You are here:
AustLII >>
Databases >>
Federal Court of Australia >>
2010 >>
[2010] FCA 409
[Database Search]
[Name Search]
[Recent Decisions]
[Noteup]
[Download]
[Help]
Kowalski v Repatriation Commission [2010] FCA 409 (30 April 2010)
Last Updated: 4 May 2010
FEDERAL COURT OF AUSTRALIA
Kowalski v Repatriation Commission [2010]
FCA 409
|
Citation:
|
|
|
|
|
Appeal from:
|
|
|
|
|
Parties:
|
KAZIMIR KOWALSKI v REPATRIATION
COMMISSION
|
|
|
|
File number:
|
SAD 176 of 2009
|
|
|
|
Judge:
|
MANSFIELD J
|
|
|
|
Date of judgment:
|
|
|
|
|
Catchwords:
|
ADMINISTRATIVE LAW – appeal from
decision of Administrative Appeals Tribunal – where AAT set aside the
Veterans’ Review Board’s
decision and affirmed the Repatriation
Commission’s decision rejecting a claim to a pension under Part IV of the
Veterans Entitlements Act 1986 (Cth) – application of Statement of
Principles in determining whether gastro oesophageal reflux disease was
“defence-caused”
– consideration of matters in ss 119(1)(g)
and 119(1)(h) of Veterans Entitlements Act 1986 (Cth)
|
|
|
|
Legislation:
|
Safety, Rehabilitation and Compensation Act
1988 (Cth) Veterans’ Entitlement Act 1986 (Cth) ss 50(2),
70(5), 70(7), 119(1)(h), 119(1)(g), 120(4), 120B(3), 196B(3), 196B(14), 175(1),
176(2) Administrative Appeals Tribunal Act 1975 (Cth) ss 25, 27,
43(1), 44Workers Rehabilitation and Compensation Act 1986 (SA)
|
|
|
|
Cases cited:
|
|
|
|
|
|
|
|
|
|
Place:
|
Adelaide
|
|
|
|
Division:
|
GENERAL DIVISION
|
|
|
|
Category:
|
Catchwords
|
|
|
|
Number of paragraphs:
|
|
|
|
Counsel for the Applicant:
|
The appellant appeared in person
|
|
|
|
Counsel for the Respondent:
|
JR Wallace
|
|
|
|
Solicitor for the Respondent:
|
Australian Government Solicitor
|
|
IN THE FEDERAL COURT OF AUSTRALIA
|
|
SOUTH AUSTRALIA DISTRICT REGISTRY
|
|
|
|
|
ON APPEAL FROM THE
ADMINISTRATIVE APPEALS TRIBUNAL
|
|
|
KAZIMIR KOWALSKIAppellant
|
|
AND:
|
REPATRIATION
COMMISSIONRespondent
|
|
|
|
|
DATE OF ORDER:
|
|
|
WHERE MADE:
|
|
THE COURT ORDERS THAT:
- The
appeal from a decision of the Administrative Appeals Tribunal made on
6 November 2009 in Kowalski v Repatriation Commission [2009] AATA
853 be dismissed.
Note: Settlement and entry of orders is dealt with in Order 36 of
the Federal Court Rules.
The text of entered orders can be located using
Federal Law Search on the Court’s website.
IN THE FEDERAL COURT OF AUSTRALIA
|
|
|
SOUTH AUSTRALIA DISTRICT REGISTRY
|
|
|
GENERAL DIVISION
|
SAD 176 of 2009
|
|
ON APPEAL FROM THE ADMINISTRATIVE APPEALS TRIBUNAL
|
|
BETWEEN:
|
KAZIMIR KOWALSKI Appellant
|
|
AND:
|
REPATRIATION COMMISSION Respondent
|
|
JUDGE:
|
MANSFIELD J
|
|
DATE:
|
30 APRIL 2010
|
|
PLACE:
|
ADELAIDE
|
REASONS FOR JUDGMENT
- This
appeal is from a decision of the Administrative Appeals Tribunal (the Tribunal)
made on 6 November 2009: Kowalski v Repatriation Commission [2009] AATA
853.
- The
Tribunal set aside a decision of the Veterans’ Review Board (the Board) of
7 July 2008, which accepted the appellant’s
claim for a pension. The Board
found the appellant suffered from a “defence-caused” disease and was
entitled to benefits
under the Veterans’ Entitlement Act 1986 (Cth)
(VE Act). The Tribunal, affirming the decision of the Repatriation Commission
(the Commission) of 20 February 2008, which rejected
the claim for a pension as
it found the relevant condition was not “defence-caused.”
- The
appeal to this Court is limited to an appeal on a question of law: s 44(1) of
the Administrative Appeals Tribunal Act 1975 (Cth) (AAT
Act).
BACKGROUND
- The
background to this appeal is, in substance, the same as the background to the
appellant’s appeal from the Tribunal of 27
May 2009 affirming a decision
of the Military Rehabilitation and Compensation Commission rejecting his claim
for compensation in
respect of the same medical condition made under the
Safety, Rehabilitation and Compensation Act 1988 (Cth): Kowalski v
Military Rehabilitation and Compensation Commission [2009] AATA 382. I have
given judgment on that appeal at the same time as this judgment: Kowalski v
Military Rehabilitation and Compensation Commission [2010] FCA 408.
- The
appellant served with the Australian Army between 20 April 1972 and
19 October 1973. He commenced service as a soldier on
20 April 1972. After
undergoing his basic training for three months, he then served as a regimental
and mechanical draftsman. The
majority of his service was undertaken at the
Amberley base of the Royal Australian Air Force. He did not serve outside
Australia.
On 19 October 1973 he was discharged, having completed the
prescribed period of service.
- During
his employment in the Army the appellant was required to undertake a heavy
workload that resulted in considerable stress.
The appellant also claims to have
consumed “at least a jug of full strength beer” daily during the
period of training
and thereafter whilst serving.
- The
appellant’s medical treatment during his service was documented in the
material before the Tribunal. A Medical Examination
Record at the time of his
entry into the Army, dated 6 March 1972, does not indicate that the
appellant was suffering from any
gastric problems at that time.
- The
first reference to any complaint of relevance is on 17 July 1973 when the
appellant complained of epigastric pain occurring 1
½ hours after meals,
which was reported as being relieved by antacids. The appellant was prescribed
Kolantyl gel, Merbentyl
and subsequently Librax. In late July or early August
1973 the appellant was prescribed a barium meal. The report of the barium meal
was “[n]o hiatus hernia or oesophageal reflux could be detected”
however a small duodenal ulcer was detected. In early
August 1973 the appellant
complained of regurgitation and a diagnosis of duodenal ulcer was made.
- The
appellant underwent a discharge medial examination on 19 September 1973. On the
appellant’s Medical Discharge Questionnaire
it was noted that the
appellant complained of heartburn and epigastric pain, and that he was taking
antacids which relieved this
pain. It was also recorded that the appellant
suffered from “recurrent indigestion” and a duodenal ulcer.
- Prior
to discharge the appellant made a claim for compensation for his duodenal ulcer.
For the purposes of that claim, a report was
obtained from Dr Gilmore, a
specialist gastroenterologist, who saw the appellant in February 1974. He
reported that the appellant
“first had symptoms in May, 1973 whilst doing
National Service, which are typical of those produced by duodenal ulcers.”
He reported that the effects of the ulcer were of a temporary nature and would
have effectively ceased with treatment in mid 1973,
but that the healing of the
ulcer would have taken some months. He noted that the appellant was free of
symptoms by the time of his
discharge in 1973 and that healing “can
reasonably be assumed” at that time.
- The
Commonwealth accepted liability for the condition of duodenal ulcer on 4 April
1974.
- The
appellant again saw Dr Gilmore in October 1976 where he once more complained of
ulcer like symptoms. Dr Gilmore expressed the
opinion that the recurrence of
symptoms was related back to his Army service and reported
that:
since I saw him in February 1974, he has had a recurrence of ulcer pain, usually
quite quickly relieved by standard ulcer treatment,
which he had for some time
readily to hand, by virtue of supplies given [to] him at the time of discharge
from the Services.
The appellant continued to receive compensation from the Commonwealth for
medical expenses he incurred with respect of treatment of
his ulcer on the basis
that it was related to his period of employment with the Army.
- In
1979 and 1981, the appellant suffered a recurrence of ulcer symptoms and had
several days away from his work at Mitsubishi Motors
Australia Limited (MMAL).
The Commonwealth accepted liability for his periods of incapacity, as is
evidenced by the determinations
made by the Military Rehabilitation and
Compensation Commission in 1979 and in 1981.
- The
appellant suffered a back injury in 1989 while working at MMAL. He pursued a
WorkCover Claim against his employer under the Workers Rehabilitation and
Compensation Act 1986 (SA). At that time he used anti-inflammatory
medication as part of the treatment for his back injury. The appellant then
suffered
what he refers to as a mental breakdown in 1991. He consulted Dr
Jagermann, a psychiatrist. He was prescribed a number of drugs by
Dr Jagermann. The appellant’s cardiologist, Dr Peter Hetzel, wrote in
a report dated 22 September 1998 that at the
time the appellant was seeing
Dr Jagermann in 1991 he was prescribed a number of medications for his
anxiety and depression
and he refers to Pepcidine as being one of those
medications.
- The
appellant did not return to employment after 1991.
- On
3 January 1995 the appellant had a consultation with Dr Cheung, a general
practitioner, where he complained of “a burning
sensation in his throat
for a period of 2½ years relieved by Quickeeze.” Dr Cheung
prescribed a barium meal, and
the results dated 5 January 1995 were
normal.
- The
appellant suffered a heart attack in December 1997 and was admitted to the
Flinders Medical Centre. He underwent a coronary bypass
operation on 6 January
1998. He was required to take Aspirin regularly as part of his ongoing treatment
for his ischemic heart disease.
It was also noted in the report of Dr Peter
Hetzel that when he was discharged from hospital on 13 January 1998, he was
prescribed
medication “for pain and for his digestion”.
- In
1998, Dr Cheung referred the appellant to Dr David Hetzel, a specialist
gastro-enterologist, who first saw him in November 1998
when he was complaining
of “heartburn and regurgitation.” In his report to Dr Cheung, dated
19 November 1998, Dr David
Hetzel commented on the importance of ensuring that
the appellant did not have the bacteria known as Helicobacter pylori (H pylori)
or that it be eradicated if he did have it. On 7 May 1999 Dr David Hetzel
performed an endoscopy which revealed a “small
sliding hiatus
hernia”, but the duodenum was normal. The appellant also tested positive
to a test for the bacteria H pylori.
He was treated with the appropriate
medication and a test carried out at the Royal Adelaide Hospital on 1 July 1999
indicated that
the bacteria had been eradicated.
- The
appellant’s weight fluctuated and increased over the years. When he first
saw Dr David Hetzel in 1998, the appellant
weighed 93 kg and it was noted
that one of his priorities was to lose 10 to 15 kg over the next 12 to 18
months. Dr David Hetzel
noted the appellant’s weight had been 73 kg until
around 1994 when it gradually increased to approximately 97 kg or more
at
the time of his heart attack in 1997. Dr David Hetzel recorded his weight in
January 2000 as being 91.2 kg and in April 2002 as
being 100 kg. The appellant
had reduced his weight to 94 kg in July 2002. However, the appellant says he now
weighs over 100 kg.
- In
2002 Dr Cheung referred the appellant back to Dr David Hetzel for further
assessment. In a report of 9 April 2002, Dr David Hetzel
wrote that the
appellant had reported increasing heartburn and regurgitation over the prior
year such that “[h]e almost chokes
when lying down at night”.
He suggested that he lose weight and change to taking an enteric coated
Astrix each day because of the irritating effect of Aspirin
on his reflux.
- In
a report of 16 February 2006 (wrongly dated 2005) Dr David Hetzel expressed the
opinion that the appellant was suffering from
reflux oesophagitis for which he
would require ongoing treatment.
- It
is now accepted that the appellant suffers from a condition known as
gastro-oesophageal reflux disease (GORD). On 15 February
2008 the appellant made
a claim to the Commission to have that condition accepted as being
“defence-caused” as that expression
is used in the VE Act. He argued
that the Commonwealth is liable to pay a pension by way of compensation as he is
incapacitated from
GORD which is a “defence-caused disease.”
- On
20 February 2008 a delegate of the Commission rejected the appellant’s
claim because it was not satisfied that his GORD
was
“defence-caused.” The appellant, on 21 February 2008, sought a
review of that decision by the Board. The Commission,
in accordance with its
ordinary practice and s 148 of the VE Act, did not appear before the Board or
make submissions. On 7 July
2008 the Board determined that the appellant’s
GORD was “defence-caused” and remitted the matter back to the
Commission
for assessment of the rate of pension.
- On
18 August 2008 the Commission assessed the appellant’s pension at 10% of
the General Rate and the Board subsequently affirmed
this decision on 3 April
2009.
- In
the meantime, on 23 July 2008 the Commission applied to the Tribunal for review
of the Board’s decision of 7 July 2008.
As noted, on 6 November 2009, the
Tribunal set aside the Board’s decision of that date.
LEGISLATION
- Under
s 70 of the VE Act the Commonwealth is liable to pay a pension by way of
compensation to a “member of the Forces” where the member is
incapacitated
from a “defence-caused injury or defence-caused
disease”.
- It
was accepted by the Tribunal that the appellant was a member of the Forces as he
satisfied s 69(1)(f) of the VE Act. It was not
in dispute that the
appellant’s GORD met the definition of disease in s 5D(1). What was in
dispute was whether the appellant’s
GORD was a defence-caused disease.
- The
definition of a defence-caused disease is provided in s 70(5) in these
terms:
(5) For the purposes of this Act, the death of a member of the Forces (other
than a member to whom this Part applies solely because
of section 69A) or
member of a Peacekeeping Force shall be taken to have been defence-caused, an
injury suffered by such a member
shall be taken to be a defence-caused injury or
a disease contracted by such a member shall be taken to be a defence-caused
disease
if:
(a) the death, injury or disease, as the case may be, arose out of, or was
attributable to, any defence service, or peacekeeping
service, as the case may
be, of the member;
(b) subject to subsection (8), the death, injury or disease, as the case
may be, resulted from an accident that occurred while
the member was travelling,
during any defence service or peacekeeping service of the member but otherwise
than in the course of duty,
on a journey to a place for the purpose of
performing duty or away from a place upon having ceased to perform duty;
or
(c) the death is to be deemed by subsection (6) to be defence-caused, the
injury is to be deemed by subsection (7) to be
a defence-caused injury or
the disease is to be deemed by subsection (7) to be a defence-caused
disease, as the case may be;
or
(d) the injury or disease from which the member died, or is
incapacitated:
(i) was suffered or contracted during any defence service or peacekeeping
service of the member, but did not arise out of that service;
or
(ii) was suffered or contracted before the commencement of the period, or the
last period, of defence service or peacekeeping service
of the member, but not
during such a period of
service;
and, in the opinion of the Commission, the injury or disease was contributed to
in a material degree by, or was aggravated by, any
defence service or
peacekeeping service rendered by the member, being service rendered after the
member suffered that injury or contracted
that disease;
or
(e) ...
but not otherwise.
- Section
70 (7) further provides that:
(7) Where, in the opinion of the Commission, the incapacity of a member of the
Forces or member of a Peacekeeping Force was due to
an accident that would not
have occurred, or to a disease that would not have been contracted, but for his
or her having rendered
defence service or peacekeeping service, as the case may
be, or but for changes in the member's environment consequent upon his or
her
having rendered any such service:
(a) if the incapacity of the member was due to an accident - that incapacity
shall be deemed to have arisen out of the injury suffered
by the member as a
result of the accident and the injury so suffered shall be deemed to be a
defence-caused injury suffered by the
member; or
(b) if the incapacity was due to a disease - the incapacity shall be deemed to
have arisen out of that disease and that disease shall
be deemed to be a
defence-caused disease contracted by the member, for the purposes of this Act.
- In
addition s 5D(2) of the VE Act provides the clarification
that:
In this Act, unless contrary intention appears:
(a) a reference to the incapacity of a person who is a member of
the Forces... from a defence-caused injury or a
defence-caused disease ...
is a reference to the effects of that injury or disease and not a reference to
the injury or disease itself.
- Pursuant
to s 120(4) of the VE Act factual issues in the proceedings before the Tribunal
were to be decided to the standard of “reasonable
satisfaction”. It
is clear that this is the civil standard of proof or the balance of
probabilities.
- Section
120B(3) sets out how Statements of Principles (SoP) relate to the application of
the “reasonable satisfaction”
standard when determining whether a
disease is defence-caused:
(3) In applying subsection 120(4) to determine a claim, the Commission is to be
reasonably satisfied that an injury suffered by a
person, a disease contracted
by a person or the death of a person was war-caused or defence-caused only
if:
(a) the material before the Commission raises a connection between the injury,
disease or death of the person and some particular
service rendered by the
person; and
(b) there is in force:
(i) a Statement of Principles determined under subsection 196B (3) or (12);
or
(ii) a determination of the Commission under subsection 180A
(3);
that upholds the contention that the injury, disease or death of the person is,
on the balance of probabilities, connected with that
service.
- The
Repatriation Medical Authority, pursuant to s 196B of the VE Act, may be
required to determine an SoP relevant to defence service.
Section 196B(3)
provides that:
(3) If the Authority is of the view that on the sound medical-scientific
evidence available it is more probable than not that a particular
kind of
injury, disease or death can be related to:
...
(b) defence service (other than hazardous service) rendered by members of the
Forces;
...
the Authority must determine a Statement of Principles in respect of that kind
of injury, disease or death setting out:
(c) the factors that must exist; and
(d) which of those factors must be related to service rendered by a
person;
before it can be said that, on the balance of probabilities, an injury, disease
or death of that kind is connected with the circumstances
of that
service.
- Section
196B(14) of the VE Act then goes on to provide the various circumstances
that can be used to identify how factors, required
by an SoP to be related to
service, can be shown to be related. That sub-section provides
that:
(14) A factor causing, or contributing to, an injury, disease or death is
related to service rendered by a person
if:
(a) it resulted from an occurrence that happened while the person was rendering
that service; or
(b) it arose out of, or was attributable to, that service;
or
...
(d) it was contributed to in a material degree by, or was aggravated by, that
service; or
...
(f) in the case of a factor causing, or contributing to, a disease – it
would not have occurred:
(i) but for the rendering of that service by the person;
or
(ii) but for changes in the person’s environment consequent upon his or
her having rendered that service;
or
- The
Repatriation Medical Authority determined an SoP, Instrument No. 12 of 2005,
which applies to GORD in the context of defence
service (the GORD SoP). The
GORD SoP defines GORD in clause 2(b) as “a chronic clinical condition
involving the regurgitation
of gastro-duodenal contents into the oesophagus
together with resultant chronic symptomatic or histological evidence of
oesophageal
inflammation”.
- Clause
5 of the GORD SoP sets out the factors that must exist before it can be said, on
the balance of probabilities, that GORD is
connected with the circumstances of
relevant service which includes defence service. The factors which the Tribunal
noted as having
relevance to the present proceedings are as
follows:
...
(b) being obese at the time of the clinical onset of gastro-oesophageal reflux
disease; or
...
(d) consuming an average of at least 500 grams of alcohol per week for at least
the twelve months before the clinical onset of gastro-oesophageal
reflux
disease; or
...
(g) being treated with a smooth muscle relaxant drug, for a condition for which
the drug cannot be ceased or substituted, at the
time of the clinical onset of
gastro-oesophageal reflux disease;
...
(l) being obese at the time of the clinical worsening of gastro-oesophageal
reflux disease; or
...
(n) consuming an average of at least 500 grams of alcohol per week for at least
the twelve months before the clinical worsening of
gastro-oesophageal reflux
disease; or
...
(q) being treated with a smooth muscle relaxant drug, for a condition for which
the drug cannot be ceased or substituted, at the
time of the clinical worsening
of gastro-oesophageal reflux disease...
- For
the purposes of the GORD SoP, clause 8 sets out the definitions of ‘smooth
muscle relaxant,’ ‘alcohol,’
and ‘being obese’ as
follows:
‘a smooth muscle relaxant drug’
means:
(a) an anti-cholinergic drug;
(b) a beta-adrenergic drug;
(c) a nitrate drug;
(d) a calcium channel blocker drug;
(e) theophylline; or
(f) aminophylline;
‘alcohol’ is measured by the alcohol consumption
calculations utilising the Australian Standard of ten grams of alcohol per
standard alcoholic drink;
‘being obese’ means an increase in body weight by way of fat
accumulation which results in a Body Mass Index (BMI) of thirty or
greater.
The BMI = W/H2 and where:
W is the person’s weight in kilograms and
H is the person’s height in metres;
THE TRIBUNAL’S DECISION
- The
Commission argued before the Tribunal that Board’s decision should be set
aside on the ground that the appellant’s
GORD was not defence-caused.
- The
appellant submitted to the Tribunal that the his GORD was defence-caused on a
number of alternative bases, namely:
- the clinical
onset of GORD occurred on or about 19 September 1973; and/or
- that taking
Librax and, or Merbentyl as part of a treatment regime for duodenal ulcer, which
he claims contributed to the cause or
worsening of his GORD; and/or
- that being
advised by doctors during his defence service to go on a high fat diet to
relieve the symptoms of his duodenal ulcer, which
(he claims) led to obesity,
contributed to the cause or worsening of his GORD; and/or
- that drinking
alcohol during his defence service contributed to the cause or worsening of his
GORD.
- The
appellant also argued that the Commission should be estopped from raising issues
that ought to have been raised in previous proceedings,
because the Commission
did not appear before the Board when it made the decision referred to in [2] and
[23] above. Alternatively
he argued that the nature of the review of the
Tribunal was incorrect.
- In
addition, the appellant made an application that the Tribunal as then
constituted should disqualify itself on the ground of actual
bias. This
application was also considered in the Tribunal’s reasons.
- The
Tribunal set out the background of the matter under “Introduction”
and of the relevant legislative provisions under
“Legislative
Background.” It also detailed the background of relevant facts under the
heading “Factual Background.”
The Tribunal’s reasons were set
out under the headings “The Preliminary Arguments,” “Medical
Opinions,”
“Mr Kowalski’s Arguments,” and
“Conclusion.”
- Under
the heading “The Preliminary Arguments” the Tribunal addressed the
appellant’s argument relating to Anshun
estoppel. The appellant argued
that as the Commission did not make written or oral submissions to the Board, in
response to the appellant’s
claim, it should be estopped from raising
matters before the Tribunal that could have and should have been raised before
the Board.
- The
Tribunal, after detailing the context of the Anshun estoppel case, and its
operation within the Tribunal, held that such an estoppel
can have no
application between differing levels in a hierarchy of administrative
decision-makers on the one issue. It found that
the Commission’s
entitlement to make an application for review of the Board’s decision to
the Tribunal is conferred by
statute. Section 148 of the VE Act provides that
the parties to the review are not bound to appear before the Board but may elect
to do so. The Commission therefore was not bound to appear. Section 27 of the
AAT Act and s 176(2) of the VE Act gave the Commission
standing to make an
application to the Tribunal to review the decision of the Board. The Tribunal
found that there was nothing in
the legislation that would modify or detract
from the Commission’s unfettered right to make an application for review
to the
Board.
- The
Tribunal considered the observations of the Tribunal in Re Repatriation
Commission and Hadfield (1990) 19 ALD 425 (Hadfield) at 426, which
the appellant relied upon in submissions. In that case the Tribunal
said:
...where the facts have been found by the Veterans’ Review Board, then the
right of the Repatriation Commission to apply for
further review should be
restricted to questions of law, particularly when, as in this case, the
Commission has no deigned to take
any part in the proceedings before the
Veterans’ Review Board.
- The
Tribunal did not consider that case assisted the appellant. The Tribunal in
that case had in fact considered factual propositions
advanced by the
Commission, demonstrating that it was merely voicing the concern on the part of
the Tribunal as then constituted
that the Commission could seek review of a
decision of the Board and contest factual matters when it had chosen not to
appear before
the Board. The Tribunal accepted that the Commission, under the VE
Act, was entitled to adopt that course.
- The
appellant’s Anshun estoppel argument was therefore found to have no
merit.
- The
Tribunal addressed the appellant’s argument that the review of the
Tribunal should have been confined to an appeal in the
strict sense, and not a
hearing of the merits of the decision. The Tribunal found that the legislation
clearly provided that the
review was a full rehearing on the merits.
- Under
the heading “Medical Opinions” the Tribunal considered the
appellant’s submissions that there was a connection
between his GORD and
his defence service because he developed GORD during his war service.
- The
appellant submitted that the clinical onset of his GORD occurred on or about
19 September 1973 based upon symptoms at that
time. The Commission
submitted that, for there to be evidence of clinical onset, there would need to
be evidence of two essential
diagnostic elements, namely, regurgitation of
gastro-duodenal contents, and either chronic symptoms of oesophageal
inflammation or
histological evidence of oesophageal inflammation.
- It
submitted that there was insufficient evidence to support the appellant’s
contention that the diagnostic elements existed
in 1973.
- The
Tribunal noted that the expression “clinical onset” was considered
by the Full Court of this Court in Lees v Repatriation Commission [2002] FCAFC 398; (2002)
125 FCR 331 at 336, where the Court adopted an earlier description by the
Tribunal in Robertson v Repatriation Commission (1998) 50 ALD 668 at 670
that:
... there is a clinical onset of a disease, either when a person becomes aware
of some feature or symptom which enables a doctor
to say the disease was present
at that time, or when a finding is made on investigation which is indicative to
a doctor of the disease
being present ...
- The
Tribunal decided on the evidence that the symptoms recorded in 1973 of heartburn
and regurgitation would not have enabled a doctor
to say that GORD was present
at that time because the other clinical tests and signs attributed those
symptoms to a different condition,
namely the duodenal ulcer.
- The
Tribunal accepted the evidence of the expert gastroenterologists, Dr Reid and
Dr David Hetzel. Both were of the opinion
that there was no evidence of the
appellant having GORD until the mid 1980s at the earliest and possibly later,
and that the likelihood
is that the symptoms complained of in 1973 were symptoms
of the duodenal ulcer that was diagnosed at the time rather than GORD.
Based on
this evidence the Tribunal concluded, on the balance of probabilities, that the
appellant’s war service did not lead
to him suffering GORD during that
service.
- The
appellant further contended that, during his war service, he was place on a
high-fat, high cholesterol diet. He argued this led
to his obesity which was a
contributing factor to the cause and/or worsening of his GORD when it did occur.
He claimed that his weight
increased from 72 to 79 kg during his service in the
Army, and further increased on leaving the Army, but dramatically reduced in
1990-1991 such that by 1991 he weighed only 70 kg. It then increased again, and
now he is over 100 kg.
- The
Tribunal found that there was no evidence that the appellant was placed on a
“high-fat, high-cholesterol” diet during
his Army service, beyond
the Commission’s acceptance that he had been told to “consume a
bland diet, including milk products”
during the latter part of 1973. It
further found that, even if it was to assume the appellant was placed on a
“high-fat, high-cholesterol”
diet, there was no evidence of any
causal connection between this and his obesity. The Tribunal accepted the
evidence from Dr David
Hetzel that the appellant’s obesity did not emerge
until some 25 years after he completed his service, and therefore found
it
impossible to see how any connection could be shown between the
appellant’s obesity and his service.
- Next,
the Tribunal considered whether the taking of smooth muscle relaxants for the
ulcer condition contributed to the cause or worsening
of the appellant’s
GORD. The appellant contended that he was prescribed smooth muscles relaxants,
namely Librax and Merbentyl,
as part of a treatment regime for duodenal ulcer,
which contributed to the cause or worsening of his GORD.
- The
Tribunal did not accept the appellant’s contentions in respect of the
smooth muscle relaxant drugs. It noted that factor
5(g) of the GORD SoP refers
to treatment with that type of drug “for a condition for which the drug
cannot be ceased or substituted,
at the time of clinical onset of” GORD.
It held that there was no evidence that the drugs being prescribed for the
appellant
could not be ceased or substituted at that time, so that factor was
not satisfied.
- Finally,
the Tribunal addressed the contention that alcohol consumption during service
contributed to the cause or worsening of the
appellant’s GORD. He claimed
to have drunk 1 jug of full strength beer every night during his basic training
and thereafter
during his service, and that this was sufficient to meet the
requirement in factor 5(d) of the GORD SoP of at least 500 grams of
alcohol per
week for at least 12 months before the clinical onset of GORD.
- The
Tribunal did not accept that the appellant consumed at least 500 grams of
alcohol a week for at least 12 months before the clinical
onset of his GORD (a
much later date than the period of service), so it was not satisfied that his
GORD was related to his period
of service.
- It
is also necessary to note that, after the hearing, the appellant filed an
“application”, dated 10 October 2009, submitting
that the Tribunal
as then constituted should be disqualified on the ground of actual bias. He
asserted in that document, and in oral
submissions during a hearing of the issue
on 28 October 2009, that there was actual bias on a number of bases, namely that
the Tribunal:
- jumped into the
arena with the respondent’s lawyers in order to assist them in running
their case;
- refused to allow
the appellant to tender crucial documentary evidence in support of his case;
- had an
inadequate understanding of the legal principle of Anshun Estoppel;
- should have
questioned Dr David Hetzel in order to show that he was not a credible witness;
and
- had an
inadequate grasp of the facts and pre-judged matters in dispute.
- The
Tribunal rejected the claim of actual bias, as the Tribunal said it did not
approach the hearing with mind so committed to a
conclusion already formed as to
be incapable of alteration, and the claim of apprehended bias, as a fair minded
lay observer would
not reasonably apprehend that the Tribunal might not bring an
impartial mind to the decision.
THE GROUNDS OF APPEAL
- The
Amended Notice of Appeal is unhelpful. It identifies 44 asserted errors of law
which are to a degree repetitious. It is not necessary
to address each of them
in turn, partly because they are repetitions or overlapping to a significant
extent. A refined list of them
is set out below, so as far as they might assert
error on a matter of law on the part of the Tribunal: see s 44, AAT Act.
- To
the extent that the Amended Notice of Appeal refers to errors of law to the
effect that the Tribunal “deliberately and consciously”
“perverted the course of justice,” or made a “perverted
decision” or “fabricated” certain findings,
or
“deliberately and consciously” failed to conduct the review
according to law, those claims are rejected. There is
no material from which
those assertions can be made out. They are not made out by the appellant’s
dissatisfaction with the
outcome of the review, or because the appellant
disagrees with aspects of the Tribunal’s reasons, or because the appellant
considered that the Tribunal did not follow procedures required by the law or
erred in its factual findings or its understanding
of, or application of, the
law. No other material has been identified which could support those
allegations. They are simply gratuitous
and unfounded epithets. It is not
necessary to say more about them.
- As
I have indicated, it is possible to distil from the Amended Notice of Appeal,
and having regard to the appellant’s written
and oral submissions, a
number of apparent errors on matters of law asserted by the appellant. They are
that the Tribunal:
(1) failed to conduct the hearing of its review
in accordance with s 29 of the AAT Act and s 175(1)(c) of the VE Act, including
by
conducting a rehearing of the claim;
(2) failed to accept uncontested evidence, and acted on submissions of the
respondent unsupported by evidence;
(3) failed to correctly apply the “legal doctrine of the Anshun
Estoppel” to preclude the respondent from disputing the
findings of the
Board;
(4) misunderstood the GORD SoP, including:
(a) by accepting the medical evidence of Dr David Hetzel and Dr Reid which
was inconsistent with the SoP;
(b) by regarding the appellant as having abandoned reliance on the
“being obese” factor of the SoP;
(5) erred by failing to take into account the matters set out in ss 119(1)(g)
and 119(1)(h) of the VE Act in determining the date
of clinical onset of GORD;
and
(6) did not afford the appellant a fair opportunity to present his case,
including specifically that the Tribunal exhibited actual
or apprehended bias,
and failed to receive into evidence documents that the appellant sought to
tender in support of his case.
- There
are also a number of asserted errors which appear to raise arguments only about
the correctness of certain findings of fact
by the Tribunal, and so be outside
the power of the Court to reconsider having regard to s 44 of the AAT Act. They
are that the
Tribunal:
(1) did not find the applicant’s GORD
had its clinical onset on 19 September 1973;
(2) accepted Dr David Hetzel’s evidence as to the time of the clinical
onset of the appellant’s GORD (the case relied
on by the appellant
Stevenson v Repatriation Commission [2004] AATA 93 at [53]- [54] really
confirms the characterisation of this ground, as it illustrates the Tribunal
simply preferring the evidence of one medical
witness over that of another); and
more generally did not find that his GORD had occurred, and was clinically
diagnosed, by 19 September
1973 during his Army service;
(3) found that the smooth muscle relaxant drugs which he was prescribed could
have been ceased or substituted, and so did not come
within factor 5(g) of the
SoP.
- Those
asserted errors do not amount to errors on questions of law on the part of the
Tribunal. There is no error of law in simply
making a wrong finding of fact:
Waterford v Commonwealth of Australia [1987] HCA 25; (1987) 163 CLR 54 at 77 per Brennan
J. Nor is there any error of law in making a finding of fact which the
appellant considers to have been wrong.
It is not necessary to deal with those
matters further. See the observations of Branson J in Brown v Repatriation
Commission [2006] FCA 914 at [7].
- I
shall deal with the identifiable errors of law in the sequence set out
above.
CONSIDERATION
Issue 1
- In
essence, the appellant contended that those provisions referred to required the
Tribunal to treat his application for review as
an appeal in the strict sense
and not as an appeal de novo. That is plainly wrong. In the first place,
review by the Tribunal is
not an appeal but an administrative review: see s 25
of the AAT Act.
- Section
175(1) of the VE Act provides:
Where a decision made by the Commission has been reviewed by the Board upon a
request made under section 135 and affirmed, varied
or set aside, then,
subject to section 29 of the Administrative Appeals Tribunal Act
1975, application may be made to the Administrative Appeals Tribunal for a
review:
(a) of the decision of the Commission that was so
affirmed;
(b) of the decision of the Commission as so varied;
or
(c) of the decision made by the Board in substitution for the decision so set
aside;
as the case may be.
- Section
43(1) of the AAT Act makes it clear that the Tribunal’s review is a review
on the merits of the decision under review.
The Tribunal is empowered to
exercise all the powers and discretions of the relevant decision-maker, and then
to affirm that person’s
decision or to vary it or to set it aside and to
substitute a different decision. That has been explained in numerous cases, as
far back as Drake v Minister for Immigration and Ethnic Affairs [1979] AATA 179; (1979) 46
FLR 409; Nevistic v Minister for Immigration and Ethnic Affairs [1981] FCA 41; (1981) 51
FLR 325; Commonwealth v Twyman (1985) 8 ALD 554; and Searle Australia
Pty Ltd v Public Interest Advocacy Centre [1992] FCA 240; (1992) 36 FCR 111.
- These
provisions do not support the appellant’s contention.
Issue 2
- It
is not at all clear how the appellant converts findings of fact on available
evidence into errors on matters of law. It appears
to be a catch-all for
matters not covered under his other contentions.
- Insofar
as it concerns the time of the clinical onset of his GORD, apart from the
matters discussed under Issue 4, the finding of
the Tribunal is clearly a
finding of fact based upon its assessment of the evidence.
- Both
Dr Reid and Dr David Hetzel were of the opinion that there was no evidence of
the appellant having GORD until the mid 1980s
at the earliest, and that the
likelihood is that the symptoms complained of in 1973 were symptoms of the
duodenal ulcer that was
diagnosed at the time rather than GORD. The appellant
relied heavily in his oral and written submissions on the fact that the records
from 1973 show, and the expert doctors acknowledged that, he suffered from
“heartburn,” which he claims is the same as
GORD. The expert
evidence shows that the symptom of heartburn, although it can be a symptom of
GORD, can also be a symptom of a
duodenal ulcer.
- Dr
David Hetzel said:
Yes he had some heartburn. There was one line at one point in the notes [from
1973]. I think it was somewhere else that he had some
regurgitation but these
things can occur in individuals with duodenal ulcer or gallstone disease. We
know [the appellant] had duodenal
ulcer at that time on X-ray and had symptoms
of duodenal ulcer...
- The
evidence of Dr Reid was to a similar effect. He acknowledged the use of the word
“heartburn” in records from 1972
and 1973 and said that there were
three possibilities of the cause of that symptom. The possibilities are that he
had a duodenal
ulcer alone, that he had a duodenal ulcer and GORD or that he
never had a duodenal ulcer at all and all the time it was GORD. Of
the three
possibilities Dr Reid said that it was “by far the most likely” that
he had a duodenal ulcer alone. He also
said that “there was a small
possibility that he did have GORD then but it is unlikely.”
- The
Tribunal’s finding on that topic was clearly available on the
evidence.
- At
a more general level, the appellant has not established that there are any
findings made by the Tribunal which do not have any
acceptable evidentiary
foundation. Its reasons are thorough and careful. They identify the
foundations for its findings. Nor has
the appellant established that the
Tribunal made any findings which not only are unsupported by evidence which it
has identified,
but also are contradicted by other uncontroverted evidence.
Apart from the volume of material presented to the Tribunal in documentary
form
(including the various documents prepared by the applicant), the oral evidence
was confined to that of Dr David Hetzel and Dr
Reid. The Tribunal had the
opportunity of seeing how they responded to questions. It clearly regarded
their evidence as reliable,
having had the benefit of seeing them give evidence.
It was entitled to, and did, accept their evidence. No error of law is shown
in
doing so. That applies to the Tribunal’s findings about the time of the
clinical onset of GORD, and about the other matters
one or more of which the
applicant claimed were factors (referred to in clause 5 of the GORD SoP) which
must be related to the appellant’s
defence service. It is not necessary
to refer to its detailed findings on those matters; in my view, its findings on
them do not
involve any error of law on the part of the Tribunal in the
catch-all context of this ground of appeal.
Issue 3
- The
appellant argued that the doctrine of Anshun estoppel should have been applied
by the Tribunal as the Commission did not make
written or oral submissions to
the Board, in response to the appellant’s claim, so as to estop in the
review before the Tribunal
the respondent from disputing findings made by the
Board.
- In
my view, the Tribunal was correct in rejecting this argument. It correctly
found that Anshun estoppel, although it might operate
within the Tribunal in
certain circumstances that may avoid an abuse of process, can have no
application between differing levels
in a hierarchy of administrative
decision-makers in the one process of adjudication, as prescribed by legislation
or as permitted
by the law. It was the decision of the Board which the Tribunal
was required to review, in the manner discussed when considering
Issue 1.
- The
Commission was entitled to make an application for review of the Board’s
decision to the Tribunal despite the fact it did
not appear and make submissions
before the Board. This entitlement is conferred by statute: s 27 of the AAT Act
and s 176(2) of the
VE Act gives the Commission standing to make an
application to the Tribunal to review the decision of the Board. Moreover, s
148
of the VE Act provides that the parties to the review by the Board are not bound
to appear before the Board but may elect to
do so. That is the course the
Commission chose. It was entitled to do so. The observations of the Tribunal
in Hadfield referred to in [45] above and referred to by the appellant
are exhortatory. It was certainly the view of the Tribunal as then constituted
that the Commission should, as a matter of course, appear before the Board when
the Board is reviewing one of its decisions. Those
observations do not suggest,
however, that the failure of the Commission to do so would, or could, result in
the Commission being
bound by the factual findings made by the Board. The
reasons for decision of the Tribunal in that case shows that it permitted the
Commission to contest findings made by the Board, even though it had not
appeared before the Board.
Issue 4
- The
appellant contended that as he could identify factors in the GORD SoP which
raise a connection to his defence service. He claims
that the Tribunal
“failed to comply with his statutory and legal obligation to accept all of
the medical facts that are found
in the SoP for GORD instead of preferring the
erroneous opinions of Dr Reid and Dr Hetzel...”
- The
appellant referred to decision of Dowsett J in Repatriation Commission v
Money [2009] FCAFC 11 where his Honour states at
[87]:
The logical starting point is identification of the connection. It is to be
found in the material before the tribunal, not in the
statement of principles.
However, in practice, it may be convenient to start with the statement of
principles simply because it may
help the Commission to identify relevant
aspects of the material which it must consider.
- This
passage does not support the contention by the appellant that the SoP can or
must be used as medical evidence to raise a connection
between his GORD and his
defence service. It is clear that the connection must be found in part upon the
evidence before the Tribunal.
And, before the GORD SoP comes into play, the
date of clinical onset of his GORD had to be decided.
- There
is, in my view, no basis for concluding that the Tribunal misunderstood or
misapplied the GORD SoP.
- The
Tribunal had to determine the appellant’s GORD was defence-caused.
Section 70(5) of the VE Act defined when that causal
relationship would exist.
Relevantly, the appellant’s GORD would have to have arisen out of or be
attributable to his defence
service, or to have been contracted during his
defence service (although not arising out of it) and to have been contributed to
or
aggravated by it. That causal relationship was to be met on the balance of
probabilities. The relationship or otherwise between
the GORD and the
appellant’s defence service was also to be addressed having regard to ss
120(4), 120B(3) and consequently
the GORD SoP. As noted, the appellant asserted
that he contracted GORD during, and because of, his defence service or that he
contracted
or aggravated it after his defence service but by reason of it.
- However,
the date of onset or clinical onset of his GORD was a matter in issue. The GORD
SoP does not deal with that matter. It
addresses the question of connection
with defence service once a disease such as GORD is found to exist or to have
existed.
- The
Tribunal found, based upon the medical evidence referred to that the appellant
did not develop GORD until many years after his
defence service. It did so, in
the light of the extensive medical records concerning the appellant both during
and subsequent to
his defence service, and the expert medical evidence. It was
entitled to do so. Its finding in that respect is a finding of fact.
No error
of law has been shown on the part of the Tribunal in reaching that finding of
fact. The GORD SoP does not dictate or require
that such evidence as the
Tribunal had regard to must be disregarded on that issue (as the appellant
submitted). It is correct to
say that medical evidence cannot contradict the
terms of an SoP, because the SoP regime under the VE Act (where applicable)
provides
the means to determine the relationship between death, injury or
disease and defence service or war service (see eg Repatriation Commission v
Gosewinkel [1999] FCA 1273). But the SoP regime does not direct or require
particular diagnoses of injury or disease or cause of death: Collins v
Repatriation Commission [2009] FCAFC 90; (2009) 177 FCR 280.
- It
is clear that the appellant developed a duodenal ulcer during his defence
service. He sought to ascribe to symptoms reported
at that time the clinical
onset of GORD. A different finding was made. That asserted onset time was not
accepted. There is nothing
in the GORD SoP which comes into play at the point
of considering that contention. In reaching that finding, I do not consider
that
the Tribunal erred in law. It then had to address the causation
question.
- The
GORD SoP defines GORD for its purposes in a certain way. The Tribunal found
that GORD as so defined was not suffered by the
appellant until many years after
his defence service and probably not until the 1990s. That is consistent with
what was said by
the Full Court in Lees v Repatriation Commission [2002] FCAFC 398; (2002)
125 FCR 331 at 336-337. Having made that finding, the Tribunal then had to
apply the GORD SoP on the question of its relationship with the
appellant’s
defence service.
- Section
120(4) and s 120B(3) indicate that the decision that a disease is defence-caused
is to be made only if the material, to the
reasonable satisfaction of the
decision-maker, rouses a connection between the disease (as found to exist) and
some particular service
rendered and if there is a relevant SoP which upholds
the contention that the disease is, on the balance of probabilities, connected
with that service.
- The
Tribunal then, correctly in my view, considered whether any one (or more) of the
factors set out in clause 5 of the GORD SoP
related to the relevant service
rendered by the appellant.
- Contrary
to his assertion, it considered whether factor 5(b) – being obese at the
time of clinical onset of GORD – was
connected with his defence service.
It recognised that as one of the factors relied upon by the appellant: see its
reasons at [11],
[47] and [51]. Although it noted that, at one point the
appellant seemed to “abandon reliance upon the ‘being obese
factor’”, it nevertheless considered the evidence on the topic. It
was not reasonably satisfied, in terms of s 120B(3),
that the material on that
topic raised a connection between his GORD and his weight during or immediately
subsequent to his defence
service: see its reasons at [56]. Consequently, the
first of the two conjunctive requirements for connection between his GORD and
his defence service by reason of his obesity was not made out. The second of
those requirements in s 120B(3)(b) is the existence
and application of the GORD
SoP. The Tribunal described any such connection as
“impossible”.
- I
do not, therefore, consider that any error on the part of the Tribunal is shown
in its understanding of, or application of, the
GORD SoP as asserted by the
appellant.
Issue 5
- Section
119(1)(g) of the VE Act provides, that in making a decision in relation to a
claim, the decision-maker “shall act according
to substantial justice and
the substantial merits of the case, without regard to legal form and
technicalities.” Section 119(1)(h)
provides that “without limiting
the generality of the forgoing” the decision-maker shall:
take into account any difficulties that, for any reasons, lie in the way of
ascertaining the existence of any fact, matter, cause
or circumstance, including
any reason attributable to:
(i) the effects of the passage of time, including the effect of the passage of
time on the availability of witnesses; and
(ii) the absence of, or a deficiency in, relevant official records, including an
absence or deficiency resulting from the fact that
an occurrence happened during
the service of a veteran, or a member of the Defence Force... was not reported
to the appropriate authorities.
- The
function of s 119(1) is set out in Repatriation Commission v Bey
[1997] FCA 1347; (1997) 79 FCR 364 where Northrop, Sunberg, Marshall and Merkel JJ, with
Nicholson J agreeing, said at 373-4:
Section 119(1)(h) requires the Tribunal to take into account any difficulties
that lie in the way of ascertaining the existence of
any fact, matter, cause or
circumstance. The respondent's contention appears to be that in requiring a
causative link between the
arthritis and war service the Tribunal was acting
contrary to s119. For the reasons we have given, in order for the hypothesis
advanced
by the respondent to be reasonable there must be material pointing to a
connection between his disease and war service. The material
either points to a
connection or it does not. If it does not, the deficiency cannot be remedied by
resort to a procedural provision
such as s119(1)(g). The requirement to act
according to substantial justice does not displace the Tribunal's obligation to
act in
accordance with law...Paragraph (h) of s119(1) is a provision of the same
character as par(g): see the words which introduce it -
"without limiting the
generality of the foregoing". Thus, like par(g), it does not authorise the
Tribunal to depart from the meaning
of provisions of the Act as expounded by
judicial decisions. In any event, we do not regard the phrase "difficulties that
... lie
in the way of ascertaining the existence of any ... cause" as enabling
the Tribunal to ignore current medical evidence that there
is no proved
connection between arthritis and war-caused
stress.
- I
do not consider that the failure to take into account subsections 119(1)(g) or
(h) demonstrate legal error on the part of the Tribunal.
In its view, the
appellant’s evidence did not point to a connection between his GORD and
defence service, as required by the
SoP. Section 119 does not to create evidence
to establish that connection. Section 119(1)(h) ensures that any problems
of remembering
details of events are matters which are taken into account. In
this matter, the Tribunal had the relevant service records of the
appellant as
well as the clinical records and reports of his treating doctors from time to
time. It was not only entitled to have
regard to those records, but appropriate
that it should do so, in the light of the whole of the evidence. That is what
it did.
Issue 6
- In
support of this ground, the appellant filed an affidavit sworn on 21 December
2009 annexing a number of documents which he asserted
he was not permitted to
tender as evidence before the Tribunal.
- It
may be accepted that the Tribunal was obliged to accord the appellant procedural
fairness when dealing the review: Clements v Independent Indigenous Advisory
Committee [2003] FCAFC 143; (2003) 131 FCR 28 at 38-9. A denial of procedural
fairness is an error of law which may give rise to a question of law for the
purposes
of an appeal under s 44 of the AAT Act: Clements at
32. What is in dispute in the present appeal is whether the
appellant’s allegations relating to the Tribunal’s
conduct of his
appeal in this regard are made out.
- I
have reviewed the documents annexed to the appellant’s affidavit sworn on
21 December 2009. I have also reviewed the
transcript, in particular the
sections the appellant identified where (he claimed) the Tribunal refused to
accept relevant evidence
adduced by him.
- In
my view, the documents annexed to the affidavit were either received into
evidence, or are not relevant to the proceeding before
the Tribunal, or the
appellant did not at any stage seek to tender the documents:
- Exhibit KK-1, Dr
Chung’s progress notes, dated 26 April 2005 – tendered as a part of
Exhibit 8 (vol 2) and in the bundle
of documents labelled “Exhibit R7
– Folder of documents for consideration by Dr D Hetzel” at bundle
34, so it was
before the Tribunal;
- Exhibit KK-2,
the appellant’s Statement of Facts Issues and Contentions dated
1 October 2008 – apparently faxed to
the Tribunal’s Adelaide
Registry on 1 October 2008, but it is not itself evidence, and the appellant did
not at any stage seek
to tender it; the material in it is similar to his written
submissions dated 27 September 2009, 3 October 2009 and 7 October
2009; the
appellant also had the opportunity to make oral submissions which covered the
issues raised.
- Exhibit KK-3,
the appellant’s Further Statement of Facts Issues and Contentions dated 2
October 2008 with the full text of the
judgment Stevenson and Repatriation
Commission [2004] AATA 93 attached – again, this material is not
evidence, and the appellant did not seek to tender this document; again, it is
similar
to his other written and oral submissions.
- Exhibit KK-4,
the appellant’s Further Amended Reply to the respondent’s Statement
of Facts, Issues and Contentions, dated
1 November 2008, with a copy of a
Section 31 Non-Intervention – File Minute dated 18 April 2008 attached
– the file minute
was received into evidence as T-Document 13, and
otherwise it is not evidence, and the appellant did not at any stage seek to
tender
this document; again it is similar to his other written and oral
submissions.
- Exhibit KK-5,
the appellant’s Statement of Facts Issues and Contentions dated
20 November 2008, with copies of the appellant’s
Australian Army
Discharge Questionnaire and the full text of the judgment Ashenden and
Repatriation Commission [2006] AATA 1102 attached – similar
observations apply, and the only evidentiary material, namely the questionnaire
was received into evidence
as T-Document 3.
- Exhibit KK-6,
the full text of my judgment Kowalski v Repatriation Commission [2009]
FCA 153 – this is not evidence (as explained to the appellant by the
Tribunal on 8 October 2009).
- Exhibit K-7, a
letter from the appellant to Deputy Registrar Gade of the AAT dated 10 June
2009 with copies of an endoscopy report
dated 27 August 2008 including two
photographs, a histopathology report dated 27 August 2008 and Dr D
Hetzel’s medical report
dated 27 August 2008 attached – the letter
itself is not relevant evidence, and the other documents were part of the
evidence:
the endoscopy report was received into evidence as a part of Exhibit 8
(vol 1) at page 29 of part 2; the photographs were received
into evidence as
Exhibit 14 as a colour (and clearer) copy; the histopathology report was part of
Exhibit 8 (vol 1) at page 30 of
part 2; and Dr Hetzel’s report in the
same exhibit at pages 26-28.
- Exhibit KK-8, a
letter from the appellant to Deputy President Hack and Deputy Registrar Gade
dated 20 September 2009 with copies of
the discharge questionnaire referred to
above, a certificate of sickness dated 18 December 1978, excerpts from the
transcript of
the hearing on 28 November 2008 and emails sent between the
appellant and Deputy Registrar Gade dated 18 September 2009 – as
already
noted, the discharge questionnaire was received into evidence as T-Document 3;
the certificate of sickness was received into
evidence as a part of Exhibit 8
(vol 2) in the bundle of documents labelled “Exhibit R7 – Folder of
documents for consideration
by Dr D Hetzel” at bundle 18; the
excerpts from the transcript are already before the Tribunal as part of its
hearing;
the emails attached are not evidence relevant to the proceedings.
- Exhibit KK-9,
the appellant’s Reply to the Respondent’s Outline of Submissions
dated 3 October 2009 – this document
was tendered as Exhibit 5, even
though strictly speaking it is a submission and not evidence; and the documents
attached to Exhibit
KK-9 are either copies of documents that were received into
evidence, or are irrelevant correspondence, or excerpts from judgments
(which
are not evidence), or copies of the transcript of the hearing before the
Tribunal.
- Exhibit KK-10,
is an Application by the appellant dated 10 October 2009, requesting the Deputy
President to disqualify himself –
this document was before the Tribunal
and was considered by the Tribunal; the request was accompanied by a number of
attachments,
which are copies of documents received into evidence, or irrelevant
correspondence, or excerpts from judgments (which are not evidence).
- There
is therefore no basis to support the contention that the Tribunal refused to
receive into evidence admissible material to support
the appellant’s
case.
- On
the question of actual or apprehended bias, there were no matters raised by the
appellant beyond those raised at the hearing,
when the Tribunal, correctly in my
view, found that there was no basis for the Tribunal as then constituted to be
disqualified from
hearing the matter. There is nothing which indicates that the
Tribunal as then constituted approached the hearing with a state of
mind
committed to a conclusion, or that a fair minded lay observer would reasonably
apprehend that it might not bring an impartial
mind to the making of its
decision. The transcript does not reveal that the Tribunal, during the hearing,
was other than open-minded
in its approach to witnesses or other evidence or
that it in any way acted so as to indicate that it was not bringing an impartial
mind to the resolution of the issues.
CONCLUSION
- For
the reasons given, this appeal must be dismissed.
I certify that the preceding one hundred and
five (105) numbered paragraphs are a true copy of the Reasons for Judgment
herein of
the Honourable Justice Mansfield.
|
Associate:
Dated: 30 April 2010
AustLII:
Copyright Policy
|
Disclaimers
|
Privacy Policy
|
Feedback
URL: http://www.austlii.edu.au/au/cases/cth/FCA/2010/409.html