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Federal Court of Australia |
Last Updated: 9 March 2006
FEDERAL COURT OF AUSTRALIA
SZEYH v
Minister for Immigration and Multicultural and Indigenous Affairs
[2006] FCA 93
MIGRATION – procedural fairness
– failure of appellant to attend Tribunal hearing – appellant
asserts error by migration
agent - real and meaningful invitation – duty
of Tribunal to investigate – no obligation on Tribunal to make case for
appellant
Migration Act 1958 (Cth) – ss 425 and 427
Abebe v The Commonwealth [1999] HCA 14; (1999) 197 CLR 510 referred
to
Al-Mehdawi v Secretary of State for the Home Department [1990] 1 AC
876 referred to
Applicant NAHF of 2002 v Minister for Immigration and
Multicultural and Indigenous Affairs [2003] FCA 140; (2003) 128 FCR 359 discussed
B41
of 2003 in the matter of an application for a writ of mandamus
prohibition and certiorari v Refugee Review Tribunal (2004) FCA 30 referred
to
Barrett v Minister for Immigration, Local Government and Ethnic Affairs
(1989) 18 ALD 129 cited
Hot Holdings Pty Limited v Creasy [2002] HCA 51; (2002)
210 CLR 438 referred to
Kioa v West [1985] HCA 81; (1985) 159 CLR 550 referred
to
Minister for Immigration and Multicultural and Indigenous Affairs v
SGLB [2004] HCA 32; (2004) 207 ALR 12 cited
Minister for Immigration and
Multicultural and Indigenous Affairs v SCAR [2003] FCAFC 126; (2003) 128 FCR 553
discussed
NADK of 2002 v Minister for Immigration and Multicultural
and Indigenous Affairs [2002] FCAFC 184 referred to
NALQ v Minister
for Immigration and Multicultural and Indigenous Affairs [2004] FCAFC 121
referred to
O’Sullivan v Repatriation Commission [2003] FCA 387; (2004)
74 ALD 407 referred to
Prasad v Minister for Immigration and Ethnic
Affairs (1985) 6 FCR 155 referred to
R v Criminal Injuries
Compensation Board; Ex parte A [1999] UKHL 21; [1999] 2 AC 330 referred to
Re Minister
for Immigration and Multicultural Affairs; Ex parte Miah [2001] HCA 22; (2001) 206 CLR 57
referred to
Re Minister for Immigration and Multicultural and Indigenous
Affairs; Ex parte S134/2002 [2003] HCA 1; (2003) 211 CLR 441 cited
S58 of 2003 v
Minister for Immigration and Multicultural and Indigenous Affairs [2004]
FCAFC 283 referred to
SBA Foods Pty Limited v Victorian WorkCover
Authority & Anor [2001] VSC 276 cited
Stefanovski v County Court
of Victoria & Anor [2000] VSC 417 cited
STKB v Minister for
Immigration and Multicultural and Indigenous Affairs [2004] FCA 546 referred
to
STKB v Minister for Immigration and Multicultural and Indigenous
Affairs [2001] FCAFC 251 cited
SZBCS v Minister for Immigration
and Multicultural and Indigenous Affairs [2005] FCA 1457 referred
to
VNAA v Minister for Immigration and Multicultural and
Indigenous Affairs [2004] FCAFC 134; (2004) 136 FCR 407 referred to
WACO v Minister for
Immigration and Multicultural and Indigenous Affairs [2003] FCAFC 171; (2003) 131 FCR 511
relied
upon
SZEYH
AND SZEYI v MINISTER FOR IMMIGRATION & MULTICULTURAL & INDIGENOUS
AFFAIRS AND REFUGEE REVIEW TRIBUNAL
NSD 1795 of
2005
JACOBSON J
SYDNEY
9 MARCH
2006
On appeal from a decision of Federal
Magistrate Emmett
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BETWEEN:
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SZEYH
FIRST APPELLANT SZEYI SECOND APPELLANT |
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AND:
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MINISTER FOR IMMIGRATION AND
MULTICULTURAL AND INDIGENOUS AFFAIRS FIRST RESPONDENT REFUGEE REVIEW TRIBUNAL SECOND RESPONDENT |
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DATE OF ORDER:
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WHERE MADE:
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THE COURT ORDERS THAT:
1. The appeal be dismissed.
2. The appellants pay the first respondent’s costs in the proceedings.
Note: Settlement
and entry of orders is dealt with in Order 36 of the Federal Court
Rules.
On appeal from a decision of Federal Magistrate
Emmett
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AND:
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REASONS FOR JUDGMENT
Introduction
1 This is an appeal from a decision of Federal Magistrate Emmett, given on 12 September 2005, dismissing an application for review of a decision of the Refugee Review Tribunal ("the RRT") handed down on 29 June 2004. The RRT affirmed a decision of a delegate of the Minister not to grant the appellants protection visas.
The decision of the RRT
2 The appellants are citizens of India. They are husband and wife but only the husband made specific claims under the Convention. I will refer to the husband as the appellant.
3 In its reasons for decision, the RRT observed at page 6 that the appellant had made a number of serious assertions about his experiences in India. The RRT noted that these claims included an assault in 1992 from which the appellant sustained severe injuries. The claims also included many years of serious threats. The appellant claimed that he was singled out because of his long standing activist role within the Bharatiya Janata Party ("the BJP").
4 On 10 November 2003, the RRT wrote to the appellant informing him that it had considered the material before it in relation to his application but that it was "unable to make a decision in your favour on this information alone". The RRT invited the appellant to attend a hearing on 19 January 2004 to give oral evidence and present arguments in support of his claim.
5 On or about 14 January 2004, the appellant responded to the hearing invitation and informed the RRT that he did not wish to attend a hearing.
6 The RRT’s reasons for affirming the decision of the delegate were as follows:-
"[The appellant] has submitted no documentary evidence in support of his claim to be a longstanding member of a political party, nor any evidence that he has been treated for serious injuries at any time. I also note that he has lived at a single address and worked at a single workplace for many years, a factor which does not appear to be consistent with a fear of imminent harm. In sum, he has made no more than a series of unsupported assertions, on the basis of which I cannot be satisfied that he was a member of the BJP or was the target of any threats or attacks.
The Tribunal is not satisfied, on the evidence before it that [the appellant] has a well-founded fear of persecution within the meaning of the Convention.
Conclusion
Having considered the evidence as a whole, the Tribunal is not satisfied that [the appellant] is a person to whom Australia has protection obligations under the Refugees Convention as amended by the Refugees Protocol. Therefore he does not satisfy the criterion set out in s 36(2)(a) of the Act for a protection visa."
Decision of the Federal Magistrate
7 The appellant relied on two grounds in support of his application for judicial review. The first was that the RRT failed to give the appellant a "real and meaningful" invitation to attend a hearing, pursuant to s 425 of the Migration Act 1958 (Cth) ("the Act").
8 Federal Magistrate Emmett noted that the RRT has no further obligations if the appellant consents to the RRT deciding the review without the appellant appearing. She found that the RRT complied with s 425 by sending the appellant a notice of the date, time and place of the hearing pursuant to s 441A and gave him a reasonable period of notice. She observed that the RRT was entitled to proceed with the review.
9 Emmett FM noted that the appellant relied on an affidavit which stated that he received advice from his migration agent that although his wife was ill and he could not attend the hearing, the RRT would not change the hearing date and his written story would suffice. The appellant deposed that he trusted the agent, and took no further steps to request the RRT to reschedule or communicate the reason he was unable to attend.
10 The learned magistrate observed that the appellant cannot complain that his actions, taken in reliance on advice received from the migration agent, led to his being denied procedural fairness: B41 of 2003 in the matter of an application for a writ of mandamus prohibition and certiorari v Refugee Review Tribunal (2004) FCA 30 ("B41") at [25].
11 The second ground in the application was that the RRT erred in failing to require the appellant to appear and give evidence, pursuant to s 427(3) of the Act. The appellant submitted that he made serious allegations of harm and the RRT should have made further enquiries before making its decision.
12 Emmett FM noted that the RRT has power to summon a person to give evidence, but there is no obligation or duty to do so: Minister for Immigration and Multicultural and Indigenous Affairs v SGLB [2004] HCA 32; (2004) 207 ALR 12 ("SGLB").
13 The magistrate concluded that the RRT’s decision was not affected by jurisdictional error and the application was dismissed.
The notice of appeal
14 The notice of appeal filed on 26 September 2005 contains the same grounds as were pursued before the Federal Magistrate in the application for review.
Ground 1 – The Federal Magistrate failed to find
that the RRT made a jurisdictional error because it failed to give real and
meaningful invitation to the appellant
15 The appellant’s sworn evidence was that he was ill-advised by his migration agent. The appellant’s affidavit, filed in the Federal Magistrates Court on 31 August 2005, included the following:-
"2. In mid-November 2003 I received a letter from the Refugee Review Tribunal asking me to attend a hearing on 19 January 2003. I was keen to go to the hearing.
3. However somewhere around 15 January 2004 my wife got really sick and she was very weak and I telephoned Ajay Kumar in Sydney who was my migration agent and told him that I want to get the date for the hearing changed as my wife was ill and it would be difficult to leave her in Griffith and travel to Sydney as there is no one to look after her.
4. He said that ‘The Tribunal will not change the hearing date. It is final. Don’t go for the hearing’. I said ‘But I want to tell my story’. He said ‘You have written your story, that is enough and the Tribunal will decide based on that’.
5. I trusted his advice. He has been a migration agent licensed by the Australian Government and he was also a lawyer and thus I trusted his advice.
6. On 16 January 2004 I completed the Response to Hearing Invitation Form, writing in that form, that I am not attending hearing and sent it by facsimile to Refugee Review Tribunal.
7. It was after the decision that I realised what a terrible mistake it was to trust my migration agent. However I was a stranger to the country and not familiar with the system and I had no choice but to trust my migration agent."
16 In written submissions in support of the appeal, the appellant relied upon the following statement of principle in Minister for Immigration and Multicultural and Indigenous Affairs v SCAR [2003] FCAFC 126; (2003) 128 FCR 553 ("SCAR") at [37]:-
"...it is also clear that s 425 of the Act imposes an objective requirement on the Tribunal. The statutory obligation upon the Tribunal to provide a `real and meaningful´ invitation exists whether or not the Tribunal is aware of the actual circumstances which would defeat that obligation."
17 The Full Court in SCAR gave as an example of the circumstances in which it had been held that the obligations imposed by s 425 have been breached as those where an invitation was given but the applicant was unable to attend because of ill health, citing Applicant NAHF of 2002 v Minister for Immigration and Multicultural and Indigenous Affairs [2003] FCA 140; (2003) 128 FCR 359 ("NAHF").
18 In NAHF at [26] to [27], Hely J considered the authorities on the
current form of
s 425. The effect of the authorities he referred to is that
the requirements of the section are essentially formal.
19 However, Hely J went on to say at [35] that the invitation must not be a hollow shell or an empty gesture. His Honour said at [36] that to invite the applicant to a hearing which she was unable to attend because of ill health would have been an empty gesture and a denial of procedural fairness. His Honour found at [39] that, in the particular circumstances of the case, the failure on the part of the RRT to postpone the applicant’s hearing until a date on which she would be available to attend the hearing constituted denial of natural justice.
20 It is clear from Hely J’s reasons for judgment in NAHF that his Honour decided the matter upon the basis of a denial of procedural fairness rather than the content of the statutory obligation under s 425. Thus, it may be that the Full Court in SCAR misconstrued his Honour’s decision; see NALQ v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCAFC 121 at [34]. However, it is not necessary for me to decide that question, even assuming that it is open to me to do so. Nor is it necessary for me to decide whether the effect of the authorities to which Hely J referred in NAHF establish that the requirements of s 425 are, as was contended by the appellant, substantive rather than formal.
21 In Al-Mehdawi v Secretary of State for the Home Department [1990] 1 AC 876 ("Al-Mehdawi"), the House of Lords held that a litigant who had been deprived of the opportunity of having his case heard because of the default of his own advisers had no ground of complaint in law, or that he had been a victim of procedural impropriety, or that natural justice had been denied. Their Lordships also held that the principle applied equally to a case where the issue was one of public law and where the decision was of an administrative character.
22 In B41, Dowsett J referred at [23] to two Victorian decisions to the same effect; see SBA Foods Pty Limited v Victorian WorkCover Authority & Anor [2001] VSC 276 at [274] – [283] per Gillard J; see also Stefanovski v County Court of Victoria & Anor [2000] VSC 417 at [175] – [190] per Gillard J.
23 Dowsett J went on to refer to the observation of Gleeson CJ in Hot Holdings Pty Limited v Creasy [2002] HCA 51; (2002) 210 CLR 438 ("Hot Holdings") at [22] that procedural unfairness can occur without any personal fault on the part of the decision maker. Dowsett J stated at [25] that the Chief Justice’s observations in Hot Holdings and the apparent approval by a Full Court in Barrett v Minister for Immigration, Local Government and Ethnic Affairs (1989) 18 ALD 129 ("Barrett") at 133 of an extract from the Court of Appeal decision in Al-Mehdawi may suggest that the decision of the House of Lords should be treated with caution. Nevertheless, Dowsett J noted that the decision of the House of Lords is consistent with general principles and good policy.
24 Dowsett J’s observations in B41 as to the approach to be taken in such matters is consistent with the remarks of Sundberg and Hely JJ in VNAA v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCAFC 134; (2004) 136 FCR 407 ("VNAA") at [15] – [16]. Their Honours there pointed out that the scheme of Part 7 of the Act expressly contemplates that in particular circumstances an applicant will not attend a hearing including cases involving no fault of the applicant. They said that, notwithstanding this, the RRT is authorised to proceed to decide the review in the applicant’s absence.
25 In NADK of 2002 v Minister for Immigration and Multicultural and Indigenous Affairs [2002] FCAFC 184, a Full Court dealt with a claim by an applicant that his migration agent did not notify him of the hearing. The Full Court concluded at [16] that "the asserted fact that the applicant was unaware of the Tribunal’s hearing was of no legal relevance". Bennett J referred to this decision in SZBCS v Minister for Immigration and Multicultural and Indigenous Affairs [2005] FCA 1457 at [30]. Her Honour also referred to the observations of Sundberg and Hely JJ in VNAA that the RRT is authorised to proceed even though an applicant’s failure to attend involved no fault on his or her part.
26 In O’Sullivan v Repatriation Commission [2003] FCA 387; (2004) 74 ALD 407 at [49], Sackville J pointed out that it is true that in the typical case of denial of procedural fairness the decision maker is responsible for the breach. His Honour observed that this does not mean that the decision maker must be personally at fault before there can be a denial of procedural fairness. He referred to the observation of Gleeson CJ in Hot Holdings.
27 Sackville J went on at [50] to point out that one of the cases cited by Gleeson CJ for this proposition was R v Criminal Injuries Compensation Board; Ex parte A [1999] UKHL 21; [1999] 2 AC 330 ("Ex parte A"). Sackville remarked at [52] that the High Court has not greeted the decision in Ex parte A with "unalloyed enthusiasm"; see Re Minister for Immigration and Multicultural and Indigenous Affairs; Ex parte S134/2002 [2003] HCA 1; (2003) 211 CLR 441 at [37] – [42].
28 Indeed, in STKB v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCA 546 at [19], Selway J was of the view that Ex parte A does not reflect the law in Australia. His Honour considered that there may be some limited circumstances where it might be arguable that acts by Departmental officers or others could invalidate a Tribunal decision even though the Tribunal was unaware of them; see at [22] citing, inter alia, Hot Holdings at 455-456 per Gaudron, Gummow and Hayne JJ.
29 An appeal from Selway’s decision at first instance was dismissed without the need to consider that question; see STKB v Minister for Immigration and Multicultural and Indigenous Affairs [2001] FCAFC 251.
30 It seems to me therefore that, subject to the caveat expressed by Dowsett J in B41 as to the remarks of the Chief Justice in Hot Holdings, and the remarks of the Full Court in Barrett, the learned Federal Magistrate was correct in holding at [28] of her reasons that an appellant cannot complain that his actions, taken in reliance upon the advice received from his migration agent, led to his being denied procedural fairness. Indeed, it should be noted that the Chief Justice’s observations in Hot Holdings addressed the question of actual or reasonable apprehension of bias resulting from the conduct of persons other than the decision maker and the role played by those persons.
31 There was nothing in the facts of the present case to enliven an obligation of procedural fairness as was found by Hely J in NAHF. Nor can it be said that the invitation provided anything other than a real and meaningful opportunity to appear. The appellant declined the invitation to attend a hearing without providing any information to the RRT as to his reasons for doing so.
32 The appellant submitted that there are widespread complaints about migration agents but there was nothing to point to any complaint about the appellant’s own migration agent.
33 The appellant submitted that refugees are vulnerable people and that this gave rise to a duty of fairness upon the RRT to notify the appellant that the application was doomed to failure if he did not come to a hearing. He relied upon the oft quoted passage from the judgment of Mason J in Kioa v West [1985] HCA 81; (1985) 159 CLR 550 at 585 that procedural fairness is a flexible concept which must be adapted to the circumstances of the particular case.
34 However, in my opinion, the notice sent to the appellant on 10 November 2003 made it plain that the application would not be decided favourably to the appellant "on the papers".
35 As a Full Court said in WACO v Minister for Immigration and Multicultural and Indigenous Affairs [2003] FCAFC 171; (2003) 131 FCR 511 at [46], there would be no unfairness when the person affected knew what he was required to prove to the decision maker and was given the opportunity to do so. Their Honours said that an appellant cannot complain if his application is rejected because the decision maker without notice to him has rejected what was put forward; see also the observations of a Full Court in S58 of 2003 v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCAFC 283 ("S58") at [25] – [26] which are apt in the present case. I reject the appellant’s submission that S58 is distinguishable.
36 The appellant also submitted that the RRT was bound to advise him as a matter of procedural fairness that his application was doomed to failure if he did not attend the hearing. In my opinion the invitation dated 10 November 2003 was sufficient notice to the appellant of the risk; see S58 at [25] – [26].
37 The appellant also submitted that the observations of McHugh J and Kirby J in Re Minister for Immigration and Multicultural Affairs; Ex parte Miah [2001] HCA 22; (2001) 206 CLR 57 at [150] and [219] support the proposition that it is open to the Court to take into account the fault of an applicant’s adviser. However, their Honours were there considering the question of whether the adviser’s default should be taken into account in determining whether an applicant’s delay was a discretionary bar to the grant of Constitutional writs. Their observations on that question have no bearing on the issues arising in this appeal.
Ground 2 - The RRT made a jurisdictional error by failing to exercise its power to summons the applicant under s 427(3).
38 This ground of appeal only needs to be stated to be rejected. What the appellant contends is that, notwithstanding his written notification declining the invitation to attend the oral hearing, the RRT should nevertheless have exercised its power to summons him to attend.
39 In SGLB at [43], Gummow and Hayne JJ held that, although s 427 of the Act confers power on the RRT to obtain a medical report, the Act does not impose any duty or obligation to do so. The same principle must apply to the power to summons a person to give evidence under s 427(3).
40 Moreover, it is well established that it is no part of the decision maker’s duty to make out an applicant’s case for him or her; see Prasad v Minister for Immigration and Ethnic Affairs (1985) 6 FCR 155 at 170. The procedure is inquisitorial. It is for an applicant to advance whatever evidence or argument he or she wishes to advance in support of the contention of the well founded fear of persecution for a Convention reason; see Abebe v The Commonwealth [1999] HCA 14; (1999) 197 CLR 510 at [187] per Gummow and Hayne JJ.
Conclusion and Orders
41 For the reasons set out above, the appeal must be dismissed with costs.
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I certify that the preceding forty-one (41) numbered paragraphs are a true
copy of the Reasons for Judgment herein of the Honourable
Justice
Jacobson.
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Associate:
Dated: 9 March 2006
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Counsel for the Appellants:
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The first appellant appeared in person
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Solicitor for the Respondent:
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Sparke Helmore
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Date of Hearing:
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7 February 2006
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Date of Judgment:
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9 March 2006
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