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Minister for Immigration and Citizenship v SZNCR [2011] FCA 369 (15 April 2011)
Last Updated: 19 April 2011
FEDERAL COURT OF AUSTRALIA
Minister for Immigration and Citizenship
v SZNCR [2011] FCA 369
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Citation:
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Minister for Immigration and Citizenship v SZNCR [2011] FCA 369
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Appeal from:
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Parties:
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MINISTER FOR IMMIGRATION AND CITIZENSHIP v
SZNCR and REFUGEE REVIEW TRIBUNAL
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File number:
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NSD 149 of 2010
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Judge:
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TRACEY J
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Date of judgment:
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Legislation:
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Migration Act 1958 (Cth) Part 7, s
425
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Cases cited:
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Date of hearing:
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Place:
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Sydney
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Division:
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GENERAL DIVISION
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Category:
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No catchwords
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Number of paragraphs:
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Counsel for the Appellant:
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S B Lloyd SC and T Reilly
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Solicitor for the Appellant:
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DLA Phillips Fox
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Counsel for the Respondents:
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J R Young
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Solicitor for the Respondents:
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McLaughlin & Riordan
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IN THE FEDERAL COURT OF AUSTRALIA
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NEW SOUTH WALES DISTRICT REGISTRY
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ON APPEAL FROM THE
FEDERAL MAGISTRATES COURT OF AUSTRALIA
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MINISTER FOR IMMIGRATION AND
CITIZENSHIPAppellant
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AND:
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REFUGEE REVIEW TRIBUNAL Second Respondent
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DATE OF ORDER:
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WHERE MADE:
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THE COURT ORDERS THAT:
- The
appeal be allowed.
- The
first respondent pay the appellant’s costs of the appeal.
Note: Settlement and entry of orders is dealt with in Order 36 of
the Federal Court Rules.
The text of entered orders can be located using
Federal Law Search on the Court’s website.
IN THE FEDERAL COURT OF AUSTRALIA
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NEW SOUTH WALES DISTRICT REGISTRY
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GENERAL DIVISION
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NSD 149 of 2010
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ON APPEAL FROM THE FEDERAL MAGISTRATES COURT OF AUSTRALIA
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BETWEEN:
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MINISTER FOR IMMIGRATION AND CITIZENSHIP Appellant
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AND:
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SZNCR First Respondent
REFUGEE REVIEW TRIBUNAL Second Respondent
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JUDGE:
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TRACEY J
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DATE:
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15 APRIL 2011
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PLACE:
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SYDNEY
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REASONS FOR JUDGMENT
- This
is an appeal against a judgment of a Federal Magistrate: SZNCR v Minister for
Immigration & Citizenship & Anor [2010] FMCA 45. The Federal
Magistrate granted an order in the nature of certiorari to quash the decision of
the Refugee Review Tribunal (“the
Tribunal”) which had affirmed the
decision of a delegate of the Minister for Immigration and Citizenship not to
grant a protection
visa to the first respondent (the visa applicant), and
ordered that the application be remitted to the Tribunal for determination
according to law.
BACKGROUND
- The
visa applicant is a citizen of Sri Lanka who arrived in Australia on 15 February
2008. On 27 March 2008 he lodged an application
for a protection visa with the
Department of Immigration and Citizenship. A delegate of the Minister refused
the application on
20 June 2008. On 15 July 2008 the visa applicant
applied to the Tribunal for a review of that decision.
- The
visa applicant claimed to have supported a political party in Sri Lanka,
originally called the United National Party (“UNP”),
but currently
known as the United National Front (“UNF”). He claimed to have come
into contact with a politician called
Mervyn Silva, who was corrupt and backed
by underworld gangs and illegal business operators. He claimed that Mr Silva
threatened
him and told him not to work with another politician in the same
party, a Mr Premadasa, who was one of Mr Silva’s political
rivals. The
visa applicant continued to work with Mr Premadasa and not with Mr Silva. One
night he was putting up political posters
when he was beaten up by a mob of
people loyal to Mr Silva. He was admitted to hospital for treatment of his
injuries. He claimed
that Mr Silva switched his allegiance to the party that
had won government at the election and was appointed a Minister. He claimed
that Mr Silva again threatened him in January 2000.
- In
February 2007 he became involved in a task force which had been established to
stop the spread of illegal drugs. He claimed that
he became aware in August of
that year that Mr Silva was one of the people behind the illegal drug trade.
The visa applicant and
a colleague, a Mr Dayarathna, informed the police
about the shipment of a large quantity of heroin. The police raided
the
premises where the heroin was stored and seized it. A short while later
Mr Dayarathna was murdered. The day after Mr Dayarathna’s
body was
found Mr Silva telephoned the visa applicant and threatened him. He went to the
police to make a complaint about the threats
made by Mr Silva, but they were
unable to assist him due to the lack of evidence. The next day he was
arrested by the police,
and was accused of being responsible for the murder of
Mr Dayarathna. He was kicked and beaten for about an hour, and made to sign
a
statement admitting that he had falsely accused Mr Silva of involvement in the
murder. He needed medical treatment for a
week following this incident.
- He
claimed that he decided to quit politics as a result of this incident. Later
that same month he was attacked when walking home
from work by some men who
tried to kill him with a sword. He ran away but suffered cuts to his hands and
legs. He did not go home
but went into hiding. He claimed that thugs went to
his home looking for him. Later the police came looking for him, saying that
he
was involved in Mr Dayarathna’s murder. He decided to leave Sri
Lanka.
REFUGEE REVIEW TRIBUNAL
- The
Tribunal conducted two hearings. The first took place on 23 September 2008.
About two weeks later the visa applicant wrote
to the Tribunal complaining about
the quality of the translation provided by the Sinhalese interpreter. The visa
applicant sought
a further hearing with a different interpreter. The Tribunal
acceded to this request. The second hearing was held on 13 November
2008. No
complaint was made about the quality of translation at this hearing.
- The
Tribunal found that certain central claims made by the visa applicant were not
credible. The Tribunal did not accept that the
visa applicant provided
information to the police about the drug run involving Mr Silva which led to the
death of the visa applicant’s
friend, or that he was threatened, detained
and tortured. The Tribunal found that his evidence in this regard was vague and
unpersuasive,
incongruent, and unconvincing. The Tribunal referred to a medical
certificate from Sri Lanka dated April 2008 which stated that
the visa applicant
had been treated for cuts, bruises and abrasions on 6 August 2007 and had given
a history of a violent police
assault. It did not accept this as independent
evidence of the visa applicant’s claim to have been tortured by the
police.
- As
a result the Tribunal did not accept that the visa applicant had provided
information to the police about a drug deal; that the
visa applicant’s
friend was subsequently murdered; that the visa applicant was threatened and
tortured by corrupt police; that
further threats were made on the visa
applicant’s life; or that he was known to or of interest to Mr Silva
by reason of
his political activities. Accordingly, it did not accept that Mr
Silva considered the visa applicant to be a political foe, or that
he had
organised people to harm the visa applicant in the past or would seek to harm
him in the future if he were to return to Sri Lanka.
- The
Tribunal was not satisfied that the visa applicant was a person to whom
Australia owed protection obligations under the Convention,
and affirmed the
decision under review.
FEDERAL MAGISTRATES COURT
- The
visa applicant filed an application for judicial review of the Tribunal’s
decision in the Federal Magistrates Court on
5 January 2009. A further amended
application was filed on 15 April 2009, containing 15 grounds. The following
grounds were pressed
at hearing:
6. The RRT made jurisdictional error in dismissing the weight to be afforded
to a medical certificate of April 2008 without reference
to its corroborating a
further medical certificate in evidence of the assault on the applicant dated 6
August 2007.
9. The Second Respondent made jurisdictional error by so misunderstanding or
misconstruing the claims and evidence of the applicant
as to the nature of the
information given by the applicant to the police as to constitute failure to
consider the claims and evidence.
10. The Second Respondent made jurisdictional error by refusing to place
weight on a medical certificate in April 2008 relating to
injuries suffered by
the applicant in August 2007 by reason only that the certificate was consistent
with the applicant’s claims
in relation to the incident in August 2007
leading to those injuries.
11. The Second Respondent made jurisdictional error by confining
consideration of whether in the future there was a real chance that
the
applicant would be harmed by reason of the Convention ground of political
opinion to the issues of the political opinion of the
applicant personally,
thereby excluding the political motivation of others including those wishing to
preserve their own influence
or domain.
12. The Second Respondent made jurisdictional error by failing to give
proper, genuine and realistic consideration to the applicant’s
claims in
that the Second Respondent failed to consider the hypothesis that a Minister of
Government involved in the drug trade and
a “person of notoriety”
might harm relatively minor activists seeking to mobilise the community against
drugs and/or
to provide useful information to the police to prosecute drug
crimes.
13. The second respondent made a jurisdictional error by reason that the
applicant was denied a fair opportunity to present his case
because of
impairment arising from the applicant’s psychiatric and mental condition.
14. The second respondent made jurisdictional error by acting in breach of
the second respondent’s obligations under s. 425(1)
of the Migration Act.
15. The second respondent made jurisdictional error by reason of its
assessment of the applicant’s evidence given at the hearing
as if he were
a person without impairment.
- The
Federal Magistrate held that grounds 9, 11 and 12 were not made out.
His Honour upheld the remaining grounds.
- In
respect of grounds 6 and 10, the Federal Magistrate held that the Tribunal had
overlooked the medical certificate in question,
and that, as a result, it had
not considered a relevant matter that went to a significant issue in the visa
applicant’s case.
This oversight constituted a jurisdictional error.
- The
Federal Magistrate considered grounds 13, 14 and 15 together. He described the
critical issue raised by these grounds as being
“whether the applicant was
so affected by a psychiatric disorder that he was unable to give proper evidence
to the Refugee
Review Tribunal at two hearings”. The visa applicant had
relied on a medical report by Dr Jonathan Phillips, a consultant
psychiatrist.
The report was dated 7 August 2009. This report was annexed to an affidavit
sworn by Dr Phillips. Dr Phillips
also gave oral evidence. The opinions
which he expressed were based on a single long interview which he conducted with
the visa
applicant on 14 July 2009.
- Dr
Phillips gave evidence to the effect that the visa applicant suffered, at the
time of the Tribunal hearings, from a major depressive
disorder that had arisen
“in the context of political stress and frank torture in his homeland, and
separation from his wife
and sons”. Further, the visa applicant was
affected in three ways at the time of the two Tribunal hearings: he had a
traumatically
induced fear of authority figures, including persons within the
Tribunal; his cognitive impairment associated with major depressive
disorder,
interfering with his capacity to think rationally, to marshal information, to
give evidence and to face cross-examination
and/or interrogation in the legal
arena; and his ongoing problems with communication in Australian English. The
Federal Magistrate
found Dr Phillips to be an impressive and persuasive expert
witness, and accepted his evidence in its entirety.
- The
Federal Magistrate accepted the evidence of Dr Phillips to the effect that the
visa applicant was suffering from cognitive impairment
associated with major
depressive disorder, which interfered with his ability to give evidence at the
Tribunal hearing. His Honour
noted that there was no evidence that the Tribunal
was aware of the visa applicant’s psychiatric issues. His Honour found
that, had the Tribunal been aware of the visa applicant’s mental state, it
may have formed different conclusions about his
credibility. He observed that
the Tribunal’s adverse assessment of the visa applicant’s
credibility was the primary
basis for its decision to affirm the
delegate’s determination. His Honour concluded, following the decision of
Smith FM in
SZIWY v Minister for Immigration & Anor [2007] FMCA 1641,
that the visa applicant was denied a proper opportunity to give evidence and
present arguments due to his mental state and that,
as a result, the
requirements of s 425 of the Migration Act 1958 (Cth) (“the
Act”) had not been complied with.
APPEAL TO THIS COURT
- The
Minister’s appeal challenged the Federal Magistrate’s findings that
a contravention of s 425 of the Act had occurred
and that the Tribunal had made
a jurisdictional error by failing to have regard to both of the medical
certificates which had been
relied on by the visa applicant.
- The
visa applicant filed a notice of contention in which he sought to uphold the
Federal Magistrate’s decision on the grounds
that the Tribunal had erred
in the manner alleged in grounds 9 and 11 which had been pressed,
unsuccessfully, before the Federal
Magistrate.
THE SECTION 425 POINT (GROUNDS 1 AND 2)
- Section
425(1) of the Act imposes an obligation on the Tribunal to invite an applicant
to appear before it “to give evidence
and present arguments relating to
the issues arising in relation to the decision under review.” The Federal
Magistrate held
that the Tribunal had denied the visa applicant “a proper
opportunity to give evidence and present arguments due to his mental
state
...”. As a result it had failed to comply with the requirements of
s 425 and thereby committed a jurisdictional
error.
- The
reasoning that led the Federal Magistrate to this conclusion was as
follows:
“[110] [Dr Phillips’] expert opinion was that the applicant was
affected in three ways at the time of the two Tribunal
hearings:
- His
traumatically induced fear of authority figures, including persons within the
Tribunal;
- His
cognitive impairment associated with major depressive disorder, interfering with
his capacity to think rationally, to marshal
information, to give evidence and
to face cross-examination and./or [sic] interrogation in the legal arena;
and
- His
ongoing problems with communication in Australian English.
...
[112] I accept [Dr Phillips’] evidence in its
entirety.
...
[118] There is no evidence that the Tribunal was aware of the applicant’s
psychiatric issues. This, then, raises the question
as to whether there was a
failure to comply with s.425 of the Act.
[119] This was an issue considered by Smith FM in SZIWY v Minister for
Immigration & Anor. The facts of that case are that the
applicant’s Legal Aid solicitor had raised concerns about the
applicant’s mental
state at the time of submitting the application for a
protection visa. However, the applicant’s medical history was not
conveyed
by the Secretary to the Tribunal. What did happen, though, was that
the applicant’s solicitor repeated her concerns about
the
applicant’s mental health in her submission to the Tribunal. The
solicitor did not attend the Tribunal hearing. It appears
that the Tribunal was
not made aware of the applicant’s full medical
history.
[120] Smith FM observed at [28]:
I consider that had the tribunal known of her medical condition it is
probable that its evaluation of the credibility of the applicant’s
history
would have been materially affected, and it is quite possible that the
conclusions it drew might have been significantly
different.
[121] His Honour went on to consider in some detail the authorities ... and held
that:
... a breach of s.425 can occur as a result of circumstances unknown to the
Tribunal and beyond its control. It also supports the Full
Court’s
opinion at [38] as to the jurisdictional nature of the requirements implicit in
s.425.
[122] In the present case, the Tribunal was not aware of the applicant’s
mental health problems and, consequently, had no obligation
to make its own
inquiries about his mental state.
[123] In my view, the decision in SZIWY is relevant to the present case
and, with respect, I find his Honour’s reasoning
persuasive.
[124] Had the Tribunal been aware of the applicant’s mental state, it may
have formed different conclusions about his credibility.
It was the
Tribunal’s adverse view of the applicant’s credibility that was the
primary reason for its decision to affirm
the delegate’s
decision.
[125] In my view the applicant was denied a proper opportunity to give evidence
and present arguments due to his mental state and,
consequently, the
requirements of s.425 of the Act have not been complied with. For this reason,
and for the failure to consider
relevant material as set out in [87] above, I
find that jurisdictional error has been made
out.”
- The
Minister’s first ground was that the Federal Magistrate had erred, having
regard to the evidence before him, in making
the findings contained in paragraph
[110] i) and ii) and the finding that the visa applicant was affected by these
conditions at
the Tribunal’s hearings on 23 September and 13 November
2008.
- The
Minister’s second ground was that the Federal Magistrate had erred in
concluding that the Tribunal is unable validly to
exercise its jurisdiction if
an applicant is subsequently determined by the Court to have had a relevant
mental impairment at the
time of the Tribunal’s hearing.
- As
will become apparent the Minister’s first and second grounds are related.
It will be convenient to deal, first, with ground
2.
- It
is clear, from his reasons, that the Federal Magistrate was strongly influenced
by the decision of Smith FM in SZIWY when concluding that a contravention
of s 425 of the Act had occurred. In SZIWY Smith FM had held that a
breach of s 425 could occur if an applicant, unbeknown to the Tribunal, suffered
from a mental impairment
at the time of a hearing and that this impairment may
have affected the outcome of the appeal.
- Smith FM
had adopted the same analysis in a later decision. In SZNVW v Minister for
Immigration & Citizenship & Anor [2009] FMCA 1299, he followed his
previous decision in SZIWY. The Minister appealed from Smith FM’s
decision in SZNVW. In Minister for Immigration and Citizenship v
SZNVW & Anor [2010] FCAFC 41; (2010) 183 FCR 575 the Full Court of this Court set aside
Smith FM’s decision. This occurred after the Federal Magistrate had given
judgment
in the present proceeding.
- In
SZNVW Smith FM, acting on evidence from a psychologist and a psychiatrist
which had not been before the Tribunal, found that the visa applicant
“probably gave his evidence to [the Tribunal] when suffering from mental
impairments affecting his memory, ability to recall
details, and capacity to
engage in discussions about his history and opinions.” His Honour
concluded (at [64]-[65]) that:
“[64] I accept the submission of the Minister ... that the evidence now
before me does not indicate that the applicant was
entirely unfit to attend the
Tribunal’s hearing and answer its questions ... However, I am satisfied
with the benefit of the
additional evidence now before the Court, that the
Tribunal was deprived of the opportunity to assess the evidence given by the
applicant
in the light of his diagnosed mental impairments, and that the
applicant was denied a “real and meaningful” opportunity to
participate in the hearing and to have his evidence fairly assessed by the
Tribunal in the light of his impairments.
[65] Importantly to the grant of relief in this situation, the Tribunal in its
reasoning and its ultimate decision has plainly given
a great deal of weight,
even overriding weight, in arriving at its adverse conclusions about the
applicant’s credibility upon
matters of demeanour, memory, and
consistency. In relation to all of these matters, the applicant was denied a
fair opportunity
of having the Tribunal assess whether those defects were
attributable to a mental impairment, or to concerns about
veracity.”
- On
appeal, Keane CJ (with whom Emmett J agreed) held that these findings by Smith
FM did not support his conclusion that the Tribunal
had failed to comply with
the requirements of s 425(1) of the Act. His Honour said (at 586)
that:
“[34] It was not demonstrated that the Tribunal was wrong to regard the
respondent as a witness who was not worthy of belief.
It has not even been
shown that the Tribunal was wrong to attribute the respondent’s poor
performance before it to dishonesty
rather than to the effects of his
psychological problems. At the highest for the respondent it may be said that
more information
relating to his psychological problems might have led to a
different view of his credibility. To say only that it is possible that
a
different view might have been taken of the respondent’s credibility had
more information been made available to the Tribunal
as to his psychological
problems is to fall short of demonstrating that the respondent was denied a
“real and meaningful”
opportunity of giving evidence and presenting
arguments in support of his application. In this case ... it has not been
established,
as a fact, by the evidence subsequently adduced before the
magistrate, that the Tribunal’s adverse view of the respondent’s
credibility reflects an impaired opportunity for him to give evidence and
present arguments.
...
[36] There was, in my respectful opinion, no foundation for the
magistrate’s ultimate conclusion that “the applicant
was denied a
fair opportunity of having the Tribunal assess whether those defects [in
addition to demeanour, memory, and consistency]
were attributable to a mental
impairment, or to concerns about veracity.” The Tribunal was not obliged
to conduct an inquiry
to discover whether the respondent’s case might be
better put or supported by other evidence. The applicant had the opportunity
to
adduce such evidence as to his psychological state and its impact on his
‘demeanour, memory and consistency”, as he
wished. There is no
suggestion that his capacity to make decisions in his own interests in that
regard was impaired by his condition.
[37] ... The further evidence subsequently adduced before the magistrate was
not apt to, and was not found to, demonstrate an unfitness
to “give
evidence and present arguments” at the hearing. Nor was this a case where
the integrity of the hearing under
s 425 was subverted by a want of an
appreciation on the part of the Tribunal that the respondent’s
presentation of his case
might have been adversely affected by an impaired
mental state of which the Tribunal was
oblivious.”
- The
Minister submitted that the Federal Magistrate’s conclusion that the
Tribunal committed jurisdictional error by failing
to comply with the
requirements of s 425(1) of the Act and the reasoning that supported that
conclusion cannot stand, consistently
with the Full Court’s decision in
SZNVW.
- The
visa applicant submitted that ground 2, as framed in the notice of appeal, did
not cover the Minister’s submissions insofar
as they were based on the
Full Court’s decision in SZNVW. Under cover of that objection the
visa applicant accepted that SZIWY, after SZNVW, could no longer
be taken as correctly expounding the law. SZNVW was, however,
distinguishable because the Federal Magistrate, in the present case, had
expressly found that the visa applicant “was
denied a proper opportunity
to give evidence and present arguments due to his mental state”. No such
finding had been made
by Smith FM.
- A
semantic argument could be mounted in support of the proposition that the
Minister’s submissions in support of ground 2 were
not framed in such a
way as to make it immediately obvious that they were intended to advance that
ground. Despite this the visa
applicant was alerted to the Minister’s
argument in advance of the hearing and the issues were fully debated. The visa
applicant
suffered no disadvantage as a result of any uncertainty which might
otherwise have arisen.
- The
argument focussed on what an applicant must prove in order successfully to
establish a contravention of s 425 of the Act. Following
SZNVW an
applicant who has a diagnosed mental impairment which does not render him or her
“entirely unfit” to attend a Tribunal
hearing and answer questions
cannot be held to have been denied a “real and meaningful”
opportunity to participate in
the appeal hearing. It must be demonstrated that
the applicant was unfit (in the sense of being unable) to give evidence, present
arguments and answer questions in the course of the hearing.
- The
visa applicant argued that the Federal Magistrate’s ultimate decision in
relation to s 425 was founded on an acceptance
of the reasoning of Smith FM
in SZIWY and a separate and independent finding, in paragraph [125], that
the visa applicant had been “denied a proper opportunity to give
evidence
and present arguments due to his mental state.” That mental state had
been identified by Dr Phillips as including
“cognitive impairment
associated with major depressive disorder” which interfered with the visa
applicant’s capacity
“to think rationally, to marshal information,
to give evidence and to face cross-examination and/or interrogation in the legal
arena ...”
- I
am not persuaded that the Federal Magistrate made a separate finding of the kind
attributed to him by the visa applicant. A fair
reading of his reasons suggests
that, in paragraph [125], he expressed ultimate findings based on an application
of SZIWY to the facts of the case before him. The reference to the visa
applicant’s “mental state” is, it is tolerably
clear, a
reference back to what was said in paragraph [122] about the visa
applicant’s “mental health problems”
and “his mental
state” and to paragraph [124] which deals with the possible effect of the
visa applicant’s “mental
state” on the Tribunal’s
assessment of his credibility. The visa applicant did not invite the Federal
Magistrate to
uphold grounds 13, 14 or 15 on a free standing ground that he was
unfit to pursue his case before the Tribunal. His submission to
the Federal
Magistrate was that Dr Phillips’s evidence supported a favourable finding
for the reasons expounded in SZIWY. The Federal Magistrate recorded that
the submission was that “he was suffering from a major depressive disorder
which interfered with his capacity to think rationally, to marshal
information and to face questioning, these matters being to the
applicant’s
considerable disadvantage”: at [63]. (emphasis added).
Nowhere in his reasons did the Federal Magistrate record that he had
been
invited to make a favourable finding on an independent basis and he did not,
expressly, make any such finding. For reasons
which I have already given, no
such separate finding is, implicitly, to be found in paragraph [125].
- It
should be noted, in passing, that the Federal Magistrate’s penultimate
conclusion in paragraph [124] is plainly consistent
with SZWIY but
inconsistent with SZNVW. The mere possibility that the Tribunal, had it
been aware of an applicant’s mental state, may have formed a different
conclusion
about the applicant’s credibility is not sufficient to
establish a contravention of s 425(1) of the Act.
- It
is also to be observed that Dr Phillips went no further than finding that the
visa applicant’s “mental state”
had interfered with his
capacity to advance his case before the Tribunal. Dr Phillips did not opine
that the visa applicant was unfit to prosecute his application.
- I
return now to ground 1. I do so lest I be mistaken in upholding ground 2.
- The
Minister challenged the Federal Magistrate’s acceptance of Dr
Phillips’s evidence for a number of reasons. The Minister
had submitted,
before the Federal Magistrate, that an examination of the transcripts of the
hearings before the Tribunal disclosed
that the visa applicant had given
coherent and responsive answers to questions put to him and had, at no time,
suggested that he
was labouring under any disability, mental or otherwise.
Dr Phillips had acknowledged that, in forming his opinion about the
visa
applicant’s mental state at the time of the hearing, he had not read
either of the transcripts. He had, however, relied
on the visa
applicant’s account of events in Sri Lanka which was contained in a
statutory declaration attached to his protection
visa application. The Tribunal
had declined to accept many of these claims. Dr Phillips had not read the
Tribunal’s reasons
for decision.
- In
these circumstances the Minister submitted to the Federal Magistrate that it was
not open to him to find that the visa applicant
was unfit to prosecute his case
before the Tribunal. The Federal Magistrate’s reasons failed to deal with
any of these submissions.
- The
visa applicant submitted, in this Court, that ground 1 amounted to a challenge
to findings of fact made by the Federal Magistrate
at [110] and [112]. The
challenge must, it was submitted, fail because Dr Phillips had been found to be
an impressive witness and
the Federal Magistrate was entitled to accept and act
on his evidence.
- The
Federal Magistrate may not have felt it necessary to deal with the
Minister’s objections to the acceptance of Dr Phillips’s
evidence
because of the favourable view which he took of the approach taken by Smith FM
in SZIWY. Whatever the reason, it was not open to the Federal
Magistrate, consistently with SZNVW, to make the findings about the visa
applicant’s “mental state” without dealing with the
Minister’s submissions.
The Minister was entitled to rely on the
transcript of the hearings before the Tribunal in order to contradict the visa
applicant’s
contention that he was suffering from mental incapacity at the
time of the hearings. Whilst Dr Phillips was, no doubt, as the Federal
Magistrate found, an impressive witness, his opinion about the visa
applicant’s mental state during the hearings was based
on an interview
conducted some nine months after the second of the two hearings had taken place.
If the Minister was right and the
transcript of the hearings (which Dr Phillips
had not read) demonstrated that the visa applicant was able properly to
represent his
interests before the Tribunal, this evidence would have tended
against any finding that he was unfit (in the SZNVW sense) to participate
in the hearings. This evidence could not be ignored.
- In
any event, for the reasons already given, even if the Federal Magistrate’s
acceptance of Dr Phillip’s evidence is
unimpeachable, that evidence does
not establish that the visa applicant’s condition was sufficiently serious
to meet the standard
required by SZNVW.
THE MEDICAL CERTIFICATES (GROUND 3)
- As
already noted the Federal Magistrate had upheld the visa applicant’s
challenge to the Tribunal’s decision, in part,
because he considered that
the Tribunal had failed to take into account and give weight to a medical
certificate on which the visa
applicant had relied.
- By
letter, dated 29 April 2008, the visa applicant submitted to the Department two
medical reports which he said had been obtained
from Sri Lanka in order to
support his application. The documents were said to be scanned copies of
originals. Both documents are
on the letterhead of the “Medical Center
– Kathaluwa”. The author of both documents was Dr U Pemadasa.
- The
first letter was hand written and dated 6 August 2007. It was addressed to the
manager of the hotel Eva Lanka where the visa
applicant was then working. It
certified that the visa applicant was “treated for a trauma (due to an
assault)” and
certified a need for the visa applicant to have 14 days
leave.
- The
second letter was dated 27 April 2008. It was typed. It was addressed
“to whom it may concern”. The letter
read:
“This is to certify that I had medically treated and healed from
06/08/2007 to 20/08/2007 for the cuts, bruises and abrasions
of [the visa
applicant] due to physical assault.
He mentioned that he was a victim of violent police
assault.
...
This letter is been [sic] issued at his
request.”
- In
its reasons for decision the Tribunal noted:
“... that the applicant has provided a brief medical certificate from Sri
Lanka dated April 2008 indicating that the applicant
was seen for cuts, bruises
and abrasions on 6 August 2007. The certificate includes the notation that
the applicant ‘mentioned
that he was a victim of violent police
assault.’ Given that the certificate repeats the applicant’s claim
the Tribunal
does not place weight on this document as independent evidence of
the applicant’s claim that he was tortured by
police.”
The Tribunal made no specific
reference to the handwritten certificate dated 6 August 2007.
- The
Tribunal’s decision not to place weight on the April 2008 certificate as
independent evidence of the visa applicant’s
claim that he had been
tortured by the police was one of the reasons for it not accepting his claim to
have been mistreated by the
police.
- The
Federal Magistrate considered that the August 2007 certificate provided
corroborative evidence of the visa applicant’s
claim to have been
assaulted the previous day by the police. It could not, he held, “be so
lightly dismissed that the very
existence of the document is never even
mentioned [in the Tribunal’s reasons]”: at [86]. He concluded (at
[87]) that:
“In my view the Tribunal has overlooked this medical certificate and has
therefore not considered a relevant matter that goes
to the applicant’s
case. In my view this oversight of a relevant piece of evidence is a
jurisdictional error.”
- The
Minister’s third ground challenged the Federal Magistrate’s
conclusion that the Tribunal had not had regard to both
of the medical
certificates which had been tendered by the visa applicant. Further, and in the
alternative, the Minister alleged
that the Federal Magistrate had erred by
failing to distinguish between a relevant piece of evidence and a relevant
consideration
(or an integer of a claim). He contended that the failure of a
decision-maker to mention evidence in its reasons does not, of itself,
amount to
jurisdictional error and that an error by the Tribunal in finding facts (had
there been one) would not constitute jurisdictional
error.
- The
visa applicant contended that the Federal Magistrate was correct in holding that
the August 2007 certificate had been overlooked
by the Tribunal and that, having
regard to its significance in supporting the visa applicant’s case, the
oversight constituted
jurisdictional error. He accepted that it was not
necessary for a decision-maker to refer to every piece of evidence in giving
reasons
for its decision, but submitted that a failure to refer to some evidence
may indicate that that evidence was not considered material
by the
decision-maker. In such cases the failure will amount to jurisdictional error
because, so it was argued, such failure would
prevent a review of the kind
required by Part 7 of the Act being undertaken.
- I
do not accept that the Tribunal overlooked the August 2007 certificate. Such an
oversight is highly unlikely given that the two
certificates were provided to
the Tribunal under cover of the same letter. Moreover, the April 2008
certificate specifically referred
to the treatment provided by Dr Pemadasa to
the visa applicant between 6 and 20 August 2007. The more likely explanation is
that
the Tribunal considered that the April 2008 certificate was the more
comprehensive of the two and that, because it incorporated all
of the
information contained in the August 2007 certificate, it was unnecessary to
refer to that earlier document.
- The
visa applicant’s case was not prejudiced by the Tribunal’s failure
specifically to advert to the August 2007 certificate.
The Tribunal did not
reject his claim to have suffered cuts, bruises and abrasions shortly before 6
August 2007 or that those injuries
were sustained as a result of an assault.
Nor did the Tribunal fail to take the information contained in the document into
account.
The only item of information, to which the Tribunal was not prepared
to accord any weight, appeared in the April 2008 document but
not in the earlier
certificate. That item was the visa applicant’s claim that he had been
violently assaulted by the police. The Tribunal was not prepared to
accept that the visa applicant’s statement to his doctor that the police
had caused his
injuries was supportive of that claim given that the visa
applicant was the source of the claim and that the Tribunal had, earlier
in its
reasons, rejected this and other claims on credibility grounds.
- In
SZDXZ v Minister for Immigration and Citizenship [2008] FCAFC 109 the
Full Court considered a case in which it was alleged that the Tribunal had
failed to consider one of three documents which had
been forwarded to the
Tribunal by the applicant’s lawyers under cover of the same letter. In
its reasons the Tribunal had
referred to two of the documents but not the third.
The Tribunal’s reasons had, however, given consideration to the issues
dealt with in the third document. The Court said (at [25]) that it
was:
“... regrettable that the Tribunal referred to only two of the three
letters sent to it under cover of the letter from the
appellants’ lawyers
... We agree that the express reference to two only of the three letters is
capable of supporting an inference
that the Tribunal did not consider the Police
letter. However, the appellants are obliged to do more than point to material
capable
of supporting an inference that the Tribunal did not consider the Police
letter. It is necessary for the appellants to demonstrate
that, having regard
to all of the evidence and other material before the Court, it would be
appropriate to draw that inference; that
is, the appellants must demonstrate, on
the balance of probabilities, that the Tribunal did not consider the Police
letter.”
- For
the reasons which I have given, I have concluded, in this case, that the visa
applicant has failed to demonstrate that the Tribunal
did not consider the
August 2007 certificate.
- Even
if the Tribunal had (contrary to my view) overlooked the August 2007
certificate, such an oversight, in the circumstances of
this case, did not
constitute jurisdictional error. As North and Lander JJ observed in Minister
for Immigration and Citizenship v SZNPG [2010] FCAFC 51 at
[28]:
“...an error of fact based on a misunderstanding of evidence or even
overlooking an item of evidence in considering an applicant’s
claims is
not jurisdictional error, so long as the error, whichever it be, does not mean
that the [Tribunal] has not considered the
applicant’s claim ...”
There can be no doubt that the Tribunal considered
and rejected the visa applicant’s claim to have been assaulted by the
police
in early August 2007.
MISUNDERSTANDING OF CLAIMS AND EVIDENCE (NOTICE OF CONTENTION GROUND 1)
- The
visa applicant alleged that the Tribunal had misunderstood or misconstrued his
claims and evidence relating to the nature of
certain information which he said
he had given to the police.
- The
visa applicant gave evidence to the Tribunal that he was a member of a group of
concerned citizens (which he described as a “taskforce”)
who sought
to prevent drug trafficking in the area in which he lived. From time to time
the taskforce passed on information to the
police about the activities of drug
traffickers. He said that, in early August 2007, a businessman friend had told
him that an associate
of a government minister, Mr Silva, would be
bringing drugs from Colombo to the south of the country. The businessman had
not wished himself to inform the police and had told the visa applicant because
he knew him to be a member of the “taskforce”.
The visa applicant
had passed the information to the police and the associate had been arrested.
The traffickers had become aware
that the visa applicant had provided the police
with the tip-off and had sought to kill him. He escaped and came to Australia.
He feared that he would be killed by the drug traffickers were he to
return.
- In
order to understand the argument developed by the visa applicant it is necessary
to record part of his evidence to the Tribunal
at the second hearing. In the
following exchanges “M” refers to the Tribunal member and
“I” to the visa
applicant who was giving evidence through an
interpreter. The member commenced by asking:
“M: Now you said that you informed the
Police.
I: In relation to what?
M: In relation to when you had that information about the drugs coming down
south of Colombo.
I: Yes.
M: And the Police acted on that information.
I: Yes.
M: And that as a result of that the person was arrested, is that
correct?
I: Certainly, yes.
M: How many people were arrested?
I: To my knowledge two of them.
M: And how do you know?
I: Narcotics told us.
M: So you have, you know people in narcotics?
I: Yes, yes.
M: So when did they tell you?
I: The following day after the arrest.
M: And how did they tell you?
I: They said that the (sic) thanked us for the information that we gave and
based on that information they were able to
capture.
M: And what was the information?
I: The information that we provided was to the effect that a certain individual
was involved in transporting drugs to a certain
area.
M: Is that exactly what you told them?
I: Within these days, within these days in a month a person by the name of
Kuduajith, a person by the name of Kuduajith will be transporting
a certain
amount of drugs from Colombo to Matara.
M: Is that all the information?
I: Yes, that’s all. That’s what we got, that’s the
information that we received.”
- In
dealing with this evidence the Tribunal said
that:
“[87] The Tribunal does not accept that the applicant had information
about a drug run, which involved Mr Silva, and which
the applicant passed on to
the police ... The Tribunal found the applicant’s oral evidence about
these claims to be unpersuasive
in several aspects such that when considered
collectively they lead the Tribunal to reject these
claims.
[88] The applicant was vague and unpersuasive about the information which he
claims to have passed on to the police and which he
claims enabled them to carry
out a successful drug raid. As discussed with the applicant at the hearing the
applicant claimed that
the information passed to the police enabled them to
carry out a drug raid. When pressed as to the content of this information the
applicant was vague and ambivalent in his responses, stating that he did not
know the source and suggesting that they only informed
the police that some
drugs would arrive from Colombo in a day or
so.”
- The
Federal Magistrate rejected the ground that is now relied on. His Honour said
(at [91]) that:
“Whilst the Tribunal’s summary of the applicant’s role in the
drug taskforce appears to make light of his claims,
I am not of the view that
the Tribunal has been shown to have misconstrued or misunderstood his claims.
The applicant appears, with
respect, to be trespassing onto the ground of
challenging the Tribunal’s factual findings, which goes into the area of
merits
review.”
- The
visa applicant submitted that the Tribunal’s statement that he “only
informed the police that some drugs would arrive
from Colombo in a day or
so” did not merely make light of his claims but was “plainly
wrong”. He accepted that
it was open to the Tribunal to accept or reject
his account. The Tribunal could not, however, disregard the possibility that
the
“taskforce” had started to pose a potential danger to the drug
traffickers who had a lot to lose and whose response might
well have been
disproportionate to the threat posed by what might otherwise appear to be an
innocuous group of concerned citizens.
This was not an attempt to have the
Federal Magistrate engage in merits review; it constituted a failure by the
Tribunal to consider
the claim.
- In
NABE v Minister for Immigration and Multicultural and Indigenous Affairs
(No 2) [2004] FCAFC 263; (2004) 144 FCR 1 at 20 [63] the Full Court
said:
“... that a failure by the Tribunal to deal with a claim raised by the
evidence and the contentions before it which, if resolved
in one way, would or
could be dispositive of the review, can constitute a failure of procedural
fairness or a failure to conduct
the review required by the Act and thereby a
jurisdictional error. It follows that if the Tribunal makes an error of fact in
misunderstanding
or misconstruing a claim advanced by the applicant and bases
its conclusion in whole or in part upon the claim so misunderstood or
misconstrued its error is tantamount to a failure to consider the claim and on
that basis can constitute jurisdictional
error.”
On the other hand, as North and Lander
JJ held in SZNPG, an error of fact based on a misunderstanding of
evidence will not constitute jurisdictional error unless it leads to the
Tribunal
failing to consider an applicant’s claim.
- It
is not clear to me why the Federal Magistrate referred to the Tribunal having,
in his opinion, made light of the visa applicant’s
claims concerning his
(the applicant’s) role in the taskforce. Ground 9, with which the Federal
Magistrate was dealing, alleged
that the Tribunal had erred by misunderstanding
or misconstruing the visa applicant’s claims or evidence “as to the
nature of the information” given by the visa applicant to the
police. The error was not said to have arisen in relation to the
Tribunal’s treatment
of evidence concerning the visa applicant’s
“role in the drug taskforce.”
- The
Tribunal did not make light of the visa applicant’s claims relating to the
nature of the information given by him to the
police. It considered the
evidence to be vague and unpersuasive and, therefore, did not accept it. The
evidence which the visa
applicant gave to the Tribunal appears above at [57].
It may fairly be characterised as “vague and unpersuasive”. The
visa applicant claimed to have told the police no more than that a named person
would be transporting drugs from Colombo to Matara
“within these days in a
month.” That was “all the information” which was conveyed and
yet it was said to
have enabled the police to carry out a successful drug raid.
The Tribunal did not misunderstand or misconstrue the visa applicant’s
claim about the nature of the information he had given to the police. It dealt
with it on the basis of the evidence which the visa
applicant had given.
- In
this Court the visa applicant’s argument focussed not on the nature of the
information given to the police, but rather on
what were said to be the
consequences of the provision of that information. Once the Tribunal had
concluded that the visa applicant
had not given evidence to the police it could
not have, logically, concluded that his life was threatened by drug traffickers
because
he had done so. The Tribunal was not invited to conclude that the visa
applicant faced harm from the drug traffickers because they
mistakenly believed
that he had given evidence to the police.
- This
ground must fail.
A REAL CHANCE OF PERSECUTION (NOTICE OF CONTENTION GROUND 2)
- The
visa applicant argued that the Tribunal had erred by confining its consideration
of the Convention ground of political opinion
to his opinions thereby
failing to have regard to the possible political motivation to harm him which
was harboured by others.
- The
error was said to have emerged from the Tribunal’s reasoning and
conclusions (at [94-96]) that:
“[94] Accordingly, for the reasons set out above, the Tribunal does not
accept that the applicant was involved in providing
information to the police
about a drug deal and that subsequently his friend was murdered, the applicant
was threatened and tortured
by police and further threats were made upon his
life. As the Tribunal does not accept these claims it does not accept that the
applicant’s life is in danger from associates of Mr Silva on his return to
Sri Lanka by reason of these claimed events.
[95] The Tribunal accepted that the applicant has supported and is a member of
the UNP party from some time back. The Tribunal accepts
that the applicant may
have supported Mr Premadasa rather than Mr Silva in the late 1990s. However,
the Tribunal does not accept
that the applicant is known to or of interest to Mr
Silva by reason of the applicant’s political activities with the UNP.
The
Tribunal makes this finding on the basis that the applicant did not substantiate
this claim in giving his oral evidence over
and above a general reference to Mr
Silva seeking political revenge.
[96] As the Tribunal does not accept that the applicant is considered by Mr
Silva to be a political foe the Tribunal does not accept
that Mr Silva organised
associates to harm him in the past or that Mr Silva will seek to harm the
applicant on his return to Sri Lanka
by reason of the applicant’s
political opinion.”
- The
Federal Magistrate did not find that the Tribunal had erred in dealing with this
aspect of the visa applicant’s claim.
He held at [97]
that:
“I am not of the view that this ground has been made out. I agree with
the submission by counsel for the Minister that the
Tribunal considered what
motivation Mr Silva might have to harm the applicant. The Tribunal found
at paragraph 96 that it did
not accept that the applicant was considered by Mr
Silva ‘to be a political foe’ and, in my view, this finding
encompasses
Mr Silva’s motivations for harming the applicant by reason of
political opinion, whether that political opinion was that of
Mr Silva or the
applicant.”
- In
this Court the visa applicant submitted that the Tribunal had confined its
attention to the question of whether he might be harmed
by Mr Silva because Mr
Silva considered him to be a political opponent. In doing so, so it was
submitted, the Tribunal had ignored
the possibility that Mr Silva was motivated
to harm the visa applicant in order to protect his own (Mr Silva’s)
political
position. The visa applicant cited, by way of example, the
possibility of a politician threatening harm to an investigative journalist
who
he feared might expose him. This, it was submitted, could amount to persecution
even if the journalist had no political views
or even shared the same political
opinions with the politician.
- The
Minister accepted that the political opinion ground could be made out if it were
established that the alleged persecutor acted
for his or her own political
reasons. He submitted, however, that the Tribunal had taken this
possibility into account.
- An
examination of the Tribunal’s reasons, set out above at [67], supports the
Minister’s submission. The Tribunal commenced
by rejecting the visa
applicant’s claim to have given information to police concerning drug
dealing by associates of Mr Silva.
This was the only reason suggested
by the visa applicant as to why it was that associates of Mr Silva might
wish to harm
him should he return to Sri Lanka. The Tribunal then turned its
attention to a general allegation, made in evidence by the visa
applicant, that
Mr Silva would seek political revenge against him. The Tribunal accepted
that, in the late 1990s, the visa
applicant had supported another politician in
preference to Mr Silva. It did not, however, accept that the visa applicant was
presently
considered, by Mr Silva, to be “a political foe”. The
Tribunal can thus be seen to have considered and rejected the
visa
applicant’s claims that Mr Silva might seek to harm him because Mr
Silva perceived him to be a political opponent
and because Mr Silva was
concerned to protect his own political position which the visa applicant might
threaten by alleging that Mr
Silva was associated with drug traffickers.
- This
ground must also fail.
DISPOSITION
- The
Minister’s appeal will be allowed. The appellant should pay the
Minister’s costs of the appeal.
I certify that the preceding seventy-three (73)
numbered paragraphs are a true copy of the Reasons for Judgment herein of the
Honourable
Justice Tracey.
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Associate:
Dated: 15 April 2011
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URL: http://www.austlii.edu.au/au/cases/cth/FCA/2011/369.html