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Federal Court of Australia |
COURT
IN THE FEDERAL COURT OF AUSTRALIACATCHWORDS
Administrative Law - Public Service Promotions Appeal Board - Report by relevant Department to Committee hearing appeal - State and Central Committees - Whether "full enquiry" made by State Committee - Whether an appellant should see report of State Committee - Whether Central Committee took into account irrelevant considerations - Whether denial of natural justice - Extent of duty of Central Committee to inform applicant of submissions of others.Administrative Decisions (Judicial Review) Act 1977 - s.5
Public Service Act 1922 - s.50
Public Service Regulations - Reg. 116
HEARING
SYDNEYORDER
1. The application be dismissed.2. The applicant pay the respondents costs of the application.
DECISION
This is an application under the Administrative Decisions (Judicial Review) Act 1977. It is in form one application, but it deals with the applicant's failure on two separate appeals under the Public Service Act 1922 ("the Act"), one being in relation to position No. 3175 and the other position No. 3176. Position No. 3175 was advertised, No. 3176 was not. They were positions with the same duty statements, in the Australian Development Assistance Bureau ("A.D.A.B."), and provisional promotions were made at the same time, Mr. Munro being appointed to position No. 3175, and Mrs. Hastings to position No. 3176. The appointments were gazetted on 16 September 1982. The applicant appealed against both provisional promotions at the same time, under s.50 of the Act, and she also appealed under Reg. 116 of the Public Service Regulations against Mrs. Hastings temporarily acting in position No. 3176. The decision in this last appeal is not directly in issue. Miss Chamberlain is an officer of the Department of Foreign Affairs.The first respondents constituted a Promotions Appeal Committee for New South Wales, the second respondents a Central Promotions Appeal Committee, located in Canberra. The appeals by the applicant were considered by both Committees, the reason for this being that the parties, that is to say, Miss Chamberlain and other appellants (not party to these proceedings), and the provisional appointees, did not all perform their duties in the one State. This situation is dealt with in sub-s. 50(8C) of the Act. The function of the first-mentioned Committee was to "make full inquiries into, and make a report to the Board on, the claims of" the appellant or appellants. The Board was required to refer the reports (in both the Munro and Hastings cases) to a Central Promotions Appeal Committee, whose function it was to examine them, to make such inquiries as it thought necessary into the claims of the parties, and to determine the appeals (sub-para. 50(8D)(c)(ii)). The Central Committee considered the appeals against both provisional appointments at or about the same time, and disallowed them. The ultimate act was that of the Board, which confirmed the provisional appointments (see sub-s. 50(10)).
In written submissions made on behalf of the applicant reliance is placed only on s.6 of the Judicial Review Act but the decisions of the Central Committee are primarily the subject of challenge, and it seems to me that it is more appropriate to direct attention to the application of s.5. No separate challenge is made to the confirmation by the Public Service Board. It would appear to have had no discretion, once the appeals were disallowed (sub-s. 50(10)).
Miss Chamberlain was senior to both Mrs Hastings and Mr Munro, and the ground to be considered pursuant to s.50(6) of the Act was whether she had "equal efficiency". The term "efficiency" is defined in s.50(4) to mean, subject to an immaterial exception, "special qualifications and aptitude for the discharge of the duties of the office to be held, together with merit, diligence and good conduct".
The grounds relied upon in these proceedings are (a) that there was no relevant evidence to support the decisions arrived at; and (b) there was a denial of natural justice in the course of reaching them (in the written submission it is put that the Committee did not act fairly, but this is a term sometimes used in the case law, and not that of the statute).
The New South Wales Committee, in a report of five pages made on 26 May 1983 to the Public Service Board, concluded by saying that Miss Chamberlain was "average" for the positions in dispute. The Central Committee notified disallowance of the appeals on 14 July 1983.
The applicant sought reasons under s.13 of the Judicial Review Act from the
Central Committee and it is a convenient course, in
these proceedings, to set
out the reply and accompanying notes. There is contained in the documents a
useful statement of some of
the relevant facts:
"18 August 1983
Dear Miss Chamberlain,section 13 of the Administrative Decisions (Judicial Review) Act, statements of reasons for the disallowance of your appeals against the provisional promotions of J D Hastings and G J Munro, and the temporary performance of J D Hastings.
We refer to your telegrams of 19 July, 1983 in which you sought under
Yours sincerely,convened in Canberra to consider the following appeals relating to class 9 positions in the Australian Development Assistance Bureau of the Department of Foreign Affairs:
(Signed) (Signed) (Signed)
K J SMITH W S A MAGEE R C G MARTIN
(ACOA Nominee) (Chairman) (Departmental
Nominee)"
"NOTE FOR FILE
On 5, 8 and 13 July 1983 a Central Promotions Appeal Committee was
An appeal by Mrs Finch against the provisional promotion of Mrs Hastings.by the ACOA and Mr R.C.G. Martin nominated by the Bureau.
An appeal by Mr Swan against the provisional promotion of Mrs Hastings.
The Committee comprised Mr W.S.A. Magee, Chairman, Ms K.J. Smith nominated
The Committee had before it the following documents:Finch;
Statements in support of the selections from the Bureau;
Statements from all parties to the appeals with the exception of Mrs
A letter from Miss Chamberlain to the central PAC:considered her claims;
Copies of correspondence between Mrs Finch and the PAC in Sydney which
Reports from a PAC in Sydney on Miss Chamberlain and Mrs Finch;Hastings in relation to her temporary transfer, the other dealing with Hastings, Swan and Munro for promotion.
Reports from the two PAC's in Canberra, one dealing with the claims of Mrs
THE APPEALS BY CHAMBERLAIN AGAINST HASTINGSissues, and had asked the Sydney PAC to convey other issues to the Central Committee. These are dealt with below.
Miss Chamberlain had written to the Central PAC raising a number of
Point 1Committee dealing with Mrs Hastings. In telephone conversation with Miss Chamberlain we pointed out that two PAC's had assessed Mrs Hastings. The ADAB nominee on the second committee was Mr Peacock. Miss Chamberlain raised no objection to Mr Peacock, and seemed to accept our proposition that Mr Powell's ability to improperly influence the views of other people - should he have had such a wish - was distinctly limited.
Miss Chamberlain objected to Mr Powell as the ADAB nominee to the Canberra
Point 2Hastings. In telephone conversations with Miss Chamberlain we pointed out that two other officers had been used as referees for Mrs Hastings - Mr Goldstein and Mr Wolfe. Miss Chamberlain indicated that neither of those officers were acceptable as referees - she did not trust Mr Goldstein's judgement and she doubted Mr Wolfe's ability to understand the work on which Mrs Hastings had been engaged, or that his knowledge of Mrs Hastings was adequate. We took the view that as each of these referees had observed Mrs Hastings' performance in recent years, their views ought to be brought to account with all the other evidence.
Miss Chamberlain objected to the use of Mr Lussick as a referee for Mrs
Point 3and 9 levels in the Sydney office of the Bureau should not be brought to account in her favour as the processes of both the selection committees and the PAC's which resulted in her gaining that experience were suspect. We concluded that Mrs Hastings' experience at these levels was a matter of fact and, therefore, the benefits she had obtained from that experience could not be denied her.
Miss Chamberlain contended that Mrs Hastings' experience at the Class 8
Point 4appeals committees, and indeed other parts of the Public Service, by claiming to have a Diploma of Social Work rather than the Diploma of Social Studies that she in fact held. We pursued this point at considerable length. On the basis of our enquiries it is clear that Mrs Hastings has mislead these Promotions Appeal Committees, and a range of other committees which have had to consider her applications over the years, by describing her two year Diploma in Social Studies as a three year Diploma in Social Work. However, after examination of Mrs Hastings' personal file, we have concluded that the effects of this have been minimal -
Miss Chamberlain had put the point that Mrs Hastings had mislead the
Point 5internal audit report on the operation of the Sydney Regional Office of the Bureau which, she said, reflect (sic) very badly on Mrs Hastings' administration of that Office during 1982. We called for that report. It indicates that financial controls in the Sydney Office were particularly poor during the period when Mrs Hastings had control of the Sydney Office (although other officers had controlled the office during the period being considered by the internal auditors). However, the report provides no basis for assessing the overall performance of the Sydney office at that time, and a poor basis for assessing Mrs Hastings' own performance. The report provides more comment on the performance of officers under the control of Mrs Hastings, and there are limits on the criticism that implies for Mrs Hastings.
Miss Chamberlain suggested that the Central Committee should examine an
Point 6transcripts of the Federal Court cases Finch versus Roughly and Chamberlain versus Cockburn, and/or the 'transcripts' of PAC hearings of these appeals. For a number of reasons, we did not call for those transcripts -
Miss Chamberlain suggested that the central committee should consider the
Point 7signed the statement by the Bureau to the PAC's. The significance of this point escaped us.
Miss Chamberlain had raised an issue as to the name of the officer who had
Point 8committee we spoke to Miss Chamberlain on the telephone on three occasions for periods totalling in excess of two hours. In addition, the Chairman of the Committee spoke separately to Miss Chamberlain on at least three occasions on the telephone. Given this, we concluded that from our viewpoint we had no need to see her in person. The precise nature of her need to see us was not clear to us. We did not accede to her wish as we believed we had covered all relevant matters on the 'phone.
Miss Chamberlain had indicated a wish to meet with the central PAC. As a
Point 9in Sydney on herself, and by the PAC's in Canberra on Hastings and Munro, to the CPAC. On examination of those reports we concluded that they contained no information on the qualifications, experience and general background of herself or the other parties which had not already been available to Miss Chamberlain when the statements from the Bureau and the other parties had been available for her to see in Sydney, or were not already known to Miss Chamberlain from her association with Mrs Hastings. We believed that she had neither need nor entitlement to see the value judgements of the parties set out in the reports from those committees. As a result, we declined to give her access to those reports.
Miss Chamberlain had indicated a wish to see the reports sent by the PAC
Point 10papers she had presented to the PAC in Sydney had been forwarded to the Central Committee. The Chairman had spoken to her separately on that point, advised that he had examined the papers before the Central Committee and discussed the matter with the Chairman of the Sydney Committee and was satisfied that all papers were present before the Central Committee. Miss Chamberlain accepted that assurance.
Miss Chamberlain suggested that she had a need to be assured that all
Point 11and to have an opportunity to object. The matter was discussed with her by the Chairman separately, when she was told the names of the members of the CPAC. She expressed some reservations about not being given additional information about the background of the two nominees from the Bureau and the Union, but did not press her objections further.
Miss Chamberlain wished to know the composition of the Central Committee
9. Ability and experience in staff supervision."The statement then proceeds:
"Criterion 1the function. No evidence to distinguish, and I doubt the criterion is very relevant.
(One member of the Committee) neither seem to have much experience in
Criterion 2understanding of bilateral aid. Chamberlain ahead on training in view of her greater experience.
(Two members of the Committee) no basis to distinguish in terms of
Criterion 3at this than Hastings.
Chamberlain has the qualifications and experience to be more skilled
Criterion 4experience of the function, and references from outside academics say she is very good. For those reasons she is ahead.
(Two members of the Committee) Chamberlain has appreciably greater
Criterion 5positively supports her on this factor; the Sydney PAC does not support Chamberlain.
(Two members of the Committee) no basis to distinguish.
(Another member of the Committee) Hastings - the PAC Canberra
Criterion 6distinct problem in getting on with and communicating with people in recent years - witness her lack of recent Departmental referees, her difficulty in communication with the Sydney PAC, and the difficulty in our communication with her on the telephone.
Chamberlain - appreciably more experience at the function.
Criterion 7
(Two members of the Committee) Hastings - Chamberlain seems to have a
(Another member of the Committee - no evidence to distinguish.educationalist.
Criterion 8
(Two members of the Committee) Chamberlain - she is far more an
(Another member of the Committee) Hastings.other Regional offices."
Criterion 9
Hastings - better experience as the Regional Director in Sydney and
THE APPEAL BY CHAMBERLAIN AGAINST MUNROhave distinct reservations about Chamberlain's suitability for the job.The Committee disallowed this appeal for the following reasons:
1. See our reasons on the appeal by Chamberlain against Hastings, we
'her employer clearly has a poor opinion of her'.the Committee to suggest that her employer did have a poor opinion of her.
Miss Chamberlain indicates she is unaware of what evidence was before
It was submitted that there was no relevant evidence on which the Central Committee could have reached its decision. This submission plainly cannot be sustained. I suspect that what is meant is that the decision of the Central Committee, as disclosed by the above material, turned on an irrelevant consideration, in the sense of one outside the meaning of "efficiency". Counsel for Miss Chamberlain submitted that "efficiency" was exhaustively defined in s.50(4) as meaning "good conduct, diligence and merit". It was put that inability or difficulty in getting on with others on the staff was irrelevant. I do not agree. "Aptitude for the discharge of the duties of the office to be held" is part of the definition of "efficiency" in that sub-section. The matter mentioned was not outside the proper scope of the inquiry. One of the selection criteria for the position specified the ability to communicate effectively at all levels of the public service, and the promotee was required to work as part of a team. If the Committee took the view that Miss Chamberlain was deficient in that area, it was entitled to take it into account in determining whether she was suitable for the position.
Other matters raised in argument included several criticisms of findings of fact of the Committee, and of opinions formed thereon. With one or two immaterial exceptions, the criticisms were not directed to absence of evidence, but to the soundness of the conclusions reached, and opinions formed. I am not myself persuaded that these criticisms are soundly based but in any event they are not matters with which I can deal. The review available in this Court is, to speak in general terms, on matters of law only. A mistake of fact or an erroneous opinion does not form any basis for review, unless an error of law going to the making of the decision or decisions is involved. With this in mind, I do not think it is helpful to discuss each particular point raised.
It is also submitted that the Central Committee failed to make due inquiry, in particular to fill gaps in the report of the State Committee. I am not satisfied that the State Committee or the Central Committee failed to make all reasonable inquiries, but an attack on this ground must relate itself to their respective statutory duties and is not in this case properly part of the case of denial of natural justice. Sub-section 50(8C) requires the State Committee to make "full inquires" into the claims of the party (or parties), and sub-s. (8D) requires the Central Committee to "make such further inquiries (if any) as it thinks necessary. . . ". The last-mentioned requirement leaves the matter very much in the discretion of the Central Committee, and there must at least be something in the nature of a substantial failure to make "full inquiries", before the State Committee can be said to have erred in law. What particular inquiries should be made, and the extent to which they should be pursued was a matter for the Committees.
A particular complaint concerns passages in two Departmental reports, to which the applicant had access, and which both Committees had before them, in relation to the consideration of Miss Chamberlain's suitability for either of the positions No. 3176 or No. 3175. One report, which was made for the purpose of the Reg. 116 appeal, and which compared Miss Chamberlain and Mrs Hastings, was to the effect that Miss Chamberlain was "unsuitable for another Class 9 position" (see answers, set out above, to clauses 4(a) and 4(d) of Miss Chamberlain's affidavit). The statement referred to Miss Chamberlain's unsuccessful appeal against the promotion of Mr Townrow to the position of Regional Director of A.D.A.B. in 1982. The other report prepared for the appeal against the provisional promotion of Mr Munro and Mrs Hastings stated simply that Miss Chamberlain was considered unsuitable for either position. It was submitted that this statement was meaningless, or should have been ignored, or the basis for it should have been further explored. Miss Chamberlain also relied on a statement of the Department, made by telegram of 21 April 1983, that it would not in future use the interview report or Departmental recommendations for the Townrow appeal in any promotions appeal made by her. The telegram was shown on the date of its receipt to the Chairman of the Regional Committee, Mr Banks, along with a letter Miss Chamberlain had written to the Department of Foreign Affairs outlining her objection to the report relating to the Townrow appeal.
Miss Chamberlain complains that the Committee took her failure in the Townrow appeal to be a matter adverse to her, when no finding adverse to her was made by the Central Committee in that appeal. The statements of the Department may possibly have resulted from a misconception of the effect of the Townrow Committee's decision, but this Court does not have all the evidence which would enable such a conclusion to be drawn. They were in fact the expressed opinions of the Department, contained in letters from responsible officers. Miss Chamberlain made it quite clear to both the State and Central Committees that she considered the statement to be misconceived, and the file note of the Central Committee referring to the view of the Department that Miss Chamberlain was unsuitable for promotion, adds in parentheses that this view is unsubstantiated. Both Committees were clearly aware of the two opinions, one from the Department that Miss Chamberlain was unsuitable, and another from Miss Chamberlain that this view was misconceived. The State Committee did explore the matter to some extent, at least. What weight it and the Central Committee gave to the Departmental opinions, or Miss Chamberlain's observation thereon, I do not know; that was a matter for them.
There was an abundance of material before both Committees relating to Miss Chamberlain's Departmental performance, her experience, her earlier promotion applications and associated matters, and there was the important fact (in the eyes of the Central Committee) that Miss Chamberlain had not provided the names of referees from the Department acquainted with her recent performance, although the Central Committee had asked her for them more than once, and had emphasised that it was an important matter for their consideration. She said, and says, that there was good reason why she did not do so, but conclusions on the matter, if they wished to form any, were matters for the Committee.
The appellant submits that the report of the N.S.W. Committee should have been made known to her. I do not know that I would wish to express a precise or concluded view as to what should be done in this regard. In general, it would seem that the correct approach is to regard the State report as part of the decisional process, and confidential within that process. What the submission does emphasise, however, is the need for the Central Committee, before it acts on what is said by the State Committee, to know the basis upon which the latter has reached its conclusion, and be satisfied that it is supported by the facts, including relevant opinions. This satisfaction may come from its own inquiry, or from other facts stated by the State Committee. If the opinion of the State Committee is adverse, the party affected should as a rule be told of that fact and have a reasonable opportunity of stating his case in relation to the adverse conclusion, and any particular adverse matters relied on by the State Committee. In the present case the report of the N.S.W. Committee was not adverse, although it was not enthusiastic.
Mr Magee, in his evidence, says that the reason for not making other material available to Miss Chamberlain, such as the other applications, and the other Committee reports, was in past practice (he is one of three chairmen of Central Committees) but also because there was not thought to be anything therein adverse to Miss Chamberlain other than the value judgments of the New South Wales Committee. This evidence was not challenged in cross-examination.
The view was taken at an early stage that public service promotion appeals are in the nature of adversary proceedings (see Finch v. Goldstein [1981] FCA 132; (1981) 36 A.L.R. 287). This view was rejected by all the members of the Full Court in Ansell v. Wells [1982] FCA 186; (1982) 43 A.L.R. 41. The function of Promotions Appeal Committees is one of making inquiries, and assessments, and reporting or deciding. It is I believe a fundamental error to regard the procedure as adversary to any extent. Competition there is, and the results can be very important to the contenders, but the central role is that of the Committee. It is not at all a matter of it inviting mutual conflict or antagonism. Such a course would, one imagines, be very inimical to the functioning of the public service. When therefore reference is made to the requirement that one contender be made aware of the case of another, this does not imply that there should be an invitation to one to discredit the other. So far as facts are concerned, there can be very little opportunity to do so, in a closely regulated service where full personal records are kept. The present case provides an example of an exception, because Miss Chamberlain successfully showed that a qualification given by Mrs Hastings was not what it seemed. A challenge to the other person's case would be likely to relate to matters of evaluation, and judgment, and requirements of natural justice do not usually take us down that road.
Circumstances alter cases, and it is unwise to be dogmatic, in the abstract, about details of the requirements of natural justice. It is normally regarded as necessary that adverse matter be put to a party whose case is being considered by a tribunal; this being an application of one of the two fundamental bases of the doctrine, customarily expressed in the latin audi alte am partem. There is not, however, any general requirement that each applicant before a tribunal be informed of the whole case of the other. As I have already indicated, "fairness" is not a synonym for "natural justice". While it is a useful test for a tribunal to be guided by what is "fair", and indeed for a Court to see what a "fair" course of proceeding required, this term is not a synonym for natural justice. When a court is testing whather there has been a compliance with the rules of natural justice, it looks to matters of substance, such as a significant failure in procedure, and does not examine what might or might not have been done with each item of evidence.
In this case, the submission that Miss Chamberlain should have been made fully aware of Mrs Hastings' case, rings somewhat hollow. Miss Chamberlain was already aware of Mrs Hastings' credentials; among other considerations, they had been fully aired in proceedings in this Court by Miss Chamberlain less than a year earlier, in which she had been successful (Chamberlain v. Cockburn, judgment delivered 14 October 1982). She had, moreover, submitted detailed adverse comments about Mrs Hastings, and her claim, to the Committees. Mrs Hastings, on the other hand, did not make any allegations against her. There was no obligation on either Committee to disclose to Miss Chamberlain all the documents presented by, and statements made by, Mrs Hastings, or in aid of her case, although, as I have suggested in another case, it may have been prudent for the Committees to do so, having first withdrawn confidential matter such as referees' reports (see Hurt v. Rossall (1982) 43 A.L.R. 252). Although the file was in evidence before me, no challenge was made to any specific material in it.
Another matter referred to is that a Mr Powell was a member of the A.C.T. Committee which examined the provisional promotees and other appellants, although he had been nominated by Mrs Hastings as a referee. He did not in fact give a reference. The allegation is one of bias, or possible bias, but it is at least doubtful whether any such claim could be sustained. For the purposes of this case, it seems to me remote from the claim of denial of natural justice. Miss Chamberlain made the Central Committee fully aware of the situation. She does claim that she was entitled to be told in advance of the names of the members of the Australian Capital Territory panels, with a right to object thereto, but it is unnecessary to pursue this question. She was told in advance of the names of the proposed Central Committee.
The challenge concerning Mr Munro's appointment is different. For some reason it has been much less pressing. Some considerations are covered by what I have already said in relation to the appeal against Mrs Hastings' appointment. The main point, as I understand, is that the Central Committee did not consider the relative merits of Miss Chamberlain and Mr Munro. This is plainly refuted by the evidence. It is submitted, however, that the comparison could only be done by reference to the criteria, and that this was not done. Both were separately assessed in relation to the criteria, but the decision of the Committee was based simply, as Mr Magee says, on the unsuitability of Miss Chamberlain for the position.
In my view, there was no denial of natural justice in connection with Miss Chamberlain's appeals. She was given every opportunity to present her case in full to the Committees and in fact availed herself of the opportunity she was given with considerable assiduity. She wrote a number of letters to the Committees making many observations on the merits of her position and some criticisms of her competitors, particularly Mrs Hastings. Mr Banks presented her with a long schedule of interim responses to matters raised by her, indicating, where appropriate, action being taken. She had seen all the documents relevant to her appeal which were before the State Committee. The list of documents in her case which were before the Central Committee had been checked with her by Mr Magee. She was very familiar with relevant procedures, having been an active participant on a number of occasions. As late as December 1982 she had been given reasons for her failure in her appeal against the provisional promotion of Mr Townrow. In the present case she was interviewed over a period of five hours by the New South Wales Regional Committee, and she participated in a conference telephone conversation with the Central Committee for two hours or more. She had several additional conversations with the Chairman of the Central Committee, Mr Magee, concerning aspects of her case.
In relation to all the many criticisms made by Miss Chamberlain, it is as well to carry in mind the summary of reasons given by the Committee, which I have set out above. As Mr Magee says in evidence, the conclusion the Committee came to was based largely on the direct discussions with Miss Chamberlain and her rejection, one by one, of named people as referees. In the course of the discussion she made remarks concerning them which the Committee regarded as indicative of her unsuitability to occupy the senior position available. Mr Magee says that Miss Chamberlain was ahead of Mrs Hastings in the comparison based on the criteria. The matter obviously turned ultimately on an assessment of personal characteristics. In relation to Mr Munro, the Committee's reasons take up their reasons in the Hastings case, and it says "we have distinct reservations about Chamberlain's suitability for the job". It also says that: "Munro has been acting in the job since February 1982, and the evidence is that he is doing it very well - referees and the P.A.C. in Canberra say so". In the s.50 Departmental report, Mr Munro was rated ahead of both Miss Chamberlain and Mrs Hastings.
I am therefore of the view that the application fails and should be dismissed.
If I was otherwise satisfied that both the case against Mrs Hastings and that against Mr Munro should succeed, questions would arise as to what should be done.
There is a further matter which should be mentioned and it relates to the time which has elapsed since the provisional promotions were made, in September 1982. The application to this Court was filed on 15 September 1983, but matters of obtaining discovery and administering interrogatories delayed its progress. It was heard on 26 and 27 November 1984. It was agreed that submissions be in writing, and the last of these was lodged in late December 1984. The question is whether, in any event, the Court should refuse relief. As the matter was not argued, I say no more.
The application is dismissed, with costs.
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