You are here:
AustLII >>
Databases >>
Federal Court of Australia >>
2006 >>
[2006] FCA 1359
[Database Search]
[Name Search]
[Recent Decisions]
[Noteup]
[Download]
[Help]
SZHFC v Minister for Immigration and Multicultural and Indigenous Affairs [2006] FCA 1359 (19 October 2006)
Last Updated: 25 October 2006
FEDERAL COURT OF AUSTRALIA
SZHFC v Minister for Immigration and
Multicultural and Indigenous Affairs [2006] FCA 1359
SZHFC
v MINISTER FOR IMMIGRATION AND MULTICULTURAL AND INDIGENOUS AFFAIRS AND REFUGEE
REVIEW TRIBUNAL
NSD 118 OF 2006
ALLSOP J
19 OCTOBER 2006
SYDNEY
|
IN THE FEDERAL COURT OF AUSTRALIA
|
|
NEW SOUTH WALES DISTRICT REGISTRY
|
|
ON
APPEAL FROM THE FEDERAL MAGISTRATES COURT OF AUSTRALIA
|
|
|
|
|
AND:
|
MINISTER FOR IMMIGRATION AND MULTICULTURAL AND
INDIGENOUS AFFAIRSFirst RespondentREFUGEE REVIEW
TRIBUNALSecond Respondent
|
|
|
|
|
DATE OF ORDER:
|
|
|
WHERE MADE:
|
|
THE COURT ORDERS THAT:
1. The appeal be dismissed.
2. The appellant pay the Respondents’
costs.
Note: Settlement
and entry of orders is dealt with in Order 36 of the Federal Court Rules.
IN THE FEDERAL COURT OF AUSTRALIA
|
|
|
|
|
|
ON APPEAL FROM THE FEDERAL MAGISTRATES COURT OF AUSTRALIA
|
REASONS FOR JUDGMENT
| 1 | This matter is an appeal from
orders made by the Federal Magistrates Court on 19 December 2005 which dismissed
with costs the application
of the appellant for judicial review of a decision of
the Refugee Review Tribunal (the "Tribunal") made on 14 September 2005 which
affirmed a decision of a delegate of the Minister not to grant a protection
visa. |
| 2 | At the hearing of the appeal, I heard
argument of counsel as to each ground of appeal pressed by the appellant in a
Further Amended
Notice of Appeal that was filed in court on that day. A
transcript of the Tribunal was tendered on appeal. The Minister took no
objection to this course, which involved the raising of new arguments on appeal.
The appeal was thus conducted almost without reference
to the Federal
Magistrate’s reasons because of the new issues thus
raised. |
| 3 | I dealt with each argument in turn,
hearing both counsel fully on each issue, before moving on to the next issue.
This enabled me
to outline my views issue by issue on the day. I did not make
orders on the day. I thought it better to bring all the reasons together,
in an
edited form, contemporaneously with the orders so that the parties would have a
coherent body of reasons. These reasons reflect,
in an edited form, my reasons
given on 10 August 2006 as to the arguments pressed. This enabled me also to
give further reflection
to the arguments of
counsel. |
| 4 | If I may respectfully say so, both
counsel, (Ms Pepper who appeared for the applicant pursuant to a request under
Order 80 of the
Federal Court Rules and Mr Reilly who appeared for the Minister)
assisted the Court with care, precision and despatch for which the Court is
grateful.
These reasons are written with that background and so do not set out
the arguments at length. |
| 5 | The background to
the application and the approach of the Tribunal are contained in the reasons
for judgment of the Federal Magistrate
at [2], [4] and [5] as
follows: |
"The applicant is a national India who arrived in Australia on 8 December
1998 and applied for a protection visa with the first respondent´s
Department on 4 May 2005. His application for a protection visa is reproduced at
Court Book (‘CB’) 1 to CB 44, and in
particular in a statutory
declaration of 3 May 2005 at CB 32 to CB 34. The applicant was also represented
by migration adviser throughout
the period of the processing of his application
for review before the Tribunal. The adviser made submissions on the applicant's
behalf
and these are reproduced at CB 71 to CB 76. The adviser also submitted
independent information (reproduced at CB 77 to CB 236). Importantly,
in his
submission the adviser, on the applicant's behalf, repeats the key claims and
information relating to the applicant's claims
made in his application for a
protection visa. In particular the information repeated relates to his fears
from the Hindu majority
in his home area due to his Muslim faith. He claimed on
the applicant’s behalf that many of the applicant’s family members
had been harmed by Hindus (CB 72.8) that he feared, as a Gujarati, if he were to
return to India he would be persecuted for that
reason. He also feared that if
he returned to India he may be harmed because he applied for Australia's
protection (CB 76.5).
...
In essence the applicant's claims before the Tribunal were that he feared
persecution in India from:
1. Hindus
2. The police
3. The BJP State and Central governments
4. Hindu perpetrators of a ‘violent incident in the 1994/95
riots’, which he claimed to have witnessed at the hands of
the
perpetrators of the 2002 Gujarati riots
The claims were based on the applicant's claims to be a:
1. Muslim
2. Gujarati
3. Member of a particular social group namely the Pathan (Bluchi) caste
‘family’
4. Because he would be a ‘witness’ against those who carried out
and/or he would investigate, the deaths of his family
5. Because he sought asylum in Australia
The Tribunal's ‘Findings and Reasons’ are set out in its decision
record at CB 356.3 to CB 361.6. The Tribunal found:
1. That it had grave concerns about the applicant's credibility as he had
made new and serious claims (for the first time) during
the Tribunal hearing,
and that other claims were misleading or exaggerated, leading it to the view
that many of these new claims
were ‘fabrications’ to bolster his
protection visa claims and/or made in response to information put to him during
the
hearing (CB 356.6).
2. The applicant’s evidence at the hearing was ‘disjointed and
confused’ and he gave a strong impression of ‘improvising
in his
responses’ (CB 356.7).
3. It did not accept the applicant's explanation for his failure to put key
claims forward at the first opportunity and provided reasons
for this. In
particular it found that the ‘new’ claims were too central to his
case to be forgotten even where he claimed
to be under pressure or under time
constraints (CB 356.9).
4. That this was especially so given the applicant is a very well educated
man who has lived in Australia for six years and had been
assisted throughout by
an experienced registered migration agent from a well-established company and
that there was ample opportunity
in all the circumstances for the applicant's
key claims to have been presented at any time prior to the hearing before the
Tribunal
(CB 356.9 to CB 357.1).
5. That it had some doubts about the applicant's claims relating to the death
of family members, it was prepared to accept that the
applicant’s parents
and his sister were killed during the February 2002 riots in Gujarat state (CB
357.3).
6. In relation to his claims of harm suffered by other family members, while
the Tribunal considered the applicant's explanation for
a key discrepancy put
forward in written submissions (the facsimile put forward by the adviser) to be
‘implausible’,
nonetheless the Tribunal did not make a finding
adverse to the applicant on this point because it did not accept that these
family
members had been arrested and imprisoned in any event (CB 357.6).
7. That it did not accept that the applicant’s brother in law was
arrested and imprisoned and gave reasons for this (CB 357.7).
8. That it was prepared to accept the applicant’s consistent claim that
an uncle was detained in May 2000, but was not satisfied
that, on the
information before it, this gave rise to well founded fear of persecution by the
police or the state or central government
if the applicant were to return to
India (CB 357.8).
9. It did not accept that the applicant had a well founded fear of
persecution because he was a member of the Pathan family caste,
and/or of a
particular branch of that caste, and it gave reasons for this. It noted that the
applicant made this important claim
for the first time in oral evidence before
the Tribunal, and there was no independent country information located by the
Tribunal,
or indeed submitted by the applicant, to suggest that such persons
were blamed for the train attack that preceded the anti-Muslim
riots, or that
people with the name ‘Pathan’ have been targeted for anyone for any
reason (CB 357.9).
10. It could not accept the applicant’s claims put forward by his
adviser in a submission of 1 July 2005 that the applicant's
relatives had been
threatened and illegally detained because they had become witnesses, and
encouraged other witnesses to get ‘justice
for victims’, and that
the applicant would be similarly targeted. The Tribunal gave reasons for its
rejection of this claim.
In particular it noted that the applicant had done
nothing about getting ‘justice’ for his family in the 2 1/2 years
since he heard about their fate in early 2003, did not know the circumstances of
the deaths, or who was responsible, and that he
did not even asked his surviving
sister for documents and photos (CB 358.4). Further, in relation to a crime that
the applicant claimed
to have witnessed in 1994/95 the Tribunal was not
satisfied that the applicant would come forward now to give evidence, assuming
that the case was still open, given that he did not do so at the time and did
not do so when requested by a victim's family 18 months
after the incident.
Further, although he claimed that he would do so now he has not done anything
about this in the last six years,
even from the safety of Australia (CB 358.5).
11. It could not accept, and rejected as speculative and without foundation,
the applicant's claims that he may be of interest to
the authorities for
‘something to do with the 1994/95 riots or something else’. Further,
the Tribunal noted that these
incidents were well over a decade ago. The
applicant did not claim to have been of interest to the authorities while he was
in India
up until 1998, and that he had been out of India since that time (CB
358.6).
12. It could not accept the applicant's new claim that an arrest warrant had
been issued, or that he was wanted by authorities, or
that he was of adverse
interest to the Gujarat or Indian authorities for any reason. This claim, and
the information relied on by
the Tribunal, was the subject of the Tribunal's
‘s.424A notice’. The Tribunal considered the applicant's response to
the matters raised in its notice, and rejected the submissions made on the
applicant's behalf, with reasons given (CB 359.4).
13. It could not accept the applicant's adviser’s assertion that
because the Tribunal referred to independent material about
the ease with which
fraudulent documents could be obtained in India it had already decided that any
warrant submitted by the applicant
would be fraudulent. The Tribunal gave
reasons for its rejection of this claim (CB 359.6).
14. It was not satisfied that the applicant's fear of persecution was because
he was of Gujarati ethnicity or from Gujarat state,
because there was no
independent country information before the Tribunal, and none was submitted by
the applicant or his adviser,
to suggest that Gujaratis are persecuted by anyone
for these reasons (CB 359.7).
15. Further, it was not satisfied that the applicant had a well founded fear
of persecution for reason of his actual or imputed political
opinion and/or his
Muslim religion from the BJP and/or Hindu nationalist groups and it gave reasons
for this (CB 359.9).
16. It was also not satisfied that the applicant, as a returned or returning
asylum seeker, had a well founded fear of persecution
within the meaning of the
Convention and gave reasons for this (CB 360.1).
17. It was not satisfied with the applicant's claim to fear persecution
because he is a Muslim. It found that this fear was not well
founded, and gave
reasons for this including reference to independent country information, and the
applicant's own evidence about
what had occurred to him in the past (CB 360.6).
18. Further in this regard that it was satisfied that it would be reasonable,
in the applicant’s circumstances, to relocate
elsewhere in India if he
feared persecution as a Muslim or a Gujarati or for any other reason on return
to his home area (CB 360.7).
19. That it was not satisfied that the applicant’s claimed problems
from an ex-girlfriend's father were well founded within
the meaning of the
Convention if he returned to India, and gave reasons for this (CB 361.4).
20. Having considered all of the material before it that it was not satisfied
that the applicant was a person to whom Australia had
protection obligations
under the Refugees Convention, and that therefore the applicant did not satisfy
the criterion set out in s.36(2) of the Act for a protection visa (CB 361.7)."
s 424A – issue 1
– "new claims information" addressed in paragraph 12(a) of the
appellant’s written submissions
| 7 | At pp 14-15 of its reasons,
the Tribunal expressed the view that many of the new claims made by the
applicant were fabrications, saying
the
following: |
"The Tribunal has very grave concerns about the Applicant’s credibility
as he made new and serious claims during the Tribunal
hearing, and other claims
were misleading or exaggerated, and the Tribunal is of the view that many of
these new claims are fabrications
to bolster his protection visa claims and/or
were made in response to information put to him during the hearing; much of the
Applicant’s
oral evidence was disjointed and confused and he gave the
strong impression of improvising in his responses. The Applicant claimed
that
when he prepared the protection visa application he was under pressure and
unable to present his claims in the best way possible,
and that the application
was prepared under time constraints, however the Tribunal does not accept these
explanations because the
Applicant assured the Tribunal at the start of the
hearing, that he had no new or additional claims and no corrections to make to
the claims made in the protection visa application (other than that he was not
an unauthorised arrival), and because the new claims
are too central to his case
to be forgotten because he was under pressure or under time constraints; this is
especially so given
that the Applicant is a very well-educated man who has lived
in Australia for over six years, and he has been assisted throughout
by an
experienced registered migration agent from a well-established company, and new
claims could have been presented to the Department
in the ten days after the
protection visa application was lodged and before it was decided, or to the
Tribunal after review was sought
on 19 May 2005."
| 8 | At the hearing,
the Tribunal asked the applicant to check the accuracy of his application to the
Department. He did so and verified
its accuracy. Yet new claims came out at
the hearing. The expression of view by the Tribunal in the above passage
clearly expressed
importance to the comparison between what was being said at
the hearing and what had been put in the application form at a time when
the
applicant was not under pressure or time constraints. Given that approach,
subject to what might be referred to as the "resubmission
of information
argument", I think that it was necessary to put the relevant aspects of the
inconsistent information to the appellant.
However, a letter was sent to the
appellant in purported compliance with s 424A of the Migration Act 1958
(Cth) (the "Act") dealing with the essence of the new claim. Its form was as
follows: |
"The Tribunal has information that would subject to any comments you make, be
the reason, or part of the reason, for deciding that
you are not entitled to a
protection visa.
The information is as follows: At the Tribunal hearing you claimed that an
arrest warrant had been issued for you and that you are
wanted by the
authorities. However, as the Tribunal noted during the hearing, this had not
been claimed in the protection visa application.
Furthermore, in that
protection visa application you did not respond to the questions (Part C,
Schedule A) about being the subject
of criminal investigations, or having
criminal charges pending (copy attached), and in response to Question 6 (Part
B), copy attached,
you denied having been charged with any offence currently
awaiting legal action. Also in a separate statutory declaration dated
3 May
2005 (copy attached) you stated inter alia "I have not been charged with
any offence that is incomplete or awaiting legal action, nor am I aware of any
investigation into my
affairs that has the potential to lead to such
charges".
This information is relevant because it gives rise to serious concerns about
your credibility.
You are invited to comment on this information your comments are to be in
writing and in English. They are to be received at the Tribunal
by 2 August
2005."
| 9 | Without setting
out all the parts of the transcript of the hearing at which the new material was
set out, I am of the view that this
letter sufficiently summarised it for the
purposes of s 424A(1). |
| 10 | This conclusion makes
it unnecessary to explore the effect of the re-verification of the contents of
the application. It should be
said in this regard, however, that the
appellant’s advisers resubmitted in its entirety his original statutory
declaration
with the papers sent to the
Tribunal. |
s 424A – issue 2
– "the delegate information" addressed in paragraph 12(b) of the
appellant’s written submissions
| 11 | In its reasons for decision
at pages 5-6 the Tribunal refers to the terms of the delegate’s decision.
No aspect, however, of
the delegate’s reasons appear to form part of the
reasoning process of the Tribunal. Looking at the reasons of the Tribunal
as a
whole. I conclude that it cannot be said that any aspect of the reasons of the
Tribunal would be or were the reason or part
of the reason for affirming the
decision. |
| 12 | I am not persuaded that the
references to the delegate's reasons played any part whatsoever in the reason
for the decision or what
would be the reason for the decision. In my view, they
reflect what is otherwise textually the careful setting out of the history
of
the matter. No reference to the delegate's decision is made in the reasons for
the decision and I'm not persuaded that, in substance,
it played any part. That
ground of the appeal fails. |
s 424A – issue 3 – "the absence of
country information issue" addressed in paragraph 12(e) of the appellant’s
written
submissions
| 13 | The Tribunal relied on the
absence of independent country information to reject the appellant’s fear
of persecution because
he was of Gujarat ethnicity or from the Gujarat State or
because he is a member of a Pathan family caste. The knowledge of absence
of
country information was said to be "information" not caught by s
424(3)(a). |
| 14 | On p 17 of its reasons the
Tribunal stated: |
"The Applicant claimed to fear persecution because he is of Gujarat ethnicity
or from Gujarat state, however the Tribunal is not satisfied
that the
Applicant’s fear of persecution is well-founded. This is because there is
no independent country information before
the Tribunal and none was submitted by
the Applicant or his adviser to suggest that Gujaratis are persecuted by anyone
for these
reasons."
| 15 | I reject this
submission. The conclusion here reached by the Tribunal is one about the state
of country information. As such, it
is encompassed by s 424A(3)(a):
Minister for Immigration and Multicultural and Indigenous Affairs v NAMW [2004] FCAFC 264;
(2004) 140 FCR 572, WAJW v Minister for Immigration and
Multicultural and Indigenous Affairs [2004] FCAFC 330; QAAC of 2004 v
Refugee Review Tribunal [2005] FCAFC 92; VJAF v Minister for Immigration
and Multicultural and Indigenous Affairs [2005] FCAFC
178. |
s 424A issue 4 – "the
asylum seeker information" addressed in paragraph 12(f) of the appellant’s
written submissions
| 16 | In its reasons the Tribunal
stated: |
"In relation to his claim, not repeated at the hearing, to fear harm on
return because he sought asylum, the Tribunal explained that
the Department and
the Tribunal keep protection visa applications confidential and anyway, it has
never seen any independent country
information to suggest that the Indian
authorities know or care if people applied for asylum, and certainly nothing to
suggest that
people were harmed for that reason on return. The Applicant
replied that he heard from two asylum seekers who had returned to Gujarat
that
police beat them and accused them of saying things about India, and one was kept
for two days."
| 17 | To the extent
that the argument was based on the absence of country information the argument
fails for the same reason as "s 424A issue 3" above. Indeed, all the material
in this paragraph if it be assumed to be part of the reason falls within s
424A(3)(a). |
| 18 | Also, insofar as the Tribunal
referred in its reasons before the section entitled Findings and Reasons, that
is at page 350.3, to
the procedure of the Department to keep protection visa
applications confidential, I am not persuaded that that played any part in
the
reasons. |
s 424A issue 5 – "the
relocation issue" addressed at paragraph 12 (g) of the appellant’s written
submissions
| 19 | The Tribunal relied on
information concerning the applicant’s age, level of education, employment
history and the visa permitting
him to enter Australia in finding that he could
relocate to avoid any harm. The Tribunal said the following at pp 18-19 of its
reasons. |
"The Applicant is a very well educated young man, he is single, speaks, reads
and writes Hindi and Urdu as well as English and Gujrati,
and he has a range of
work and business experience. He was able to come to Australia at the age of 21
and to manage, without relatives
in Australia to assist him, with some success
here for a number of years. It was submitted by the adviser that the Applicant
would
not relocate because he would want to seek justice for Muslims against
Hindu violence; the Applicant’s claim is that he would
seek justice for
his family. However, as the Tribunal explained above, it does not accept this.
The adviser submitted that POTA
(anti-terrorism laws) apply throughout India and
that this ‘repealed’ law also targeted Muslims, so relocation is not
available to the Applicant. The Tribunal rejects this as a reason the Applicant
cannot reasonably relocate as, for reasons already
addressed, the Tribunal is
not satisfied that the Applicant is of adverse interest to the authorities for
any reason. The Tribunal
is satisfied that it is reasonable in the
Applicant’s circumstances to relocate within India if he fears persecution
in his
home area."
| 20 | However, it is
plain from the text of the transcript that all this information was given to the
Tribunal by the appellant at the hearing.
There was no importance placed on
this information as having been placed in an earlier document. All the Tribunal
was doing was
using certain factual information in its reasons about relocation.
I am satisfied that all this factual information was given by
the applicant at
the hearing for the purpose of the application. Therefore s 424A(3)(b)
applies. |
s 424A issue 6 – "the
residence information" addressed in paragraph 12(h) of the appellant’s
written submissions
| 21 | The Tribunal had regard to
information which was in the protection visa application concerning the
appellant’s residence in
Gujarat. |
| 22 | After some considerable debate
about the material see pages 25 and 33 of the Transcript of the appeal, I
reached the view that all
these matters were provided orally to the Tribunal at
the hearing. |
| 23 | I remain of that
view. |
| 24 | There was some discussion at the
hearing about whether anything said by the Full Court, including myself, in
SZEEU v Minister for Immigration and Multicultural and Indigenous Affairs
[2006] FCAFC 2 was inconsistent with anything said by Heerey J in VWBF v
Minister for Immigration and Multicultural and Indigenous Affairs [2006] FCA 851. I do not think it appropriate or necessary for this case to enter an
exegesis or gloss on other cases. If the Tribunal, as here,
puts an earlier
statement or application to the applicant and asks questions about it, it does
not seem to me capable of being denied
that the answers given to those questions
will be information for the purposes of s 424A(3)(b). If the Tribunal then
takes that information, that is, for want of a better expression, that raw
information or data into account,
nothing would prevent the operation of s
424A(3)(b). If, however, the importance placed by the Tribunal on the
information previously given to the Department (which may have been repeated
in
answers to the Tribunal) is not merely the facts disclosed, but arises from the
context or circumstances of it being given earlier,
then s 424A(3)(b) may not
prevent the requirement of a notice under s 424A(1) and (2). For instance, if
the Tribunal says: he said X + Y at the hearing, but with the aid of a lawyer or
migration agent, under
no pressure and closer to the events he only said X in
his statement, this being a consideration as to why Y is not accepted, then
the
fact that at the hearing the applicant stated that the content of his earlier
statement was true may not prevent an obligation
under s 424A(1) and (2)
arising. The information is the knowledge by the Tribunal of the earlier
statement being created in the form it was in circumstances
of having a
migration agent, under no pressure and closer to the time of the events. On the
other hand, if fact Y as a raw fact
is the relevant information it can be seen
to have been given at the hearing. The question is, what is the information.
In other
words, if facts are given to the Tribunal in answers, they are
information falling within s 424A(3)(b). That section is not limited to
volunteered or unprompted information. |
| 25 | Here,
the raw information in the protection visa application is given to the Tribunal
for the purpose of the application by the evidence
at the Tribunal. All that
the Tribunal was doing on page 19 of its reasons was using that raw information
as a factual base. It
then drew some conclusions from that in the context of
the totality of the other material before it.
|
| 26 | Section 424A was not
contravened. |
The asserted constructive
failure to exercise jurisdiction
| 27 | The appellant submitted that
the Tribunal, though dealing with the appellant’s claims based on his
Gujarati ethnicity and Muslim
faith, did not deal with his claim for persecution
as a Gujarati Muslim. |
| 28 | In my view, though
brief, the Tribunal can be seen to deal with the various alternative ways that
the appellant put his claims. Particular
reliance is placed on an asserted
failure by the Tribunal to deal with his claim for persecution as a Gujurati
Muslim distinct from
Gujurati ethnicity and his Muslim
faith. |
| 29 | In my view the submissions of the
respondent as set out in Mr Reilly's written submissions are correct. I do
not think that
from reading the Tribunal's reasons one can say there has been a
failure to deal with the claim. In particular when one looks to
pages 17 and 18
of the Tribunal’s reasons one sees that the Tribunal has, in my view,
considered the position of the appellant
as a Gujurati
Muslim. |
Jurisdictional error regarding
the claim for persecution by reasons of membership of ‘Pathan’
social group
| 30 | Here an error was made as
disclosed by the Federal Magistrate as discussed in [20] of his reasons as
follows: |
"In relation to one matter, it appears the Tribunal may have made a factual
error. This was in relation to the Tribunal's reference
in its decision record
at CB 357.9 to people with the name ‘Pathan’ from the Pathan caste.
In particular its statement
that there were no ‘Pathans’ in the list
of those killed, missing or made widows or orphans by the riots. The applicant
pointed to CB 279, and noted that this was a list of missing persons during
communal riots. Three names contain either the descriptor,
or the name
‘Pathan’. Mr. Reilly for the respondents relied on the authority of
Abebe v The Commonwealth [1999] HCA 14; (1999) 197 CLR 510 (‘Abebe’) for the
proposition that there is no error of law let alone a jurisdictional error in
the
Tribunal making a wrong finding of fact. I accept that submission. There is
nothing to show that this factual error caused the Tribunal
to ask itself the
wrong question. In NAIZ v Minister for Immigration & Multicultural &
Indigenous Affairs [2005] FCAFC 37 at [66], Nicholson J. states:
‘In Minister for Immigration & Multicultural & Indigenous
Affairs v SGLB [2004] HCA
32 at [38] Gummow and Hayne JJ (with whom Gleeson CJ agreed) said:
`The satisfaction of the criterion that the applicant is a non-citizen to
whom Australia has the relevant protection obligations may
include consideration
of factual matters but the critical question is whether the determination was
irrational, illogical and not
based on findings or inferences of fact supported
by logical grounds (Re Minister for Immigration and Multicultural Affairs;
Ex parte Applicant S20/2002
(2003) 198 ALR 59 at 67[37], 71 [52], 98 [173]; 73 ALD 1 at 9, 13, 40; 77 ALJR
1165 at 1172 [37], 1175 [52], 1194 [173]; cf at ALR
62 [9]; ALD 4; ALJR 1168
[9]). If the decision did display these defects, it will be no answer that the
determination was reached
in good faith. To say that a decision-maker must have
acted in good faith is to state a necessary but insufficient requirement for
the
attainment of satisfaction as a criterion of jurisdiction under s
65 of the Act
. However, inadequacy of the material before the decision-maker concerning the
attainment of that satisfaction is insufficient
in itself to establish
jurisdictional error.´
In NABE v Minister for Immigration & Multicultural & Indigenous
Affairs (No 2) [2004] FCAFC 263 the Full Court, Black CJ, French and Selway
JJ.) recognised that:
‘... an error of fact in the course of a decision is likely to be a
jurisdictional error where the fact is a jurisdictional
fact.’"
| 31 | This, in my
view, is the hardest and most difficult argument in the appeal. It is one that
is not easy to resolve. It involves the
difference between the asserted failure
of a Tribunal to attend to the jurisdictional task and making an error of a
factual character
within jurisdiction. |
| 32 | The
High Court has on a number of occasions been at pains to point out that
jurisdictional error should not be analysed by positing
the related, but
different taxonomy of fact and law. The question of the existence of
jurisdictional error is not to be answered
by posing this different question and
answering it. What may be a factual error may in fact mask a jurisdictional
error. For instance,
if factual errors are made because incorrect questions are
being asked the fact that the symptom of the problem is a factual error
will not
gainsay the proposition that there has been a failure to attend to the
jurisdictional task. |
| 33 | More difficult is the
question of the execution of the jurisdictional task. In the case of NADH of
2001 v Minister for Immigration and Multicultural and Indigenous Affairs
[2004] FCAFC 328 in the Full Court, the Court was dealing with, what was on
the facts of the case a failed attempt to exercise jurisdiction. Within
that
context, the court was not willing to conclude that when the Tribunal said
certain documents showed something that the Tribunal
had really turned its mind
to even considering the documents given that the statements about the contents
of the documents were so
unconnected with reality. That was a case where the
difference between making a mistake about what a document said and simply not
attending to the task of considering the material put forward was found. The
difference between those two matters was recognised
and the conclusion was that
the Tribunal had not looked at the documents in a way that fulfilled its
jurisdictional task. |
| 34 | In this case there was
put before the Tribunal a document which was otherwise accurately described by
the Tribunal at page 15 of its
reasons as the Lunawada Relief Camp booklet which
the applicant submitted contained a record of Pathans who had been killed, made
missing or made widows or orphaned by the riots which were under discussion in
the Tribunal hearing. |
| 35 | Indeed, at page 48 and 49 of
the transcript, when the Tribunal was being taken through the document by the
appellant, the Tribunal
was taken to particular references and told that these
three entries - seven, eight and nine - were relatives of the appellant.
When
one goes to that document and, in particular, entries seven, eight and nine,
which are at page 279 in the court book, one sees
that under the heading Name of
the killed persons, there are words as
follows: |
"...
07 Pathan [name] 28
Kidiyad
08 Pathan [name] 6 Kidiyad
09 Pathan [name] 1
Kidiyad
..."
These were the names of persons killed.
| 36 | The Tribunal said the
following at pp 15-16 of the reasons: |
"The Tribunal does not accept that the Applicant has a well-founded fear of
persecution because he is a member of the Pathan family/caste
and/or of a
particular branch of that caste. This is because the Applicant made this claim
for the first time in oral evidence and
because there is no independent country
information located by the Tribunal or submitted by the Applicant to suggest
that persons
from the Pathan caste are blamed for the train attack that preceded
the anti-Muslim riots or that people with the name Pathan, a
common name
according to the Applicant, have been or are being targeted by anyone for any
reason; for example, in the Lunawada Relief
Camp booklet the Applicant
submitted, there are not Pathans in the lists of those killed, missing or made
widows or orphans by the
riots.
...
The Applicant claimed to fear persecution because he is of Gujarat ethnicity
or from Gujarat state, however, the Tribunal is not satisfied
that the
Applicant’s fear of persecution is well-founded. This is because there is
no independent country information before
the Tribunal and none was submitted by
the Applicant or his adviser to suggest that Gujaratis are persecuted by anyone
of these reasons."
| 37 | The document to
which the applicant had taken the Tribunal, was seven or eight pages long with a
list of over 110 names. The document
is not difficult to read in the sense of
the quality of its print. Mr Reilly, on behalf of the Minister, put the
submission that
at its height, what this revealed was that there had been an
error of fact within jurisdiction. Mr Reilly, in particular, relied
upon the
decision of the Full Court of this court comprised of Black CJ, French J and
Selway J in NABE v The Minister for Immigration and Multicultural and
Indigenous Affairs (No 2) [2004] FCAFC 263; (2004) 144 FCR 1, in particular, at [31], [52] to
[54] and [68]. Given the importance of this issue for the resolution of the
appellant's
claim, I set out the whole of those paragraphs in these
reasons |
"His Honour referred to the passage from the decision record of
the delegate dated 9 August 2001 in which the delegate referred to
the
appellant's claim that he had been arrested by PLOTE people and detained and
tortured during interrogation by the PLOTE. His
Honour
said:
This statement in the delegate's decision clearly indicates that the
applicant's claim was not detention and torture by the authorities,
but by
PLOTE. It was the decision of the delegate that was the subject of the review by
the RRT and this statement as to the nature
of the claim was before the RRT when
considering the decision. Other material before the RRT did not specify clearly
who detained
and tortured the applicant. On the material I have referred to,
other statements by the applicant and the relevant part of the transcript
of the
hearing before the RRT which was tendered in evidence, I am satisfied that there
was an error by the RRT which could have
affected the outcome because it bears
directly on the question whether there were grounds, based on past persecution,
for the applicant
believing there is a real risk of persecution if
returned.
(Emphasis in original.)
...
The question that arises in the present case is whether and to what extent a
factual error on the part of the Tribunal may evidence
or constitute a failure
to carry out its review function or otherwise amount to a failure of
jurisdiction amenable to the writ of
certiorari and/or mandamus and
prohibition.
It is desirable first to restate
the uncontroversial proposition that mere factual error by the Tribunal will not
ground judicial
review unless it relates to a jurisdictional fact or is a
manifestation of some error of law, substantive or procedural, which constitutes
jurisdictional error and thereby vitiates the purported decision. This is
evident from the discussion, in Minister for Immigration and Multicultural
Affairs v Yusuf [2001] HCA 30; (2001) 206 CLR 323, of jurisdictional error as a ground for
the review of Tribunal decisions under the former Pt 8 of the Migration Act. If
the Tribunal identifies a wrong issue or poses the wrong question for itself or
does not have regard to relevant material or
takes into account irrelevant
material, so as to affect the exercise of its powers, error of law and/or
jurisdictional error may
be identified (at 351-352 per McHugh, Gummow and Hayne
JJ). An error of fact in the course of a decision is unlikely to be a
jurisdictional
error unless the fact is a jurisdictional
fact:
Courts should be slow to find that an erroneous finding of fact or an error
of reasoning in finding a fact, made in the course of
making a decision,
demonstrates that an administrative tribunal so misunderstood the question it
had to decide that its error constituted
a jurisdictional
error.
Re Minister for Immigration and Multicultural Affairs; Ex parte Cohen [2001] HCA 10; (2001)
177 ALR 473 [75 ALJR 542] at [35] per McHugh J.
The question was further discussed
in Re Minister for Immigration and Multicultural Affairs; Ex parte Applicant
S20/2002 (2003) 77 ALJR 1165. McHugh and Gummow JJ, with whom Callinan J
agreed, rejected a submission by the Minister that the presence of an error
of
law was essential for a finding of jurisdictional error to support the grant of
relief under s 75(v) of the Constitution. They said (at
[54]):
The introduction into this realm of discourse of a distinction between errors
of fact and law, to supplant or exhaust the field of
reference of jurisdictional
error, is not to be supported.
Error of law may occur within jurisdiction: S20/2002 at [57]. The line
drawn between factual and legal matters may vary according to the purposes it
serves: at [58]. Their Honours cautioned
against importing into s 75(v) wider
approaches to the consideration of factual errors derived from statutory
jurisdictions providing for appeals on questions of
law or systems of judicial
review. Examples of such jurisdictions are the jurisdiction conferred on the
Federal Court by s 44 of the Administrative Appeals Tribunal Act 1975
(Cth) to hear appeals from AAT decisions on questions of law and that conferred
on the Court by the Administrative Decisions (Judicial Review) Act 1977
(Cth). The observations in the joint judgment in S20/2002 did not offer any
clear guidance upon the circumstances in which factual error may amount to
jurisdictional error for the purposes
of the exercise by the High Court of its
constitutional jurisdiction under s 75(v) or the exercise by this Court of its
analogous
statutory jurisdiction under s 39B of the Judiciary Act. The
comments did, however, indicate that, absent a question of jurisdictional fact,
which in itself may be a matter of some complexity
involving questions of fact
and law, the circumstances in which factual error will amount to or evidence
jurisdictional error are
likely to be quite
limited."
| 38 | The Tribunal
here did not fail to address claims of the appellant. Rather, in my view there
has been revealed what I am prepared
to conclude for the purposes of argument is
an error of a not insignificant character in the assessing of the material. It
is not
a question of failure to deal with the claim. It is, to put it
neutrally, a question of failing to form the correct conclusion in
relation to
material that was placed before the
Tribunal. |
| 39 | It seems to me, without intending
to qualify in any way the words of the Full Court in NABE, that what must
be identified is that from the character and quality of the error, together with
any other relevant circumstances,
it can be concluded by the court on review,
that notwithstanding the reference to the document for some reasons, whether
deliberate
or unintentional, the Tribunal has not in fact finished its
jurisdictional task by considering the
document. |
| 40 | Multiple examples could be given
and perhaps it does not assist to do so; but if a Tribunal in its reasons said
that it had looked
at document X and it was of no assistance because it was a
blank sheet of paper apart from the heading, it might be said to be more
than a
factual error if in fact the document which was before the Tribunal had cogent
and compelling material in relation to the
applicant's claims. One might be
able to conclude that the only conclusion that can rationally be drawn is that
in the Tribunal,
in saying that it had considered a document, had not in fact
considered that document. Whether or not that was deliberate would
not matter.
It might then be able to be said that the Tribunal had not completed its task
because it simply had not broached the
task of examining material that the
applicant had put forward for its consideration. Though not without some
hesitation, I have
come to the view that in this case the quality of the error
is such that the explanation for the error may be misreading or a lack
of
precise attention to the detail that the document exhibited but that, in my
view, is no more than saying that, within jurisdiction,
an error, though a
serious one, was committed. |
| 41 | Jurisdictional
error is not serious factual error; it is failure to attend to the statutorily
mandated task. I appreciate that the
appellant may see a certain harshness in
this conclusion. However, this is not an appeal on questions of findings of
fact. The
distinction that I have attempted to illuminate is more easily stated
than applied and the conclusion I have come to is that the
quality of the error
as it appears to be by the Tribunal set against the background of the totality
of the reasons does not lead
me to conclude that the relevant document was not
examined. If I had come to that conclusion I would draw the conclusion of a
failure
to complete the jurisdictional
task. |
| 42 | In those circumstances, I am not
prepared to conclude that there was jurisdictional error. May I conclude with
saying that in relation
to this kind of question, the line between
jurisdictional error and errors of fact is not pellucid and may conceivably be
advantaged
by consideration by others.
|
Relocation
| 43 | The essence of the claim in
relation to relocation was that the appellant said that various matters
concerning the personal attributes
and circumstances of the appellant were not
considered by the Tribunal in its consideration of relocation. For the reasons
set out
by Mr Reilly in submissions, I do not think that that is sustainable.
The Tribunal, in the early part of its reasons, made clear
that it had before it
all the relevant personal characteristics and attributes of the appellant. In
my view, reading the decision
as a whole, it cannot be said that there was any
failure in accordance with cases such as NAIZ v Minister for
Immigration and Multicultural and Indigenous Affairs [2005] FCAFC 37 and
Randhawa v Mnister for Immigration, Local Government and Ethnic Affairs
(1994) 52 FCR 437 in failure to consider the issue of
relocation. |
Bias
| 44 | The final question was raised
in the further amended notice of appeal today and supported by fresh evidence on
appeal. No objection
was made by the Minister to this expansion of the appeal.
The question of bias is dealt with in the additional submissions of counsel
for
the appellant which were sent by facsimile to my chambers. The claim for bias
is put on both actual and apparent grounds. The
governing principles are to be
recalled and I refer in that respect for a convenient summary, at least for me,
NADH of 2001 v The Minister for Immigration and Multicultural and Indigenous
Affairs (2004) 214 ALR 264 in paragraph 10 and onwards. At paragraph
14 I attempted to distil, relevantly, the principle. No error in this
expression of a
principle was argued by the counsel. The general test for
apprehended bias is whether the relevant circumstances are such that a
fair-minded and informed person might reasonably apprehend that the
decision-maker might not bring or have brought an impartial mind
to bear on the
decision. |
| 45 | The substance of the accusation of
bias flows from the treatment by the Tribunal of the appellant's statement
during the course of
evidence when propounding his new claim about the existence
of a warrant for his arrest, that he could obtain documentary evidence
of this
from India. The relevant passages at pages 45 and 46 in the transcript as
follows: |
"TM: Okay I’ll think about that some more, about your answers but it
seems to me that given the many millions of Muslims in
Gujrat given that
you’ve not been there when all the troubles have been on, I just find it
very difficult to, and given the
small numbers relatively that have been
detained and been detained for lengthy periods, I just still have great
difficulty believing
that you would be of any interest to the authorities either
in Gujrat or anywhere else but you know and that’s why I think
elsewhere
because I really don’t, I really have difficulty believing that the
authorities have a warrant out for you, or that
they’re looking for you.
I just, I have difficulty with that and it is only fair that I let you know that
I have difficulty
with that. Do you understand?
Applicant: yes I understand that but if your Honour, I want to say that if
you give me some time ---
TM: Sorry, sorry?
Applicant: If you want evidence that’s why they’re looking for me
now, I can bring the evidence but I needed some time
to get the
evidence.
TM: What sort of evidence?
Applicant: The why the, they got a warrant for me to why they’re
looking for me, the Police have got a warrant, I don’t
know how they got a
warrant because I’m here, that’s why I’m scared to go because
why they’re looking for
[inaudible] because I’m here since ’98
of December and that’s why I’m worried and I’ve been just
study
and help my brother in business, small business things like that,
I’ve never been involved you know, do, go bash someone or
do this thing, I
wouldn’t, I was always with my studies and things like that.
TM: And if, even if there was a warrant and it’s very easy in India to
obtain documents that are not genuine, or genuine documents
that have false
information in them.
Applicant: Yes, that’s true but ---
TM: You know, that is of questionable value
Applicant: Yes Your Honour."
| 46 | It should be
noted that at the Tribunal hearing the appellant was represented by a
solicitor. |
| 47 | It was submitted to me that what
appears at page 46 amounted to a statement by the Tribunal that there was simply
no point in attempting
to bring evidence from India as it would be flawed. I do
not think that that is what Tribunal was saying. Nor do I think that a
reasonable bystander would have assumed that. The legal adviser took up the
issue later in the day and said the following in what
was in effect final
address: |
"...and the only other thing is I mean there’s no way, it seems, for
him to satisfy you about the Police incident, he’s
offered to provide the
warrant and you have countered that with the prevailing of fake documents in
India so I guess it’s a
little bit caught between a rock and a hard place
if his words not accepted, the provision of the warrant is not accepted so I
don’t
know how he’s able to satisfy you and as to whether it was
mentioned in the statement or not, in terms of these statements
we’re
provided 5 days with him, to by the time we get this referred, referred these
[inaudible] cases to the time we lodged
them and there are some time constraints
but at the end of the day in paragraph 19 of his stat. dec he does say that if
he, that
his sister told him that if he returned to Gujrat they will certainly
jail him too. So that I guess in a way is not so different
from the authorities
being after him that’s all I wanted to say
really."
| 48 | All the
Tribunal Member said in answer to this was the following:
|
"Okay. I’ll have a think about all of that some more. How much, when
would be able to get back to us in writing if there was
anything you wanted to
say in relation to these paper articles and other bits."
| 49 | No application
was made at that point in relation to the Tribunal’s position. What then
occurred was a letter was sent to the
Tribunal by the lawyer, relevantly in the
following terms: |
"4. Warrant
At the Hearing the Applicant noted that the authorities had issued a warrant
for his arrest. In this regard the Member indicated
that she did not believe
the applicant.
Thereafter, the Applicant offered to provide obtain a copy of the warrant
from India and provide the same to the RRT.
In this regard, the Member basically advised the Applicant that even if he
were to provide the RRT with a copy of the warrant –
the ease with which
fraudulent documents can be obtained from India – would lead the Member to
disregard/dismiss the veracity
of that piece of evidence.
Please provide us with a copy of the objective evidence on which the Member
relies in stating that it is easy to obtain fraudulent
documents from
India.
In the alternative please advise if the Member is now willing to receive a
copy of that warrant and objectively consider the same.
* * * *
We hope that the above/attached assists in the decision making
process."
| 50 | For my part I
think the statements of the lawyer were put too highly. However, if that was
what the lawyer thought, one would perhaps
have expected, and the Tribunal could
have expected, either an application to be made or an application to put the
material to the
Tribunal to be pressed. What was done was an alternative given
to the Tribunal: provide the basis of, in effect, country information
about
document fraud in India, or advise if the member was now willing to receive a
copy of the warrant and objectively consider
the same. The Tribunal, shortly
thereafter, sent a letter to the solicitor in the following terms:
|
"The Member reviewing your case has asked me to advise you as
follows.
As requested by your adviser, and in case the Tribunal relies on this
evidence, enclosed is an extract of the relevant part of a UK
Home Office report
on India indicating that fraudulent documents can be easily obtained.
In addition, if you want the Tribunal to consider the letter from your sister
(your fax of 29 June 2005 to the adviser refers) the
Tribunal will need to
receive the original of the letter, and a translation by a qualified translator
by close of business 2 August
2005."
| 51 | Thereafter, no
further application was made by the solicitors acting on behalf of the appellant
and no attempt was made to forward
further documentation or other evidence from
India. |
| 52 | In its defence, if I may use that
expression, in the reasons that it gave, the Tribunal said the following:
|
"The adviser implied that because the Tribunal referred to independent
material about the ease with which fraudulent documents can
be obtained in
India, it had already decided that any warrant submitted by the Applicant would
be fraudulent. The Tribunal rejects
this suggestion as its purpose was to put
the Applicant on notice that any such document would have to be assessed by the
Tribunal
in the light of that information, and in the light of other evidence
before it about the issue of being wanted. Obviously, all documents
from India
are not fraudulent, nor did the Tribunal suggest this, especially given that it
had accepted for consideration, the submission
of photographs, Indian newspaper
clippings, and other material such as the Relief Camp booklet and curfew
certificate, and indicated
its willingness to consider a recent letter (and
translation) for the Applicant’s sister."
| 53 | The question of
actual bias is in part to be understood by reference to what the Tribunal said.
I am not prepared to find on the
evidence before me, in the face of what the
Tribunal has said, that there is any ground to conclude that the Tribunal was in
fact
biased in the sense that it had in fact closed its mind. Such a finding
would be to reject as untruthful what appears on page 17
of its reasons and I am
simply not prepared to entertain that submission in the light of the material as
a whole. That, however,
does not deal with apprehended bias and apprehended
bias, as NADH shows, may be properly assessed at the time of the action
or conduct in question or when the decision has been handed down. NADH
was a case where the apprehended bias was illuminated ultimately, and
completely, by the way the Tribunal dealt with the claims and
the reasons in the
light of what had happened. |
| 54 | Here, while
the legal adviser was prepared to assert that what had happened put him "between
a rock and a hard place". But he was
not prepared to say to the Tribunal that
it should disqualify itself and this matter should be re-heard. The letter was
somewhat
more plain, but it, too, did not squarely say to the Tribunal that it
should not hear the matter any further. |
| 55 | I
think everything goes back to assessing what occurred in the Tribunal hearing as
reflected on pages 45 and 46 of the transcript.
I simply do not agree with Mr
Varess that the Tribunal expressed any view that it would not deal with any
information that was brought
forward. I think what was said is plainly able to
be understood as the Tribunal says it was intended. I do not have the tapes.
I
have not heard the tone of voice, but I am not prepared to conclude that
apprehended bias has been disclosed. For those reasons
I would dismiss the
appeal in relation to the bias claim both actual and apprehended.
|
An additional consideration
| 56 | As I indicated at the hearing
in my view, the factual mistake issue and whether or not it is a jurisdictional
error is a question
of judgment to be assessed in the way that I have
identified. Given that there does appear to have been a serious factual mistake
made in relation to material put before the Tribunal, the case would not be one
that was inappropriate in my view for the Minister
through the Department to
consider the potential ramifications of that mistake. I will not say any more,
but the mistake seems to
be a serious one, although not jurisdictional.
|
| 57 | The appeal should be dismissed with
costs. |
I certify that the preceding fifty-seven (57)
numbered paragraphs are a true copy of the Reasons for Judgment herein of the
Honourable
Justice Allsop.
|
Associate:
Dated: 19
October 2006
Counsel for the
Appellant:
|
|
|
|
|
Counsel for the Respondent:
|
|
|
|
|
Solicitor for the Respondent:
|
|
|
|
|
Date of Hearing:
|
|
|
|
|
Date of Judgment:
|
|
AustLII:
Copyright Policy
|
Disclaimers
|
Privacy Policy
|
Feedback
URL: http://www.austlii.edu.au/au/cases/cth/FCA/2006/1359.html