, and to have access to and
use of the natural waters
of the area;
(ii) the right to live on the application area, to camp, to erect shelters and
other structures, and to move about the area;
(iii) the right to engage in cultural activities on the application area, to
conduct ceremonies, to hold meetings, to teach the
physical and spiritual
attributes of places, and to participate in cultural practices relating to birth
and death;
(b) the right to have access to, maintain and protect places of significance to
the native title holders under their traditional
laws and customs on the
application area;
(c) the right to control access to the application area by people (including
Aboriginal people subject to or who acknowledge the
traditional laws and customs
of the eastern Western Desert) other than those exercising a right conferred by
or arising under a law
of the Northern Territory or the Commonwealth in relation
to the use of the land and waters;
(d) the right to control access to places on the application area from time to
time so as to protect the secrecy, and prevent the
disclosure otherwise than in
accordance with traditional laws and customs, of tenets of spiritual beliefs and
practices (including
designs, songs, narratives, rituals and ceremonies) which
relate to the application area, or places on the application area;
(e) the right to make decisions about the use and enjoyment of the resources of
the application area by people (including other Aboriginal
people subject to or
who acknowledge the laws and customs of the eastern Western Desert) other than
those exercising a right conferred
by or arising under a law of the Northern
Territory or the Commonwealth in relation to the use of the land and waters;
(f) the right to share, exchange or trade resources obtained on or from the
application area;
(g) the right to use and enjoy the application area and its natural resources
for the purposes of teaching, communicating and maintaining
cultural, social,
environmental, spiritual and other knowledge, traditions, customs and practices
of the native title holders in
relation to the application area;
(h) the right to be acknowledged as the owners of the application area in
accordance with traditional laws and customs;
(i) the right to transmit and to acquire, by inheritance and other means
according to the laws and customs of the people of the eastern
Western Desert,
native title rights and interests.
Paragraphs 20
to 28 of the application set out the factual basis upon which it was claimed
that members of the Compensation Claim
Group who were native title holders when
the extinguishing acts were done had an association with the area. The claimed
association
involved spiritual, physical, historical (customary), legal,
economic and social elements which were identified in paragraphs that
followed.
| 13 | Under the heading
"Traditional laws and customs" the application contained, in [30] to [40], the
factual basis upon which it was asserted
that, at the time when the entitlement
to compensation arose, there existed traditional laws and customs that gave rise
to the claimed
native title. Paragraph 30 referred to the fundamental concept
of the Tjukurrpa in the belief system of the people of the eastern
Western
Desert. The Tjukurrpa is said to explain the creation of the land, evidenced by
particular features of the landscape and
to lay down rules or principles by
which people relate to and conduct themselves in relation to land and waters and
otherwise. |
| 14 | Then it was said that the
indigenous laws acknowledged and customs observed by the people of the eastern
Western Desert were given
normative force by widespread commitment to the
Tjukurrpa, the high value of the sacred among the people of the eastern Western
Desert
and their fear of being ostracised or otherwise punished for breach of
the laws and customs. The Tjukurrpa were said to provide
a framework for
country through constellations of sites associated with particular Tjukurrpa.
|
| 15 | Four important paragraphs of the
application were [33] to [36] inclusive setting out the basis upon which the
people of the eastern
Western Desert were said to be recognised as holders of
native title rights and interests:
|
33. The indigenous laws acknowledged and customs observed by the people of the
eastern Western Desert include rules and principles
for recognition of a person
as holding rights and interests in relation to an area and as to the nature and
extent of the rights
and interests held by a person. The rules and principles
are those referred to in paragraphs 4, 34, 35 and 36. The rights and interests
are those identified in paragraph 16.
34. Under the indigenous laws acknowledged and customs observed by the people of
the eastern Western Desert, a person holds rights
and interests in relation to
an area:
(a) as an individual if he or she fulfils at least one of the conditions set
out in paragraph 4 (conditions) in relation to the area;
(b) with others, as aggregates or sets of people, where each of them fulfil at
least one of the conditions in relation to the area.
35. Under the indigenous laws acknowledged and customs observed by the people of
the eastern Western Desert:
(a) the nature and extent of rights and interests held by a person in relation
to an area;
(b) the seniority and authority of a person who holds such rights and interests
relative to other such persons,
is dependent upon the closeness of the person’s connection to the area.
Closeness of connection is in turn dependent upon
the nature and extent of the
conditions fulfilled by the person, and on the nature and extent of the
additional factors set out in
paragraph 36 (additional factors) that
apply to the person.
36. The additional factors are:
(a) taking responsibility for the area, including by the maintenance and
protection of sacred knowledge about the area and places
on it, passing on that
knowledge under approved circumstances, looking after sacred objects relating to
those places, being actively
present at ritual engagements relating to the
places, acceptance and assertion of roles of cultural heritage protection,
landscape
management and site custodianship;
(b) having religious, sacred, ritual, practical and historical knowledge of
the area, being known by the spirits and dreamings
of the area and having
authority in respect of those matters, particularly in relation to a Dreaming
that travels through the area
or sufficiently close to it to be of significance
to the area;
(c) personal identification with the linguistic identification of the area;
(d) long association with the area by occupation or use by oneself and relevant
kin;
(e) generation or time depth of identification with the area and history of
social interaction with others who are identified with
the area; and
(f) asserting connection with the area and, if necessary, the defence of it
against denials of
others.
| 16 | Paragraph
37 referred to adaptive change, over time, to the laws and customs cited in
[33]. The laws and customs themselves were described
in [38] and [39]. In [40]
it was asserted that: |
The indigenous laws acknowledged and customs observed by the native title
holders when the acts of extinguishment were done were
the same as were
acknowledged and observed by the people of the eastern Western Desert at
sovereignty, subject to adaptive change.
| 17 | The acts giving
rise to the claimed entitlement to compensation were listed in [56] of the
application. It was also claimed that
all existing native title rights and
interests in the Application Area were extinguished or permanently rendered of
no effect by
a number of acts including the construction of the Connellan
Airport, the grant of Crown Lease Term 256 to The Yulara Development
Company
Ltd, the construction of certain public works by the Water Division of the
Northern Territory Government, fee simple grants
and the construction of the
Lasseter Highway. |
Pre trial directions
| 18 | On 19 May 2003 Sackville J
made a consolidated order comprising orders originally made by O’Loughlin
J on 28 November 2000 and
variations by consent made successively in 2001, 2002
and 2003. His Honour directed the hearing pursuant to O 29 r 2 of the Federal
Court Rules of a preliminary issue. That order was in the following terms:
|
4. Pursuant to Order 29 rule 2 of the Federal Court Rules and subject to any
further direction by the trial judge:
a) that, subject to order 1(b) hereof, that the trial of issues relating to the
liability (if any) to pay compensation under the
Native Title Act 1993 (Cth) and
the determination of what (if any) native title rights existed in the claim area
before the alleged extinguishing acts
be heard and determined separately from
and before the trial of issues relating to the quantum of compensation to be
awarded if such
liability is established;
(b) that lay evidence as to the impact or effect of the alleged extinguishing
events upon the compensation claim group shall be
given at the trial of the
issues relating to liability.
| 19 | Sackville
J also made directions requiring the filing of points of claim and points of
response. The original direction by O’Loughlin
J on 28 November 2000 on
that topic required that: |
On or before 30 June 2001, the Applicants are to file and serve a document
setting out the facts and other matters relied on in support
of the native title
compensation application ("Points of Claim").
Paragraph 10 of the consolidated orders directed that:
The matters to be addressed in the Points of Claim are to include the matters
identified in the schedule to this Order, where the
Applicants contend those
matters are relevant to establishing their claim, and any other matters the
Applicants consider relevant.
There were further directions for filing points of response.
| 20 | A schedule to the order of 28
November 2000 had set out the requirements of the points of claim. An annexure
entitled "Further and
Better Points of Claim and Particulars" formed part of
orders made on 8 November 2001 and required additional particulars of points
of
claim to be filed on 24 August 2001. The original schedule required an outline
of the persons on behalf of whom the native title
compensation application was
made, a list of the native title rights and interests which it was claimed
existed at the time of each
of the acts alleged to have extinguished or impaired
native title, a description of the traditional laws and customs under which
each
of the rights and interests were possessed and an outline of the facts to be
relied upon by the applicants to prove a connection
with the native title
compensation area at the time of each alleged extinguishing act. In addition, a
list of the alleged extinguishing
acts was to be provided together with the
statutory basis upon which compensation was claimed and the orders sought.
|
| 21 | The further and better particulars
specified by the Orders of 8 November 2001 included identification of the wider
body of Aboriginal
people of which the applicant group was said to constitute a
part together with particulars of certain of the rights and interests
asserted
and identification of "the rules or principles by which the people relate to the
land and conduct themselves in relation
to the land". Detailed particulars of
matters relied upon to establish the relevant connection with the land and
waters and the
alleged extinguishing acts were also to be provided.
|
| 22 | The last order for amendment of the
particulars was made on 31 March 2006. The amendment order was made at the time
judgment was
delivered. By that order the appellants were granted leave to
amend [B1.8] of their third further amended points of claim subject
to
qualifications referred to in [237]-[239] of the judgment.
|
The points of claim
| 23 | The points of claim provided
by the appellants were arranged in the following sections:
|
A1 Introduction and the Area Concerned
B1 Native
Title Holders
1. Compensation Claim Group
2. Laws and
Customs
` 3. Rights and Interests
4. Connection with the Land and Waters
5. Alleged Extinguishing Acts
6. Particulars of Extinguishment and
Impairment
A. Connellan Airport
B. Crown Lease Term 256 (Lot 104)
C. Public works constructed on Lots 240-242
D. Fee Simple Grants – Lots 130-131, 237 and 244-247
E Grants to Power and Water Authority
F Lasseter Highway
7. Compensation
8. Orders
Sought
| 24 | The
description of the native title holders in s B1 began with a general account of
the people of the Western Desert [B1.2] thus:
|
The people of the Western Desert acknowledge and observe a body or system of
indigenous laws and customs in relation to land and
waters that does not
identify country as aggregates of discrete bounded areas or
‘estates’. Nor do those laws and customs
identify
‘clans’ or other discrete bounded territorial groupings of people.
Personal choice and a level of unpredictability,
negotiability and contestation
are features of the indigenous laws acknowledged and customs observed by the
people of the Western
Desert.
| 25 | The focus was
then narrowed to the people of the eastern Western Desert. In [B1.4] it was
stated: |
Under the indigenous laws acknowledged and customs observed by the people of the
eastern Western Desert, a person holds rights and
interests in relation to an
area:
(a) as an individual if he or she fulfils at least one of the conditions set out
in paragraph B1.10 (conditions) in relation to the area;
(b) with others, as aggregates or sets of people, where each of them fulfil at
least one of the conditions in relation to the area.
| 26 | Paragraph
B1.5 provided that the nature and extent of the rights and interests held by
persons and their seniority and authority relative
to others was "dependent upon
the closeness of the person’s connection to the area". This was in turn
dependent upon the nature
and extent of the conditions fulfilled by the person
and on the nature and extent of the additional factors set out in [B1.11]
(additional
factors) that apply to the person.
|
| 27 | Paragraph B1.10 was foreshadowed in [B1.4]
as setting out the criteria by which native title holders were to be identified.
Paragraph
B1.11 was foreshadowed in [B1.5] as stating attributes relevant to the
relative seniority and authority of each native title holder.
|
| 28 | Paragraph B1.6 asserted that the people of
the eastern Western Desert were a society at sovereignty and continued as such
today.
|
| 29 | Paragraphs B1.10 and B1.11 both
appeared under the subheading "Criteria for being a native title holder". They
were as follows: |
B1.10 The conditions are one or more of the following:
(a) having a "borning place" on or in close proximity to the area;
Particulars
A borning place is a socially recognised place of birth which may be the place
where the person was born, where the baby’s
umbilical cord became
detached, where the placenta was buried, where ritual ‘smoking’ of
the baby occurred, or the place
of conception. It may not be the exact place
where the event occurred but rather the closest site to the event, or even a
bigger
site on the same Dreaming track.
(b) having a borning place, or that of a parent or grandparent, at a place on
the track of a Dreaming which travels through the area,
particularly if that
place is upstream along the narrative site sequence and not overly distant in
geographical and mythological
terms;
(c) having kin links to the area;
Particulars
People can claim interests in the places with which various of their kin have
been identified, including antecedents, offspring,
siblings, spouses and
in-laws. For example, descent from a parent or grandparent recognised as having
rights in the area because
of his or her birth, knowledge or long association
with the area. The more close relatives one has who are identified with an
area,
the stronger is the case for claiming an interest, or a particular set of
interests in the area. There is some tendency for men
to have a special
relationship to their father’s father’s places, and for women to
have a similar connection to those
of their mother and mother’s mother.
(d) having close kin such as a parent or grandparent who died or was buried in
the area;
(e) having given birth to a child in the area.
The latter two matters, (d) and (e), were
ultimately not pursued. Save for the particulars of subpar (c) the wording of
these conditions
was the same as those specified in [4] of Schedule A of the
application and incorporated by reference in [34(a)].
B1.11 The additional factors are:
(a) taking responsibility for the area;
Particulars
This includes the maintenance and protection of sacred knowledge about the area
and places on it, passing on that knowledge under
approved circumstances,
looking after sacred objects relating to those places, being actively present at
ritual engagements relating
to the places, acceptance and assertion of roles of
cultural heritage protection, landscape management and site custodianship.
(b) having religious, sacred, ritual, practical and historical knowledge of the
area, being known by the spirits and dreamings of
the area and having authority
in respect of those matters, particularly in relation to a Dreaming that travels
through the area or
sufficiently close to it to be of significance to the area;
(c) personal identification with the linguistic identification of the area;
Particulars
This is not a matter of speaking the dialect with which the area is identified
(though a person may speak that dialect) but of being
identified with that
dialect through an identification with country that is regarded as being
identified with that particular linguistic
variety.
(d) long association with the area by occupation or use by oneself and relevant
kin;
(e) generation or time depth of identification with the area and history of
social interaction with others who are identified with
the area; and
(f) asserting connection with the area and, if necessary, the defence of it
against denials of others.
The "additional" factors were referred to in [35]
and [36] of the application.
The reasons for judgment
| 30 | The reasons for judgment
commenced with a description of the essential elements of the application and
its characterisation (at [7]):
|
The applicants characterise the claim as a group claim, the group comprising
those who are able to establish that they held native
title rights and interests
immediately prior to the extinguishment of those rights and interests by the
compensation acts.
Sackville J observed that it was no part of the
appellants’ case that the claimants themselves constituted a cohesive or
discrete
community. He said (at [9]):
They rely on the traditional laws and customs of the Western Desert bloc to
which they say they adhere. They contend that the people
of the Western Desert
can be regarded as a society with traditional laws and customs that have
remained intact and have been observed
since sovereignty. The applicants say
that those traditional laws and customs apply to the people of the eastern
Western Desert,
of which the Application Area forms
part.
| 31 | The
evidence adduced by the appellants did not distinguish between the native title
rights and interests at the date of trial and
the position at any earlier date.
Their preferred position was that generally speaking native title rights and
interests over the
Application Area were extinguished on 10 March 1994, the day
that the Validation (Native Title) Act 1994 (NT) (Validation Act)
came into force. If that were the relevant date any entitlement to compensation
would extend to improvements erected
on the Application Area before 1994,
including Connellan Airport, the construction of which was completed in 1981
([10]). |
| 32 | Under the heading "Chronology of
Events" his Honour summarised major events affecting the Application Area from
the date that sovereignty
was acquired by the Crown until the various
Compensation Acts relied upon took place. None of his treatment of the
chronology is
in issue in this case. He referred, in the course of the history,
to the work of early anthropologists and geographers including
Norman Tindale, D
MacKay, Professor AP Elkin, Professor RM Berndt and his wife, Dr Catherine
Berndt. He described the creation
of the Ayers Rock-Mount Olga (Uluru)
National Park and the development of tourism in the
Park. |
| 33 | His Honour gave detailed
consideration to the appellants’ case on native title as it emerged from
the pleadings. The salient
parts of the application and points of claim have
been set out earlier in these reasons. |
| 34 | The
appellants relied upon the opinion of their principal anthropological witness,
Professor Peter Sutton, that the people of the
eastern Western Desert do not
identify country as aggregates of discrete bounded areas or estates. Professor
Sutton said that groups
of people associated with country could not be described
as "clans" or other discrete bounded traditional groupings of people. Despite
references in anthropological literature to local traditional groups or "hordes"
the appellants argued, at trial, that the population
of the eastern Western
Desert had never been subdivided into named landholding descent-based groups
[202]. |
| 35 | The appellants used the expression
"Ngurraritja" for the traditional owners of country. They called the term a
"label" used to describe
a relationship to country that could have a variety of
bases. The people who were Ngurraritja for any area of the eastern Western
Desert were not a group united by common descent from a particular ancestor.
Nor was any country to which the Ngurraritja related
to be regarded as a "neatly
bounded area recognisable for all purposes as a unit of country". They also
submitted that the people
who belonged to the Application Area are properly
called a "person-set" rather than a social group of unitary structure. The
composition
of the set rested upon individuals asserting one or more relevant
significant forms of connection to the Application Area and the
manner in which
such assertions are received by others
[206]. |
| 36 | The appellants’ case, on his
Honour’s view of it, involved the adoption of what they called, in their
written submissions,
"the notion of multiple and accretive factors" governing
their connection of members of the claim group to country. This was a concept
which they said was accepted by the Full Court in De Rose v South
Australia [2003] FCAFC 286; (2003) 133 FCR 325 (De Rose FC (No 1)). They identified in
their written submissions, in closing, 11 factors as the principal bases for
regarding any individual
as having a strong connection to, and rights in, an
area. These criteria were derived from Proposition 7, one of a number of
propositions
set out in Professor Sutton’s report. Proposition 7 was in
the following terms: |
The laws and customs of people of the eastern Western Desert include rules and
principles for recognition of a person as having a
strong connection to and
holding rights and interests in relation to an area. Under those rules and
principles the following eleven
factors are the principal bases for regarding
any individual as having a strong connection to and rights in an area:
(a) having a "borning place" on or in close proximity to the area;
(b) having a borning place, or that of a parent or grandparent, at a place on
the track of a Dreaming which travels through the area,
particularly if that
place is upstream along the narrative site sequence and not overly distant in
geographical and mythological
terms;
(c) having kin links to the area;
(d) generation or time depth of identification with the area and history of
social interaction with others who are identified with
the area;
(e) personal identification with the linguistic identification of the area;
(f) having religious, sacred, ritual, practical and historical knowledge of the
area, being known by the spirits and Dreamings of
the area and having authority
in respect of those matters, particularly in relation to a Dreaming that travels
through the area or
sufficiently close to it to be of significance to the area;
(g) long association with the area by occupation or use by oneself and relevant
kin;
(h) taking of responsibility for the area; including involvement in the
maintenance and protection of sacred knowledge about the
area and places on it,
passing on that knowledge under approved circumstances, looking after sacred
objects relating to those places,
being actively present at ritual engagements
relating to the places, acceptance and assertion of roles of cultural heritage
protection,
landscape management and site custodianship;
(i) the assertion of connection with the area, and if necessary, the defence of
it against denials of others;
(j) support for asserted connections;
(k) recorded evidence.
| 37 | The
appellants acknowledged, in their written submissions, that their reliance on
these 11 "accretive factors" departed from the pleaded
case. The points of
claim had identified, in [B1.10], five conditions (reduced to four and later to
three) the presence of at least
one of which was a necessary precondition for
holding rights in country. The presence of one or more of the additional
factors in
[B1.11] was said to activate or strengthen the extent of the rights
holders’ personal authority in relation to the country.
The written
submissions abandoned the distinction in the application and the points of claim
between "conditions" and "additional
factors" [211]. They set up a multiple
pathways case which was said to "make it inevitable that people of the eastern
Western Desert
will have associations with multiple places or areas and may
actively assert and be involved in various ways in all or only some
of them"
[214]. |
| 38 | His Honour referred to discussion in
the course of closing oral argument about the variety of ways in which the
appellants had formulated
their criteria for the acquisition or holding of
native title rights and interests under traditional laws and customs. On the
approach
taken in the written submissions a person who satisfied one or more of
the 11 criteria in Professor Sutton’s Proposition 7
could acquire rights
and interests in land although their nature and extent would depend on the
number and significance of the criteria
satisfied. This approach his Honour
regarded as consistent with that of Professor Sutton who was of the opinion that
"the capacity
to assert a relationship of belonging to an area is accretive".
So a person with several "bases of claim" would have a stronger
case for
asserting rights in land than a person with only one basis.
|
| 39 | Inconsistently with the above approach, a
formulation appeared in [5.119] of the appellants’ closing submissions
which seemed
to revert to the primacy of the first four criteria. His Honour
said (at [219]): |
Faced with these confusing, if not conflicting, ways of presenting the
applicants’ case, Mr Basten attempted to restore order
in his final oral
submissions. He said that the applicants’ position is (and, he implied,
always had been) that pleaded in
the Points of Claim. It would seem to follow
that the "additional factors" identified in [B1.11] of the Points of Claim
become relevant
to the applicants’ case only when a connection to land has
been established by reason of a claim satisfying at least one of
the four
conditions in [B1.10]. In other words, the additional factors are relevant only
to the ‘closeness’ of the connection
to land, while the existence of
a connection depends on satisfying one of the four conditions in [B1.10].
We interpolate that in the course of closing submissions before
his Honour, he asked what the result would be if he concluded that
a combination
of two factors, borning place and kinship links associated with a borning place,
were part of the core of traditional
laws and customs and the rest of more
recent development. After some discussion counsel for the appellants said:
... what we’re saying is that these three or four criteria are the
conditions for claiming an interest in country. The additional
factors give
strength to the claim because of the closeness of the connection which is
obviously terribly important ... when one
is negotiating a decision making
process on the ground, because one needs to know who speaks with the authority,
and the closeness
and strength of the connection will be a matter of probably
the greatest importance for the traditional owners or whoever they may
be
– however they may be described when dealing with their own matters. And
they assert things in this way.
And again:
His Honour: So the way you continue to put the case, and this is not intended as
anything other than ascertaining what the position
is, is that each of the
people that you say are claimants and entitled to compensation can satisfy (a),
(b) or (c) of proposition
7 or proposition 1, 2 and 3, as they’ve become
elsewhere ...
Mr Basten: Yes.
His Honour: ... and each of them has or may have some additional factors that
strengthen their claim.
Mr Basten: Yes.
His Honour: So, it’s that core of (a), (b) and (c) that is critical.
Mr Basten: Oh, yes, yes.
| 40 | It was a matter
of importance that the appellants did not invite his Honour to select one or two
of the criteria identified in the
points of claim as embodying the traditional
laws and customs of the eastern Western Desert governing the holding of rights
and interests
in land. As he saw the appellants’ case it was (at
[222]): |
... that the traditional laws and customs of the eastern Western Desert relating
to rights and interests in land are as pleaded in
[B1.10] and [B1.11] of the
Points of Claim.
His Honour characterised the appellants’ case as "based on
the ‘package’ of ‘conditions’ and ‘additional
factors’". Their approach involved a rejection of the hypothesis that the
acquisition and recognition of rights and interests
in land under the
traditional laws and customs of the eastern Western Desert were governed by a
patrilineal system of land tenure
whereby a person took interests in his
father’s or father’s father’s country. It involved a
rejection of the hypothesis
advanced by Norman Tindale and supported by other
anthropologists that the people of the area historically followed a patrilineal
system [223]. His Honour went on (at [224]):
The important point for present purposes is that the applicants accept that, if
the evidence supports the proposition that the traditional
laws and customs of
the eastern Western Desert adopt a patrilineal model of land tenure, their
claims cannot succeed. This is despite
the fact that some members of the
compensation claim groups might well be able to establish that they hold rights
and interests in
the Application Area in accordance with a patrilineal model of
land tenure, as expounded by Tindale. Mr Basten acknowledged in final
submissions that not only did the applicants not run their case in this way, but
the effect of the evidence is that the indigenous
witnesses do not claim rights
to country on the basis of a patrilineal model.
| 41 | Again, we
interpolate that the transcript of exchanges between his Honour and counsel for
the appellants bears out his characterisation
of their case. Counsel disclaimed
patrilineal descent as the sole way of acquiring country. However he referred
to [B1.10(c)] which
he described as talking "broadly of kin links".
|
| 42 | His Honour discussed the composition of
the Compensation Claim Group. The appellants maintained the stance for much of
the trial
that it was neither appropriate nor practical nor necessary to
determine the native title holders entitled to compensation by reference
to a
definitive list of named individuals. However they retreated from that stance
while maintaining that it was not necessary,
assuming an entitlement to
compensation was established, to identify the members of the Compensation Claim
Group. His Honour followed
what he described as "a somewhat twisting path" to
understand the position ultimately taken by the appellants on this point [226]
– [ 240]. He gave them leave to amend [B1.8] in the points of claim to
substitute therein a list of 55 named persons, of whom
8 were said to have died
(in each case after the compensation acts took place). The list included the
unnamed children of some of
the named persons
[240]. |
| 43 | Next his Honour considered the native
title rights and interests claimed by the appellants. In their original
application they asserted
that the Compensation Claim Group had held native
title rights and interests in the Application Area conferring upon them the
possession,
occupation, use and enjoyment of the land and waters in accordance
with their "complex of laws, social, economic and cultural practices,
customs,
usages and beliefs, subject to any valid inconsistent act or grants". In their
points of claim they pleaded a single comprehensive
right described as:
|
a right as against all others to possess, occupy, use and enjoy the land and
waters.
Nevertheless they accepted in their written submissions that
this global expression could not have survived the grant of the first
pastoral
lease over the Application Area in 1882. They advanced an alternative case
identifying 28 traditional rights, the existence
of which they claimed were
supported by the evidence [244].
| 44 | His Honour observed that the
appellants’ submissions did not devote a great deal of attention to
showing that the Compensation
Claim Group had a connection with the Application
Area as distinct from nearby areas under the traditional laws and customs of the
Western Desert. That approach he saw as reflecting Professor Sutton’s
contention that the body of laws and customs observed
by the people of the
eastern Western Desert did not include notions of discrete bounded areas or
estates nor any territorial grouping
of people.
|
| 45 | Both Commonwealth and Northern Territory
submissions on native title were set out in some detail followed by an overview
of the appellants’
evidence. |
| 46 | After
reviewing the Aboriginal and anthropological evidence, his Honour rejected the
contention advanced on behalf of the Commonwealth
that the concept of the
Western Desert bloc, in the sense of a society whose members acknowledge and
observe a body of laws and customs,
was an anthropological construct divorced
from underlying reality. He said (at
[352]): |
The evidence supports the conclusion that the Western Desert bloc can be
regarded as a society in that sense.
He was however careful to observe that whether members of the
Compensation Claim Group had acknowledged and observed the traditional
laws and
customs of the Western Desert bloc, specifically those relating to native title
rights and interests, was a separate question.
| 47 | His Honour found that despite
periods of interruption a small number of Aboriginal people maintained a
physical association with country
around Uluru-Kata Tjurta from the 1930s. The
evidence also suggested that in the 50 years prior to the handback some of those
people
acknowledged and observed important elements of the traditional laws and
customs of the Western Desert [358]. |
| 48 | The
Commonwealth submitted that there was a disconformity between the rules
acknowledged by older witnesses in the case and the practices
of younger
witnesses. His Honour said (at [364]): |
But any such disconformity does not demonstrate that the Western Desert society
has ceased to exist, nor that the traditional laws
and customs of that society
have altogether ceased to exist. On the contrary, subject to the significance
of patterns of migration
within the Western Desert, the evidence suggests that
the Western Desert bloc has existed as a society at all times since sovereignty
and that there have been some members of that society who have acknowledged and
observed its laws and customs in the eastern Western
Desert, including the area
around Uluru and Kata Tjurta.
| 49 | His Honour was
at pains to point out the limits of that finding. It did not determine the
separate question whether the appellants
had shown that members of the
Compensation Claim Group acknowledged and observed the laws and customs relating
to native title rights
and interests pleaded in the points of claim. Nor did it
determine whether the pleaded laws and customs were the traditional laws
and
customs of the Western Desert bloc. After reviewing migration patterns in the
Western Desert, his Honour held that there was
no doubt during the period from
the 1930s to the 1980s or 1990s that some eastern Western Desert people
maintained a physical association
with the Uluru-Kata Tjurta area even though
they might not have lived there continuously. Throughout the period there were
always
people who maintained their commitment to some of the traditional laws
and customs of the Western Desert. This left the question
whether members of
the Compensation Claim Group had acknowledged and observed traditional laws and
customs as required by s 223(1)
of the NTA. But his Honour went on (at [378]):
|
But the evidence, in my opinion, provides no warrant for concluding that, by
reason of patterns of migration, the Western Desert
bloc, and its traditional
laws and customs, ceased to exist before the compensation acts
occurred.
| 50 | His Honour then
considered the further concept of the eastern Western Desert. He said that the
concept of that area as a subregion
of the Western Desert might not add a good
deal to the case beyond identifying an area whose people were more closely
linked to each
other than to the people of other areas within the Western
Desert. He found, at [395], that the Western Desert cultural bloc was
a society
that had continued in existence since sovereignty. Members of that society had
maintained their acknowledgement and observance
of certain traditional laws and
customs of the Western Desert as applied to the eastern Western Desert,
including the country on
which the Application Area is located.
|
| 51 | In his consideration of the laws and
customs described in the evidence, his Honour referred to the lack of congruence
between the
pleaded case and Proposition 7 in Professor Sutton’s report.
He said (at [401]): |
Neither Professor Sutton’s written nor oral evidence supports the
applicants’ pleaded contention that under the traditional
laws and customs
of the Western Desert a person must satisfy one of four specific conditions in
order to acquire and hold rights
and interests in country. Nor does Professor
Sutton’s evidence support the concept of additional (but subordinate)
factors
that, of themselves, do not create a connection with country, but can
determine the strength of a connection that is independently
established.
His Honour found that the appellants’ submissions paid
little attention to those difficulties but did point to evidence suggesting
that
a given person might satisfy several distinct criteria for being Ngurraritja for
particular country.
| 52 | None of the Aboriginal
witnesses gave evidence that the traditional laws and customs of the Western
Desert relating to rights and
interests in land corresponded to the case pleaded
by the appellants. The evidence suggested that having a borning place near a
specific site was ordinarily enough to create rights and interests in that site.
But the evidence did not support the dichotomy pleaded
between "conditions" and
"additional factors" relied upon in [B1.10] and [B1.11] of the points of claim.
Nor did the evidence support
the combination of criteria pleaded in the points
of claim or, for that matter, the combination of the criteria set out in
Professor
Sutton’s Proposition 7. |
| 53 | His
Honour came to the view that the case pleaded by the appellants insofar as it
advanced conditions for the identification of native
title holders and
additional factors relevant to the strength of their claim to native title
rights and interests, was not made out
on the evidence. He was careful to say
that this did not mean that an unduly rigid view should be taken of the
pleadings or that
any departure from them would necessarily be fatal to the
case. In a key paragraph in his judgment he then said (at
[446]): |
However, even if a reasonably flexible interpretation of the pleadings is
adopted, the applicants face very serious difficulties
in making out their case.
The most fundamental problem is that the evidence does not reveal a consistent
pattern of observance and
acknowledgment of laws and customs, or even practices,
relating to rights and interests in land. Consequently, the evidence falls
short of establishing the existence of a body of laws and customs relating to
rights and interests in land that was acknowledged
and recognised by members of
the Western Desert bloc at the relevant time or times. A second major
difficulty is that the evidence
of virtually none of the senior Aboriginal
witnesses supports the distinction between "conditions" and "additional factors"
underpinning
the applicants’ pleaded case.
Then (at [449]):
I reiterate that I appreciate and accept the need for some leeway in
interpreting the indigenous evidence. If most witnesses gave
evidence broadly
compatible with the pleaded case, it perhaps would be open to disregard minority
or idiosyncratic views or practices.
But this is not the state of the evidence.
It reflects such a variety of opinions, practices and assertions that it cannot
be taken
as establishing that the indigenous witnesses or members of the
compensation claim group observed and acknowledged at the relevant
times laws
and customs of the Western Desert bloc as pleaded in the Points of
Claim.
His Honour then said (at [450]):
At the risk of repetition, I stress that I was not invited to pick and choose
among the laws and customs relied on by the applicants.
I should also observe
that my finding does not necessarily imply that none of the indigenous witnesses
is ngurraritja for sites
in the Uluru-Kata Tjurta area under laws and customs
currently observed and acknowledged by them. My finding is that the
applicants have not made out the particular case on law and custom that they
have chosen to plead and to press
in their final submissions.
(Emphasis in original)
| 54 | Having regard to
his primary conclusion his Honour said it was not strictly necessary to consider
whether the appellants had established
that any laws and customs acknowledged
and observed by members of the Compensation Claim Group were "traditional" in
the sense required
by s 223(1) of the NTA. Consideration of that question was
not without difficulty as the gaps and inconsistencies in the evidence
made it
difficult to identify a particular body of laws and customs in order to
determine whether they were "traditional" [452].
After reviewing the evidence,
and in particular the evidence of the anthropologists and the published work of
researchers who had
studied the people of the Western Desert, his Honour found
it pointed clearly to a particular conclusion. He expressed that conclusion
thus (at [497]): |
... under the traditional laws and customs (understanding that expression in the
sense required by Yorta Yorta (HC)) of the Western Desert bloc:
. the landholding units comprised small local groups;
. each group consisted of people principally recruited or united on the basis
of common patrilineal descent; and
. members of the group had rights and interests (to use the language of the NTA)
on a particular site or a particular cluster of
sites connected with the
Tjukurrpa.
The evidence, although more equivocal on the point, tends to suggest that the
traditional laws and customs of the Western Desert
also recognised that in
certain circumstances a person could become a member of the local group by being
born at a place of significance
to the group, at least where the person’s
claim was acknowledged and accepted by other members of the
group.
These findings, his Honour observed, were
inconsistent with the appellants’ case which repudiated patrilineal
descent as a key
element in the acquisition of rights and interest in land under
traditional laws and customs. The appellants had also rejected the
concept of
"discrete bounded areas or ‘estates’" and had asserted that
"unpredictability, negotiability and contestation",
were features of the laws
acknowledged and customs observed by the people of the eastern Western
Desert.
| 55 | Even if he had not made these
findings as to the content of traditional laws and customs, his Honour would not
have been satisfied
that any laws and customs relating to rights and interests
in the land that might have been acknowledged and observed by the Aboriginal
witnesses were the traditional laws and customs of the Western Desert [502]. In
the result, the evidence was, in his Honour’s
opinion, "simply
insufficient" to conclude that the laws and customs pleaded by the appellants,
to the extent that they were acknowledged
and observed by the Aboriginal
witnesses at relevant times, were the traditional laws and customs of the
Western Desert [507]. |
| 56 | His Honour dealt with
two subsidiary issues. The first question related to the clearance of the town
site by the Ayers Rock Advisory
Committee in 1974 which had included as an
Aboriginal representative, Mr Yami Lester, and had invited to some of its
meetings Mr
Paddy Uluru and other Aboriginal people involved with the Ayers Rock
area. The second question related to a track and site in the
Application Area
said to be of particular significance. As to the first question, the site
clearance was not an obstacle to the
appellants’ claim. On the other
hand, his Honour was not satisfied that the site now known as Kata-Tjurta,
within the Application
Area, was of spiritual significance to Aboriginal women
as claimed. |
| 57 | His Honour then considered the
effect of the grants of pastoral leases in 1882 and 1896 on native title in the
area. The appellants
accepted that any native title rights to control,
exclusively, the use of or access to the Application Area would have been
extinguished
by the grant of the pastoral leases. His Honour concluded that any
native title rights to make decisions about the use or enjoyment
of the
Application Area by Aboriginal people governed by the traditional laws and
customs of the Western Desert bloc were not extinguished
by those leases
[571]. |
| 58 | His Honour set out his conclusions
(at [789]): |
On my findings, the applicants have not succeeded on the threshold issue, for
two independent reasons:
. first, the applicants have not shown, on the evidence, that the
indigenous witnesses, or members of the compensation claim group,
acknowledged
and observed at the relevant times the laws and customs of the Western Desert
bloc as pleaded in the Points of Claim; and
. second, I am not satisfied that any laws and customs relating to rights
and interests in land that may have been acknowledged and
observed by the
Aboriginal witnesses are the traditional laws and customs of the Western
Desert bloc, within the meaning of s 223(1) of the
NTA.
His Honour further said (at [791]):
I emphasise, as I have elsewhere in this judgment, that I have addressed the
compensation case the applicants have chosen to put
forward. My conclusions do
not necessarily imply that none of the applicants or members of the compensation
claim group could have
established an entitlement to native title rights and
interests over the Yulara block had the case been conducted differently.
However,
I am not entitled to consider some alternative or different case that
the applicants perhaps might have advanced in the light of
the anthropological
literature and the evidence of indigenous witnesses. Indeed I was not asked to
do so.
His Honour emphasised that the comment was not
intended as a criticism of the way in which the case was presented. He
acknowledged
that there might have been very good reasons why the appellants
chose to proceed in the manner that they had. Nevertheless they
were bound by
the conduct of their case [792].
| 59 | The Commonwealth had made an
alternative contention to Sackville J which his Honour also addressed. It
required him first to refer
to the tenure history of the Application Area. The
reasons for judgment set out the tenure history of the Application Area from
1976. This included the proclamation of the Yulara town site on 29 July 1976.
Importantly, on 27 April 1981, the relevant Territory
Minister gave notice of a
determination under s 15(2) of the Crown Lands Act 1931 (NT) to grant a
fee simple estate to the Territory over Crown land comprising an area of 495.9
hectares being Lot 101 in the town
site. The grant was made for the purpose of
development of an airport. An estate in fee simple was granted in September
1981.
It was made under s 14 of the Crown Lands Act and was registered
under the Real Property Act 1886 (SA) (Real Property Act) on 10
September 1981. Lot 101 is now the site of Connellan Airport. Considerable
discussion followed on issues of extinguishment.
|
| 60 | The question relevant for the
Commonwealth’s notice of contention in the appeal is his Honour’s
discussion of the submission
advanced by the Commonwealth that, even though
original grants in fee simple over Crown land within the Application Area were
invalid
when made because of s 10(1) of the Racial Discrimination Act
1975 (Cth), registration of the fee simple estates referred to in [59] under
the Real Property Act validly extinguished any surviving native title
rights and interests over each of the lots concerned. On the basis that those
estates
had been validly extinguished before the NTA came into force, the
appellants, according to the Commonwealth, would not be entitled
to any
compensation under the NTA for the loss of their rights and interests. His
Honour rejected this submission having regard
to the operation of s 10(1) of the
Racial Discrimination Act [784].
|
| 61 | However, he also rejected the
appellants’ submission that any entitlement to compensation under the NTA
arose only on 10 March
1994, the date that the Validation Act commenced.
Any right to compensation in respect of the extinguishment of native title
rights and interests arose under s 23J of the
NTA, not s 20. On the correct
construction of s 23J, when read in conjunction with ss 9H and 9J of the
Validation Act, the entitlement
to compensation was taken to have arisen at the
time the extinguishment acts were done or, in the case of public works, when the
construction or establishment of the particular public work began. If the
Compensation Claim Group were entitled to compensation
for the extinguishment of
native title rights and interests the quantum would be assessed without
reference to any improvements on
the land, the construction of which post-dated
the relevant extinguishing acts or events
[785]. |
The grounds of appeal
| 62 | Following a preamble setting
out "circumstances" and findings made by the primary judge, it was alleged in
the notice of appeal that
his Honour erred in the following ways:
|
A not asking whether members of the compensation claim group acknowledged and
observed traditional laws and customs of the Western
Desert under which rights
and interests in land and waters are possessed;
B asking whether the members of the compensation claim group acknowledged and
observed the laws and customs formulated in the applicants’
points of
claim and whether those pleaded laws and customs are the traditional laws and
customs of the Western Desert under which
rights and interests in land and
waters are possessed;
C holding that in order to establish that members of the compensation claim
group acknowledge and observe a body of traditional laws
and customs under which
rights and interests in land and waters are possessed it was necessary that the
evidence of Aboriginal witnesses
establish a dichotomy between the conditions
and additional factors referred to at (1)(b);
D. holding that for the purposes of the native title rights and interests
claimed to have existed before the time of extinguishment
of the native title
and s 223(1)(a) of the Native Title Act the traditional laws and customs
of the Western Desert under which rights and interests of eastern Western Desert
people in relation
to the application area were possessed were those laws and
customs by which a member of that society is recognised as ngurraritja
for sites;
E not holding that members of the compensation claim group acknowledged and
observed traditional laws and customs of the Western
Desert under which rights
and interests in land and waters are possessed;
F not determining whether, members of the compensation claim group possessed,
under the traditional laws and customs of the Western
Desert acknowledged and
observed by them, rights and interests in relation to the Application Area.
2. ...
A not holding that the laws and customs formulated in the points of claim
referred to at (1) were traditional laws and customs of
the Western Desert;
B not holding that the anthropological expert opinion evidence established that
there had been a continuity in the laws and customs
acknowledged and observed by
members of the compensation claim group and their predecessors, as traditional
laws and customs of the
Western Desert since the acquisition of sovereignty;
C holding that the laws and customs formulated in the points of claim referred
to at (1) were a repudiation or virtual abandonment
of the traditional laws and
customs of the Western Desert and could not be characterised as laws and customs
contemplated by or as
adaptations of the traditional laws and customs of the
Western Desert;
D not holding that members of the compensation claim group acknowledged and
observed traditional laws and customs of the Western
Desert under which rights
and interests in land and waters are possessed;
E holding that the manner in which the application had been pleaded precluded a
determination of who were the persons holding the
rights and interests in
relation to the application area comprising the native title before
extinguishment of the native title;
F dismissing the application and in not determining, as he was required to do by
ss 13(2), 51(1), 94-94A and 225 of the Native Title Act, who were the
persons holding the rights and interests in relation to the application area
comprising the native title before extinguishment
of the native
title.
| 63 | The
orders sought were that the appeal be allowed, the dismissal order be set aside
and that the matter be remitted to the primary
judge for further determination
of the native title rights and interests that existed in relation to the
Application Area before
their extinguishment consistent with the reasons of this
Court. It was also proposed that subject to any further order of the primary
judge, the remitted proceedings be limited to a reassessment of the existing
evidence. |
The notice of contention
| 64 | The Commonwealth sought, by
notice of contention, to support the judgment on the following grounds not
relied upon by the trial
judge: |
1. No liability to compensation arose under the Native Title Act 1993
(Cth) for the reason that any native title rights and interests in
relation to the area covered by the compensation application ("the application
area") were validly extinguished prior to the enactment of the Native Title
Act 1993 (Cth):
1.1 by the registration of estates in fee simple under the Real Property Act
1886 over the whole of the compensation area with the exception of the
Lasseter Highway; and
1.2 by the construction of the Lasseter Highway being a 100m wide road reserve
set out in the Survey Plans S92/58B and C.
2. In the alternative to (1) above, no liability to compensation arose under the
Native Title Act 1993 with respect to the areas on which the public works
listed below were situated for the reason that any native title rights and
interests
in relation to those areas were validly extinguished by the
construction and establishment of public works prior to the enactment
of the
Native Title Act 1993 (Cth), namely:
2.1 the construction of Connellan Airport on Lot 101;
2.2 the construction of bores by the Power and Water Authority on Lots 240-242;
and
2.3 the construction or establishment of the Lasseter Highway and other roads
within the application area.
It
only pursued ground 1.1 of the Notice.
The issues for determination on the
appeal
| 65 | The appellants, in their
written submissions, said there were essentially two points to the appeal. They
were: |
1. The trial judge misread their pleaded
case.
2. Quite apart from the pleadings, having found that there were some members of
the Compensation Claim Group who held or may have
held native title rights and
interests over the claim area, he was obliged by ss 51(1) and 94 of the NTA, or
at least by the terms of the separate question before him, to determine the
persons who held those rights and interests.
The statutory framework
| 66 | The NTA
makes provision for compensation to be paid for acts affecting native title.
These include statutorily validated past and
intermediate past acts which would
otherwise have been invalid because of their effect on native title (Div 2 and
2A of Pt 2 of the NTA). Compensation is also payable in respect of certain
"future acts" affecting native title (Pt 2, Div 3). The definitions of "past"
and "future" acts are not material for present purposes nor the particular
circumstances in which
compensation is payable or the nature of such
compensation. |
| 67 | Division 5 of Pt 2 of the
NTA provides exhaustively for the general process for the determination of
compensation for acts affecting native title.
Section 48 provides:
|
Compensation payable under Division 2, 2A, 2B, 3 or 4 in relation to an act is
only payable in accordance with this Division.
(1) A determination of the compensation may only be made in accordance with this
Division.
(2) An application may be made to the Federal Court under Part 3 for a
determination of the compensation.
(3) Nothing in this Division affects:
(a) any jurisdiction of a court, person or body to hear appeals against, to
review or otherwise to affect, a determination of compensation
made in
accordance with this Division; or
(b) the jurisdiction of the High Court.
| 69 | Section 51 sets
out the criteria for determining compensation.
|
| 70 | Part 3 of the Act deals with applications,
including applications for compensation. Section 61, which is found in Div 1 of
Pt 3,
sets out in tabular form the classes of applications that may be made. In
the relevant parts it provides: |
Native Title and compensation applications
Applications that may be made
(1) The following table sets out applications that may be made under this
Division to the Federal Court and the persons who may make
each of those
applications:
...
Kind of application |
Application |
Person who may make application |
Compensation application |
Application under subsection 50(2) for a determination of
compensation. |
(1) The registered native title body corporate (if any); or
(2) A person or persons authorised by all the persons (the compensation
claim group) who claim to be entitled to the compensation, provided the
person or persons are also included in the compensation claim group.
Note 1: The person or persons will be the applicant: see subsection (2) of this
section.
Note 2: Section 251B states what it means for a person or persons to be
authorised by all the persons in the compensation claim
group. |
Applicant in case of applications, authorised by claim groups
(2) In the case of:
...
(b) a compensation application made by a person or persons authorised to make
the application by a compensation claim group;
the following apply:
(c) the person is, or the persons are jointly, the applicant; and
(d) none of the other members of the native title claim group or compensation
claim group is the applicant.
Applicant’s name and address
(3) An application must state the name and address for service of the person who
is, or the persons who are, the applicant.
Applications authorised by persons
(4) A native title determination application, or a compensation application,
that persons in a native title claim group or a compensation
claim group
authorise the applicant to make must:
(a) name the persons;
or
(b) otherwise describe the persons sufficiently clearly so that it can be
ascertained whether any particular person is one of those
persons.
Form etc
(5) An application must:
(a) be in the prescribed form; and
(b) be filed in the Federal Court; and
(c) contain such information in relation to the matters sought to be determined
as is prescribed; and
(d) be accompanied by any prescribed documents and any prescribed fee.
| 71 | Section
62 sets out the information to be contained in applications. In the case of
compensation applications it provides:
|
(3) In the case of a compensation application whose making was authorised by a
compensation claim group, the application:
...
(b) must contain the details that would be required to be specified by
paragraph (1)(b), and may contain the details that would
be permitted under
paragraph (1)(c), if the compensation application were instead a native title
determination application in respect
of the native title involved in the
compensation application.
Paragraph (1)(b) requires that a
claimant application contain details specified in s 62(2). Those details,
relevantly for present
purposes, include:
(d) a description of the native title rights and interests claimed in relation
to particular land or waters (including any activities
in exercise of those
rights and interests), but not merely consisting of a statement to the effect
that the native title rights and
interests are all native title rights and
interests that may exist, or that have not been extinguished, at law;
(e) a general description of the factual basis on which it is asserted that the
native title rights and interests claimed exist and
in particular that:
(i) the native title claim group have, and the predecessors of those persons
had, an association with the area; and
(ii) there exist traditional laws and customs that give rise to the claimed
native title; and
(iii) the native title claim group have continued to hold the native title in
accordance with those traditional laws and customs;
(f) if the native title claim group currently carry on any activities in
relation to the land or waters – details of those
activities;
| 72 | Details
that may be included in both a native title determination application and a
compensation application are set out in s 62(1)(c):
|
may contain details of:
(i) if any member of the native title claim group currently has, or previously
had, any traditional physical connection with any
of the land or waters covered
by the application – that traditional physical connection; or
(ii) if any member of the native title claim group has been prevented from
gaining access to any of the land or waters covered by
the application –
the circumstances in which the access was
prevented.
| 73 | Division
3 of Pt 5 contains two sections, 94 and 94A which provide:
|
94 Order that compensation is payable
If the Federal Court makes an order that compensation is payable, the order must
set out:
(a) the name of the person or persons entitled to the compensation or the method
for determining the person or persons; and
(b) the method (if any) for determining the amount or kind of compensation to be
given to each person; and
(c) the method for determining any dispute regarding the entitlement of a person
to an amount of the compensation.
94A Order containing determination of native title
An order in which the Federal Court makes a determination of native title must
set out details of the matters mentioned in section
225 (which defines
determination of native title).
| 74 | In connection
with the preceding provision, reference should also be made to s 13(2) which
provides: |
If:
(a) the Federal Court is making a determination of compensation in accordance
with Division 5; and
(b) an approved determination of native title has not previously been made in
relation to the whole or part of the area concerned;
the Federal Court must also make a current determination of native title in
relation to the whole or part of the area, that is to
say, a determination of
native title as at the time at which the determination of compensation is being
made.
The native title process, applications, pleadings and points
of claim
| 75 | There is no express
requirement in the NTA for the filing of pleadings in the usual sense of a
statement of claim or defence. The
Federal Court Rules make provision in O 78
for Native Title Proceedings. There is a general power in the Court to "give
directions and make the orders
it considers appropriate in relation to the
application": O 78 r 5(3). Under that power the Court can require an applicant
to file
a statement of claim and respondents to file defences. However, the
Court has frequently ordered the filing of a somewhat less formal
document
designated "Points of Claim". This may include contentions of fact and law set
out in a less elaborate fashion than a statement
of claim. Subject to specific
directions as to form, points of claim may fall within the term "pleading" which
is not exhaustively
defined in the Rules: see O 1 r 4.
|
| 76 | Whether or not strictly a "pleading" the
essential function of points of claim, as with a statement of claim, is to
define the case
being advanced by the applicant. In the case of native title
proceedings, where the original application complies with the requirements
of s
62, the essentials of the case should have been disclosed in the application.
Points of claim may be ordered to provide greater particularity.
To the extent
that they define the nature and basis of the applicant’s claims they will
limit the range of matters that can
be put before the Court by way of evidence
and argument. As with pleadings or particulars, amendment may be made from time
to time
subject to the availability of appropriate measures to avoid unfair
prejudice to the party facing the amended case. So a late amendment
may be
allowed if: |
(a) it allows additional or different findings to be made based on the evidence
which has been called without requiring additional
evidence from any party or
any additional cross-examination of witnesses previously called;
(b) it requires some additional evidence or recall of witnesses for additional
cross-examination in a way that is practicable and
does not unduly delay the
completion of the hearing;
(c) in any event, appropriate directions can be given to eliminate any unfair
prejudice which would be suffered by other parties
to the proceedings in the
absence of such
directions.
| 77 | In
the present case the basic requirement that an application and points of claim
disclose the applicants’ case to the respondents
was not in issue. The
appellants, in their written submissions, accepted the necessity:
|
... that pleadings state with sufficient clarity the case that must be met so as
to serve the basic requirement of procedural fairness
and, incidentally, define
the issues to be decided.
They argued however that where, as in this case, the directions
for the filing of points of claim required them "to address a host
of specified
matters" such a document might take the form of contentions or submissions not
confined by O 11. To call such a document
a pleading would be a misnomer.
| 78 | The term "pleading" is not as
important as the function it describes. In England the word "pleadings", used
as a noun, has been dropped
from the Civil Procedure Rules 1998 and replaced by
the term "Statement of Case Defining the Issues". This embraces the originating
claim form, particulars of claim, defence, reply and "further information": CPR
2.3(1). The underlying principle common to the English
and the Australian
system is well stated in Andrews N, English Civil Procedure –
Fundamentals of the New Civil Justice System (Oxford University Press, 2003)
at 10.55: |
A fair and efficient system of procedure must prescribe clear rules governing
the definition of the case or dispute (in Roman law
known as ‘litis
contestatio’). This area of procedure interacts with at least five
procedural principles:
due notice;
protection against spurious claims and defences;
pre-trial disclosure;
promotion of settlement; and
finality.
| 79 | Taxonomy is not
so significant in the present case as procedural fairness and, to a lesser
degree, finality. The questions which
arise here are:
|
1. whether the appellants defined their case in a particular and limited way
when the application and points of claim were taken
together?
2. whether the trial judge correctly understood the way in which they defined
and limited their case and decided it accordingly?
3. whether it was open to the trial judge and whether he was obliged to decide
the case on some basis other than that advanced in
the application and points of
claim?
| 80 | The
appellants made a general submission that: |
The intersection of indigenous and common law systems requires adjustment of
ingrained habits that might expect the translation of
the spiritual into the
legal to be catalogued with the precision of a pleader operating under the Rules
of Pleading of the Hilary
term 1834.
This submission, with respect, is a caricature of the problem
raised by their appeal. The question is not one of technicality but
principally
of practical fairness between the parties and finality in the litigation. It
does not turn on fine distinctions drawn
out of the language of the points of
claim. It may be accepted that indigenous law and custom will not in all cases
be susceptible
to precise and concise expression in an application of points of
claim. The matter is one of substance and not of form.
| 81 | There is another dimension to
the appellants’ arguments. Their submissions seem at some points to
suggest that there is something
sui generis about the Court’s function in
hearing a native title determination or compensation application:
|
Subject to the requirements of procedural fairness, whether or not the evidence
fits the pleaded case neatly, if the Court is satisfied
that native title did
exist or may well have existed, it should proceed to determine who held native
title and what were the native
title rights and interests. To limit the inquiry
to laws and customs in the terms formulated on a pleading or points of claim is
to divert attention from the inquiry directed by the statute.
| 82 | The function of
the Court in a compensation application is ascertained by considering the
relevant provisions of the NTA. Section
61 includes compensation applications
made under s 50(2) of the NTA in the class of applications which can be made to
the Court.
In respect of the "native title involved in the compensation
application" the application must contain the details that would be
required by
s 62(1)(b) in respect of a native title determination application. These are
specified in s 62(2)(d), (e) and (f).
Details which may be included are those
in s 62(1)(c). In substance this means that the applicants for compensation
must set out
the native title rights and interests whose extinguishment or
impairment is said to have given rise to a right to compensation.
They must
also set out a general description of the factual basis on which it is asserted
that those claimed rights and interests
existed and if they currently carry on
any activities in relation to the land or waters, details of those activities.
It is important
to observe that these requirements do not limit the power of the
Court to direct particularisation of the claim so that the case
is more
precisely defined and limited for the purpose of the proceedings.
|
| 83 | What the Court is then required to decide
in a case such as the present, is whether the right to compensation which is
claimed is
made out. That requires the antecedent determination whether there
were in existence at some relevant time native title rights and
interests whose
extinguishment or impairment has given rise to the compensation right. It is
for the applicants to assert and identify
the native title rights and interests
and the factual basis upon which they rest as part of their case for
compensation. It is for
the Court to determine whether those assertions are
established. |
| 84 | The Court cannot, in hearing
a native title determination application or a compensation application, conduct
a roving inquiry into
whether anybody, and if so who, held any and if so what
native title rights and interests in the land and waters under consideration.
Such an inquiry is an administrative rather than judicial function. Indeed
recent amendments to the NTA allow such inquiries to
be carried out under
certain circumstances by the National Native Title Tribunal: Native Title
Amendment Act 2007 (Cth). |
| 85 | It is
true, as the appellants point out, that a native title determination is a
judgment in rem which binds the whole world so that
the issues at stake are not
confined to the private interests of litigants. But that characterisation does
not alter the judicial
function of the Court. In a judgment in rem the Court
determines rights as against the whole world rather than inter partes. The
disputed existence of such rights is a controversy of a kind squarely within the
concept of "matter" which lies at the heart of federal
jurisdiction. The Court
exercising jurisdiction in such a case is authorised to adjudicate the matter
before it and not to embark
upon an inquiry into issues which are not raised for
its determination. |
Whether the primary judge
misunderstood the appellants’ pleaded case
| 86 | The appellants submitted that
the primary judge proceeded on a mistaken premise and a misreading of their
case. He did so, they said,
by assuming that the link between the pleaded laws
and customs and the traditional laws and customs of the Western Desert depended
upon identifying laws and customs on local territorial land holding
organisation. Having found that: |
1. the peoples of the Western Desert had existed at the time of sovereignty and
continued to exist, as a society united in and by
its acknowledgment and
observance of a body of law and customs;
2. Eastern Western Desert people maintained an association with the Uluru-Kata
Tjuta area, and maintained a commitment to some of
the traditional laws and
customs of the Western Desert;
3. the indigenous evidence supported findings that under the laws and customs of
the Western Desert rights were acquired by patrilineal
descent or by having a
borning place of significance,
his inquiries into what persons were Ngurraritja or traditional
owners, and what groupings of persons comprised land owner units,
were both
misplaced and unnecessary. These, according to the appellants, were inquiries
into the local organisation of the wider
community or society and whether a
subset of the society is itself a cohesive and discrete community.
| 87 | More specifically, in
relation to the pleadings, the appellants said that his Honour’s
conclusion that their case failed because
the evidence did not support a
"dichotomy" between or "combination" of the pleaded "conditions" and "additional
factors" reflected
a fundamental misreading of the pleaded case. That case, it
was said, made plain that rights were held if a person satisfied "at
least one"
of the pleaded conditions. The additional factors went to relations among
members of the claim group or what might be
called the "intra mural" workings of
the group. |
| 88 | There is no doubt in our
opinion that both the application in [4] and the points of claim in [B1.10]
identified conditions at least
one of which was necessary and any of which was
sufficient to identify a person as a native title holder according to the
traditional
laws and customs of the Compensation Claim Group at the relevant
time. The additional factors set out in [B1.11] were not propounded
as criteria
for the identification of a person as a native title holder. They were
formulated as relevant to the nature and extent
of the rights and interests
attributable to particular persons and their seniority and authority relevant to
others. |
| 89 | The points of claim reflected the
application in making the above mentioned dichotomy. Although the closing
written submissions departed
from it in the way they relied upon Professor
Sutton’s evidence, counsel for the appellants, in oral argument before his
Honour,
came back to the case as set out in the originating process and the
points of claim. His Honour did not misread or misunderstand
the case. On this
aspect of the appeal, the appellants cannot succeed.
|
Whether the trial judge should have made
findings outside the pleaded case
| 90 | The appellants submitted that
his Honour found a patrilineal emphasis for the acquisition of rights in land
under the traditional
laws and customs of the Western Desert and that
significance attached to a borning place. They submitted that these findings
"made
good a case consistent with part of the appellants’ pleaded criteria
relating to borning and kin links". It was said that
these findings suggested
that the appellants had made out a case consistent with the criteria formulated
on the points of claim that
some members of the Compensation Claim Group held
rights and interests in the claim area under what the primary judge considered
to be the relevant traditional laws and customs of the Western Desert.
|
| 91 | The appellants contended that having regard
to the terms of the order for separate questions and ss 51(1) and 94 of the NTA
and in
view of the approach endorsed by the Full Court in De Rose v South
Australia (No 2) 145 FCR 302, his Honour ought to have proceeded to
determine what persons held the common or group rights comprising the native
title
by giving effect to his findings on the criteria for acquiring rights in
land under the traditional laws and customs of the Western
Desert.
|
| 92 | As has been pointed out earlier, the NTA
does not mandate the approach proposed by the appellants. It would have been
inconsistent
with the case presented by the appellants and which the respondents
were prepared to meet. Had the approach now proposed been put
forward in the
original application or points of claim, as the respondents submit, other lines
of cross-examination might well have
been adopted and additional anthropological
evidence might have been called. His Honour was entirely correct in making his
decision
within the framework of the case presented by the appellants. In so
doing it must be emphasised that he recognised that an unduly
rigid view should
not be taken of the pleadings. In any event there was a more fundamental
difficulty expressed by his Honour at
[449]. The state of the evidence before
him reflected: |
... such a variety of opinions, practices and assertions that it cannot be taken
as establishing that the indigenous witnesses or
members of the compensation
claim group observed and acknowledged at the relevant time laws and customs of
the Western Desert bloc
as pleaded in the Points of Claim.
| 93 | On the second
point, the appellants do not succeed. |
The
Commonwealth’s notice of contention
| 94 | Our dismissal of the appeal
makes it strictly unnecessary to deal with the Commonwealth’s notice.
Nonetheless we consider it
appropriate to indicate shortly our conclusions on
it. The particular contention pressed on the appeal was that no liability to
compensate arose under the NTA in relation to the area covered by the
compensation application. The reason given for there being
no such liability is
that any native title rights in relation to the compensation area were
extinguished, prior to the enactment
of the NTA, by the registration under the
Real Property Act 1886 (SA) of estates in fee simple relating to
that area. That extinguishment was a consequence of the provisions of s 69 of
the Real Property Act which, for present purposes, make the title of a
registered proprietor "absolute and indefeasible".
|
| 95 | As we understand it, not all of the fee
simple grants made relating to the Application Area are the subject of this
notice of contention.
Those that are not, involved grants relating to sites on
which public works were constructed and established. The potential liability
to
pay compensation for the extinguishment of native title rights and interests by
reason of those public works was originally contested
in the notice of
contention. It has now been abandoned. |
| 96 | The
Commonwealth has conceded that, in consequence of the decision of Western
Australia v Ward [2002] HCA 28; (2002) 213 CLR 1 at [439]- [441], the various presently
relevant grants of fee simple estates were invalid by reason of inconsistency
with s 10(1) of the Racial Discrimination Act. The Commonwealth’s
focus, as the above contention indicates, is on the effect of the registration
of the grants notwithstanding
their
invalidity. |
| 97 | In support of its contention the
Commonwealth made alternative submissions. Notwithstanding that the grants were
invalidated under
the Racial Discrimination Act by reason of the
existence of native title, it is said (i) there is no entitlement to
compensation where a later valid act (i.e.
registration) has extinguished native
title "otherwise than under this Act" (or the Validation Act): s 23J of the
NTA; or (ii)
even if the NTA (or the Validation Act) confirmed the past
extinguishment of native title, compensation for that extinguishment is
limited
to the periods from the invalid Crown grants up to their respective registration
under the Real Property Act at which times native title was validly
extinguished otherwise than under the NTA (or the Validation Act). These
submissions presuppose,
contrary to the primary judge’s conclusion, that
the indefeasibility provisions of the Real Property Act as they apply to
a fee simple grant of Crown land do not have a discriminatory impact on
unregistered native title rights and interests
in relation to Crown land in the
Territory and so are not inconsistent with s 10(1) of the Racial
Discrimination Act. |
| 98 | The answer to
these submissions lies in the text, structure and purpose of Div 2 and 2B of Pt
2 of the NTA and in the complementary provisions of the Northern
Territory’s Validation Act, both statutes for present purposes
confirming
the extinguishment of native title rights and interests by "previous exclusive
possession acts". |
| 99 | The Commonwealth has
conceded that the grants of fee simple estates in issue in this appeal were
previous exclusive possession acts
(as was found by his Honour); that those acts
were attributable to the Northern Territory for the purposes of the Validation
Act;
and that, if compensation was payable for extinguishment of native title
rights and interests, it was payable by the
Territory. |
| 100 | For present purposes a "previous
exclusive possession act" is defined in s 23B(2) to be an act which (i) is valid
(including because
of Div 2 of Pt 2); (ii) took place before 23 December 1996;
and (iii) consisted of the granting of a freehold estate. The fee
simple grants
in this matter, though inconsistent with the Racial Discrimination Act,
were validated by s 4 of the Validation Act (that Territory Act being
authorised by s 19 of Div 2 of Pt 2 of the NTA). Hence for the purposes of the
definition they were "valid"
acts: see Western Australia v Ward 213 CLR
at [135] and [138]. They also satisfied the other requirements of the
definition noted above. |
| 101 | For ease in
exposition reference will be made primarily to the provisions of the NTA alone
as they relate to previous exclusive possession
acts of the Commonwealth, though
we note that like provisions apply to such acts of the Northern Territory by
virtue of the Validation
Act: see Pt 3B of that Act and ss 23A(4) and 23E of
the NTA. |
| 102 | Section 23C(1) of the NTA
attributes the following two effects to previous exclusive possession act:
|
(a) the act extinguishes any native title in relation to the land or waters
covered by the freehold estate ...
and
(b) the extinguishment is taken to have happened when the act was done:
(Emphasis added)
| 103 | We would again
emphasise that the respective "acts" were done when the various fee simple
grants were made by the Northern
Territory. |
| 104 | Provision is made for
compensation for extinguishment by a previous exclusive possession act in s 23J
of the NTA. It provides, insofar
as presently relevant, that:
|
Entitlement
(1) The native title holders are entitled to compensation in accordance with
Division 5 for any extinguishment under this Division
of their native title
rights and interests by an act, but only to the extent (if any) that the native
title rights and interests
were not extinguished otherwise than under this Act.
...
State and Territory acts
(3) If the act is attributable to a State or Territory, the compensation is
payable by the State or Territory.
| 105 | Significantly
for present purposes Gaudron, Gummow and Hayne JJ in Wilson v Anderson [2002] HCA 29;
(2002) 213 CLR 401 at [51] observed of this
provision: |
Sub-section (1) of s 23J has the effect of conferring upon native title holders
an entitlement to compensation only where the statutory
extinguishment exceeds
the extinguishment that would have occurred at common law. The evident
purpose of s 23J is to limit, so far as possible, the entitlement to
compensation under s 23J, to cases where the ‘act’
is invalid by
reason of the Racial Discrimination Act 1975 (Cth) (the RDA) and is
subsequently validated by s 14 of the NTA or s8 of the [Validation]Act.
(Emphasis
added)
| 106 | The
entitlement to compensation under s 23J is an entitlement "on just terms to
compensate the native title holders for any loss,
diminution, impairment or
other effect of the act on their native title rights and interests": s 51(1).
That compensation is to
be assessed at the date at which the various invalid
grants were made, as his Honour found and the Commonwealth here accepts.
|
| 107 | The essence of the Commonwealth’s
first submission is that as registration under the Real Property Act was
itself wholly valid and was effective to extinguish native title rights, it in
effect "superseded" the earlier invalid act.
At the time of registration the
Validation Act had not been passed. At the time when validation occurred under
that Act there was
nothing further to
extinguish. |
| 108 | This submission, in our view,
ignores the clear language of s 23C(1) of the NTA (and s 9H(1) of the Validation
Act). |
| 109 | As was observed in the joint
judgment in Western Australia v The Commonwealth [1995] HCA 47; (1995) 183 CLR 373 at
455: |
Section 19 of the Native Title Act does not purport to deny the
overriding effect of the Racial Discrimination Act upon any inconsistent
law of a State in the past. Section 19 removes any invalidating inconsistency
between, on the one hand, a State law enacted in the future that purports
to validate past acts attributable to a State and, on the other, the Racial
Discrimination Act or any other law of the Commonwealth (including the
Native Title Act itself). The validation of past acts attributable to a
State is effected by a State law which, at the time of its enactment, is
not
subject to an overriding law of the Commonwealth. The force and effect of a
past act ... is recognised only from and by reason
of the enactment of the
future State law but, from that time onwards, the force and effect of the
past act is determined by the terms of the State law enacted in conformity with
s 19.
(Emphasis added)
| 110 | The Validation
Act of 1994 provided in terms mirroring those of s 23C above, that the
relevant previous exclusive possession acts (i.e. the making of
the various fee
simple grants) extinguished any native rights in relation to the lands covered
by the freehold estate: s 9H(1);
and that that extinguishment "is taken to
have happened when the act was done" (i.e. on various dates between September
1981 and
June 1992): s 9H(2): see Fejo v Northern Territory [1998] HCA 58; (1998)
195 CLR 96 at [43]. |
| 111 | In the scheme of the
Real Property Act, the making of the grants predated the registration of
the grantees’ certificates of title: see Real Property Act ss 25
and 50. Whatever may have been the consequence of registration on native title
rights and interests at the time of registration
by virtue of the
indefeasibility provisions, on and from the enactment of the Validation Act,
those rights and interests were taken
for the purposes of NTA to have
already been extinguished "completely": see s 23A(2); by the anterior previous
exclusive possession acts of the Northern
Territory, i.e. by the making of the
grants: see Fejo v Northern Territory 195 CLR at [43]. Nothing in the
NTA provided for, or warranted, the undoing of that complete extinguishment. In
other words, registration
may have had effects as a matter of State law
(assuming both the registration was itself effective: see below; and that its
effects
were not in the circumstances inconsistent with the Racial
Discrimination Act). What registration did not do is affect in any way an
entitlement to compensation under the NTA given by s 23J. For its purposes,
notwithstanding the later registration of the grants, the native title rights
and interests in the lands granted would not have been
extinguished "otherwise
than under this Act". |
| 112 | The construction we
have placed on s 23C of the NTA and on its complementary provision in s 9H(1) of
the Validation Act requires rejection
as well of the Commonwealth’s
alternative submission which would have admitted an entitlement to compensation
for the period
between the making of a grant and the later registration of a
certificate of title. |
| 113 | Lest it be thought
that the distinction we have drawn between the making of a grant in fee and its
subsequent registration is an unduly
fine one, it is not only one that inheres
in the scheme of the Real Property Act it also is the very distinction
the Commonwealth seeks to rely upon to secure an effect from registration which
could not be secured
from the Crown grants themselves because of the Racial
Discrimination Act. |
| 114 | By way of
footnote it should be observed that if registration of fee simple estates
granted by the Crown had the effect ascribed to
it by the Commonwealth, it would
for practical purposes seriously compromise the compensation entitlement of s
23J of the NTA. The
reason for this relates to the reach of the Torrens system
in the laws of the States and Territories. As Whalan DJ observed in The
Torrens System in Australia (Sydney, Law Book Co, 1982)(at
47): |
From the inception of the Torrens system in all eight jurisdictions, all lands
alienated in fee from the Crown automatically and
compulsorily came, and come,
under the Torrens system.
In consequence, from the adoption of the Torrens system in the
States (in the nineteenth century) and Territories (from their inception),
it
was to be envisaged that grants in fee simple of unalienated Crown lands would
be followed by registration with all the protections
and advantages this would
give to the title of the registered proprietor (including that of
indefeasibility of title).
| 115 | Our conclusion makes it
unnecessary to consider his Honour’s Racial Discrimination Act
reasons for rejecting the Commonwealth’s submissions on the efficacy of
the indefeasibility provisions in extinguishing native
title rights and
interests. |
| 116 | In addition to making
submissions which reflect both our own and his Honour’s conclusions, the
appellants have advanced several
other bases for rejecting the
Commonwealth’s contention. We mention one of these because it was placed
at the forefront of
their submissions on appeal. It is that the Real
Property Act does not apply to grants in fee simple rendered invalid by
force of s 10(1) of the Racial Discrimination Act. This submission is
founded on s 26 of the Real Property Act which was in force in the
Northern Territory when the relevant grants were made.
|
| 117 | The section
provides: |
LAND ON ALIENATION FROM CROWN TO BE UNDER ACT
As to land hereafter alienated in fee from the Crown, the same shall,
immediately on alienation, be subject to the provisions of this Act.
Put in short form the submission is that the Real Property
Act does not apply to land that has not been validly alienated. Neither
does it purport to make valid an interest (as distinct from
an instrument:
Travinto Nominees Pty Ltd v Vlattas (1973) 129 CLR at 33-34) which by
legislation is invalid. There being no statutory authority for the grants made
– the Racial Discrimination Act had rendered inoperative the
authority under the Crown Lands Act 1931 (NT) and its successor, the
Crown Lands Act 1992 (NT) – the land the subject of the grants, not
having been alienated, were not subject to the provisions of the Real
Property Act: s 26.
| 118 | There is a deceptive
simplicity in this submission. Whatever may be the position as between the
Northern Territory and the various
grantees in consequence of the registration
of certificates of title in respect of the invalid grants, it is arguable that
that registration
may, for some purposes at least, make the lands in question
subject to the provisions of the Real Property Act as, for example, where
the registered proprietor transfers the title to a bona fide purchaser for
value: see Assets Company Ltd v Mere Roihi [1905] AC 176; Baalman J,
The Torrens System in New South Wales, 46 (2nd ed), (Sydney,
Law Book Co, 1994)); Whalan, at 49; see also s 70 of the Real Property
Act. This in turn might suggest that unless and until the Northern
Territory took appropriate steps to have the certificate cancelled:
see e.g. ss
60 and ss 64; the grantees had title by registration to the lands in
question. |
| 119 | We express no conclusions on any
of these matters. They have not been explored before us. We merely note
potential difficulties
in the path of this particular submission.
|
| 120 | We dismiss the notice of
contention. |
Conclusion
| 121 | For the preceding reasons
the appeal is dismissed. |
I certify that the preceding one hundred and
twenty-one (121) numbered paragraphs are a true copy of the Reasons for Judgment
herein
of the Court.
|
Associate:
Dated: 6
July 2007
Counsel for the
Appellant:
|
Mr S Gageler SC and Mr S
Glacken
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Solicitor for the Appellant:
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Counsel for the First Respondent:
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Mr T Pauling SG QC and Ms J Kelly
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Solicitor for the First Respondent:
Counsel for the Third
Respondent:
Solicitor for the Third Respondent:
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Solicitor for the Northern Territory Mr V
Hughston SC and Dr M Perry QC Australian Government Solicitor
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Date of Hearing:
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Date of Judgment:
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