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Rahman v Secretary, Department of Education, Employment and Workplace Relations [2009] FCA 239 (18 March 2009)
Last Updated: 18 March 2009
FEDERAL COURT OF AUSTRALIA
Rahman v Secretary, Department of
Education, Employment and Workplace Relations [2009] FCA 239
PRACTICE AND PROCEDURE – application
for leave to appeal out of time – “special reasons” required
– meaning of “special
reasons” (O 52 r 15(2) of
Federal Court Rules) – allegations of actual bias against trial
judge – requirement that there be a proper basis to support such an
allegation
Administrative Decisions (Judicial Review) Act
1977 (Cth), s 5
Federal Court of Australia Act 1976 (Cth),
ss 14, 24, 25(2)(b)
Judiciary Act 1903 (Cth), s 39B,
s 78B
Social Security (Administration) Act 1999 (Cth),
s 192
Federal Court Rules, O 46 r 7A, O 52 r 15
Howard v Australian Electoral Commission
[2000] FCA 1767 applied
Inglis v Commonwealth Trading Bank of
Australia [1969] HCA 44; (1969) 119 CLR 334 applied
McGowan v Migration Agents
Registration Authority [2003] FCA 482; (2003) 129 FCR 118 cited
Parker v The Queen
[2002] FCAFC 133 applied
QAAH v Minister for Immigration and
Multicultural and Indigenous Affairs [2004] FCAFC 9 applied
Rahman v
Secretary, Department of Education, Employment and Workplace Relations
[2008] FCA 1634 cited
SCAA v Minister for Immigration and
Multicultural and Indigenous Affairs [2002] FCA 668 applied
Transport
Workers’ Union of New South Wales v Australian Industrial Relations
Commission [2008] FCAFC 26; (2008) 166 FCR 108 cited
MOHAMMAD TABIBAR RAHMAN v SECRETARY, DEPARTMENT
OF EDUCATION, EMPLOYMENT AND WORKPLACE RELATIONS
NSD 125 of
2009
FOSTER J
18 MARCH 2009
SYDNEY
|
IN THE FEDERAL COURT OF AUSTRALIA
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NEW SOUTH WALES DISTRICT REGISTRY
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MOHAMMAD TABIBAR
RAHMANApplicant
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AND:
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SECRETARY, DEPARTMENT OF EDUCATION, EMPLOYMENT
AND WORKPLACE RELATIONSRespondent
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DATE OF ORDER:
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WHERE MADE:
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THE COURT ORDERS THAT:
- The
Application be dismissed.
- The
applicant pay the respondent’s costs of and incidental to the
Application.
Note: Settlement and entry of orders is dealt with in Order 36 of
the Federal Court Rules.
The text of entered orders can be located using
Federal Law Search on the Court’s website.
IN THE FEDERAL COURT OF AUSTRALIA
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NEW SOUTH WALES DISTRICT REGISTRY
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NSD 125 of 2009
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BETWEEN:
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MOHAMMAD TABIBAR RAHMAN Applicant
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AND:
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SECRETARY, DEPARTMENT OF EDUCATION, EMPLOYMENT AND WORKPLACE
RELATIONS Respondent
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JUDGE:
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FOSTER J
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DATE:
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18 MARCH 2009
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PLACE:
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SYDNEY
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REASONS FOR JUDGMENT
THE PRESENT APPLICATION
- On
4 November 2008, Cowdroy J delivered judgment in Rahman
v Secretary, Department of Education, Employment and Workplace Relations
[2008] FCA 1634. On that day, his Honour dismissed Mr Rahman’s
application with costs. On the same day, his Honour delivered his reasons
for
making those orders. The proceedings before his Honour concerned an application
for Austudy payments made by the applicant which
was rejected by a delegate of
the respondent on the ground that the value of the applicant’s net assets
exceeded the upper
limit for the value of assets allowable under the relevant
legislation.
- The
time within which the applicant might have appealed from his Honour’s
decision expired on 25 November 2008.
- The
applicant did not file any Notice of Appeal by 25 November 2008.
- On
16 February 2009, the applicant filed an Application for Extension of Time
to File and Serve a Notice of Appeal in order
to enable him to appeal from the
decision of Cowdroy J made on 4 November 2008 (the present
application). That is the application with which I am presently dealing.
- Par 4
of that Application is in the following terms:
- (Statement
indicating whether the applicant wishes to have application dealt with without
an oral hearing.)
The applicant’s Appeal ‘for Leave to whole Appeal application’
– must be dealt with “Oral Hearing”
to defend and established
the legitimacy of the challenge for the unlawful and wrong decisions made by Hon
Cowdroy J, on 4 November
2008, which emanated from discrimination and of
ignorance of Constitutional interpretations of what constitutes
“Courts”
under Commonwealth of Australian Constitution Act:
“Chapter 111 Courts – and not Tribunals as Courts” as Cowdroy
J and Dale Watson, Solicitor, perceived and
with perverse Case Reference, with
no evidences of orders as mentioned in the Grounds of Applications to void the
Respondent’s
wrong and false instruments of claims and to validate the
applicant’s legitimate claims with the relevant
enactments.
Pursuant to Order 52 Rules 2Ac – Summary of Argument, the applicant has
submitted defence precisely with legal arguments exemplifying
Cowdroy J,
decisions are of unlawful, wrong being of without receiving evidence,
determining questions of facts, to take into accounts
the valid Acts, without
proof, perverse of Case References and such failure to deal properly with facts
will amount legal error and
must be challenge under enactments to
uphold-justice.
- I
have quoted par 4 in full.
- As
is clear from par 4 of his Application, the applicant sought an oral
hearing of the present application. That hearing took
place on Monday last
(16 March 2009). At the conclusion of the hearing, I reserved my decision
until 9.15 am today.
- The
affidavit sworn by the applicant on 16 February 2009 in support of the
present application is expressed in language which
is difficult to follow,
confusing and somewhat rambling. In some respects, the affidavit contains
scandalous material.
- Doing
the best I can to understand the contents of that affidavit, the applicant seems
to be making the following assertions, namely
that:
(a) The
applicant was not present in Court on 4 November 2008 when his Honour
delivered his decision and his reasons therefor.
The contention of the
applicant is that, notwithstanding the fact that he was present during the
entire hearing which took place
on that day and was given every opportunity to
present his case, he left the courtroom before his Honour delivered his reasons
for
judgment but after argument had concluded. The applicant says that he did
this because his Honour had informed him that his Honour
intended to reserve his
decision. The applicant says that he was not made aware of his Honour’s
decision until some time later.
These matters seem to be relied upon by the
applicant as some explanation for his not filing his Notice of Appeal by
25 November
2008 rather than as a substantive ground of appeal;
(b) It was not until 14 November 2008 that the applicant received a copy
of his Honour’s reasons for judgment;
(c) On 14 December 2008 the applicant attempted to file a Notice of
Appeal at the Sydney Registry of the Court. That document
was not accepted for
filing on 14 December 2008 because the time within which the applicant
might appeal from his Honour’s
decision had by then expired;
(d) On 17 December 2008 the applicant attempted to file a Notice of
Motion. There is no evidence before me as to the subject
matter of that Notice
of Motion;
(e) On 19 December 2008 the applicant was informed that a Registrar of
this Court had refused to accept his Notice of Motion
(presumably in the
exercise of the power reposed in Registrars of this Court by O 46 r 7A
of the Federal Court Rules);
(f) Thereafter the applicant attempted to overturn the Registrar’s
order rejecting his Notice of Motion by seeking a review
of her decision
pursuant to the Administrative Decisions (Judicial Review) Act 1977 (Cth)
(the ADJR Act); and
(g) The applicant’s proceedings seeking a review of the
Registrar’s decision to reject his Notice of Motion were dismissed
by
Tamberlin J on 6 February 2009.
- The
facts noted in subpars (b) to (g) of [9] above are not disputed for the
purposes of the present application. However, the
position in respect of the
facts referred to in subpar (a) of [9] above is somewhat different. I was
informed from the bar
table by the solicitor for the respondent
that:
(a) The hearing before Cowdroy J had concluded by about
11.30 am on 4 November 2008;
(b) At the conclusion of that hearing, his Honour announced that he would
reserve his decision to 2.15 pm on that day (4 November
2008) at which
time he proposed to give his decision and announce his reasons orally; and
(c) His Honour then also informed the applicant that he need not wait until
2.15 pm if he did not wish to do so and that, once
the oral reasons of his
Honour were finalised and engrossed, a copy of the engrossed version of those
reasons would be sent by mail
to the applicant.
- The
applicant did not challenge this account of what occurred on 4 November
2008.
- I
accept that account of those events.
- With
the exception of the facts noted in [9] above, the applicant’s affidavit
contains no explanation for his failure to file
a Notice of Appeal by
25 November 2008.
- His
delay in bringing the present application in the period after mid-December 2008
has not really been explained either.
- I
infer that the applicant attempted to take steps to challenge the judgment of
Cowdroy J given on 4 November 2008 when
he lodged his Notice of Motion
with the Registry on 17 December 2008. However, he became distracted from
the task of challenging
that judgment when he sought judicial review of the
Registrar’s decision not to accept his Notice of Motion.
- He
did not file the present application until 16 February 2009.
- Later
in these Reasons, I will deal with the draft Notice of Appeal annexed to the
applicant’s affidavit.
- As
a threshold matter, the applicant submitted that the present application
involves a matter arising under the Constitution or involving its
interpretation and that therefore notices under s 78B of the Judiciary
Act 1903 (Cth) (the Judiciary Act) must be given to the
Attorney-General of each of the States. The applicant informed me that he had
already given such notices and
that he was awaiting responses from the
Attorneys-General of the States. He then submitted that, because such notices
were required
to be given, I was not permitted to proceed to hear the present
application until all of the State Attorneys-General had responded
to the
notices served by him or, alternatively, until a reasonable time had elapsed for
those Attorneys-General to respond to the
notices which he had given.
- I
did not agree with these submissions. I rejected them on Monday last. I will
now explain my reasons for that decision.
THE SECTION 78B NOTICES
- The
applicant submitted that his application involved a matter arising under the
Constitution or involved the interpretation of the Constitution.
He further submitted that, for this reason, the provisions of s 78B of the
Judiciary Act were engaged so that notices under that section were required to
be sent to the Attorneys-General of the States. No notice would
be required to
be sent to the Commonwealth Attorney-General because the Commonwealth was, in
effect, a party to the action (see s 78B(3)(b) and Inglis
v Commonwealth Trading Bank of Australia [1969] HCA 44; (1969) 119 CLR 334).
- As
mentioned in [18] above, the applicant informed me that he had already sent
notices pursuant to s 78B of the Judiciary Act to the relevant
Attorneys-General. A copy of the form of Notice sent by the applicant appears
to have been filed in this Court.
- The
fact that the applicant has already sent a form of notice does not pre-empt
proper consideration by me of the question whether
s 78B has truly been
engaged in the present case.
- In
my view, no constitutional matter is involved in the present case.
Section 78B of the Judiciary Act is not engaged. No notices pursuant to
that section ought to have been given by the applicant. No such notices are
required to
be given.
- At
the time that I made the ruling to which I have referred at [19] above, I
indicated to the parties that I would publish my reasons
for that ruling as part
of these Reasons for Judgment.
- Section
78B of the Judiciary Act is in the following terms:
78B Notice to Attorneys-General
(1) Where a cause pending in a federal court including the High Court or in a
court of a State or Territory involves a matter arising
under the Constitution
or involving its interpretation, it is the duty of the court not to proceed in
the cause unless and until the court is satisfied
that notice of the cause,
specifying the nature of the matter has been given to the Attorneys-General of
the Commonwealth and of
the States, and a reasonable time has elapsed since the
giving of the notice for consideration by the Attorneys-General, of the question
of intervention in the proceedings or removal of the cause to the High
Court.
(2) For the purposes of subsection (1), a court in which a cause referred to in
that subsection is pending:
(a) may adjourn the proceedings in the cause for such time as it thinks
necessary and may make such order as to costs in relation
to such an adjournment
as it thinks fit;
(b) may direct a party to give notice in accordance with that subsection;
and
(c) may continue to hear evidence and argument concerning matters severable from
any matter arising under the Constitution or involving its interpretation.
(3) For the purposes of subsection (1), a notice in respect of a cause:
(a) shall be taken to have been given to an Attorney-General if steps have been
taken that, in the opinion of the court, could reasonably
be expected to cause
the matters to be notified to be brought to the attention of that
Attorney-General; and
(b) is not required to be given to the Attorney-General of the Commonwealth if
he or she or the Commonwealth is a party to the cause
and is not required to be
given to the Attorney-General of a State if he or she or the State is a party to
the cause.
(4) The Attorney-General may authorize the payment by the Commonwealth to a
party of an amount in respect of costs arising out of
the adjournment of a cause
by reason of this section.
(5) Nothing in subsection (1) prevents a court from proceeding without delay to
hear and determine proceedings, so far as they relate
to the grant of urgent
relief of an interlocutory nature, where the court thinks it necessary in the
interests of justice to do so.
- In
a document dated 8 March 2009 and filed with the Court on 9 March
2009, the applicant attempted to identify several
constitutional matters which
he contended necessitated the issuing of s 78B notices.
- This
document is difficult to understand. It seems to me that the applicant sought
to raise the following matters as matters arising
under the Constitution
or involving its interpretation, namely:
(a) The appellate
jurisdiction in respect of an appeal from the judgment of a single judge of this
Court must be exercised by a Full
Court. A Full Court, in this context, means a
bench comprising three or more judges (s 14 of the Federal Court of
Australia Act 1976 (Cth) (the Federal Court Act)). The present
application, in substance, being ancillary to or part of the exercise of the
Court’s appellate jurisdiction,
cannot be heard by a single judge but must
be heard by a Full Court. The last proposition is somehow guaranteed by the
Constitution; and
(b) The present application raises the validity of O 46 r 7A of the
Federal Court Rules. The applicant submitted that, when a Registrar of
this Court declined to accept his Notice of Motion lodged with the Registry of
the Court on 17 December 2008, that Registrar was impermissibly purporting
to exercise the judicial power of the Commonwealth
and did so by relying upon
Or 46 r 7A.
- On
13 March 2009, the applicant filed Written Submissions in support of his
contention that s 78B of the Judiciary Act was engaged in the present case.
In those submissions, the applicant advanced an additional contention that the
Social Security Appeals
Tribunal and the Administrative Appeals Tribunal
“have no authority for judicial reviews” and thus that he had
a right to bring and have determined the application which
Cowdroy J had dismissed. The applicant further contended that the right
which
he had to invoke judicial review of the respondent’s adverse
decision concerning his Austudy claim included an entitlement
to have his
application heard and determined after a full hearing of his claims. He
submitted that his application could not be
rejected summarily on discretionary
grounds. A summary rejection of his application on discretionary grounds was
said to be unconstitutional.
- I
did not detect any additional arguments advanced by the applicant in relation to
s 78B during oral submissions.
- The
matter noted at subpar (a) of [27] above is not, in my view, a matter which
is covered by s 78B of the Judiciary Act. There is nothing in the
Constitution or the Judiciary Act governing the way in which this Court
should exercise its appellate jurisdiction. That subject matter is dealt with
by Pt III, Div 2 of the Federal Court Act (especially s 24 and
s 25). Section 25(2)(b) is in the following terms:
25 Exercise of appellate jurisdiction
...
(2) Applications:
...
(b) for an extension of time within which to institute an appeal to the
Court; or
...
may be heard and determined by a single Judge or by a Full Court.
- My
power to deal with the present application derives from that subsection. The
points raised by the applicant involve only the
interpretation of the Federal
Court Act. He did not argue that s 25(2)(b) of the Federal Court Act was
invalid for some constitutional
reason.
- The
matter noted at subpar (b) of [27] above does not arise in the present
application. At most, the only possible relevance
which this matter could have
to the present application is in relation to the question of delay and in
relation to the applicant’s
explanation for that delay. The applicant
does not challenge the Registrar’s decision of 18 December 2008 in
these proceedings.
He has already done that in separate proceedings and
failed.
- The
final matter raised by the applicant which I have noted at [27] above does not
involve any relevant constitutional question.
Whilst he may have a right to
seek judicial review of a decision of the type made by the respondent in the
present case, that right
does not extend so far as to exclude the exercise of a
judicial discretion to decline relief summarily in appropriate circumstances
(for example, for the reasons determined by Cowdroy J in the present
case).
- For
these reasons, I do not think that the present matter involves a matter arising
under the Constitution or involves the interpretation of the
Constitution. There was and is no warrant for s 78B notices to be
issued.
THE DECISION OF COWDROY J
- Before
Cowdroy J, the applicant sought judicial review pursuant to s 5 of the
ADJR Act and s 39B of the Judiciary Act of a decision made by Centrelink
(an operational arm of the respondent) on 27 March 2008 to reject his
application to receive
payments under the Austudy scheme. Reasons for that
decision were provided by the respondent to the applicant in a letter dated
4 April 2008 sent by the respondent to the applicant.
- Centrelink
had rejected the applicant’s claim for Austudy because the total value of
his assessed assets exceeded the assets
value limit prescribed for Austudy under
the relevant legislative provisions.
- In
Rahman [2008] FCA 1634 at [5], his Honour said:
- The
applicant has provided written submissions to the Court which, together with his
application, raise numerous matters. The applicant
claims that an
‘unlawful act, transgress and abuse of power’ has occurred;
that the rules of natural justice have been breached; that the respondent made
the decision of 27 March 2008
‘based on forgery and false
instruments’ relating to the applicant’s financial assets; and
that the decision of 27 March 2008 ‘involves an error of law and must
be void as the determination was affected by into [sic] corroboration of false
instruments’ relating to the financial assets of the applicant. The
applicant also submits that the respondent’s decision constitutes
an
attempt to disadvantage the applicant’s Austudy claim ‘by making
a statement known to be false or misleading “in a material
particular” or made with reckless disregard as to
whether it
is’.
- At
[11] of his Honour’s reasons his Honour held:
- Under
the Social Security (Administration) Act 1999 (Cth) (‘the Social
Security Act’) the applicant has the option of seeking review by an
Authorised Review Officer: see
ss 129 and 135. If the review proves to be
unfavourable to the applicant, he is entitled to appeal to the Social Security
Appeals
Tribunal: see s 142 of the Social Security Act. From that tribunal the
applicant is entitled to seek review in the Administrative
Appeals Tribunal: see
s 179 of the Social Security Act.
- After
reviewing the authorities of McGowan v Migration Agents Registration
Authority [2003] FCA 482; (2003) 129 FCR 118 and Transport Workers’ Union of New
South Wales v Australian Industrial Relations Commission [2008] FCAFC 26; (2008) 166 FCR
108, his Honour declined to entertain the applicant’s Application and
dismissed it summarily on discretionary grounds. His Honour
did so in the
exercise of this Court’s undoubted discretion to decline to entertain such
an application in circumstances where
there were ample alternative avenues
available to the applicant for a full merits review of the respondent’s
decision to reject
his claim for Austudy and where the applicant had not yet
pursued any of those avenues.
THE APPLICANT’S DRAFT NOTICE OF APPEAL
- This
document is also poorly expressed. It contains many irrelevant references and
assertions.
- Doing
the best I can to understand the document, the applicant seems to want to
agitate five grounds of appeal, namely that:
(a) His Honour’s
discretion miscarried because his Honour misunderstood and misapplied the
principles articulated in McGowan [2003] FCA 482; 129 FCR 118 and in Transport
Workers’ Union of New South Wales [2008] FCAFC 26; 166 FCR 108;
(b) The decision to reject his claim for Austudy was not made by the
Secretary of the Department personally, as was required by the
relevant
legislative provisions;
(c) The respondent had no power to investigate the applicant’s claim
for Austudy or to gather information from third party sources
in respect of that
claim;
(d) His Honour erred in failing to require the respondent to answer more
fully than it had a subpoena issued by the applicant; and
(e) His Honour was actually biased against the applicant.
- As
to the allegation of actual bias, it seems that the applicant wishes to contend
that:
(a) His Honour decided to find against the applicant because
the applicant was not of the same social class or race as his Honour.
By making
this allegation, the applicant is suggesting that, at least to some extent, his
Honour was prejudiced against the applicant
by reason of the applicant’s
race;
(b) His Honour did not even attempt to consider the applicant’s case
according to law (his Honour’s decision, according
to the applicant, being
a “sham and derision”); and
(c) His Honour was improperly influenced by some extraneous (but
unidentified) factor or circumstance when making the decision which
he did.
- These
are very serious allegations indeed, especially when made (as here) against a
sitting judge.
- In
oral submissions made in support of the present application, the applicant gave
inconsistent responses to direct questions from
me designed to ascertain whether
the discrimination allegations referred to in subpar (e) of [41] above and
subpar (a)
of [42] above would be pressed.
- In
the circumstances, I must assume that those allegations will be pressed if the
applicant is successful in the present application.
- As
oral argument progressed, the applicant informed me that he wished to add to the
allegations of bias already notified in his draft
Notice of Appeal by raising
the following additional grounds, namely, that:
(a) His Honour was
biased against him because:
(i) He (the applicant) was representing himself and was not a qualified
lawyer; and
(ii) His Honour favoured the solicitor who represented the respondent before
his Honour because his Honour knew that solicitor; and
(b) His Honour did not give any or any proper consideration to the
applicant’s arguments.
- On
the material before me, there is no prospect that any of these allegations would
be made out at the hearing of any appeal.
- I
will return to these allegations later in these
Reasons.
THE RELEVANT PRINCIPLES
- The
decision of Cowdroy J was a final decision which determined the application
before his Honour.
- Accordingly,
the applicant had a right to appeal from that decision provided that he did so
within the time limited by the Federal Court Rules for such an
appeal.
- Order 52
r 15 of the Federal Court Rules is in the following
terms:
Time for filing and serving notice of appeal
15(1) The notice of appeal shall be filed and served:
(a) within 21 days after:
(i) the date when the judgment appealed from was pronounced;
(ii) the date when leave to appeal was granted; or
(iii) any later date fixed for that purpose by the court appealed from; or
(b) within such further time as is allowed by the Court or a Judge upon
application made by motion upon notice filed within the period
of 21 days
referred to in the last preceding paragraph.
(2) Notwithstanding anything in the preceding subrule, the Court or a Judge for
special reasons may at any time give leave to file
and serve a notice of
appeal.
(3) An application for leave under subrule (2) must:
(a) be in accordance with Form 54A; and
(b) include a statement indicating whether the applicant wishes to have the
application dealt with without an oral hearing; and
(c) be accompanied by an affidavit setting out:
(i) the nature of the matter; and
(ii) the factual and legal issues in dispute; and
(iii) the reasons why leave should be given.
(4) If a respondent objects to an application being dealt with without an oral
hearing, the respondent must:
(a) file a notice to this effect; and
(b) serve a copy of the notice on each other party to the
application.
- It
is clear that the applicant did not file a Notice of Appeal within the time
limited for an appeal from Cowdroy J’s
decision viz by
25 November 2008.
- Accordingly,
the applicant must satisfy the test for leave to file and serve a Notice of
Appeal out of time embodied in O 52
r 15(2) of the Federal Court
Rules. That subsection requires that “special reasons”
must exist which justify the grant of such leave.
- In
Parker v The Queen [2002] FCAFC 133, at [6] in the reasons of the
Court, a Full Court of this Court said:
- In
the civil jurisdiction, Wilcox J discussed at some length the matters which, in
his opinion, were deserving of consideration when
considering an application for
leave to extend the time within which to file a notice of appeal: see Hunter
Valley Developments Pty Ltd v Cohen (1984) 3 FCR 344, a decision under the
Administrative Decisions (Judicial Review) Act 1977 (Cth). The matters
which attracted his Honour’s attention were set out at 348-349:
- applications
for an extension of time are not to be granted unless it is proper to do so; the
legislated time limits are not to be
ignored. The applicant must show an
“acceptable explanation for the delay”; it must be “fair and
equitable in
the circumstances” to extend time;
- action
taken by the applicant, other than by way of making an application for review,
is relevant to the consideration of the question
whether an acceptable
explanation for the delay has been furnished;
- any
prejudice to the respondent in defending the proceedings that is caused by the
delay is a material factor militating against the
grant of an extension;
- however,
the mere absence of prejudice is not enough to justify the grant of an
extension; and
- the
merits of the substantial application are to be taken into account in
considering whether an extension of time should be granted.
- In
the same case, their Honours reviewed a number of other authorities which
explained the basis upon which the Court will exercise
its discretion to extend
time for a litigant to appeal from a judgment of a single judge of the Court.
Their Honours made clear
that the overriding consideration is the interests of
justice.
- The
prima facie strength of the proposed appeal needs to be considered.
- There
must also be an acceptable explanation for the delay (QAAH v Minister
for Immigration and Multicultural and Indigenous Affairs [2004] FCAFC 9 at
[7]).
- Even
where special reasons can be identified, the Court has a discretion to grant or
refuse to grant the extension of time sought
(per Branson J in Howard
v Australian Electoral Commission [2000] FCA 1767 at [7]. In Howard
[2000] FCA 1767 at [7], Branson J also said:
Factors to be taken into account in the exercise of the discretion include the
importance of the question sought to be raised by
the proposed appeal, the
bona fides of the proposed appeal and the prima facie strength of the
proposed ground of appeal (Jess v Scott at 188).
CONSIDERATION
- The
applicant has not complied with O 52 r 15(3) of the Federal Court
Rules. The affidavit sworn by him and filed in support of the present
application does not address the matters required to be addressed
by
subrules (3)(c)(i) to (iii) of O 52 r 15. This non-compliance
is a matter of substance not merely a matter of
form. There are good reasons
why the Court needs evidence going to the matters referred to in that
subsection. Generally speaking,
the Court should insist upon such evidence
being tendered at the hearing of applications of this sort.
- There
are suggestions in the affidavit filed by the applicant in support of the
present application that, at least from 17 December
2008, he was
endeavouring to make an application for leave to file a Notice of Appeal out of
time but was having difficulty ascertaining
precisely how to do this. It must
be remembered that he did not make an appropriate application until the middle
of February 2009.
- The
evidence which might support such a conclusion is somewhat scant. In my view,
it falls short of what would be required to make
good such a contention.
- As
I have already observed there is no explanation or no satisfactory or sufficient
explanation for the delay between 25 November
2008 and 14 December
2008. It must also be remembered that the applicant chose to absent himself
from Court at 2.15 pm
on 4 November 2008 when Cowdroy J delivered
his oral judgment. If the applicant had attended Court on that occasion, he
would have known then and there that his application had been dismissed by his
Honour and would also have been apprised of the reasons
given by his Honour for
the orders which he then made. The applicant’s failure to attend at Court
on that occasion contributed
to his failure to lodge his Notice of Appeal within
time.
- However,
I will assume, for the moment, in favour of the applicant that, at all times
since 14 December 2008, he has been genuinely
and diligently trying to make
application to the Court for leave to file a Notice of Appeal from the judgment
of Cowdroy J out
of time. He did not, in fact, file the necessary
application until 16 February 2009. I will make the assumption to which I
have referred in order to give full consideration to the remaining factors
referred to in Parker [2002] FCAFC 133 and to the interests of justice
in the present case.
- The
delay might not weigh heavily against the applicant in the present case if the
applicant were able to persuade me that his appeal
had some prospect of success
and that, to deny him his right of appeal, would be to cause him serious
injustice.
- For
the moment, I will also assume that the delay referred to has been
satisfactorily explained or, alternatively, is not of such
duration as to weigh
heavily in the balance against the grant of the leave sought.
- I
will now consider the strength of the appeal foreshadowed in the draft Notice of
Appeal attached to the applicant’s affidavit.
- I
have noted at [41], [42] and [46] above the grounds of appeal which I have been
able to distil from that draft Notice of Appeal
and the additional matters
raised by the applicant in oral argument.
- The
first of these grounds involves the contention that his Honour’s
discretion miscarried when his Honour declined to entertain
fully the
applicant’s application for judicial review.
- I
think that his Honour correctly encapsulated the principles from McGowan
[2003] FCA 482; 129 FCR 118 and Transport Workers’ Union of New South Wales [2008] FCAFC 26; 166
FCR 108 and that it was plainly open to his Honour to exercise his discretion in
the manner in which he did. Unless it could be established
that his Honour
applied the wrong principles or invoked the correct principles but applied them
in an obviously incorrect way, his
Honour’s exercise of discretion could
not be overturned on appeal. The decision which his Honour made was clearly
open to
him especially as the gravamen of the applicant’s complaint
against the respondent concerned the valuation of his assets made
by the
respondent. This was a matter apt for merits review. His Honour correctly
identified the merits review pathways open to
the applicant. Further, the
approach which his Honour took was advocated to his Honour by the respondent
both in the written submissions
made on behalf of the respondent to his Honour
and in oral submissions made during the hearing which took place before his
Honour.
Notice of that approach was fairly given to the applicant. For these
reasons, in this case, the applicant has failed to demonstrate
that he has any
prospect of establishing that Cowdroy J committed error of the relevant
kind. This ground is hopeless.
- As
to the second ground of appeal (the contention that the decision under review
before his Honour had not, in fact, been made by
the Secretary of the relevant
Department), given the approach which his Honour took to the application before
him, his Honour was
not called upon to decide this point and did not do so. His
Honour was either right or wrong in the approach which he took. At
[69] above,
I have held that his Honour’s decision was based upon a correct
appreciation of the relevant principles and would
not be disturbed on appeal. A
consideration of the point now raised formed no part of his Honour’s
reasoning. If, contrary
to these views, it is necessary to consider this ground
of appeal for the purposes of the present application, I will now do so.
- The
relevant decision was made by a delegate of the respondent and not by the
respondent personally. As far as I can tell, the applicant
tendered no evidence
before his Honour that would support a submission that the person who actually
made the relevant decision did
not have the power to do so. In order for such a
contention to have succeeded, the applicant would need to have proven that the
relevant decision maker had no authority to make the decision which he or she
made. There is no evidence at all to suggest that
this was the case. Nor is
there any substance in the applicant’s contention that the relevant
decision had to be made by the
respondent personally and, therefore, that the
power to make that decision in the present case could not be validly delegated.
- As
to the third ground of appeal (no power in the respondent to investigate the
applicant’s claim), I do not think that this
contention can possibly
succeed. Section 192 of the Social Security (Administration) Act
1999 (Cth) gives ample power to the respondent to gather information for the
purpose of considering whether a person who has made a claim
for a social
security payment is or was qualified for the payment. Further, the respondent
is required to assess a claim for a social
security payment and is not bound to
accept such a claim on its face as being valid without investigation. This
ground cannot be
sustained.
- As
to the fourth ground (the subpoena ground), it is very difficult to understand
the applicant’s complaint in relation to
the subpoena issued by him. The
applicant did issue a subpoena to the respondent. Technical objections were
taken to it. Nonetheless,
at a listing which took place before 4 November
2008, the respondent did his best to produce the documents called for by the
subpoena. No further call under the subpoena was made during the hearing before
Cowdroy J. No application was made to Cowdroy J
in respect of the
production provided by the respondent in answer to the subpoena. There is no
substance in this ground.
- As
to the final ground of appeal (actual bias), I am not prepared to regard that
ground as having any substance whatsoever in the
absence of some evidence
tending to support the various assertions of bias made by the applicant. The
assertions which underpin
this broad ground of appeal constitute very serious
allegations against a judge of this Court. They must be distinctly made and,
even at this early stage, must be demonstrated to have some proper basis both in
fact and in law. Such allegations ought not be
made in a Notice of Appeal or in
a draft Notice of Appeal as bare assertions unsupported by any evidence
whatsoever.
- In
SCAA v Minister for Immigration and Multicultural and Indigenous
Affairs [2002] FCA 668, after reviewing a number of relevant authorities,
von Doussa J said (at [38]):
In my opinion it will be a rare and exceptional case where actual bias can be
demonstrated solely from the published reasons for
decision. Reasons for
decision reflect conclusions reached at the end of the decision making process,
and if the decision is against
the party complaining, the expression of adverse
findings on credit and fact are an inevitable part of the expression of the
reasons.
The mere fact of adverse findings at the end of the matter give rise to
no inference as to the state of mind of the decision maker
before and whilst the
matter was under consideration, nor of prejudgment of the issues that fell for
decision. Even where it is possible
to show that the adverse findings or some of
them are contrary to the evidence or unreasonable, or that the reasoning process
is
hopelessly flawed, that without more is unlikely to demonstrate that the
decision maker had embarked on the case with a closed mind,
not open to
persuasion. However, where the party alleging actual bias can point not only to
an adverse judgment containing demonstrable
error but also to conduct by the
decision maker antithetical to that party's interests such as a hostile attitude
throughout the
hearing (Sun Zhan Qui at 135 referring to Gooliah v
Minister of Citizenship and Immigration (1967) 63 DLR (2d) 224), or a
failure to enquire into and to obtain readily available and important
information relating to central matters for determination
(Sun Zhan Qui,
and SBAN v Minister for Immigration & Multicultural & Indigenous
Affairs [2002] FCA 591 at [26] - [27]) an inference of actual bias by
prejudgment might then be more readily drawn. But even then the circumstances
are likely to
be rare and exceptional that the combination of factors and
circumstances will clearly prove actual bias.
- I
well appreciate that I am not presently dealing with an appeal from the judgment
of Cowdroy J. I have under consideration
the grant of an indulgence to the
applicant, ie whether he should be permitted to file a Notice of Appeal out of
time. A factor
in my consideration of the present application, however, is the
strength of the proposed appeal. In my view, in considering that
aspect of the
matter for the purposes of the present application, if allegations of this
nature are to be made, I am entitled and,
indeed, obliged, to require much more
from the applicant than mere assertions made by him unsupported by any
evidentiary material.
- In
an application such as the present application, the Court will require
admissible and probative evidence in support of such serious
allegations before
it will regard those allegations as having any substance at all.
- The
nature and extent of that evidence will depend upon all of the circumstances of
the case, including the seriousness of the allegations;
the identity of the
person against whom they are made; the circumstances in which they are made; and
the time at which they are made.
- There
is no evidence before me which would support the allegations of bias sought to
be made by the applicant in the present case.
In my view, no weight should be
given to the bald assertion made by the applicant that his Honour was biased
against him. This
is particularly so when one of the reasons for this alleged
actual bias is said to be racial prejudice. This Court should not permit
allegations of that kind to be bandied about unless, even at this early stage,
some proper basis for them is established to the satisfaction
of the Court.
- In
those circumstances, I do not think that the grounds of appeal foreshadowed in
the draft Notice of Appeal have any prospects of
success. To allow a Notice of
Appeal to be filed in the form of the applicant’s draft Notice of Appeal,
would be to do no
more than to allow unsubstantiated, unsupported and scandalous
allegations to be made against a judge of this Court. I am not prepared
to give
the applicant free rein to conduct litigation in this way.
- In
my view, no “special reasons” exist for the grant of leave
sought in this case. The delay in filing the Notice of Appeal has not been
satisfactorily explained;
the requirements of the Rules of Court have been
ignored; and there is no substance in the appeal in any event. The interests of
justice are served by refusing the leave sought by the applicant.
- I
propose to dismiss the Application with costs.
- I
make the following orders:
- Order
that the Application be dismissed.
- Order
that the applicant pay the respondent’s costs of and incidental to the
Application.
I certify that the preceding eighty-three (83)
numbered paragraphs are a true copy of the Reasons for Judgment herein of the
Honourable
Justice Foster.
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Associate:
Dated: 18 March 2009
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The
Applicant appeared in person
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|
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Solicitor for the Respondent:
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Ms DJ Watson of Australian Government Solicitor
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URL: http://www.austlii.edu.au/au/cases/cth/FCA/2009/239.html